MutualFundWire.com
The insiders' edge for 40 Act industry executives!
an InvestmentWires' Publication
an InvestmentWires' Publication
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MutualFundWire.com
The insiders' edge for 40 Act industry executives!
an InvestmentWires' Publication |
|
Wednesday, March 21, 2007 Utah's Got Your Back In spite of the best efforts of fund companies, B-share abuses still occur by way of circumventing maximum purchase limits the good people at Ignites report. The Utah Department of Commerce’s Securities Division wants to put an end to that by revoking the licenses of First Western and certain individual reps and leveling fines. First Western of course denies they heard of, saw, were privy to, or even know what a B-share is. Printed from: MFWire.com/story.asp?s=13755 Copyright 2007, InvestmentWires, Inc. All Rights Reserved |