MutualFundWire.com
The insiders' edge for 40 Act industry executives!
an InvestmentWires' Publication
an InvestmentWires' Publication
|
|
MutualFundWire.com
The insiders' edge for 40 Act industry executives!
an InvestmentWires' Publication |
|
Tuesday, May 7, 2002 Save Those E-mails Apparently some Wall Street firms are not complying with federal regulations and saving e-mails sent by stock brokers. Firms are required to save those correspondence for three years. The National Association of Securities Dealers Regulation is seeking those e-mails in cases involving possible conflicts of interest, according to The New York Times. The paper reports that Salomon Smith Barney is one firm that failed to produce the e-mails. Printed from: MFWire.com/story.asp?s=2516 Copyright 2002, InvestmentWires, Inc. All Rights Reserved |