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Friday, April 7, 2017 A Wirehouse Commits to DoL Rule Changes Despite the delay of the DoL's fiduciary rule earlier this week, Morgan Stanley will move forward with planned changes, according to a memo sent to its employees earlier this week.
Additionally, Morgan Stanley will now require advisors to provide enhanced documentation of conversations with clients regarding rollovers and complex products, including alternatives, annuities, municipal bonds, and structured investments. The Wall Street Journal also reported on the story. Printed from: MFWire.com/story.asp?s=56064 Copyright 2017, InvestmentWires, Inc. All Rights Reserved |