Follow the Fundsters - June 5, 2017
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Monday, June 05, 2017

Follow the Fundsters - June 5, 2017

Company: Spartan Capital Securities

Appointment: Jeremy Dickstein

Dickstein was appointed as senior managing director, overseeing Spartan Capital Private Wealth Management. Previously, Dickstein was employed at many firms, including Merrill Lynch.


Company: S2K Financial

Appointments: Brendan McLaughlin, Kurt Gunderson, Felix Vera and Michael Roman

S2K Financial added four vets to their team. McLaughlin was appointed as regional vice president, South Central region based in Texas, Gunderson was appointed as vice president, North Central region, based in Minnesota, Vera was appointed as regional sales associate based in New York City, and Roman was appointed as national accounts wholesaler.


Company: New York Life Investment Management

Appointments: Kirk Lehneis, John Grady

New York Life has expanded their senior leadership roles. Lehneis, chief operating officer, adds "the retail business, MainStay Funds and IndexIQ, to his portfolio, including global product development and marketing." Grady, senior managing director and vice chairman will also serve as chief administrative officer, "responsible for strategy, mergers and acquisitions, and business development."


Company: Pacer Financial

Appointment: Phil Eichinger

Eichinger was appointed as SVP at Pacer. Previously, Eichinger led distribution at RS Investments.


Company: NAB Asset Management

Appointment: Jim McBride

McBride was appointed as director of institutional sales and consultant relations of North America. Previously, he was a partner at Cooke & Bieler.


Company: LPL Financial

Promotion: Michelle Oroschakoff

Oroschakoff was appointed as chief legal and risk officer, succeeding David Bergers, effective June 9. Currently Oroschakoff is managing director and chief risk officer at LPL.


Company: USCF

Appointment: Maya Lowry

Lowry was appointed as head of distribution at USCF. Previously, she was director of national accounts at USCF since 2016.


Check back as we keep an eye on people moves in the future and see our previous Follow the Fundsters (previously know as People on the Move) column here. For the latest SEC filings and fund launches, explore our Filings For Fundsters (formerly Stork and Reaper) and New Fund Fuss columns. For job opportunities in the industry, explore our The Next Gig column. If you have a fund filing, a mutual fund launch, a product change or a new hire that you would like to announce, please contact the MFWire team at

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