MutualFundWire.com
The insiders' edge for 40 Act industry executives!
an InvestmentWires' Publication
an InvestmentWires' Publication
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|
MutualFundWire.com
The insiders' edge for 40 Act industry executives!
an InvestmentWires' Publication |
|
Tuesday, December 29, 2020 Meet Wall Street's New Top Cop ... For Now Fundsters have a new but familiar top regulator to deal with, at least for now.
"I am humbled and honored to serve as the Acting Chairman," Roisman states. "During the time I am in this role, I am fully committed to maintaining the steady course that Chairman Clayton charted during his admirable tenure. I look forward to continuing to work with the incredible SEC staff and my fellow Commissioners as we steward this agency into the new year." Roisman joined the SEC two years ago in a Republican commissioner spot. (The agency has two Republican commissioner seats, two Democratic commissioner seats, and a chair.) He hails from Maine and previously served as chief counsel to the U.S. Senate's Committee on Banking, Housing, and Urban Affairs. He also worked for a prior SEC commissioner and served at NYSE Euronext and at Milbank, Tweed, Hadley & McCloy. He is an alumnus of Boston University's School of Law and of Cornell University. Clayton took over the SEC three years ago as chairman. He previously was a partner at Sullivan and Cromwell, an adjunct professor at the University of Pennsylvania's Law School, and a law clerk for a federal judge. He is an alumnus of UPenn twice over and of the University of Cambridge. Printed from: MFWire.com/story.asp?s=62316 Copyright 2020, InvestmentWires, Inc. All Rights Reserved |
