| Recent News from around the Web |
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More than 60 state officials and pension funds criticize SEC's new mandatory arbitration policy
Pensions & Investments
11/6/2205 11:37:00 AM
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Rick Wurster hopes private shares company acquired on the cheap will help RIAs sell pre-IPO shares, but the firm burns cash, and needs dire automation, distribution upgrades
RIA Biz
11/6/2025 9:42:00 PM
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Goldman to promote highest number of executives to managing director since 2021
Reuters
11/6/2025 7:49:00 PM
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Defiant Schwab says RIAs have welcomed $2M referral minimum
InvestmentNews
11/6/2025 6:43:00 PM
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Victory Capital Non-GAAP EPS of $1.63 beats by $0.04, revenue of $361.2M misses by $3.04M
Seeking Alpha
11/6/2025 5:40:00 PM
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Charles Schwab Acquires Forge Global for $660M
401k Specialist
11/6/2025 5:00:00 PM
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Suit Says IBM's Custom TDF Benchmarks 'Insufficient'
NapaNet
11/6/2025 4:00:00 PM
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Goldman Sachs Promotes 638 Employees to Managing Director Role
Wall Street Journal
11/6/2025 3:46:00 PM
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$5.5bn family office gatekeeper is reevaluating large caps
citywire
11/6/2025 3:00:00 PM
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$130bn Cerity Partners loses top growth exec to Wilshire
citywire
11/6/2025 3:00:00 PM
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Voya and Corebridge Prepare for 401(k) 'Asset Recapture'
ThinkAdvisor [Investment Advisor]
11/6/2025 2:19:00 PM
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Private Market Investments Take Off in Empower's Retirement Plans
401k Specialist
11/6/2025 2:00:00 PM
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Fund Files: American Beacon to acquire 2 DoubleLine funds; First Trust debuts 'critical metals' ETF
citywire
11/6/2025 2:00:00 PM
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Ken Leech hires ex-WAM CEO's attorney in cherry-picking case
citywire
11/6/2025 1:30:00 PM
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Charles Schwab to acquire private markets platform Forge Global in $660 million deal
Pensions & Investments
11/6/2025 12:54:00 PM
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AI ETF Helps Roundhill Double in Size to $10 Billion. It's 'Only the Beginning,' Says CEO.
Barron's
11/6/2025 12:43:00 PM
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Product & Service Launches
Plan Sponsor
11/6/2025 12:00:00 PM
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Schwab asked clients to reset login credentials, citing data security
citywire
11/6/2025 12:00:00 PM
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IRI Issues 'To Do' List for Congress to Improve Retirement Security
401k Specialist
11/6/2025 12:00:00 PM
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5 Federated Hermes PMs to retire, come of $31bn in funds
citywire
11/6/2025 12:00:00 PM
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Morningstar gatekeepers to triple private assets coverage in 2026
citywire
11/6/2025 12:00:00 PM
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Charles Schwab to Allow Investments in Private Companies, Joining a Wall Street Craze
Wall Street Journal
11/6/2025 10:34:00 AM
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SEC Regulatory Whiplash Leaves Financial Advisors Scrambling
Wealth Management
11/6/2025 10:00:00 AM
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Double-digit mutual fund payouts are coming — how to avoid the tax hit
CNBC
11/6/2025 9:47:00 AM
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Schwab buys private shares platform Forge for $660m
citywire
11/6/2025 9:00:00 AM
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Schwab to Buy Private Share Platform for $660M
ThinkAdvisor [Investment Advisor]
11/6/2025 8:51:00 AM
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NAPA Announces the 2025 Top Social Media Influencers
NapaNet
11/6/2025 8:30:00 AM
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Wealthspire Relaunches as One Platform
Plan Sponsor
11/6/2025 8:00:00 AM
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Hess will pay $850,000 to settle 401(k) plan mismanagement lawsuit
Pensions & Investments
11/6/2025 7:30:00 AM
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These ETFs Had One Job. They Didn't Do It, Costing Traders Billions
Morningstar
11/6/2025 6:00:00 AM
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Why We Upgraded Fidelity Balanced
Morningstar
11/6/2025 5:00:00 AM
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Nvidia, Meta, Alphabet, and SharkNinja? This Manager Thinks All Four Are Winners.
Barron's
11/6/2025 12:30:00 AM
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Inside the First Litecoin and Hedera ETFs
ETF.com
11/6/2025 12:00:00 AM
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Michael Kitces is asking 'serious questions' about whether XY Planning Network should keep Schwab as its exclusive RIA custodian for 2,000 firms after 'slap in the face'
RIA Biz
11/5/2025 9:16:00 PM
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CenterPoint To Pay $800K To End 401(k) Fee Suit
Law360
11/5/2025 6:29:00 PM
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Rising Costs Leave Employees Struggling to Save for Emergencies
401k Specialist
11/5/2025 6:00:00 PM
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Schwab CEO Worries Young People Conflate Gambling, Investing
ThinkAdvisor [Investment Advisor]
11/5/2025 5:34:00 PM
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October Marks the Best Ever Month for ETF Flows
Morningstar
11/5/2025 5:30:00 PM
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American Airlines Workers' Attys Seek $8M In ESG Battle
Law360
11/5/2025 5:22:00 PM
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Hess Agrees to $850,000 Settlement in ERISA Case
Plan Sponsor
11/5/2025 4:30:00 PM
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Dish Network Wants To Toss 401(k) Fund Suit
Law360
11/5/2025 3:40:00 PM
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Madison Dearborn Forges $580B Firm Under Wealthspire Brand
ThinkAdvisor [Investment Advisor]
11/5/2025 3:34:00 PM
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Asset managers can expect (even) bigger bonuses for 2025: Report
citywire
11/5/2025 3:30:00 PM
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Employees Without Emergency Savings More Likely to Tap Retirement Funds
NapaNet
11/5/2025 3:30:00 PM
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Fidelity Investments Reaches Deal in Data Breach Class Action
Bloomberg
11/5/2025 3:23:00 PM
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Ex-Pathstone alts gatekeeper lands at RBC
citywire
11/5/2025 3:00:00 PM
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Apollo exec discusses partnership plans with traditional managers
citywire
11/5/2025 3:00:00 PM
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Voya targets $700M+ full-year capital generation while expanding wealth management investments
Seeking Alpha
11/5/2025 2:32:00 PM
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We must combat 'blending' of sports betting and investing, warns Schwab CEO
InvestmentNews
11/5/2025 2:00:00 PM
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Morningstar unveils private market indices
citywire
11/5/2025 2:00:00 PM
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