| Recent News from around the Web |
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Rick Wurster explains his first M&A deal in RIA terms and uses data points that bolster his case that Charles Schwab's 46 million client accounts can dominate private share markets
RIA Biz
11/12/2205 9:39:00 PM
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DC Plan Sponsors to Focus on Financial Wellness, Compliance and Cutting Costs in 2026
401k Specialist
11/12/2205 2:00:00 PM
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More than 60 state officials and pension funds criticize SEC's new mandatory arbitration policy
Pensions & Investments
11/6/2205 11:37:00 AM
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BlackRock fundamental equities chief to retire
citywire
11/19/2025 7:30:00 PM
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Pa. Health Network's $1.15M 401(k) Suit Deal Gets Initial OK
Law360
11/19/2025 5:34:00 PM
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Schwab is ending six-year hiatus of ETF platform fees — possibly with a bang; ETF OneSource was a winner made obsolete by Chuck's 2019 zeroing of commissions
RIA Biz
11/19/2025 5:10:00 PM
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LPL Financial investment in Private Advisor Group strengthens position as M&A force for RIAs
InvestmentNews
11/19/2025 5:00:00 PM
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Finra Fines, Suspends Ex-LPL Broker for Unauthorized Trades
Advisor Hub
11/19/2025 5:00:00 PM
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Complaint Alleges Brooklyn Hospital Mismanaged Its 403(b) by Using Retail Share Class
Plan Sponsor
11/19/2025 4:00:00 PM
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Private markets firms gather $740bn from wealth market
citywire
11/19/2025 4:00:00 PM
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ICI presses SEC on default e-delivery for fund documents
InvestmentNews
11/19/2025 4:00:00 PM
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Vanguard Makes, Then Corrects, Fee Errors in New ETF Filing: Report
ThinkAdvisor [Investment Advisor]
11/19/2025 3:32:00 PM
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Private assets in 401(k)s could boost long-term performance. Here's how some are already making it work
CNBC
11/19/2025 3:18:00 PM
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Barred Advisor Gets 3-Year Sentence for Bilking Friends, Relatives Out of $3M
ThinkAdvisor [Investment Advisor]
11/19/2025 3:15:00 PM
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PE shop GTCR to acquire $34bn Fiduciary Trust Company
citywire
11/19/2025 3:00:00 PM
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PNC gatekeepers 'optimize' rec list, trim large cap strategies
citywire
11/19/2025 3:00:00 PM
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How Employers Can Afford to Fund Auto-Features
Plan Sponsor
11/19/2025 2:00:00 PM
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Edward Jones had 'constructive' talks with regulators on bank launch, wealth head says
citywire
11/19/2025 2:00:00 PM
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Fund Files: Voya debuts first active ETFs, First Trust launches gold-stock-bond ETF
citywire
11/19/2025 2:00:00 PM
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Voya Investment Management launches its first active ETFs
Pensions & Investments
11/19/2025 1:23:00 PM
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Paychex Launches AI Alerts to Give Advisors Real-Time Participant Insights
401k Specialist
11/19/2025 1:00:00 PM
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IBIT Suffers Record Daily Outflow As Bitcoin Tumbles Below $90K
ETF.com
11/19/2025 1:00:00 PM
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Investors pull record $523 million from BlackRock's flagship bitcoin ETF
Reuters
11/19/2025 12:28:00 PM
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AT&T 401(k) Forfeiture Reallocation Suit Set Aside
NapaNet
11/19/2025 12:00:00 PM
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PE Firm GTCR to Acquire $34B Fiduciary Trust Company
Wealth Management
11/19/2025 11:00:00 AM
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Wells Fargo names new head of investment products
citywire
11/19/2025 11:00:00 AM
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Blue Owl abandons BDC merger
citywire
11/19/2025 11:00:00 AM
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Bond ETFs are gaining investor attention. What to know before you buy
CNBC
11/19/2025 10:47:00 AM
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BlackRock sets out leadership changes for $296 billion fundamental equity team
Pensions & Investments
11/19/2025 9:01:00 AM
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BlackRock ups risk, adds bond strategy to $185bn ETF models
citywire
11/19/2025 9:00:00 AM
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3 Great New ETFs From 2025
Morningstar
11/19/2025 6:00:00 AM
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How the Line Between Active and Passive ETFs Is Blurring
Morningstar
11/19/2025 5:00:00 AM
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Twin Advisors Found Guilty in $10M Fraud Against 100 Victims
ThinkAdvisor [Investment Advisor]
11/18/2025 10:46:00 PM
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Investment Co. Inks Deal To End Royal Caribbean 401(k) Fight
Law360
11/18/2025 7:10:00 PM
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Mass. Health Co. Settles 401(k) Suit Over Pricey Fees, Funds
Law360
11/18/2025 6:45:00 PM
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Plan Sponsors Consider CITs for Private Market Exposure
401k Specialist
11/18/2025 6:00:00 PM
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Fla. College, Ex-Worker End Suit Over Retirement Plan Costs
Law360
11/18/2025 5:10:00 PM
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SEC's 2026 Exam Priorities Put Spotlight on Retirement Investors
Plan Sponsor
11/18/2025 5:00:00 PM
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SEC Grants Dimensional Approval to Launch ETF Share Classes
chief investment officer
11/18/2025 4:30:00 PM
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2 Firms Guide Artisan Partners' Real Estate PE Acquisition
Law360
11/18/2025 4:25:00 PM
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SEC approves Dimensional Fund Advisors launch of ETF share class for 13 mutual funds
Reuters
11/18/2025 4:04:00 PM
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Large-Cap US Sustainable Funds Lead Big US Stocks This Year
Morningstar
11/18/2025 4:00:00 PM
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AT&T Avoids Plan Participant's 401(k) Forfeiture Suit
Law360
11/18/2025 3:16:00 PM
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Indiana Launches 'Reclaim Your Retirement' Database
Plan Sponsor
11/18/2025 3:00:00 PM
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TIAA's Thasunda Brown Duckett calls for policies to address 3 retirement gaps
Pensions & Investments
11/18/2025 2:42:00 PM
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7 Top SEC Exam Priorities for 2026
ThinkAdvisor [Investment Advisor]
11/18/2025 2:18:00 PM
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Dynasty poaches Franklin for first private markets gatekeeper
citywire
11/18/2025 2:00:00 PM
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Fund Files: Fidelity PM to come off $100bn in funds; State Street launches leveraged loan ETF
citywire
11/18/2025 2:00:00 PM
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Blue Owl fund redemption freeze sparks fresh private credit jitters
Reuters
11/18/2025 1:42:00 PM
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Commodities PM Matthew Schwab dies at 54
citywire
11/18/2025 1:30:00 PM
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