| Recent News from around the Web |
|
Rick Wurster explains his first M&A deal in RIA terms and uses data points that bolster his case that Charles Schwab's 46 million client accounts can dominate private share markets
RIA Biz
11/12/2205 9:39:00 PM
|
|
DC Plan Sponsors to Focus on Financial Wellness, Compliance and Cutting Costs in 2026
401k Specialist
11/12/2205 2:00:00 PM
|
|
More than 60 state officials and pension funds criticize SEC's new mandatory arbitration policy
Pensions & Investments
11/6/2205 11:37:00 AM
|
|
Fidelity unit warns of 'massive outages across major Fidelity platforms,' in new lawsuit, unless Broadcom walks backs threat to terminate software subscription without price spike
RIA Biz
11/17/2025 10:57:00 PM
|
|
SEC Releases 2026 Exam Priorities
401k Specialist
11/17/2025 9:00:00 PM
|
|
SEC approves Dimensional Fund Advisors launch of ETF share class for 13 mutual funds
Reuters
11/17/2025 7:05:00 PM
|
|
Wall Street regulator drops emphasis on crypto sector exams for 2026
Reuters
11/17/2025 6:43:00 PM
|
|
SEC issues order granting DFA dual share class
citywire
11/17/2025 6:16:00 PM
|
|
Milliman Launches ETFs Combatting Rising Healthcare Costs
401k Specialist
11/17/2025 6:00:00 PM
|
|
World's 20 Biggest Asset Managers: 2025
ThinkAdvisor [Investment Advisor]
11/17/2025 5:25:00 PM
|
|
RBC's global head of manager research exits for Ameriprise
citywire
11/17/2025 5:16:00 PM
|
|
US outlines new approach for proxy disputes, seen as blow to shareholder activists
Reuters
11/17/2025 5:13:00 PM
|
|
Complaint Filed Over Unexplained 401(k) Losses in Empower, Principal Switch
Plan Sponsor
11/17/2025 5:00:00 PM
|
|
ETFs Take In $43B, Push 2025 Flows to New Record
ETF.com
11/17/2025 5:00:00 PM
|
|
DOJ investigates firms that borrowed $400M from BlackRock's HPS - report
Seeking Alpha
11/17/2025 4:55:00 PM
|
|
Fidelity sues Broadcom over access to key software to avoid outages
Reuters
11/17/2025 4:19:00 PM
|
|
Chase Johnson: A Franklin Templeton Scion Chooses His Own Path
Barron's
11/17/2025 4:05:00 PM
|
|
DC Plans Must Evolve Beyond Savings to Close the 'Guarantee Gap'
NapaNet
11/17/2025 4:00:00 PM
|
|
PE for the people! Allocators want more evergreen private equity funds
citywire
11/17/2025 3:00:00 PM
|
|
$13.5bn F.L.Putnam pursuing new minority investor: Sources
citywire
11/17/2025 3:00:00 PM
|
|
Vanguard Funds, Others Are Issuing Capital Gains 2025. This Is Gonna Hurt.
Barron's
11/17/2025 2:40:00 PM
|
|
Loomis Sayles hires co-head of emerging markets debt
Pensions & Investments
11/17/2025 2:23:00 PM
|
|
Fidelity, Centene Hit With Excessive Fee, Forfeiture Misuse Complaint
Plan Sponsor
11/17/2025 2:00:00 PM
|
|
Great Gray Secures flexPATH CIT Fund Sub-Advisory Assets
401k Specialist
11/17/2025 2:00:00 PM
|
|
Individual investors could lose out in Blue Owl BDC merger
citywire
11/17/2025 2:00:00 PM
|
|
Fund Files: American Beacon liquidates subadvised fund, VanEck launches Solana ETF
citywire
11/17/2025 2:00:00 PM
|
|
SEI's top fixed income gatekeeper ramps up retail SMA search
citywire
11/17/2025 2:00:00 PM
|
|
U.S. Investigators Probe Exec Facing Fraud Allegations From BlackRock's HPS
Wall Street Journal
11/17/2025 1:59:00 PM
|
|
New BofA Solution Seeks to Simplify Retirement Income Management
NapaNet
11/17/2025 1:00:00 PM
|
|
Great Gray Purchases flexPATH CIT Fund Sub-Advisory Assets
Plan Sponsor
11/17/2025 1:00:00 PM
|
|
Harvard endowment triples exposure to BlackRock bitcoin ETF, becomes top holding
Pensions & Investments
11/17/2025 12:37:00 PM
|
|
Gundlach: Go to 20% Cash to Hedge Against a Market Implosion
ThinkAdvisor [Investment Advisor]
11/17/2025 12:12:00 PM
|
|
Wealth Enhancement appoints new top gatekeeper
citywire
11/17/2025 12:00:00 PM
|
|
SEC announces major shift in shareholder proposal policy
Pensions & Investments
11/17/2025 11:22:00 AM
|
|
Another 401(k) Forfeiture Suit Falls Flat
NapaNet
11/17/2025 11:00:00 AM
|
|
Peco Foods Is Latest Company to Get 401(k) Forfeiture Suit Axed
Bloomberg
11/17/2025 10:56:00 AM
|
|
Private Assets in 401(k)s a Modest Help for Investors, Study Finds
Bloomberg
11/17/2025 10:39:00 AM
|
|
Bold Reforms Needed to Close 'Guarantee Gap' Jeopardizing Retirement Security
401k Specialist
11/17/2025 10:00:00 AM
|
|
MassMutual to sell 18% of Barings to Japanese insurance firm in $1.44bn deal
citywire
11/17/2025 9:45:00 AM
|
|
Schwab Joins Fidelity in Restricting Advisors' Use of Fintech Tools to Gain Access to Clients' 401(k)s
Barron's
11/17/2025 9:41:00 AM
|
|
As target-date assets soar, CITs continue to outpace mutual funds
Pensions & Investments
11/17/2025 7:00:00 AM
|
|
Japanese insurer MS&AD buys 18% stake in Barings in $1.44 billion deal
Pensions & Investments
11/17/2025 5:49:00 AM
|
|
Forgotten 401(k) Accounts Are Costing Americans Billions in Lost Investment Gains
Wall Street Journal
11/16/2025 9:51:00 AM
|
|
Asset-Map, eMoney Announce Visual Planning Integration
401k Specialist
11/15/2025 12:00:00 AM
|
|
A Major Retirement Disconnect: What Sponsors Miss About Participant Priorities
NapaNet
11/15/2025 12:00:00 AM
|
|
This Fund Captures the International Bond Market in a Single Ticker
Morningstar
11/15/2025 12:00:00 AM
|
|
SEC Off-Channel Sweep Led To Recordkeeping Compliance
Law360
11/14/2025 8:49:00 PM
|
|
Poultry Producer Avoids 401(k) Forfeiture Lawsuit
Law360
11/14/2025 7:23:00 PM
|
|
Ex-Raymond James, Morgan Stanley Rep in Hot Water Over Loans
ThinkAdvisor [Investment Advisor]
11/14/2025 5:54:00 PM
|
|
Mutual Fund Ownership on the Rise, and Mostly Within 401(k)s
401k Specialist
11/14/2025 4:00:00 PM
|