Quantcast
The MFWire
Manage Email Alerts | Sponsorships | About MFWire | Who We Are

Subscribe to MFWire.com's News Alerts [click]

Rating:Follow the Fundsters - June 5, 2017 Not Rated 0.0 Email Routing List Email & Route  Print Print
Monday, June 5, 2017

Follow the Fundsters - June 5, 2017

Reported by Marisa Santella

Company: Spartan Capital Securities

Appointment: Jeremy Dickstein

Dickstein was appointed as senior managing director, overseeing Spartan Capital Private Wealth Management. Previously, Dickstein was employed at many firms, including Merrill Lynch.

***


Company: S2K Financial

Appointments: Brendan McLaughlin, Kurt Gunderson, Felix Vera and Michael Roman

S2K Financial added four vets to their team. McLaughlin was appointed as regional vice president, South Central region based in Texas, Gunderson was appointed as vice president, North Central region, based in Minnesota, Vera was appointed as regional sales associate based in New York City, and Roman was appointed as national accounts wholesaler.

***


Company: New York Life Investment Management

Appointments: Kirk Lehneis, John Grady

New York Life has expanded their senior leadership roles. Lehneis, chief operating officer, adds "the retail business, MainStay Funds and IndexIQ, to his portfolio, including global product development and marketing." Grady, senior managing director and vice chairman will also serve as chief administrative officer, "responsible for strategy, mergers and acquisitions, and business development."

***


Company: Pacer Financial

Appointment: Phil Eichinger

Eichinger was appointed as SVP at Pacer. Previously, Eichinger led distribution at RS Investments.

***


Company: NAB Asset Management

Appointment: Jim McBride

McBride was appointed as director of institutional sales and consultant relations of North America. Previously, he was a partner at Cooke & Bieler.

***


Company: LPL Financial

Promotion: Michelle Oroschakoff

Oroschakoff was appointed as chief legal and risk officer, succeeding David Bergers, effective June 9. Currently Oroschakoff is managing director and chief risk officer at LPL.

***


Company: USCF

Appointment: Maya Lowry

Lowry was appointed as head of distribution at USCF. Previously, she was director of national accounts at USCF since 2016.

***


Check back as we keep an eye on people moves in the future and see our previous Follow the Fundsters (previously know as People on the Move) column here. For the latest SEC filings and fund launches, explore our Filings For Fundsters (formerly Stork and Reaper) and New Fund Fuss columns. For job opportunities in the industry, explore our The Next Gig column. If you have a fund filing, a mutual fund launch, a product change or a new hire that you would like to announce, please contact the MFWire team at editors@investmentwires.com. 

Stay ahead of the news ... Sign up for our email alerts now
CLICK HERE

0.0
 Do You Recommend This Story?



GO TO: MFWire
Return to Top
 News Archives
2024: Q2Q1
2023: Q4Q3Q2Q1
2022: Q4Q3Q2Q1
2021: Q4Q3Q2Q1
2020: Q4Q3Q2Q1
2019: Q4Q3Q2Q1
2018: Q4Q3Q2Q1
2017: Q4Q3Q2Q1
2016: Q4Q3Q2Q1
2015: Q4Q3Q2Q1
2014: Q4Q3Q2Q1
2013: Q4Q3Q2Q1
2012: Q4Q3Q2Q1
2011: Q4Q3Q2Q1
2010: Q4Q3Q2Q1
2009: Q4Q3Q2Q1
2008: Q4Q3Q2Q1
2007: Q4Q3Q2Q1
2006: Q4Q3Q2Q1
2005: Q4Q3Q2Q1
2004: Q4Q3Q2Q1
2003: Q4Q3Q2Q1
2002: Q4Q3Q2Q1
 Subscribe via RSS:
Raw XML
Add to My Yahoo!
follow us in feedly


  1. WE Boston - Women's Initiative Joint Spring Networking Reception, May 15
  2. MFDF In Focus: Making Sense of ESG - A Morningstar Guide, May 16
  3. SEC IM 2024 Conference on Emerging Trends in Asset Management, May 16
  4. ALFI Roadshow to the USA, May 16
  5. 2024 ICI Leadership Summit, May 21-23
  6. MFDF webinar - Mutual Fund Director Compensation: the MPI Annual Survey (2024), May 21
  7. Schwab Institutional Investor Day, May 22
  8. MFDF Conference of Fund Leaders Forum, June 5
  9. MFDF in-person outreach: Continuing Regulatory Impacts on Fund Boards, June 11
  10. MFDF webinar - Digital Assets in the Fund Space (Part 1 of 2), June 12
  11. 2024 MMI Leadership Pathway Seminar, Jun 12-14
  12. 2024 Nicsa Fearless Leadership Symposium, June 12
  13. MFDF webinar - Lessons Learned from the Regional Bank Volatility and the Impact on Registered Funds, June 18
  14. MFDF Director Discussion Series - Open Forum (Philadelphia), June 20
  15. New York YPEM Cornhole Classic, June 25
  16. Morningstar Investment Conference Conference 2024, Jun 26-27
  17. MFDF webinar - Mid-Year Tax Update for Registered Investment Companies, July 16
  18. MFDF Director Discussion Series - Open Forum via Zoom, July 17
  19. MFDF Director Discussion Series - Open Forum (New York), July 23
  20. 2024 MMI Annual Conference, Oct 15-17
  21. 5th Annual ETFGI Global ETFs Insight Summit, October 29
  22. MFDF webinar - Digital Assets in the Fund Space (part 2 of 2), November 7
  23. MFDF 2025 Directors' Institute, January 27 - 29, 2025
  24. MFDF 2025 Fund Governance & Regulatory Insights Conference, March 6 - 7, 2025




©All rights reserved to InvestmentWires, Inc. 1997-2024
14 Wall Street | 20th Floor | New York, NY 10005 | P: 212-331-8968 | F: 212-331-8998
Privacy Policy :: Terms of Use