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News Stories Archives - Since 1998
A CT Startup Builds Its 12th ETF The launch comes four months after the firm's first 11 ETFs debuted late last year... MutualFundWire.com - Tuesday, April 30, 2024
Tru: A $22B-AUM RKer Approaches a New Stage The move, planned for later this year, comes after a big change at its parent company last year... 401kWire.com - Tuesday, April 30, 2024
Voya Wins a $35MM Pair of VA Plans A local government hires the publicly traded recordkeeper... 401kWire.com - Tuesday, April 30, 2024
A New PEP Vision Points to Finway and Empower A new PEP is expected to roll out at the beginning of June... 401kWire.com - Tuesday, April 30, 2024
A $6.7B-AUM Value Boutique Will Shutter Its ETF The team at a Gotham asset manager is preparing to liquidate a fund after less than three years... MutualFundWire.com - Tuesday, April 30, 2024
A $309B-AUA Consulting Firm's Prez Passes the Reins The succession will take effect on Friday, less than a year after a new CEO took over the firm and a week after its parent company was acquired by a European multinational... 401kWire.com - Tuesday, April 30, 2024
Ivy lands At Its New Home A multinational asset manager closes on its planned acquisition of Ivy Funds' parent... MutualFundWire.com - Friday, April 30, 2021
A 12MM-Participant RKer Upgrades Online The provider is launching a new participant website, pulling in info from outside of the plan, too... 401kWire.com - Friday, April 30, 2021 - Reader Rating: 3
In Jersey, a Pershing Alum Joins a Managed Accounts Shop The RKer sales veteran will focus on B-Ds in his new role... 401kWire.com - Friday, April 30, 2021 - Reader Rating: 3.67
$5B AUM and Counting After less than two years, a startup boutique within a big fund firm has passed a milestone... MutualFundWire.com - Friday, April 30, 2021
A PEP Watcher Preps Its Second Offering An independent consultant is building a data hub comparing PEPs and their PPPs... 401kWire.com - Friday, April 30, 2021
Five Tips For Helping Plan Sponsors Tackle Cybersecurity A big DC I-O helps KPAs and advisors think about cybersecurity concerns... 401kWire.com - Thursday, April 30, 2020
A Fundster Recruiter Finds a New Home at Ridgeway The new hire will lead the asset and wealth management practice alongside Kevin McKeon... MutualFundWire.com - Thursday, April 30, 2020
What Does the PPP Update Mean For 401ks? Industry insiders ponder a bill that Trump signed into law last week... 401kWire.com - Thursday, April 30, 2020 - Reader Rating: 3.5
FPS Expands Its IPX Platform A 403(b)/457(b) solutions provider makes new products available on its platform... 401kWire.com - Thursday, April 30, 2020 - Reader Rating: 5
A Fin Wellness Shop Switches to Free In light of the ongoing coronavirus crisis, this financial wellness specialist will be offering plan sponsors platform access at no cost through the end of the year... 401kWire.com - Thursday, April 30, 2020
DoL and IRS Issue More Relief The regulators provide a new wave of relief and guidance to retirement plan sponsors... 401kWire.com - Thursday, April 30, 2020
A Consultant to Fundsters Dies He co-founded a consulting firm that has supported some of the world's biggest asset managers... MutualFundWire.com - Thursday, April 30, 2020
SPARK Institute Fights Fraud The trade group comes together to take on the issue of fraud in the retirement plan industry... 401kWire.com - Thursday, April 30, 2020 - Reader Rating: 5
A DC I-O Vet Joins Natixis The new hire previously worked with AQR... 401kWire.com - Tuesday, April 30, 2019 - Reader Rating: 3.5
After Five Years, a T. Rowe Marketing Exec Departs Leadership is actively recruiting to find a replacement... MutualFundWire.com - Tuesday, April 30, 2019
An Employee-Owned KPA Shop Welcomes an Ops Director Portland-based Arnerich Massena hires a 15-year veteran of the financial industry as director of operations... 401kWire.com - Tuesday, April 30, 2019
The BrightScope Bros Reunite, Raising $6MM The seed round is for their cryptocurrency-focused fintech startup... 401kWire.com - Tuesday, April 30, 2019 - Reader Rating: 1
Deutsche's Chief Stands By DWS The publicly traded, multinational bank's CEO addresses recent asset management deal talk... MutualFundWire.com - Tuesday, April 30, 2019
Whistler Gets a Hand Launching Two ESG CIFs The new funds were designed to be cost-effective. .. 401kWire.com - Tuesday, April 30, 2019 - Reader Rating: 3
A Multi-Boutique's Chief Expects Elevated M&A The CEO of an acquisitive, publicly traded asset manager talks about the firm's Q1 2018 results... MutualFundWire.com - Monday, April 30, 2018
After 15 Years With Transamerica, an RM Departs A retirement industry vet leaves Transamerica... 401kWire.com - Monday, April 30, 2018 - Reader Rating: 1
A 35-Year Vet Joins a Fresh Resources Recruit This vet will join the St.Louis office for a KPA shop... 401kWire.com - Monday, April 30, 2018
A 9-Year M* Vet Takes Over a Key Report Yet his predecessor is staying on at Morningstar... MutualFundWire.com - Monday, April 30, 2018
PE Buys Financial Engines For $3.02B A private equity firm is buying the 401(k) advice and managed accounts giant... 401kWire.com - Monday, April 30, 2018
Week In Preview, April 30-May 6 This week the teams at Hynes Associates, InvestmentNews, P&I, PSCA, and the SVIA are all hosting events... 401kWire.com - Monday, April 30, 2018
Week in Preview, April 30-May 6 This week the teams at AAII NYC, AIMSE, Big Brothers Big Sisters of Massachusetts Bay, Broadridge, Cogent, InvestmentNews, the Investments & Wealth Institute, and Joint Venture Events Group are all hosting events... MutualFundWire.com - Monday, April 30, 2018
Divide and Conquer: Working With a Consultant The line between KPAs and consultants is a blurry and often unfriendly one, with KPAs frequently competing with consultants when moving upmarket. Yet in this KPA's eyes, it doesn't have to be an us-or-them situation when a consultant already works with a plan sponsor. .. 401kWire.com - Thursday, April 30, 2015
Mandinach Brings a Fellow UBS Vet Back to Virtus The Virtus distro chief brings a familiar face on board to lead wirehouse distribution in the West... MutualFundWire.com - Thursday, April 30, 2015
NFP's Nick Della Vedova Talks Growth Nick Della Vedova, president of NFP Retirement, talks growth to 401kWire... 401kWire.com - Thursday, April 30, 2015
New Senior Management Appointments at Transamerica 401kwire broke the news of changes in Transamerica's senior management, and now Transamerica has issued its own press release. .. 401kWire.com - Thursday, April 30, 2015 - Reader Rating: 2.5
ICMA-RC Has New Senior VP and General Counsel Angela Montez, former managing vice president, deputy general counsel and assistant secretary at ICMA-RC becomes senior vice president and general counsel. .. 401kWire.com - Thursday, April 30, 2015
Royce Finishes Chapter 2 of a Methodical and Strategic Product Review The Legg Mason boutique is rebranding three funds tomorrow to help investors recognize what the funds already do... MutualFundWire.com - Thursday, April 30, 2015
A Tennessee KPA Aligns With RayJay A 401(k) plan advisor is now aligned with RayJay... 401kWire.com - Thursday, April 30, 2015
Leakage From Loan Defaults: Big Problem? Research from the National Bureau of Economic Research suggests that employers can influence employee loan decisions. .. 401kWire.com - Thursday, April 30, 2015 - Reader Rating: 5
Schlichter Wins Preliminary Approval in $62MM 401k Settlement St. Louis, Missouri-based law firm scores preliminary approval in excessive 401(k) fee case. .. 401kWire.com - Thursday, April 30, 2015 - Reader Rating: 5
OPERS Has a New DC Plan The new defined contribution plan will replace OPERS' defined benefit plan for most recently hired employees. .. 401kWire.com - Thursday, April 30, 2015
A Retirement Plan Consultant Joins an Arizona TPA A Scottsdale, Arizona-based TPA welcomes a 401(k) wholesaler... 401kWire.com - Thursday, April 30, 2015
Will PE Help F-Squared Get Back On Its Feet? Eight months after news first broke of the SEC's investigation into the high-flying ETF strategist, the Massachusetts-based shop is reportedly on the block... MutualFundWire.com - Thursday, April 30, 2015
When Would Sponsors Jump Fund Ship? In light of the steady outflows from Pimco's Total Return Fund, and the management shake-up at the bond giant, 401kWire asks sponsors if they would evaluate a fund switch. .. 401kWire.com - Wednesday, April 30, 2014
Skinner Buys a 1,000-District 403b Biz From a Midwestern RKer The acquisition effectively doubles the number of school districts USRP's Empire State 403b TPA works with... 401kWire.com - Wednesday, April 30, 2014 - Reader Rating: 4
A BlackRock Alum Joins DFA New hire was responsible for relationships in the independent broker channel for BlackRock... MutualFundWire.com - Wednesday, April 30, 2014
Seen and Heard at NAFE 2014 Laura Rudzinski and her NIPA team conclude their third conference at the Cosmopolitan in Sin City... 401kWire.com - Wednesday, April 30, 2014
Principal Has Happy Clients ...according to a new Chatham Partners survey... 401kWire.com - Wednesday, April 30, 2014
Seen and Heard at IIR's Liquid Alt Strategies West Mutual fund representatives, alternatives specialists and service providers gather in San Francisco to discuss the ever expanding wave of liquid alts products... MutualFundWire.com - Wednesday, April 30, 2014
The SEC Brings Charges Against a TPA Chief The SEC is investigating a CEO that allegedly squandered $22 million of customer investments in IRAs... 401kWire.com - Wednesday, April 30, 2014
TPAs From Opposite Coasts Win Volunteer Awards From NIPA The trade group's leadership presents its lifetime achievement and outstanding volunteer awards, while also recognizing 11 new APAs and 4 new APRs... 401kWire.com - Wednesday, April 30, 2014
Putnam: 401k Advisors Spur Higher Income Replacement Putnam's annual lifetime income report shows that advisors help participants achieve a significantly higher household income replacement. .. 401kWire.com - Wednesday, April 30, 2014
An Advisor-Focused Software Shop Partners With an ERISA Attorney A company specializing in retirement planning software works with an employee benefits attorney to build out an existing product. .. 401kWire.com - Wednesday, April 30, 2014
Transamerica Outlines Its Custom TDF Approach ...in a new white paper for advisors and plan sponsors... 401kWire.com - Wednesday, April 30, 2014 - Reader Rating: 5
Tom Florence Hires a Rydex Alum for 361 Capital The new hires will serve as vice president for national accounts and institutional sales... MutualFundWire.com - Wednesday, April 30, 2014
A 30-Year ERISA Attorney Passes Away Martin Heming, an ERISA specialist, unexpectedly passed away over the weekend. .. 401kWire.com - Wednesday, April 30, 2014 - Reader Rating: 4
Millennials Edge Out Generation Xers in DC Deferrals ...according to a new survey from plan provider Transamerica. .. 401kWire.com - Wednesday, April 30, 2014
AMG Benefits from the Healey Effect AMG's first quarter earnings jump 11 percent as the multi-boutique invites another firm to the dinner table... MutualFundWire.com - Wednesday, April 30, 2014
Annin Expands Mesirow's Sales Force After an Exec Departs The Chitown shop's fiduciary partnership experts said goodbye to an eight-year veteran earlier this year. Meanwhile, one new sales exec just joined and they're hunting for two more... 401kWire.com - Wednesday, April 30, 2014
NIPA Honors a Tennessee TPA The trade group gives out its lifetime achievement award at the awards luncheon at its annual conference in Sin City... 401kWire.com - Tuesday, April 30, 2013
Three Things to Know from Legg's Earnings Sullivan and crew talk about a comeback... MutualFundWire.com - Tuesday, April 30, 2013
Mercer Gives a Retirement Exec a New Position The Pittsburgh retirement leader will now also be an office leader in two cities... 401kWire.com - Tuesday, April 30, 2013 - Reader Rating: 2
TPAs, Up Your Communication Game, Stat An industry consultant tells NAFE attendees how to improve their communication, both inside and outside their companies... 401kWire.com - Tuesday, April 30, 2013
A $125B Firm Names a Head of Fixed Income Promoted exec will lead FI team and continue to co-manage Intermediate Tax-Free strategy... MutualFundWire.com - Tuesday, April 30, 2013
Mercer Has a New "Game-like" Education Tool The new program is launching this week... 401kWire.com - Tuesday, April 30, 2013
Fiduciary Benchmarks 2.0 Tom Kmak and his team make an "all-encompassing" upgrade to their core offering... 401kWire.com - Tuesday, April 30, 2013 - Reader Rating: 4.6
Three Things to Know from WisdomTree's Earnings Asset manager's 1Q earnings are up 600 percent from last year... MutualFundWire.com - Tuesday, April 30, 2013
Post-Deal, A 401k RKing Entrepreneur Moves On Two years after selling his business, a recordkeeping veteran is backing two new ventures while he figures out his next move... 401kWire.com - Tuesday, April 30, 2013 - Reader Rating: 3.5
Forbes Spotlights WisdomTree The ETF shop gets some positive press after earnings... MutualFundWire.com - Tuesday, April 30, 2013
Vanguard Cuts More Fees This month the indexing giant slashed costs on nearly 30 ETFs and funds... MutualFundWire.com - Tuesday, April 30, 2013
Nasdaq Readies ETF Trading Platform The firm is looking to create a "hub.".. MutualFundWire.com - Tuesday, April 30, 2013
Redemptions Drive Legg's Earnings Down 62 Percent Stock and bond fund exodus continues... MutualFundWire.com - Tuesday, April 30, 2013
Gundlach Talks Apple on CNBC He says he's no longer shorting the stock... MutualFundWire.com - Tuesday, April 30, 2013
Ivy's Parent Beats Expectations Waddell & Reed, parent to the Ivy Funds, topped its earnings target for Q1... MutualFundWire.com - Monday, April 30, 2012
LPL Builds an "End-to-End" Advice Solution Top executives at the godfather of indie B-Ds talk about their plans for supporting their retirement plan advisors... 401kWire.com - Monday, April 30, 2012 - Reader Rating: 4
An Ohio TPA Hires a Provider Vet Updated \| A TPA adds a sales exec... 401kWire.com - Monday, April 30, 2012 - Reader Rating: 2
Baird Hires a Top UMB Alum A UMB Fund Service alum has moved over to an asset management firm... MutualFundWire.com - Monday, April 30, 2012
A California RIA Climbs into the Fund Business The RIA shop launched its first mutual fund this month... MutualFundWire.com - Monday, April 30, 2012
Pentegra Plans More Tools The retirement product provider unveils a new app available to all its plan participants... 401kWire.com - Monday, April 30, 2012
A DC I-O Shop Searches for a Marketer A Manhattan mutual fund firm is looking for a DC I-O executive... 401kWire.com - Monday, April 30, 2012 - Reader Rating: 3
Post-Gazette Picks Up Money Fund Heebie Jeebies from Federated Federated's hometown paper picks up on the warnings money market fundsters are giving regulators... MutualFundWire.com - Monday, April 30, 2012
LPL's Money Men Ready Some Powder Updated \| Two private equity firms backing the indie B-D giant are about to cash out $536MM in stock... MutualFundWire.com - Monday, April 30, 2012
DFA's Booth Looks to Asia, Not ETFs, for Growth The founder of one of the fastest growing mutual fund firms discussed his strategy at the Tiburon CEO Summit... MutualFundWire.com - Monday, April 30, 2012 - Reader Rating: 5
At $100 Billion, Danoff's Pot is Again Largest The Fidelity Contrafund portfolio manager now manages more than $100 billion... MutualFundWire.com - Monday, April 30, 2012
USA Today Ponders DC Plan Woes The paper's investment columnist talks about the 401k industry... 401kWire.com - Friday, April 30, 2010 - Reader Rating: 4
Fidelity's Parent Finds Stability in S&P's Eyes S&P has a better outlook for FMR. Yet the company's ratings remain the same... MutualFundWire.com - Friday, April 30, 2010
Delaware Investments Tweaks its Sales Force's Comp The change took effect at the start of the month... MutualFundWire.com - Friday, April 30, 2010
DC I-O Lineups Change at BlackRock, Columbia and Goldman What's new in the 401k industry? A giant insurance brokerage prepares to buy a benefits consulting firm, while several investment-only executives change positions... MutualFundWire.com - Friday, April 30, 2010
Virtus Looks to Raise Up to $100 Million, But Not Now The Connecticut-based mutual fund firm files a shelf registration statement on Form S-3 with the SEC... MutualFundWire.com - Friday, April 30, 2010
American Century Hunts for Champions on Twitter After Fidelity's YouTube competition comes American Century's Twitter contest... MutualFundWire.com - Friday, April 30, 2010
Hartford Boosts Mutual Fund AUM by 40 Percent The insurer releases its Q1 earnings report... MutualFundWire.com - Friday, April 30, 2010
Hartford Predicts At Least $1 Billion in Net Retirement Flows for 2010 The insurer releases its first quarter earnings... 401kWire.com - Friday, April 30, 2010
An ETF-401k Provider Expands its Sales Force The firm works with both Ascensus and Matrix... 401kWire.com - Friday, April 30, 2010 - Reader Rating: 3
SwanDog Looks to End ConFUSEion Over Asset Management Marketing Updated \| The marketing strategy firm teams with an industry consultant to examine marketing in the mutual fund business... MutualFundWire.com - Friday, April 30, 2010 - Reader Rating: 5
A Managed Accounts Provider Adds $5.9 Billion Year-over-year, the firm grew its retirement assets by nearly 58 percent... 401kWire.com - Friday, April 30, 2010
Great-West Starts a 'Rock Star' Ad Campaign The Colorado firm has another Denver company on retainer for its new marketing push... 401kWire.com - Friday, April 30, 2010 - Reader Rating: 4
Small Fund Firms Band Together A new mutual fund group is born... MutualFundWire.com - Friday, April 30, 2010
Wells Fargo Says Some Sponsors Just Don't Get It According to the results of the Wells Fargo survey, some plan sponsors aren't productively managing company plans.. 401kWire.com - Friday, April 30, 2010 - Reader Rating: 4.5
Ex-Janus Fund Manager is Back in the News The company where Blaine Rollins serves as director has been accused of operating a Ponzi scheme in Colorado... MutualFundWire.com - Friday, April 30, 2010
Janus Stockholders Give their Nod to Deloitte Stockholders of the Denver-based fund firm on Thursday ratified the selection of an independent auditor and elected five directors to the board... MutualFundWire.com - Friday, April 30, 2010
Some Fundsters Welcome Regulation The WSJ talked to a number of mutual fund managers who are in favor of the proposed financial regulations... MutualFundWire.com - Friday, April 30, 2010
Fidelity Says Follow That Green Line Guy A Californian wins the Boston Behemoth's YouTube video contest promoting saving... MutualFundWire.com - Friday, April 30, 2010
Will Vanguard Keep Axa Rosenberg as a Sub-Advisor? Vanguard is reviewing the relationship on the heels of a coding error... MutualFundWire.com - Friday, April 30, 2010
A Bundled Provider Adjusts its Enrollment Approach A Midwestern firm reaches out to bring more participants in... 401kWire.com - Thursday, April 30, 2009 - Reader Rating: 1
Another Muni Bond Fund Faces Class Action Flak A West Coast law firm targets a fund firm over allegedly misleading investors... MutualFundWire.com - Thursday, April 30, 2009
An Online Advice Provider Speaks A web-focused firm reaches out... 401kWire.com - Thursday, April 30, 2009 - Reader Rating: 1
Transamerica Cuts Fees on its Bond Fund Effective May 1, Transamerica is cutting expense ratios on its short-term bond fund... MutualFundWire.com - Thursday, April 30, 2009 - Reader Rating: 5
A Gamco Sales Exec Makes the College Football Hall of Fame The quarterback-turned-sales executive was one of 16 who were voted into the College Football Hall of Fame this year... MutualFundWire.com - Thursday, April 30, 2009
Calamos is Back in Black The Midwestern asset manager unveils its first quarter earnings... MutualFundWire.com - Thursday, April 30, 2009
SSgA Suspends Creation Orders for an ETF SSgA expects the fund to resume operations tomorrow... MutualFundWire.com - Thursday, April 30, 2009
Harris Interactive and FRC's Parent Team Up to Launch a Retirement Executive Forum UPDATED\| Harris Interactive and Mercatus are putting together a membership-only program that will kick off in June with a roundtable discussion... 401kWire.com - Thursday, April 30, 2009
SageView Makes Moves on Both Coasts The SoCal-based firm adds a pair of advisors to its ranks... 401kWire.com - Thursday, April 30, 2009 - Reader Rating: 3
An SEC Legal Eagle Joins fi360 The fiduciary training specialists fill a brand new post as they prepare for their annual conference next week... 401kWire.com - Thursday, April 30, 2009 - Reader Rating: 1
ING Trumpets New and Repeat Business in the Large-Plan Realm ING releases numbers for Sandy McCarthy's unit within the retirement services division... 401kWire.com - Thursday, April 30, 2009 - Reader Rating: 3
The Hartford Consolidates its DC Platforms UPDATED\| The DC acquirer prepares to switch to a single retirement platform... 401kWire.com - Thursday, April 30, 2009 - Reader Rating: 2.67
Evergreen is the Latest to Get Rid of B Shares Evergreen Investments, now part of Wells Fargo, plans to stop selling B shares this summer... MutualFundWire.com - Thursday, April 30, 2009
Account Drops Accelerate at a Fund Administrator A mutual fund back office specialist unveils its first quarter results... MutualFundWire.com - Thursday, April 30, 2009 - Reader Rating: 5
Interest Grows in Tailor-Made Target-Date Funds In Thursday's WSJ Fund Track column, Daisy Maxey notes the growing interest in customized target-date funds among large plan sponsors... MutualFundWire.com - Thursday, April 30, 2009
State Street Corp. Names COO Jay Hooley, vice chairman and head of State Street�s global investment servicing, trading and research businesses, is getting a promotion... MutualFundWire.com - Wednesday, April 30, 2008
Assets Climb, Earnings Fall at Pru Retirement The provider releases quarterly results, post-UBoC deal closing. .. 401kWire.com - Wednesday, April 30, 2008 - Reader Rating: 3
Wachovia Wins DB-DC Combo Plan A North Carolina-based sponsors makes a switch. .. 401kWire.com - Wednesday, April 30, 2008
Jesup & Lamont Securities Names New CEO James Fellus has been named as the firm's CEO... MutualFundWire.com - Wednesday, April 30, 2008
Dilsaver Joins Fund Board Evelyn Dilsaver has resurfaced after leaving Charles Schwab... MutualFundWire.com - Wednesday, April 30, 2008
Hiring? Three Ex Janus Execs Hit The Market Another Spitzer case has been settled... MutualFundWire.com - Wednesday, April 30, 2008
Ex-ADP Retirement Exec Dies in Plane Crash The 40-year-old once led small and micro market efforts for the payroll giant. .. 401kWire.com - Wednesday, April 30, 2008 - Reader Rating: 1.5
Millennium Trust Hires Rollover Exec The Illinois-based trust company taps a fixed income veteran to develop institutional automatic rollover business... 401kWire.com - Wednesday, April 30, 2008
Communication Specialists Add Profiler A Northeastern firm adds to its communication platform. .. 401kWire.com - Wednesday, April 30, 2008
QDIA Rules Redux The DoL clarifies and corrects some of the details of the final rules issued last October. .. 401kWire.com - Wednesday, April 30, 2008
Key Schwab Exec Jumps to ETF Start-Up The former head of distribution at Schwab has joined the New York City-based ETF company... MutualFundWire.com - Wednesday, April 30, 2008
403b Plan Document Design 101: Courtesy of Fido The Boston Behemoth launches a new tool for non-profit sponsors dealing with the new IRS regulations... 401kWire.com - Wednesday, April 30, 2008 - Reader Rating: 3
Net DC Inflows Rise at Lincoln The provider saw deposits rise in the first quarter, but earnings for the unit still fell, largely thanks to its variable annuity product. .. 401kWire.com - Wednesday, April 30, 2008
Thain Selects Team of 10 John Thain has hand-picked the people who he thinks can have an impact in his effort to right the Merrill ship... MutualFundWire.com - Wednesday, April 30, 2008
JPMorgan to Expand Fund Services Operations in Boston Its fund services division is looking at new property in Boston for a planned expansion... MutualFundWire.com - Wednesday, April 30, 2008 - Reader Rating: 5
New Study: Hard-Nosed Spitzer Tactics Got Results Eliot Spitzer may have been the bane of the fund industry but a new study shows that he did get results for investors... MutualFundWire.com - Wednesday, April 30, 2008
Lifecycle Funds Take the Lead Among Retirement Income Strategies According to a recent study, lifecycle funds may be the key to providing "retirement income adequacy.".. MutualFundWire.com - Monday, April 30, 2007
MassMutual Throws Its Hat into the Small-Plan Market As previously reported, the Springfield-based provider has put together a product for smaller plans... 401kWire.com - Monday, April 30, 2007
UPDATE 5 \| Six Fund Firms Pull Ahead, One Lags Behind When the Earnings Come Down Earnings are coming in and at least four fund firms are happy about what they see... MutualFundWire.com - Monday, April 30, 2007 - Reader Rating: 3
Schwab Looks at Six Finalists to Replace Invesco on Stable Value Fund Schwab is moving at a breakneck pace to find subadvisors after giving Invesco the boot just last week... 401kWire.com - Monday, April 30, 2007
Hartford Scores High in the First Quarter The Hartford gets high marks on its first quarter exam... MutualFundWire.com - Monday, April 30, 2007 - Reader Rating: 3
Fifth Third Celebrates Results Break out the champagne, Fifth Third Asset Management has reason to celebrate... MutualFundWire.com - Monday, April 30, 2007
Broadridge Introduces New High Performance Platform GoldenSource will power Broadridge Financial Solutions' new fully managed enterprise solution, Global Reference Data Solution... MutualFundWire.com - Monday, April 30, 2007 - Reader Rating: 5
NASD, Chicago Stock Exchange Team Up to Catch the Bad Guys Two traders have been suspended as the result of a joint investigation by NASD and the Chicago Stock Exchange... MutualFundWire.com - Monday, April 30, 2007
M&I Promotes Longtime Exec Randall J. Erickson has been given the title of chief administrative officer at Marshall & Ilsley Corporation... MutualFundWire.com - Monday, April 30, 2007 - Reader Rating: 3
San Fran Recordkeeper Partners with Seven RIAs A Bay Area provider teams up with several independent firms as part of an effort to target small plan sponsors. .. 401kWire.com - Monday, April 30, 2007
Hancock Claims Number One Spot Jim Brockelman is steering Hancock into first place, says Limra. Whether the snapshot covers the whole course is another question... 401kWire.com - Monday, April 30, 2007 - Reader Rating: 5
LPL Hands Out Spring Promotions Top independent broker-dealer LPL has made a slew of promotions. Marketer Andy Barksdale and Craig Kamis were among those promoted... MutualFundWire.com - Monday, April 30, 2007 - Reader Rating: 3.33
The SEC Hits a Dead End An Opinion Research Corp. study contends that the SEC had better make a u-turn when it comes to certain regulations... MutualFundWire.com - Monday, April 30, 2007 - Reader Rating: 3
Fund Workers Like Obama Not surprisingly, Bob Reynolds and Ellyn McColgan are once again suiting up on opposing side... MutualFundWire.com - Monday, April 30, 2007 - Reader Rating: 3
Trone Guides An Emerging Profession A SoCal conference highlights how one firm is changing the way retirement plan advisors do business. Some advisors may want to rethink accepting gifts -- even ones so small as golf balls. .. 401kWire.com - Monday, April 30, 2007
Which Fund Firms Do Best in DC Plans? Just a handful of fund firms dominate the 401k scene. Don't expect the Pension Protection Act to shake up the rankings... MutualFundWire.com - Monday, April 30, 2007 - Reader Rating: 2.74
Pyxis and Morningstar Partner to Make Wholesalers' Lives Easier Wholesalers now have a tool to get real-time Morningstar mutual fund and exchange-traded fund data... MutualFundWire.com - Monday, April 30, 2007 - Reader Rating: 2.94
Comerica Bank's Wealth Management Division Gets New Senior Vice President Comerica Bank has hired itself a new senior vice president and director of national sales and marketing... MutualFundWire.com - Monday, April 30, 2007
Fidelity Leaps to China Fidelity is pioneering the new back-office outsourcing frontier in China... MutualFundWire.com - Monday, April 30, 2007
Plan Sponsors Get Enrollment Tools from Nationwide The bundled plan provider is rolling out a new three-phased enrollment program for its private-sector plan clients... 401kWire.com - Monday, April 30, 2007
First Active ETF May be a Bit Tipsy Will Vanguard be the first fund firm across the finish line with an actively-managed, exchange-traded fund? It may be, reports the Wall Street Journal... MutualFundWire.com - Monday, April 30, 2007 - Reader Rating: 3.05
RFPs Reported This Week Weekly roundup of searches... 401kWire.com - Friday, April 30, 2004 - Reader Rating: 2
Vanguard Intros 401k Managed Account Vanguard throws its weight behind an industry development that could make it harder for investment-only shops to sell to retirement plans... MutualFundWire.com - Friday, April 30, 2004
Voyageur Rebrands The asset management group reorganized and changed the name on its funds... MutualFundWire.com - Friday, April 30, 2004
Update on Seattle 457 Provider Switch The City of Seattle switched from Fidelity to Prudential for its $321 million 457 plan... 401kWire.com - Friday, April 30, 2004 - Reader Rating: 4.5
DOL Eyes Invesco Invesco Funds Group reveals that it received inquiries from the Department of Labor and the NASD... MutualFundWire.com - Friday, April 30, 2004 - Reader Rating: 2
Morningstar Sends Open Letter to Wanger Morningstar posted an open letter expressing concerns and urging changes at Acorn Funds... MutualFundWire.com - Friday, April 30, 2004 - Reader Rating: 3
Intermediaries Face Increased DoL Scrutiny Those aggregating trades for DC plans are among those EBSA is taking a closer look at... 401kWire.com - Friday, April 30, 2004 - Reader Rating: 5
What Should Sponsors with Tainted Funds Do? What are the questions to ask and what can be done with the answers?.. 401kWire.com - Friday, April 30, 2004 - Reader Rating: 5
Key Trends Are Driving the RFP Process Consolidation, expanded services and dissatisfaction over investment options are all driving new provider searches among sponsors... 401kWire.com - Wednesday, April 30, 2003 - Reader Rating: 4
Why Abby Johnson is Wrong The fund industry is best off embracing rather than fighting the new proxy disclosure rules and other calls for increased openness... MutualFundWire.com - Wednesday, April 30, 2003 - Reader Rating: 1
Mid-mart Player Doubles FA-channel Sales Team This DB-DC specialist has beefed up its in-house sales effort with four new hires... 401kWire.com - Wednesday, April 30, 2003
Janus Cuts Options Grants Only the very best will get grants this year. Meanwhile, the Denver fund firm cut another 60 jobs and said it will distribute two non-Janus funds... MutualFundWire.com - Wednesday, April 30, 2003
Baron Agrees to Fine Admits no wrongdoing but will pay $2.7 million in fines for marking the close... MutualFundWire.com - Wednesday, April 30, 2003
Fido Trader Gets 30 Months Was part of a scheme to defraud Fidelity of $2.4 million... MutualFundWire.com - Wednesday, April 30, 2003
401(k) Participants Are Not Thrilled A new SPARK Research Group survey finds growing dissatisfaction among 401(k) participants with their recordkeepers... 401kWire.com - Wednesday, April 30, 2003 - Reader Rating: 3
American Century Goes Small-Scale Size isn't everything, if you go by the newest funds out of Kansas City... MutualFundWire.com - Monday, April 30, 2001 - Reader Rating: 3
The Coast is Clear After a turbulent exit from Prudential, ex-ceo winds up at Cigna... 401kWire.com - Monday, April 30, 2001 - Reader Rating: 3
Grand Opening for JP Morgan Chase's outsourcing unit gets a corporate makeover and an official ribbon cutting... MutualFundWire.com - Monday, April 30, 2001 - Reader Rating: 3
More Options at Manulife The number of investment offerings in the firm's 401k services grows... 401kWire.com - Monday, April 30, 2001 - Reader Rating: 3
JP Morgan Fund Now Available for Retail Individuals can now invest in fund ... Netfolio performance ... An online brokerage firm says "Oops" ... Octane consolidates ... ICI survey... MutualFundWire.com - Monday, April 30, 2001 - Reader Rating: 3
JP Morgan Fund Now Available for Retail Individuals can now invest in fund ... Netfolio performance ... An online brokerage firm says "Oops" ... Octane consolidates ... ICI survey... 401kWire.com - Monday, April 30, 2001 - Reader Rating: 3
Search401k Live! The Web-based service for financial advisors goes online today... 401kWire.com - Monday, April 30, 2001 - Reader Rating: 3
Week of April 30, 1999 RFP Roundup The Weekly Roundup is a regular column examining the RFPs that appeared on our pages and the pages of other publications this week. Low-hanging Fruit is a section that focuses on rumored searches in the marketplace. .. 401kWire.com - Friday, April 30, 1999 - Reader Rating: 3
Fund Manager Gender - Bender So what is the well-dressed fund manager wearing to court these days? Well, if you've cost your fund company over half a billion in one of the biggest fund scandals in recent history -- a dress, high heels and a wig ..... MutualFundWire.com - Friday, April 30, 1999 - Reader Rating: 3
New Exec at Scudder Boston, Massachusetts-headquartered Scudder Kemper Retirement Services has named Marc H. Cahn to be director of ERISA Plan Services. In this post, he will be in charge of compliance and trustee services to the firm's defined contribution clients... 401kWire.com - Friday, April 30, 1999 - Reader Rating: 3
Merrill Molds Mercury Merrill adds a new global fund to the growing Mercury family which avoids riskier under-developed markets... MutualFundWire.com - Friday, April 30, 1999 - Reader Rating: 3
Schwab Launches Web Education Tool The San Francisco firm is offering retirement planning to all of its customers... MutualFundWire.com - Friday, April 30, 1999 - Reader Rating: 3
Schwab Launches Web Education Tool The California Colossus is at it again. The San Francisco firm has just launched its retirement planner online, Rebecca Metz, senior marketing manager of the Electronic Brokerage Enterprise at Charles Schwab, told the 401kWire.com. The service will be available to all of Schwab's investors, not just those in Schwab 401(k) plans... 401kWire.com - Friday, April 30, 1999 - Reader Rating: 3
Odd Lots, April 30, 1999 Qtr 1 sales down 50% ... Merrill & PBHG battle over manager ... WSJ examines portfolio disclosure ... Funds in the press... MutualFundWire.com - Friday, April 30, 1999 - Reader Rating: 3
SSgA's Hilsabeck Moves West As a part of a move to beef up its West Coast presence, State Street Global Advisors is moving two executives to San Francisco from its Boston headquarters... 401kWire.com - Thursday, April 30, 1998 - Reader Rating: 3
Albany International Taps New Recordkeeper Albany, NY-headquartered Albany International Corporation (NYSE: AIN) has switched recordkeepers, Ronal Hall, director of benefits and compensation, told the 401kWire. The plan has approximately $170 million in assets with 2200 participants... 401kWire.com - Thursday, April 30, 1998 - Reader Rating: 3

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