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NEWS ARCHIVE Stories Published Between 10/1/2002 And 1/1/2003
12/31/2002	AIM Makes Manager Moves
12/31/2002	Gabelli Ups Buy Back Program
12/31/2002	Lockwood Plans Supermarket
12/31/2002	Payden Readies New Family
12/30/2002	Merrill to Drop Mercury Name as Part of Push
12/30/2002	Northern Trust Finds a Smaller Package Under the Tree
12/30/2002	PrePaid Plans Losing Favor
12/30/2002	Fido: No More Cuts
12/27/2002	Industry Rankings Little Changed Despite Losses
12/27/2002	ICMA Seeks Distribution Partner
12/26/2002	OppFunds Adds Bond Offering
12/26/2002	Ad Spending Falls to Pre-Bubble Levels
12/26/2002	Van Wagoner Adds Small Account Fee
12/26/2002	DataLynx SMA Set to Go Live in Q1
12/24/2002	OppFunds to eWholesale
12/24/2002	2002 Worst Year Since 1988
12/23/2002	Al Frank Drops Loads
12/23/2002	Investec Turns Eyes to Offshore Opps
12/23/2002	US Trust National Sales Head to Leave
12/20/2002	PFPC Works With Clients on PAR Move
12/20/2002	Lipper Closes Up Shop
12/20/2002	Firms Move Forward With Social Funds
12/19/2002	Eaton Vance Affiliate Buys Out Cutler Team
12/19/2002	PFPC Offers Multi-Account Solution
12/19/2002	Reserve Adds Bank Sales Specialist
12/19/2002	US Bankcorp Names Marketer
12/19/2002	Bisys Eyes Principal Protected Funds Opp
12/18/2002	Federated Hits Reset with Kaufman Fund
12/18/2002	MFS Ties Into BabyMint
12/18/2002	Social Investor Wants Quick Implementation of Rules
12/18/2002	Conseco Funds Not Effect by Chapter 11
12/18/2002	W&R Closes on Mackenzie Buy
12/18/2002	Kasina Ranks to Web Sites
12/18/2002	Roye Explains SEC Position on Disclosure
12/18/2002	GE Will Shrink its Fund Lineup
12/18/2002	CSAM to Merge Four Funds
12/17/2002	CSAM Announces Global Shakeup
12/17/2002	ING Taps SMA Platform
12/17/2002	OppFunds Legend Says End Has Come
12/17/2002	Nationwide Jumps Ready Wraps for the Holidays
12/17/2002	Pru to Reorganize Funds
12/16/2002	Janus Will Lose Mandate
12/16/2002	State Street Lands Toronto Ops Deal
12/16/2002	ManuLife Affiliate Swaps Subadvisors
12/16/2002	Nationwide Plans VA with Advisory Tools
12/16/2002	Snuffed Out in the Crib
12/16/2002	Mason Street Reshuffles Managers
12/13/2002	BONY Goes Outside of Industry for CMO
12/13/2002	DST Adds Nuveen to Vision
12/13/2002	Stilwell Adds to Board
12/13/2002	Not All Berger Bidders Are Satisfied
12/13/2002	Deutsche Adds High Net Worth Head in San Fran
12/12/2002	Sales Pro Departs BlackRock
12/12/2002	Making A List for 2003
12/12/2002	Sales Pay Comes in Second
12/12/2002	Reserve Sees Opps
12/12/2002	Berger Transfer to Janus is Sealed
12/11/2002	Park Avenue Funds Names Next President
12/11/2002	Franklin and Harvard in Row
12/11/2002	Text of Franklin Templeton Response to Harvard
12/11/2002	Huntington Taps Back Office
12/10/2002	SEC Will Take Up Disclose
12/10/2002	CIBC Unloads Oppenheimer
12/10/2002	SSRM Puts $74 Million Up For Grabs
12/10/2002	FleetBoston Decides on Columbia
12/10/2002	Donaldson Will be SEC Nominee
12/10/2002	Vanguard Will Add Employer Distribution
12/10/2002	Friday Said to be Deadline for Pitt Replacement
12/9/2002	Merrill Managed Account Pro Moves
12/9/2002	Stilwell Bonuses Under Review
12/9/2002	Rydex Will Offer Offbeat S&P Fund
12/9/2002	Another Insurer Lets Go VA Marketers
12/6/2002	ICI Sends Letter on Proxy Rules
12/6/2002	Merrill Names New COO
12/6/2002	Fidelity Tries Out Computer Made Fund Reports
12/6/2002	Van Kampen Makes Cuts
12/6/2002	Vanguard Bends Mandatory Retirement Rule
12/6/2002	Schroder Portfolio Manager Strikes Out on Own
12/5/2002	Bowles Will Not be Next SEC Chief
12/5/2002	Fund Firm Incents Advisors
12/5/2002	Scudder Exec Jumps to State Street
12/5/2002	AXA Rosenberg Seals Outsourcing Deal
12/4/2002	AFL-CIO Marches on Fido Branches
12/4/2002	Wells Fargo Launches TAA Portfolios
12/4/2002	SRI Specialist Adds Two Funds
12/4/2002	AIM Promotes Three Managers
12/4/2002	Is the Bond Party Over?
12/3/2002	Florence Exits Morningstar
12/3/2002	Hancock Advisors Names SMA Head
12/3/2002	The Janus Thriller Plot Thickens
12/2/2002	Vanguard Discounts Fund Supermarket Trades
12/2/2002	ManuLife 529 Tools Give Top Honor
12/2/2002	Reuters Buys Fund Info Specialist
12/2/2002	Enterprise Adds Short Bond Fund
12/2/2002	Neuberger Buys Alts Shop
12/2/2002	Janus Will Win Berger Assets
11/27/2002	Schwab Sells E-Loan Stake
11/27/2002	Advisors Taps eSecLending
11/27/2002	Hancock to Sell Tower
11/27/2002	AGF Funds Tweaks Products
11/27/2002	Fido Names Permanent Replacement for Kelly
11/26/2002	UBS Lands JP Morgan Vet as Sales Head
11/26/2002	Markets, Not Investors, Drove Fund Assets Up In October
11/26/2002	Seeking Employment? Try Alternatives not Funds
11/26/2002	Pimco Parent May Spin Asset Unit Off
11/25/2002	Goldman Cuts Wholesaler Ranks
11/25/2002	Scudder Exec Moves Up at Deutsche
11/25/2002	Northern Trust Buys Atlanta Firm
11/25/2002	Cuts at Fund Firms Loom
11/22/2002	Morningstar Beefs Up Fund Tools
11/22/2002	Evergreen Vets Merge Firms
11/22/2002	Pioneer Swings the Axe
11/22/2002	Wells Fargo Buys Fund Assets
11/21/2002	SSRM Hires Large Cap Pro
11/21/2002	White House List Grows Shorter for SEC
11/21/2002	Fidelity Reportedly Eyes CSFB Unit
11/21/2002	Lord Abbett Doubles Partner Ranks
11/20/2002	Turner Taps New Back Office
11/20/2002	PFPC Vet Returns to Fold
11/20/2002	Ex-SSgA CEO Lands in Toys
11/19/2002	GE Unit Linking with B-Ds
11/19/2002	Minneapolis B/D to Grow SMA Platform
11/19/2002	Fund Manager Sentenced
11/18/2002	Strong Buys More Assets
11/18/2002	Delaware Turns to Fair Valuation Service
11/18/2002	Funds Will Lose Share, Says FRC
11/15/2002	e529 Resource Taps iEnroll
11/15/2002	Allmerica Acknowledges SEC Probe
11/15/2002	Chertoff Says No to SEC
11/15/2002	Janus Bails Out Money Fund
11/15/2002	Fund Firm Reupps With Bisys
11/15/2002	Accounting Firm Aims to Help Industry on Taxes
11/14/2002	Merrill Honchos On the Move
11/14/2002	Fido Vice Chair to Retire
11/14/2002	Fido Shakes Up Funds
11/14/2002	Janus Seeks Partners in Japan
11/13/2002	Washington, D.C. Enters the 529 Fray
11/13/2002	Principal Inks New 529 Distribution Deal
11/13/2002	CIGNA Names New CIO
11/13/2002	New Service to Facilitate 529 Searches
11/13/2002	Active Vs. Passive Scorecard Out
11/13/2002	New Biotech Fund Trades
11/12/2002	Tremont Taps Marketer for Europe
11/12/2002	Data Vendor Adds to Flagship Client Base
11/12/2002	Bear Hires New Chief Investment Strategist
11/12/2002	Fleet High Net-worth Unit Names New Exec
11/12/2002	AIM Completes Workforce Reduction Program
11/11/2002	Jennison Lands a New CEO
11/11/2002	GEPAM Starts CEO Advisory Council
11/11/2002	Four AIM Portfolio Managers to Retire
11/11/2002	Calvert Campaigns for Fund Proxy Disclosure
11/11/2002	Fido Promotes Select Fund Manager
11/11/2002	Fido Reassigns a Fund Manager
11/8/2002	The Pitt Fallout
11/8/2002	The Fed Cut Put Up to 75 Money Funds at Risk
11/8/2002	Neuberger Board Gets Chic
11/8/2002	SMA Database Goes Daily
11/8/2002	Amex Taps BlackRock Bond Pro
11/7/2002	SEC Sues Beacon Hill
11/7/2002	BlackRock Targets Private Client Biz
11/7/2002	Schwab At Treasury?
11/7/2002	TIAA-CREF Gives Thumbs Down to Disclosures
11/7/2002	Fidelity Tax ID Feature Gets Play
11/6/2002	Fund Startup Celebrates Birthday
11/6/2002	Managed Account Assets Slip
11/6/2002	Putnam Faces A Fifth Suit
11/6/2002	PR Firm Adds Two Clients
11/5/2002	Start Shopping if the Fed Cuts
11/5/2002	Rogers Fills in at Ariel
11/5/2002	SEI Taps Into OneSource
11/5/2002	Scudder Vet Opens Boutique
11/5/2002	TD Waterhouse Buys Private-Label Fund Wrap
11/4/2002	Insurer Fund Family Jumps into SMAs
11/4/2002	Gabelli Wraps Up Another Buy
11/4/2002	An SRI Fund Pulls The Plug On its Manager
11/4/2002	ICI Starts Tracking Closed-End Funds
11/4/2002	Federated Opens Institutional Fund
11/1/2002	FITR Lands in BONYs Corner
11/1/2002	New Fund Firm Starts With Israel
11/1/2002	Hartford Gets TIPSy
11/1/2002	Fremont May Close Two Micro-Caps
11/1/2002	One Group Reopens Small Cap Fund
11/1/2002	NICSA Posts Conference Agenda
11/1/2002	ING Offers New Principal Protection Fund
10/31/2002	Stilwell Turns in Poor Report Card
10/31/2002	Funds Down $329 Billion in September
10/31/2002	Cerulli Offers Edge on Advisors
10/31/2002	Alliance Names Bernstein CEO
10/31/2002	AMVESCAP Realigns Divisions
10/30/2002	An Insider Takes the Reins at FMTC
10/30/2002	Ticker Adds Fund Data
10/30/2002	Gartmore Names National Sales Director
10/30/2002	Vanguard Launches Cash Management Account
10/30/2002	AMR Funds on the Block
10/30/2002	Management Fees Are Rising As the Bear Prowls
10/29/2002	World Fund Assets Fall in Q2
10/29/2002	PA firm Signs Up New Client for Fund Services
10/29/2002	AMVESCAP Buys a N.Y. Private Wealth Manager
10/28/2002	Fidelity Shuffles Seats at the Top
10/28/2002	Advent Puts Wealthline into General Release
10/28/2002	Van Kampen Goes with R Shares
10/28/2002	PFPC Makes Wrap Alliance
10/25/2002	Mellon Makes Good on Money Fund Loss
10/25/2002	Alger Turns Bullish
10/24/2002	Fido Mixes and Matches Unit Heads
10/24/2002	Vendor Mulls Hiring
10/24/2002	Houston Fund Unit to Axe 122 Jobs
10/23/2002	Morningstar Stands Committed to Advisors of All Stripes
10/23/2002	New Social Fund Names Subadvisor
10/23/2002	Fund Honchos Say the Future is Still Bright
10/23/2002	Three Firms and Janus Eye Berger Funds
10/23/2002	Stilwell Tweaks Its Board
10/22/2002	Putnam Takes Out its Two Cents from Marsh
10/22/2002	France Growth Names Advisor
10/22/2002	Proxy Fight Goes to the Media
10/22/2002	NewRiver Adds Fund Chief to Board
10/22/2002	Access Data BizDev Director Moves On
10/22/2002	Web Site to Connect Shareholders to SEC
10/21/2002	GE Eyes Wrap Account World
10/21/2002	PA Firm Enhances Wrap Program
10/21/2002	Deutsche Sales Exec Joins a Maryland Fund Firm
10/21/2002	S&P to Provide Fund Content to E*Trade
10/18/2002	Is There a Bond Fund Trap?
10/18/2002	State Street Adds to Board
10/18/2002	NY City Manager Lands Consulting Industry Insider
10/18/2002	The Morphing of the Fund Industry
10/17/2002	Wisconsin Adds Stable-Value to Its 529 Plan
10/17/2002	Former Fido Exec Named Biz School Faculty Director
10/17/2002	Insurer Transitions Sales Force
10/16/2002	Putnam Exec Takes the Reins at Boston Start-Up
10/16/2002	TIAA-CREF Calls for a New Global Custodian
10/16/2002	Gabelli Buys Hedge Fund Shop
10/16/2002	Fido Picks Up More Clearing Biz
10/16/2002	Data Vender Duo Joins Forces
10/16/2002	New Vanguard Guide, Webcast to Aid Nervous Investors
10/16/2002	Cerulli Pulls Back, Not Out
10/15/2002	Manulife & Citigroup See Big Demand for MDAs
10/15/2002	Mother Merrill Hates Funds
10/15/2002	Chicago Firm Lands Product Developer
10/14/2002	A Midwest Advisory Offers Bold Vision
10/14/2002	Federated Hires New Global Research Head
10/11/2002	Alliance Capital AUM Drops
10/11/2002	Sun Set on Japan Conference
10/11/2002	Two Families Are Set for Merger
10/11/2002	T. Rowe Expands Advisor Class Funds
10/10/2002	Bank Recruits Manager to Bolster Partnerships
10/10/2002	Shareholder Sues Merrill for $1 Billion
10/10/2002	Fido Prez Takes Leave
10/10/2002	MFS Joins Layoff Parade
10/9/2002	Union Bank Wins Custodian Duties
10/9/2002	UNX Lands Fido Vet
10/9/2002	Vanguard, Upromise & Nevada Team-Up for 529 Plan
10/8/2002	Fund Costs Drop 7 Bps. Says ICI
10/8/2002	NY Firm Swaps Sub-Advisor
10/8/2002	Fund Chief Takes Off for Boston
10/8/2002	Who is Number One?
10/8/2002	No More Mutual Funds
10/7/2002	TIAA-CREF Names New Chairman and CEO
10/7/2002	Diamond Hill Rolls Out Sixth Fund
10/7/2002	Web Site is Retrofitted
10/4/2002	ICI Names Chairman
10/4/2002	Midwest Fund Firm Seeks CEO
10/4/2002	Few New Fund Launches Seen
10/4/2002	MFS Whets the Axe
10/4/2002	Fund Ad Spending Plunges
10/4/2002	American Century Places Its Bet
10/4/2002	Is Fido Packing Up?
10/3/2002	TIAA-CREF Adds Six
10/3/2002	San Diego Firm Restructures
10/3/2002	IDC Unit Under New Global Structure
10/3/2002	Eaton Vance Funds to Manage Risk
10/3/2002	Franklin President Takes Leave
10/2/2002	Putnam Picks a Wireless Program
10/2/2002	American Century Names a Pair of CIOs
10/2/2002	Rydex Responds to Rebalancing Issue
10/2/2002	Manulife Adds 529 Investment Options
10/2/2002	AIM Upgrades Its 529 Plan
10/2/2002	State Street Trims Sails ... Again
10/1/2002	US Trust Names New CEO
10/1/2002	ProFunds Launches New Large-Cap Funds
10/1/2002	JPMorgan Fleming Names New CIO
10/1/2002	BGI Shutters Three iShares
10/1/2002	FRC Will List the 50 Best Places in America
10/1/2002	Stilwell Assets Fell in September

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