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NEWS ARCHIVE
Stories Published Between 4/1/2002 And 7/1/2002
6/28/2002 Hancock Ups Buyback Target
6/28/2002 Canada Gets New Fund Family
6/28/2002 Manager Lets Loose
6/28/2002 Franklin Renames Fund
6/28/2002 USAA Names Eight Subadvisors
6/27/2002 Amex Continues to Build Roster
6/27/2002 Canadian Manager Wins West Coast Mandate
6/27/2002 Armada on Course
6/26/2002 ICI to SEC: More Disclosure
6/26/2002 Piper Jaffray Fined
6/26/2002 What are 529 Fees?
6/26/2002 On the NICSA Board
6/26/2002 Pru Crosses the Rhine
6/26/2002 Remember the 529
6/25/2002 S&P Joins 529 Fray
6/25/2002 Schwab Taps New Chief Marketing Officer
6/25/2002 Rydex Looks Forward
6/25/2002 Fido Formula One
6/24/2002 529 Gumbo
6/24/2002 S&P Drops Growth Fund
6/24/2002 Bisys Signs Another
6/24/2002 Phoenix Reshuffles
6/24/2002 Morgan Stanley Defectors Help Bottom Line
6/24/2002 Getting the Edge at Amcore
6/24/2002 Guardian Upgrades Systems
6/21/2002 Firm Names Three New Subadvisors
6/21/2002 Barclays CEO Resigns
6/21/2002 Inlumen Enhances Suite
6/21/2002 Calvert Teeing Off
6/21/2002 Fidelity 50 Manager Retires
6/21/2002 Hancock Bond Vet Plans Resignation
6/20/2002 May Blossoms
6/20/2002 Staying on the Straight and Narrow
6/20/2002 SunStar Adds to Family
6/20/2002 FleetBoston Confirms Talks
6/20/2002 Harvard Says No to Pozen
6/19/2002 And a Little Off the Top
6/19/2002 Luck Be a 529
6/19/2002 Schwab Shuffle
6/19/2002 Whither Robertson Stephens?
6/19/2002 Pru Man at Securian
6/18/2002 New Tree in Evergreen Forest
6/18/2002 Getting in Deeper
6/18/2002 Switch for Golden Oaks
6/18/2002 And So It Begins
6/18/2002 Albertson Makes a Move
6/17/2002 Litman Gregory Speaks Out
6/17/2002 Ryan, Beck Taps Gruntal Veteran
6/17/2002 Mellon Intros Stock Option for its Own
6/17/2002 Gabelli Adds Analyst Pair
6/17/2002 Nine Hop On
6/17/2002 Funding Round Two
6/17/2002 Reviewing Equities
6/14/2002 AIM Expands Sales Region
6/14/2002 New Research Confirms Industry Woes
6/14/2002 PFPC Adds Private Equity Tools
6/14/2002 New Fido Funds Pulling In Assets
6/14/2002 May Trading Activity Slips
6/13/2002 Tech Giants Targeted by Fund Firm
6/13/2002 AFSS Partners with Boston Firm
6/13/2002 State Street Expands to Europe.
6/13/2002 Alliance Dropped Assets in May
6/13/2002 Time to Crack Down on CEO Pay?
6/13/2002 Schwab Arm Taps Knight Trading
6/12/2002 Proposed Calvert Cut
6/12/2002 National Bank Acquires Altamira
6/12/2002 New Project for Falcone
6/12/2002 New Tech for FAs
6/12/2002 Promotions at The Hartford
6/12/2002 Bailey To Step Down
6/11/2002 Fund Changes Ticker
6/11/2002 Move Over, Here Comes Bisys
6/11/2002 Climbing Higher on the Rock
6/11/2002 Dragon Adds to Horde
6/11/2002 Communications Alliance
6/11/2002 Advent Makes Purchase
6/10/2002 Cigna Selects
6/10/2002 Heading Up Contributions
6/10/2002 529 Blackjack
6/10/2002 EuroGathering
6/10/2002 Annuities for RIAs
6/7/2002 Hartford Midcap Fund Reopens
6/7/2002 S&P Rates Japan Funds
6/7/2002 An All-American Fight
6/6/2002 AMG Names Top Counsel
6/6/2002 Schwab Capital Taps New VP
6/6/2002 Putnam Lands Citi Pro
6/6/2002 Earning Trust
6/6/2002 Adds ETF Diamond to Crown
6/5/2002 Providing for the 529 Investor
6/5/2002 Putnam Taps New CIO
6/5/2002 Profunds Broadens its Horizons
6/5/2002 Two New Areas of Certification
6/5/2002 Shack Names Team
6/5/2002 SSB Exec in Cuffs
6/4/2002 18 Funds Picked
6/4/2002 Taking AIM On 529
6/4/2002 Eaton Vance Extends Contract
6/4/2002 Fido CEO Gets Prize
6/4/2002 Schwab Launches Four
6/3/2002 Adding Features to the 529 Plan
6/3/2002 New Guide for 529
6/3/2002 FBR Funds Now Avaliable on FundVest
6/3/2002 Quant Builds New Business Line
6/3/2002 ND Holding Takes On a New Name
6/3/2002 Lincoln Fi on the Gridiron
6/3/2002 FOLIOfn Exec Hits the Road
6/3/2002 Stilwell in Spring
6/3/2002 Adieu Arthur Andersen
5/31/2002 Schwab Alters Fund Course
5/31/2002 Hartford Life Realigns VA Distribution
5/31/2002 Vanguard Makes Manager Moves
5/31/2002 Delaware Adds Two To Investment Team
5/31/2002 West Coast Institutional BizDev Slot Filled
5/31/2002 Pioneer to Add Four
5/30/2002 Nuveen ETFs Change Hands
5/30/2002 Turn Up the Radio
5/30/2002 SSRM Renames Fund
5/29/2002 The Gaze of a Parent Shifts
5/29/2002 SEC OKs Bond ETFs
5/29/2002 Parents Think Conservative
5/29/2002 Fink Under Attack
5/29/2002 More Trouble at Conseco?
5/29/2002 Transitions at MassMutual
5/29/2002 Holy Investing
5/28/2002 Northwestern Mutual Retains Distributor
5/28/2002 Bisys among the Buckeyes
5/28/2002 Artisan Launches New Investment Strategy
5/28/2002 Siebert Financial Acquires New Accounts
5/28/2002 Money Fund Assets Rise $27 Billion
5/28/2002 Bisys Buys Broker
5/28/2002 Merrill Fund Holders Sue
5/28/2002 Adding and Subtracting at Vanguard
5/28/2002 Is There Something Brewing at Forward Funds?
5/24/2002 SEC to Examine Distribution Payment Schemes
5/24/2002 Small Cap Closing
5/24/2002 E*Trade Give Back
5/24/2002 Savi Appointments
5/23/2002 Canadian Acquisition
5/23/2002 ICI Meets Today
5/23/2002 Insci Fills Dance Card
5/23/2002 Pru Execs Make Change
5/23/2002 Heeding the Signs
5/22/2002 Easing Those Administrative Burdens
5/22/2002 Nationwide Streamlines
5/22/2002 Allianz Shift
5/22/2002 AMG Growing Large
5/22/2002 Catching the Wave at Metro West
5/22/2002 Waterhouse Joins to Aggregate
5/21/2002 AdvisorCentral Inks Another Deal
5/21/2002 BlackRock Partners Down Under
5/21/2002 Rydex Lures IDEX Vet
5/21/2002 ING Adds Manager to VA
5/21/2002 S&P Adds VA Tools
5/21/2002 BB&T Names CIO
5/21/2002 Amerindo CEO Relinquishes Title
5/20/2002 Boston Firm Adopts
5/20/2002 Wells Fargo Funds Taps New Back Office
5/20/2002 Bad Funds Should Give Up, Says Morningstar
5/17/2002 Berger Mulls Over Four New Funds
5/17/2002 Fund Flows Keep Up As Market Falls
5/17/2002 First American Finalizes Mergers
5/17/2002 Niche Fund Firm Converts TA System
5/17/2002 Money Funds Drop $6.5 Billion
5/17/2002 Fund Firms Draw Fire for Team Disclosures
5/16/2002 AdvisorCentral Doubles Girth
5/16/2002 Pimco Bets on Planning Tool
5/16/2002 NYLife Directors Elect CFO
5/16/2002 Deutsche Bank Execs Have High Hopes for US
5/16/2002 Bisys Wins Its Bid
5/15/2002 SEC Proposes Rule Change for MF Ads
5/15/2002 Nationwide Wholesaler Busts a Move
5/15/2002 Citi Marketer Considers Options
5/15/2002 StatPro Promotes
5/15/2002 Investment Advisor Taps S&P
5/15/2002 New Look for Ark
5/14/2002 Manulife Adds 529 Service
5/14/2002 Making a Case
5/14/2002 Bisys Jumps into Publishing
5/14/2002 Staying the Course
5/14/2002 When 529s and SAs Collide
5/14/2002 Hancock Whirlwind
5/13/2002 New Citizens Info
5/13/2002 Are Happy Days Ahead?
5/13/2002 Of the Broker, By the Broker
5/13/2002 New from Nuveen
5/13/2002 Hancock was Justified in Firing Workers
5/10/2002 E*Trade CEO Gives Back
5/10/2002 Alliance Honcho Vows to Fight
5/10/2002 Fund Manager Faces Jail Time
5/10/2002 Pershing Adds Reserve
5/10/2002 Money Fund Flows Bounce Back
5/9/2002 Legg Mason Puts Wallet Away
5/9/2002 529 Investors Get Show
5/9/2002 DotCom For Sale Sign Comes Down
5/9/2002 Stilwell Bought Back $323 Million of Shares
5/8/2002 AXA Rosenberg at the Plate
5/8/2002 March of the Lawyers
5/8/2002 Pershing Gets the Data Out
5/8/2002 Stay for Mother Merrill
5/7/2002 Near Miss For Merrill Funds
5/7/2002 Sweet Home Alabama
5/7/2002 Legg Mason Tops Results
5/7/2002 Fido Exec in Switcheroo
5/7/2002 Save Those E-mails
5/7/2002 Catching the PR Buzz
5/7/2002 Fido Low Price Closing Doors
5/6/2002 Signing Off at John Hancock
5/6/2002 Targeting the Conservative Investor
5/6/2002 BGI is in Play
5/6/2002 ProFunds Adds to Family
5/6/2002 12 Angry Men?
5/3/2002 Alliance Disappoints
5/3/2002 Money Fund Assets Plunge $41 Billion
5/3/2002 Dreyfus Fund Director Resigns
5/2/2002 Bear Sterns Gives Nod to Admin
5/2/2002 Aegon Selects Subadviser
5/2/2002 Dimensional Sends Exec to Europe
5/2/2002 Newpoint Heads for Clearing
5/2/2002 T. Rowe Reopens Fund
5/2/2002 Did Stilwell Bondholders Show Faith?
5/2/2002 Taking the Lead at Reserve
5/2/2002 Fido to Expand Rhode Island Site
5/2/2002 New Fund Product Head at Amex
5/1/2002 American Skandia Makes SubAdvisory Choices
5/1/2002 SunGard Partners for Aggregation
5/1/2002 Vanguard Drops VA Fees
5/1/2002 The World is Looking Up for Funds
5/1/2002 AIM Promotes Fund Managers
5/1/2002 Villanova Boosts Profits
5/1/2002 New Neuberger Fund
5/1/2002 Top Dog in Doghouse at Putnam
5/1/2002 Fund Family Sold North
4/30/2002 C&S Adding to Analyst Team
4/30/2002 USLife Fund Adding Subadvisors
4/30/2002 Meeting of the Minds
4/30/2002 NICSA Gets Fresh Take on Shareholder Survey
4/30/2002 Eggers Whirlwind
4/30/2002 State Street Slices
4/29/2002 MFS Pair Jump to BlackRock
4/29/2002 Pitt to Address ICI Members
4/29/2002 GE Taps Citi Bond Manager
4/29/2002 Worm Turns at Franklin
4/26/2002 Money Fund Flows are Tepid
4/26/2002 Vanguard Led March Sales
4/26/2002 Big Fund Families Create New Opps
4/25/2002 Gabelli, AMG Make the Mark
4/25/2002 Franklin Falls Short by a Penny
4/25/2002 Stilwell Shows its Footwork
4/25/2002 State Street Mulls Layoffs
4/25/2002 Lipper Sends Fund to Neuberger
4/24/2002 Advent Signs Two
4/24/2002 Pru Adds Subadvised Fund
4/24/2002 Push-me Pull-me at Amvescap
4/24/2002 Federated Clears Hurdle
4/24/2002 Stilwell to Raise $143 Million
4/24/2002 SEC Investigates MFS
4/23/2002 PFPC Names New Prez
4/23/2002 Neuberger Berman Also Misses Mark, Drops Anderson
4/23/2002 Evensky to Chair TIAA-CREF Board
4/23/2002 Putnam Woes Continue
4/23/2002 Neuberger Berman Raids Lipper
4/23/2002 W&R Earnings Miss Mark
4/23/2002 E*Trade Strikes Deal with Japanese Version
4/23/2002 ETF Added 9% to Base in March
4/22/2002 Fund Tracker Shakes Up Ratings
4/22/2002 Insurer Adds Tax Managed Fund
4/22/2002 Merrill Targets the Workplace
4/22/2002 Boston Firms Lend eWholesaling Hand
4/22/2002 SSgA Launches Singapore ETF
4/22/2002 Investors Lose Optimism
4/19/2002 Earnings Season Looks Good
4/19/2002 Bay City Firm Targets Traders
4/19/2002 T Rowe Misses Estimates
4/19/2002 MFACT Lands UK Client
4/18/2002 Flows to Equity Funds Are Back!
4/18/2002 Cigna Adds Three Subadvisors
4/18/2002 Money Assets Drop $22 billion
4/18/2002 North Track Taps Qwest Manager
4/18/2002 529 Plans Open Doors
4/18/2002 Social Funds Show Strong Results
4/17/2002 Number 5 Small Cap Value Fund Closes
4/17/2002 Morningstar Adds Advisor
4/17/2002 The Hartford Adds Seven
4/17/2002 IDEX Funds Makes Flurry of Moves
4/16/2002 May 29 is 529 Day
4/16/2002 Mellon Chief Pleased with Progress
4/16/2002 Hancock Sues Enron Board, Anderson
4/16/2002 GE Capital to Cut 7,000
4/16/2002 Merrill Hopes to Avoid Breakup and Criminal Indictment
4/16/2002 Fido Managers Move On
4/15/2002 Lonestar State Negotiates with Fund Firm
4/15/2002 TD Waterhouse Cuts Advent Deal
4/15/2002 Fund Drops Redemption Fee to Woo Advisors
4/15/2002 Money Fund Assets Rose $6.9 Billion
4/15/2002 Putnam Lovell Deal Done
4/12/2002 TIAA-CREF to Compensate 529 Sales
4/12/2002 ICI Favors More 529 Rules
4/12/2002 Big Apple Opening for Marketer
4/12/2002 No-Load Investors Get Another Store
4/11/2002 Swiss Giant Plans ETFs
4/11/2002 Mellon Unit Names Chief
4/11/2002 Evergreen Telecomm Fund Gets Manager
4/11/2002 Fido Honcho Enrolls at Harvard
4/10/2002 Morningstar Broadens Horizons
4/10/2002 Can Separate Accounts Help MFs?
4/10/2002 Strong Opens 529 Enrollment Site
4/10/2002 Bogle on Instinet CEO Search Team
4/9/2002 Evergreen Sprouts New Manager
4/9/2002 Walking the High Wire
4/9/2002 CSAM Focuses on the Advisor
4/9/2002 No Paine at Putnam
4/9/2002 Putnam Lovell Looks North
4/9/2002 Will 529 Plans Be the Salvation of the MF Biz?
4/8/2002 Individuals Out, Team In
4/8/2002 MainStay Notches Up
4/8/2002 Mini-Raid on Hancock
4/8/2002 AssetMark Heads for Product Neutral
4/8/2002 Datek & Ameritrade Come Together
4/8/2002 Former AIG Prez Takes Global Crossing Seat
4/8/2002 Donation to DePaul
4/8/2002 CEO at UBS
4/5/2002 Strong Unveils New Web & Funds
4/5/2002 Waste Management Imbroglio Snares Fund Trustee
4/4/2002 Hancock Adds Analyst Pair
4/4/2002 New Portfolio Team A Mile High
4/4/2002 529 Woe
4/4/2002 Wachovia Boosts Reps 25 percent
4/4/2002 Big Apple Broker-Dealer Redesigns Web for Advisors
4/4/2002 Wasatch Thinks Global
4/4/2002 B/Ds Have Access to Another 529
4/4/2002 Dobbs in Bed with Andersen?
4/3/2002 529 Adds Investment Option
4/3/2002 Westport Fund Closes
4/3/2002 Janus Conversion Complete
4/3/2002 A Golden Ball and Chain?
4/3/2002 Buyer Beware
4/3/2002 ProFunds Moves Downtown
4/2/2002 A Taxing System
4/2/2002 Lindner Taps Subadviser
4/2/2002 Fido IRA Survey
4/2/2002 CheckFree Targets Advisors with New Tools
4/2/2002 W&R Makes 529 Deal
4/2/2002 Charter One Names Auditor
4/1/2002 Berger Opens Value Fund
4/1/2002 Amex Puts Fido Hires to Work, Opens New Fund
4/1/2002 WSJ Auctions Dot Sketches
4/1/2002 American Century Opens Advisor 529
4/1/2002 McConnaughey Joins the Fleet
4/1/2002 Alliance Returns to Disclipline
4/1/2002 Invesco Changes Growth Fund Managers
4/1/2002 W&R Raises Dividend
4/1/2002 Wells Fargo Opens Doors in Atlanta
4/1/2002 Stilwell Puts on Financing Moves


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