The MFWire
Manage Email Alerts | Sponsorships | About MFWire | Who We Are
IW
       The insiders' edge for 40 Act industry executives!
IW
   An InvestmentWires Pub 
IW
 Browse: 
  Find:   
Search
Got Tips?
Share news, a press release or gossip.

 Get Daily Emails
MFWire headlines delivered to you each morning and afternoon.

Advertise Here
Reach more than 3,900 top fund executives via the fastest growing news service for industry insiders.

Call Now For Rates: 212-331-8999

Published by
InvestmentWires
40 Wall Street
28th Floor
New York, NY 10005
212-331-8968










NEWS ARCHIVE
Stories Published Between 7/1/2005 And 10/1/2005
9/30/2005 Atkins Questions Hedge Fund Registration
9/30/2005 SEC Sends Bank of Hawaii Wells Notice
9/30/2005 Vanguard Grabs Gabinet from the SEC
9/30/2005 Fayez Sarofim Adds Subadvisory Mandate
9/29/2005 DTCC Taps Sales Leader
9/29/2005 OppFunds Offers International Fund of Its Funds
9/29/2005 Canadian Funds Adopt ProFunds Strategy
9/29/2005 Fidelity Reassigns Traders in SEC Probe
9/29/2005 Welsh Hands Over the Reins Oakmark
9/29/2005 Federated Offers S&P-Like Bond Fund
9/28/2005 SSgA Taps Barclays Vet to Boost ETF Sales
9/28/2005 Fido Matches Latest Schwab Fee Cuts
9/28/2005 Franklin Open to M&A in Canada
9/28/2005 Are You Missing The Big 401k Picture?
9/28/2005 Vanguard Extends a Helping Hand to Retirees
9/27/2005 Russell Woos Advisors With SMA Platform
9/27/2005 ProFunds Takes Bets Against Two Hot Sectors
9/27/2005 Schwab Joins FundsNet and Other Marts
9/27/2005 Ameriprise CEO Talks to the Press
9/27/2005 Media Adds to Mario's Headache
9/26/2005 Senators Intro Capital Gains Fix Bill
9/26/2005 Pioneer Wraps Up Amsouth Deal
9/26/2005 Nations Funds No More
9/26/2005 CPA Slams Funds for Proxy Votes
9/26/2005 Janus To Add Performance Fees
9/23/2005 SEC Hits Fido with Second Wells Notice
9/23/2005 Robison Takes Over at Van Kampen Funds
9/23/2005 Federated Completes Vintage Funds Deal
9/23/2005 Calvert Adds to Wolfsheimer’s Portfolio
9/23/2005 ICON Fills Legal Suite
9/23/2005 Mutual Fund Charity Honors John Dennis
9/23/2005 RiverSource Debut Set for Oct. 1
9/23/2005 Rydex Opens Hedge-Like Funds
9/23/2005 Vanguard Boots Subadvisor, Adds Fund
9/22/2005 Janus Adds to Institutional Sales Team
9/22/2005 What's a Soft Dollar Good For?
9/22/2005 New Fund Firm Eyes Target-Date Pie
9/22/2005 SEC Examines Citi's Dividend Policy
9/21/2005 Fund Closures Down, Openings Stabilize
9/21/2005 ING Waives Fees for Katrina-Hit
9/21/2005 Mellon Forms JV with German Money Manager
9/20/2005 SEC to Meet on Soft Dollar Issue
9/20/2005 Hancock to Go Retail with Lifestyle Funds
9/20/2005 Manager Swaps: Neuberger, AIM
9/20/2005 Dems Call for More Fund Oversight
9/20/2005 Aussie Bank Launches Infrastructure Fund
9/20/2005 Pru Broker Accepts Guilty Plea
9/19/2005 Ex-MLIM Exec Joins ING
9/19/2005 Hancock Launches Asset Allocation Funds
9/19/2005 Gastineau Makes Active ETF Bid
9/19/2005 Harbor Hires Wellington
9/16/2005 Eaton Vance Snaps up State Street Office
9/16/2005 Evergreen Hires Institutional Sales Execs
9/16/2005 WM Group Reduces Minimums
9/16/2005 Vanguard Revises Redemption Fees
9/16/2005 CSAM Cuts Money Fund Fees
9/16/2005 Mercurial Merrill
9/15/2005 Merrill Buys Boston Money Manager
9/15/2005 Fund Closings Triple After Rules Increase
9/15/2005 OppFunds Agrees to Revenue Sharing Settlement
9/15/2005 TIAA-CREF Could Lose MO
9/15/2005 Canadian Fund Sales Pro Banned
9/15/2005 Fido Opens Real Return Fund
9/15/2005 SEC O.K.s Putnam Payment Plan
9/15/2005 No Appeal for Chamber of Commerce
9/15/2005 MFS Sales Exec to Head Institutional Biz
9/15/2005 God Bless PowerShares
9/14/2005 Lord Abbett Bolsters Lifestyle Funds
9/14/2005 Fink Says BlackRock Remains a Buyer
9/14/2005 The Globe Sharpens its Axe
9/14/2005 Mack Dumps Merin
9/13/2005 ETF Provider Hires Two Execs
9/13/2005 A New Day is Dawning at TCW
9/13/2005 Gartmore Mulls IPO
9/13/2005 Oppenheimer Brings on Bond Team
9/13/2005 Citi Flips Legg Unit
9/12/2005 Gartmore Lands SMA Distribution
9/12/2005 Mellon Hires Institutional Head
9/12/2005 BlackRock Taps Fund Execs
9/12/2005 Domini Launches European SRI Fund
9/12/2005 Artisan Closes Mid Cap Fund
9/12/2005 Ex-AEFA Advisor Faces Prison Time
9/12/2005 Allianz Unit to Sell Funds
9/9/2005 Canadian Bank Eyes U.S. HNW Market
9/9/2005 SEC Provides Contact Info for Katrina-Hit RIAs
9/9/2005 Mellon Buys Other Half of Russell Joint Venture
9/9/2005 Amvescap Rises on New Deal Rumor
9/8/2005 JP Morgan Makes Main Street Bid
9/8/2005 New Engemann Targets HNW Investors with Funds
9/8/2005 Schwab Adds to Fund Lineup
9/8/2005 CSAM Hires Sales Head
9/8/2005 Fidelity Says Love Me Do
9/7/2005 Ameriprise Eyes Subadvisory Prize
9/7/2005 BlackRock Hires E&Y Partner as CFO
9/6/2005 Fees Continue Downward
9/6/2005 Federated Intros Fixed Income Fund
9/6/2005 Custodian Opens New York Office
9/6/2005 Closed-Enders Block Citi, Legg Deal
9/6/2005 Manager Swaps: Fidelity, CSAM
9/2/2005 Seeing Eye-to-Eye with the ICI
9/2/2005 Wachovia Signs Up for Fund Rules Service
9/2/2005 Little Known Funds Among Nation's Best
9/1/2005 Fidelity Tweaks Bond Index Fund
9/1/2005 AIG Hires Alternative Investment Exec
9/1/2005 TIAA-CREF’s Fee Hike Gets Rebuffed
9/1/2005 Calamos Equips Wholesalers
8/31/2005 Janus Debt Rating Near Junk
8/31/2005 State Street Prepares for ETF Comeback
8/31/2005 Dollar Costs of Indy Director Rules Not High
8/30/2005 STC Executives Plead Guilty
8/29/2005 IXIS Intros ETF Managed Account
8/29/2005 Allegiant Names International Subadvisor
8/29/2005 No More Dough for Janus Plaintiffs
8/29/2005 American Beacon Adds Subadvisors
8/29/2005 Putnam's Retail Head Honcho to Retire
8/26/2005 Head of Canada's Fund Industry Group Resigns Amid Probe
8/26/2005 Second Pru Broker Admits Crimes
8/26/2005 More Hedge Like Mutual Funds in the Offing
8/25/2005 Ex-Pru Wholesaler Joins Phoenix
8/25/2005 Bisys Probe Fallout Lands on Amsouth
8/25/2005 A "Private" SEC Letter Finds its Way into Litigation
8/25/2005 Amex Board O.K.'s Spin-Off
8/24/2005 Even Cheaper Trading for Fidelity?
8/24/2005 Fund Charity to Hold Wine Tasting Event
8/24/2005 Fifth Third Chooses SMA Administrator
8/23/2005 Phoenix Exec Joins Insurer
8/23/2005 Manager Swaps: Fidelity, American Century & John Hancock ...
8/23/2005 ICAP Shutters Fund
8/23/2005 One-Fund Shop Launches Another
8/22/2005 Fido Grows Institutional Biz
8/22/2005 Taking Fleites
8/22/2005 New Currency Fund Lands on OneSource
8/22/2005 Dreyfus Manager Leaps to Boston Firm
8/22/2005 Fund Firms Revise Redemption Fee Policies
8/22/2005 Mellon Eyes Stake in German Asset Manager
8/19/2005 Merrill's Gorman Takes Lead at Morgan
8/19/2005 Fund Servicer Branches out
8/18/2005 Asia Specialist Launches India Fund
8/18/2005 Managers Vie for Slots with Japan Post
8/18/2005 Ex-W&R Chief in Trouble with the Taxman
8/18/2005 Research Shop to Offer Investments
8/18/2005 Another Wholesaler Joins Phoenix
8/17/2005 Eaton Vance Meet Earnings Estimates
8/17/2005 ETF Providers Move into Microcaps
8/16/2005 Feds Give Nod to Citi, Legg Deal
8/16/2005 Fidelity Tweaks Spartan Funds
8/16/2005 Pru Names CEO at Institutional Manager
8/16/2005 UK Manager Eyes US Fund Market
8/15/2005 Merrill Fined for Prospectus Delivery
8/15/2005 JPMorgan Offers CCOs Help
8/15/2005 Fido Hires CIO, Plans to Add More
8/12/2005 Schwab Launches Ready-to-Go SMAs
8/12/2005 Cali Bank Hires Group Exec
8/12/2005 Wholesaler Joins Phoenix Funds
8/12/2005 Morgan Begins Firing Brokers
8/11/2005 Manager Swaps: Pru, OppenheimerFunds
8/11/2005 Appeals Court Stays Indy Rule
8/10/2005 Janus Wields the Axe
8/10/2005 Fee Adjustments Will Hit Putnam's Bottom Line
8/10/2005 NASD Warns BD Over Breakpoints
8/9/2005 PE Shop Acquires Fund Servicer
8/9/2005 E Trade Buys Fund Firm
8/9/2005 SEI Wins Fund Admin Contract
8/9/2005 ETF Providers Launch Specialized Funds
8/8/2005 Principal Sets up Chinese Fund Joint-Venture
8/8/2005 Beantown Firm Launches Absolute Return Fund
8/8/2005 Oppenheimer Plans Board Changes
8/8/2005 USAA Swaps Subadvisors
8/8/2005 Deal Time (At Last) for E Trade
8/8/2005 Fido Switches Managers
8/8/2005 Morningstar Explains Itself
8/5/2005 Fidelity Lets Off Marshall Funds After Error
8/5/2005 Utah 529 Settles With SEC
8/5/2005 DeSano Faces Civil Charges
8/4/2005 Super Mario Joins Blogger Ranks
8/4/2005 Van Kampen Covers More Funds with Redemption Fees
8/4/2005 Cohen & Steers' Earnings Disappoint, but AUM Jumps
8/3/2005 New Funds Seek to Mimic Hedges
8/3/2005 Cox Is In!
8/3/2005 Forward Notches Fees Down
8/3/2005 ProFunds Goes Short
8/2/2005 Phoenix Taps Subadvisors for New Funds
8/2/2005 Franklin Promotes Sales Execs
8/2/2005 Principal Adds Share Classes
8/2/2005 U.S. Bancorp Makes Sales Push
8/1/2005 Eaton Vance Buys Asset Manager
8/1/2005 Sun Life Explores Options for MFS
8/1/2005 Fido Expands in Ocean State
8/1/2005 Nuveen Buys Blue Chip Manager
7/29/2005 BGI Readies Commodities Fund
7/29/2005 Manager Swaps: WM Group, Van Kampen, Morgan Stanley
7/29/2005 Alliance Acquisition Boost Federated's AUM
7/29/2005 Dimensional Co-Founder to Retire
7/28/2005 Guardian Hires Park Avenue Manager
7/28/2005 Newsletter Editor Gets in Fund Game
7/28/2005 Franklin's Earnings Rise
7/28/2005 Janus' Earnings, AUM Drop
7/27/2005 Money Managers Consolidate 529 Plans
7/27/2005 T. Rowe, AMG Earnings Beat Street's Estimates
7/27/2005 Vanguard Vet Takes a Bow
7/27/2005 Morgan: Brokerage to the Ultra Wealthy?
7/27/2005 Vilar Faces More Charges
7/26/2005 Legg Mason, Calamos' Q2 Earnings Disappoint
7/26/2005 AEFA Close to WTC Move
7/26/2005 Franklin Forms Consultant Group
7/25/2005 Evergreen Splits Equity Team
7/25/2005 Munder to Absorb Amerindo Fund
7/25/2005 Ex-Putnam Manager to Join Wellington
7/25/2005 Nasdaq Eyes Direct Sales of ETFs
7/25/2005 Mellon's Fund Servicing Unit Hires Exec
7/25/2005 Vanguard Lands ETF Distribution
7/22/2005 Chip Gets Incentives
7/22/2005 Russell Hires Ex-Football Coach
7/22/2005 Pioneering in Portugal
7/22/2005 AUM, Earnings Tick Down at Gabelli
7/21/2005 Fidelity's Brokerage Keeps up Growth
7/21/2005 ADP Give Payroll Customers More 529 Options
7/21/2005 Japan Post to Sell Mutual Funds
7/21/2005 Citi Manager Joins NY Firm
7/21/2005 Japanese Fund Lands Slot on Fidelity
7/20/2005 SEI Beats Street's Estimates
7/20/2005 Ameriprise Hires Two Sales Execs
7/20/2005 Senators Will Consider SEC Nominees
7/20/2005 SEC May Act Soon on Soft Dollars
7/20/2005 Barclays Swaps ETF Exchanges
7/19/2005 BlackRock AUM, Earnings Up
7/19/2005 Fidelity Builds Pyramis
7/19/2005 Spitzer Says No to Gabelli Dough
7/18/2005 Legg Mason Taps Strategist
7/18/2005 BGI Promotes Institutional Exec
7/18/2005 Putnam's Former CIO Joins Fund of Fund Shop
7/18/2005 A Lifetime with MFS
7/15/2005 Amvescap Nabs Franklin's CEO
7/15/2005 EFAMA Seeks New Head
7/15/2005 Canadian Fund Salesman Stole From Shareholders
7/15/2005 Putnam's Marrkand Resigns
7/15/2005 Fido Names Chief for Euro Institutional Business
7/14/2005 What Are Auto 401k Plans About?
7/14/2005 Mansueto Talks About Morningstar's Future
7/14/2005 Web Site IDs Funds Most Vulnerable to Timers
7/14/2005 Vanguard Adds Rules to Thwart Timers
7/13/2005 Study: Don’t Sell that Fund
7/13/2005 TIAA-CREF's Fund Advisor Asks for a Raise
7/13/2005 Bad Models are at the Heart of AmEx's Settlement
7/12/2005 Ex-Schwab Honcho Takes Top Post at Visa USA
7/12/2005 Franklin Tries New Tactic on Fund Launch
7/12/2005 Contrafund Runs Neck and Neck to Magellan
7/11/2005 Fido Gives DeSano New Task
7/11/2005 ICON Names National Sales Manager
7/11/2005 Evergreen Launches Short Term Bond Fund for Institutions
7/11/2005 Ed Jones Slapped With Suit
7/8/2005 Hancock Funds Taps New Chief
7/8/2005 Chamber Sues to Block Indy Chair Rule
7/8/2005 Rumors Send Schwab Shares Up, Then Down Again
7/8/2005 Northern Trust Hires Equity Pro
7/6/2005 Phoenix Puts All Funds Under One Brand Umbrella
7/6/2005 Henlopen No More
7/6/2005 A SMID Fund for Munder
7/6/2005 Oak Plants an Acorn
7/6/2005 DST Focuses on Serving Funds, Unloads Two Subs
7/6/2005 Boston Co. Gets $5 Billion in Dreyfus Funds
7/6/2005 Amvescap Bigs Doubtful About Buyer's Capability
7/6/2005 John Hancock Execs: Few and Far Between
7/6/2005 Calamos Names Two to Executive Suite
7/6/2005 Whistleblower Sues for Share of Settlement
7/5/2005 Constellation Launches Two New Funds
7/5/2005 Placemark Hired for Canadian UMA Program
7/5/2005 Insurer Files for Fund-of-ETFs
7/5/2005 AIM Swaps Managers
7/5/2005 Indy Directors: Here to Stay
7/5/2005 Fund Supermarkets: The Next Fee Frontier?
7/1/2005 Thrivent Launches Asset-Allocation Funds
7/1/2005 Is the GOP Back on Top at the SEC?


http://www.mfwire.com



©All rights reserved to InvestmentWires, Inc. 1997-2024
14 Wall Street | 20th Floor | New York, NY 10005 | P: 212-331-8968 | F: 212-331-8998
Privacy Policy :: Terms of Use