There is a new top compliance cop at The Hartford Financial Services Group
. The insurer has tapped Thomas D. Jones III
as vice president of securities compliance and chief compliance officer for The Hartford Mutual Funds.
Jones will direct the securities compliance unit for Hartford Life and he will be responsible for The Hartford Mutual Funds, separate accounts and alternative investments. In his post as chief compliance officer, he will report to the Mutual Fund Board of Directors through Will Johnston, chairman of the compliance committee.
Jones joins The Hartford team from SEI Funds
and SEI Investments Management Corporation
where he served as the chief compliance officer.
will replace Jones at SEI according to a company spokesperson.
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