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News Stories Archives - Since 1998
A Startup Plants Its First ETF
The actively managed, non-diversified fund launched on the NYSE Arca in late December...
MutualFundWire.com - Monday, January 10, 2022
A KPA Alliance Welcomes Six RBG Advisors
Most of the moving advisors now also affiliate with the network's RIA ally...
401kWire.com - Monday, January 10, 2022 - Reader Rating: 3
A TDF Titan Targets 2070, And ...
The firm is adding one target-date vintage to its lineup and removing another...
401kWire.com - Monday, January 10, 2022
Transamerica Rolls Out a Small Plan Solution
The insurer's retirement plan arm has a new, configurable solution for smaller employers...
401kWire.com - Monday, January 10, 2022 - Reader Rating: 2.33
Week In Preview, January 10 - January 16
This week, the teams at ARA, DCIIA, Empower Retirement, Invesco, NAPA, and Wise Rhino Group are hosting events...
401kWire.com - Monday, January 10, 2022
Week In Preview, January 10 - January 16
This week, the teams at MFDF, MMI, and Stradley Ronon are hosting events...
MutualFundWire.com - Monday, January 10, 2022
After 14 Years, a Top Marketer Leaves a $72B-AUM Firm
The exec served as director of institutional marketing at the asset manager...
MutualFundWire.com - Friday, January 10, 2020 Views
"The DC I-O Model For Distribution Has Evolved"
A freshly promoted U.S. distro leader for a European asset management talks about what's next in the DC biz...
401kWire.com - Friday, January 10, 2020 - Reader Rating: 3
Callahan Welcomes an 11-Year Principal Vet to Transamerica
The new hire joins the provider's mid-market sales team as a regional vice president...
401kWire.com - Friday, January 10, 2020 - Reader Rating: 3.5
Why a Carolina Non-Profit Consolidated Its $2B Plans With This RKer
Only two providers were invited to bid in the RFP. In the end it was a close call...
401kWire.com - Friday, January 10, 2020 - Reader Rating: 5
From Fixed Income Fundster to Mayor?
A former head of a big mutual fund firm's fixed income arm is running for public office...
MutualFundWire.com - Friday, January 10, 2020 Views
ASPPA Reboots a Longstanding Program
Brian Graff and his team see the upgraded offering "as a brand new program" for the retirement plan industry trade group...
401kWire.com - Friday, January 10, 2020
19 Days and Counting
The defined contribution business is largely regulated at the federal level in the U.S., yet some of those federal regulators have gone mostly dark as part of the ongoing partial government shutdown...
401kWire.com - Thursday, January 10, 2019 - Reader Rating: 2
M* Reboots the Fund Manager of the Year Awards
Asset classes and one-year performance are out. More product structures, passive strategies, and long-term performance are in...
MutualFundWire.com - Thursday, January 10, 2019 Views - Reader Rating: 1
Four Partners Leave a Carolina KPA Shop
Updated | The quartet is starting a new shop nearby...
401kWire.com - Thursday, January 10, 2019 - Reader Rating: 1
Atlantan Retirement Pros Team Up to Educate
DB and DC industry insiders create a new group to train their fellows...
401kWire.com - Thursday, January 10, 2019
Four Ohio National Alums Join the Standard
The new hires all joined the insurer's retirement plan wholesaling team late last fall...
401kWire.com - Thursday, January 10, 2019
O'Hanley and Asness Trim Dozens
The new chief of State Street and the long-time chief of AQR are both cutting jobs...
MutualFundWire.com - Thursday, January 10, 2019 Views - Reader Rating: 2
Empower Sponsors a Third PGA Tour Pro
This new ally also teamed up with one of the recordkeeper's sister companies three years ago...
401kWire.com - Thursday, January 10, 2019 - Reader Rating: 1
Does Auto-Enrollment Increase Debt?
Five academic economists explore the relationship between automatic enrollment and increased debt levels. The findings? It's complicated...
401kWire.com - Wednesday, January 10, 2018
In Silicon Valley, KPA Wedding Bells Ring
A 401(k) plan advisory shop buys an RIA from a nearby accounting firm, creating a $1.2B shop...
401kWire.com - Wednesday, January 10, 2018 - Reader Rating: 2
A Long-time GE and Ex-BlackRock CMO Joins NYLIM
The 10-year GE Vet will now lead NYLIM and MainStay Investments' marketing team...
MutualFundWire.com - Wednesday, January 10, 2018 Views
Putting a Price On How Much Fundsters Like Tax Reform
A publicly traded asset manager reveals expected benefits of the recently passed, giant federal tax bill...
MutualFundWire.com - Wednesday, January 10, 2018 Views
A 401k Robo Adds Participant Security Alerts
The new feature aims to give participants an extra peace of mind...
401kWire.com - Wednesday, January 10, 2018
Filings for Fundsters - January 10, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Tuesday, January 10, 2017 Views
Pru Reconfirms $1.3B 457 Plan
A 457 deferred compensation retirement plan, which has approximately 9,800 participants and $1.3 billion in assets, has officially recommitted to Newark, New Jersey-based recordkeeper...
401kWire.com - Tuesday, January 10, 2017
Puzder's Confirmation Hearing is This Week
The Department of Labor is one step closer to getting a new leader. ..
401kWire.com - Tuesday, January 10, 2017
Guardian Study Identifies Key to Financial Confidence
The Guardian Life Insurance Company of America conducted a study to figure out how to help Americans save more and here's what they found.....
401kWire.com - Tuesday, January 10, 2017
RIAs Look for Organic Growth in 2017
A survey released today finds that RIAs plan to invest in marketing and technology to fuel growth in the coming year...
MutualFundWire.com - Tuesday, January 10, 2017 Views
Financial Nutrition Labels Aid Retirement Decisions
Shopping for the right 401(k) just got easier. ..
401kWire.com - Tuesday, January 10, 2017
John Hancock Makes a New Digital Advice Partnership
Enterprise digital advice firm NextCapital has recently made a strategic partnership with a recordkeeper. ..
401kWire.com - Tuesday, January 10, 2017
Voya Investment Management Provides Insight in Weekly Blog
New year, new approach. This is the mantra that Voya Investment Management is living by thanks to its newly implemented Retirement University For Advisors...
401kWire.com - Tuesday, January 10, 2017
In Defense of Index Funds
A BlackRock co-founder defends index funds against criticisms from academics...
MutualFundWire.com - Tuesday, January 10, 2017 Views
MassMutual Hits $10B in Taft-Hartley AUM
The provider has hit a new Taft-Hartley milestone, as first reported by 401kWire last month. ..
401kWire.com - Friday, January 10, 2014 - Reader Rating: 1
Detroit's DC Plan and Its Vendors Are Still Up in the Air
The Motor City's new DC plan was supposed to open on January 1. It turns out the city has still to select the vendors. ..
401kWire.com - Friday, January 10, 2014 - Reader Rating: 5
About that Michael Ma Rumor...
Turns out that stories of Michael Ma's return to kasina have been greatly exaggerated...
MutualFundWire.com - Friday, January 10, 2014 Views
This $130B Asset Manager Will Double Its Sales and RM Teams in 2014
A global shop prepares a big distribution expansion for this year. Four hires announced today (with three of them in distribution) are proof of the asset giant's hiring resolve...
MutualFundWire.com - Friday, January 10, 2014 Views
A Multi-Boutique's Assets Jump 54% to $20B
Kansas firm also hired 42 people and launched six funds in 2013...
MutualFundWire.com - Friday, January 10, 2014 Views
A School District Seeks a TPA for Its $13MM Plan Duo
A Texas school district is looking for a TPA for its 403b and 457 plans. ..
401kWire.com - Friday, January 10, 2014
Pru and DST Ink a RInco Partnership
The plan provider and software giant team up to offer portability to guaranteed retirement income products...
401kWire.com - Friday, January 10, 2014 - Reader Rating: 5
Bond King Likes ETFs in the War on Bonds
ETF Trends scribe Tom Lydon previews a planned visit by Pimco's Bond King Bill Gross to the ETF Virtual Summir on January 15. According to the article, Gross seems to having a growing fondness for ETFs. To whit, Pimco has at least three bond ETFs in the works. Apparently, these products seem to be effective weapons in what the Bond Kind describes as a brewing "Bond War" with regards to low rates and returns. ..
MutualFundWire.com - Friday, January 10, 2014 Views
INews Examines the MFS, SSgA Alliance
InvestmentNews' Jason Kephart peers at the alliance between MFS and State Street to launch three actively managed ETFs. Kephart looks at the different roles in partner plays, i.e. MFS as subadvisor and SSgA handles marketing and distribution...
MutualFundWire.com - Friday, January 10, 2014 Views
Bond ETFs Outpulled Bond Funds in 2013
Investors are favoring ETFs over the traditional mutual fund when it comes to bond investing. That's may be old news, but BlackRock has put some figures behind the ugly story from 2013...
MutualFundWire.com - Friday, January 10, 2014 Views
Is Legg Mason Playing Hard to Get?
Reuters reports that the struggling fund firm has played coy with investors seeking to take it private — at least for now...
MutualFundWire.com - Thursday, January 10, 2013 Views
Fido Assigns Two Stars to Target Date Duty
Two big name PMs are picking up some slack in Freedom Funds...
MutualFundWire.com - Thursday, January 10, 2013 Views
Gadenne Extends RIIA's Virtual Reach
The trade group launches a new virtual learning center...
401kWire.com - Thursday, January 10, 2013
Principal Makes a Sales Hire in Indiana
Exec will be responsible for wirehouse channel in the territory...
MutualFundWire.com - Thursday, January 10, 2013 Views
Virtus Makes a Move Towards the Emerald Isle
The asset manager buys a piece of an Irish subadvisor. ..
MutualFundWire.com - Thursday, January 10, 2013 Views
Fund Distribution Enters the Era of Linkedin
By using non-traditional methods like Google and Linkedin, firm generates over $1 million of inflows per day for its first fund, launched in September...
MutualFundWire.com - Thursday, January 10, 2013 Views
Gallagher Buys a Retirement Book in Florida
A Sunshine State retirement plan advisors joins the insurance brokerage...
401kWire.com - Thursday, January 10, 2013
A Fund Shop's Market Appreciation Surpassed Its Net Inflows in 2012
Firm now manages over $12 billion...
MutualFundWire.com - Thursday, January 10, 2013 Views
A Piper Jaffray Shop Launches a Fund
The strategy was originally used in limited liability accounts...
MutualFundWire.com - Thursday, January 10, 2013 Views
External Wholesalers Wanted to Break into B-D
Firm looking to fill territories in a variety of regions...
MutualFundWire.com - Thursday, January 10, 2013 Views
Will Equity Fund Outflows Slow Down This Year?
A Barclays analyst offers his expectations for 2013 in asset management...
MutualFundWire.com - Thursday, January 10, 2013 Views
What’s This? Two Fund Shops Inch Toward Floating NAV
Schapiro may have won after all...
MutualFundWire.com - Thursday, January 10, 2013 Views
Mansueto Adds More Firepower as a Top M* Exec Heads for the Door
The Morningstar chief welcomes one top dog while saying goodbye to another...
MutualFundWire.com - Thursday, January 10, 2013 Views
S&P Frowns on Janus
The ratings agency foresees continued outflows and negative performance fees at the mutual fund shop...
MutualFundWire.com - Thursday, January 10, 2013 Views
Barron’s Looks at Active ETFs
Pub says that disclosures could keep active ETFs from cloning mutual funds...
MutualFundWire.com - Thursday, January 10, 2013 Views
BlackRock Execs Confirm Credit Suisse Deal
The ETF unit is changing hands...
MutualFundWire.com - Thursday, January 10, 2013 Views
ProShares Readies a New Product
The ETF will invest in "basic physical assets of an economy."..
MutualFundWire.com - Thursday, January 10, 2013 Views
FUSE's 12 Predictions for 2012
Mike Evans and his team at FUSE Research Network list their predictions for 2012...
MutualFundWire.com - Tuesday, January 10, 2012 Views - Reader Rating: 5
Goodbye, MTB Funds. Hello, Wilmington
M&T Bank rebrands its mutual fund arm and hires a new transfer agent...
MutualFundWire.com - Tuesday, January 10, 2012 Views
Ranger Joins the Fund Fray
There's a new mutual fund shop in Big D and it might be hiring...
MutualFundWire.com - Tuesday, January 10, 2012 Views
Schwab's IndexK is Here
The new product is a bet on simplicity built around managed accounts and indexing...
401kWire.com - Tuesday, January 10, 2012 - Reader Rating: 3.25
BofA ML Won 285 RFPs in '11
The firm's top execs reveal another record year...
401kWire.com - Tuesday, January 10, 2012 - Reader Rating: 2.25
CBIZ Still Hunts for 401k Deals
The Forest City acquirer snaps up another benefits brokerage...
401kWire.com - Tuesday, January 10, 2012
The Principal Teams Up With Wilshire
The bundled provider plans to offer new fiduciary services...
401kWire.com - Tuesday, January 10, 2012 - Reader Rating: 4.33
Pimco Inks Listing Date for Total Return ETF
The hottest ETF yet-to-be-launched gets its listing date...
MutualFundWire.com - Tuesday, January 10, 2012 Views
Ex-Comerica 401k Honcho Starts a Charity
He's heading a non-profit foundation dedicated to coaching Gen Y'ers in the workplace but he says he's still very much committed to the 401(k) space. ..
401kWire.com - Tuesday, January 10, 2012 - Reader Rating: 3.5
Mercer Evolves its Business Model
The consultant is willing to implement investment decisions for some clients...
401kWire.com - Tuesday, January 10, 2012 - Reader Rating: 3
Gundlach & Stern BFFs? LMFAO!
The settlement clears the decks with institutional investors...
MutualFundWire.com - Tuesday, January 10, 2012 Views
American Funds Plans Funds of Funds
Eight more funds are coming...
MutualFundWire.com - Tuesday, January 10, 2012 Views - Reader Rating: 5
401k Fee Disclosure Delayed? Maybe Not
The DoL says it has signaled nothing. ..
MutualFundWire.com - Tuesday, January 10, 2012 Views
Targets Missed
Mark 2011 down as another year that target-date mutual funds missed their mark. ..
MutualFundWire.com - Tuesday, January 10, 2012 Views
Reynolds: "It's Just Upside Down"
The Putnam CEO says its course was true, it was the market that veered...
MutualFundWire.com - Tuesday, January 10, 2012 Views
Mimic Gabelli. Defeat ETFs
Is a mutual fund that puts half its eggs in five stocks the path to the future?..
MutualFundWire.com - Tuesday, January 10, 2012 Views
A Schwab Executive Answers a Higher Calling
A former client services executive at Charles SChwab is trading in his pin stripes for a clerical collar...
401kWire.com - Monday, January 10, 2011
A Fund Firm's President Relinquishes His PM Duties at Two Funds
The president is no longer part of the PM team at two of the firm's mutual funds...
MutualFundWire.com - Monday, January 10, 2011 Views
Transamerica Taps Three for its TPA Channel Team
The new additions include an ING alum...
401kWire.com - Monday, January 10, 2011 - Reader Rating: 4
Morningstar Says Goodbye to a C-Level Exec
The Chicago firm does not plan to tap a replacement...
MutualFundWire.com - Monday, January 10, 2011 Views
A Florida RIA Hires a Comms Chief
An alum of Capital Records joins a 401k-focused advisory firm...
401kWire.com - Monday, January 10, 2011 - Reader Rating: 1
A $133M Fidelity Client Issues an RFP
One government plan is putting up its RK'ing services for bid...
401kWire.com - Monday, January 10, 2011 - Reader Rating: 2
Broadridge Seals the Matrix Deal
The $201 million acquisition just closed...
401kWire.com - Monday, January 10, 2011 - Reader Rating: 3.67
Vanguard Touts its New 401k Advice Program
The low-cost mutual fund titan reveals a brand new offering...
MutualFundWire.com - Monday, January 10, 2011 Views
An 'Unusual Ad' from Bruce Berkowitz Catches the WSJ's Eye
An unusual advertisement from Bruce Berkowitz has caught the attention of a WSJ reporter...
MutualFundWire.com - Monday, January 10, 2011 Views
Two PMs Settle With the SEC Over Fee Scandal
The former managers of a muni bond mutual fund shell out almost $715,000...
MutualFundWire.com - Monday, January 10, 2011 Views
Will State Street Fall for Quincy's Charms?
Quincy officials are wooing State Street...
MutualFundWire.com - Monday, January 10, 2011 Views
Huntington's Move Could Spur Copycats
Huntington is looking to become the first firm to convert a mutual fund into an active ETF...
MutualFundWire.com - Monday, January 10, 2011 Views - Reader Rating: 5
Currency ETFs Had a Tough 2010
The WSJ takes a look at a niche ETF class...
MutualFundWire.com - Monday, January 10, 2011 Views
BlackRock's Rice Voices His Thoughts on Coal
A BlackRock PM shares his forecast for the energy sector with Bloomberg. ..
MutualFundWire.com - Monday, January 10, 2011 Views
Natixis Lassos Fidelity Exec
Natixis Global Asset Management has brought in a Fidelity vet to lead its US distribution organization...
MutualFundWire.com - Thursday, January 10, 2008 Views
Fido Pulls Out All the Pricing Stops in the Advisor Channel
The Boston Behemoth makes a rare public move related to pricing for its intermediary-geared product. ..
401kWire.com - Thursday, January 10, 2008 - Reader Rating: 5
SEI Preps Advisor 401k ... Taps Outsourcer
SEI has inked a contract with an outsourced recordkeeper as part of its preparation of a new product for advisors...
401kWire.com - Thursday, January 10, 2008
Advisor Execs Duke It Out For ASPPA Recognition
One of three finalists will win a brand new award from the trade group at their popular February conference...
401kWire.com - Thursday, January 10, 2008
STI Hands Out Subadvisory Mandate for Three Funds
STI has awarded a subadvisory mandate for three new 130/30 funds...
MutualFundWire.com - Thursday, January 10, 2008 Views
Barclays Still Rules the ETF Heap
SSgA has released market share data on ETF companies...
MutualFundWire.com - Thursday, January 10, 2008 Views
Subprime Flu Vultures Eye Bank's 401k
Two class action firms investigate a Buckeye State bank for its plan's use of company stock. ..
401kWire.com - Thursday, January 10, 2008
Subprime Victim Gets the Company Stock Treatment
A class action law firm targets an embattled investment bank and its 401k...
401kWire.com - Thursday, January 10, 2008
Beleaguered Bond Reinsurer Faces Company Stock Double Whammy
Two class action firms set their sights on a subprime victim's 401k. ..
401kWire.com - Thursday, January 10, 2008
Pershing Taps COO for Managed Account Solutions
The new recruit will oversee operations and technology for Pershing's fee-based managed account solutions...
MutualFundWire.com - Thursday, January 10, 2008 - Reader Rating: 3.12
Rydex Sale Soon to be Complete
Rydex CEO Carl Verboncoeur has lined up the proxy votes he needs to complete his company's sale to Security Benefit...
MutualFundWire.com - Thursday, January 10, 2008 Views
Wells Fargo Spruces Up its Small-Plan Offering
Enhancements include a beefed-up investment lineup...
401kWire.com - Thursday, January 10, 2008
Citi, Merrill Plan Capital Hunting Expeditions
Citigroup and Merrill Lynch are again in the hunt for foreign capital...
MutualFundWire.com - Thursday, January 10, 2008 - Reader Rating: 3
Closed-End Discount in Aisle Five
Ian Salisbury conjures up some colorful alcohol-related imagery and applies it to the trading of closed-end funds in today's WSJ Fund Track...
MutualFundWire.com - Thursday, January 10, 2008 Views
Morningstar Completes Hemscott Deal
The Chicago-based firm has closed its $51.6 million acquisition of Hemscott data, media and investor relations Web site businesses from Ipreo Holdings...
MutualFundWire.com - Thursday, January 10, 2008 Views
SaveDaily Tweaks Participant Statement Tool
The California-based recordkeeping technology provider has updated its participant statement generation tool...
401kWire.com - Wednesday, January 10, 2007
Provider Adds WisdomTree ETFs
An Oregon-based plan provider has made WisdomTree's ETFs available on its platform and is in talks with at least four more fund firms...
401kWire.com - Wednesday, January 10, 2007
Midwestern TPA Expands Into the Emerald City
The firm has opened a new office serving the Evergreen and Beaver states and it's hired a native to do it. ..
401kWire.com - Wednesday, January 10, 2007
Laptop Theft at Towers Perrin
Five computers with participant data get stolen from the benefits consulting firm. ..
401kWire.com - Wednesday, January 10, 2007
Adding a Little Fruit to a TPA Roll-Up
A Garden State retirement plan administrator gets snatched by a Manhattan-based serial acquirer. ..
401kWire.com - Wednesday, January 10, 2007 - Reader Rating: 5
A.G. Edwards Accused of Facilitating Market Timing
Illinois regulators have accused the firm of facilitating market timing from January 2001 to October 2003...
MutualFundWire.com - Wednesday, January 10, 2007 - Reader Rating: 3
Lasser Tosses the SEC Some Scraps
The ex-fund firm chief will pay a five figure fine for allegedly paying brokers for shelf space. ..
MutualFundWire.com - Wednesday, January 10, 2007
Crouse Hospital Selects Provider
Crouse Hospital has selected a bundled provider for its new 40(k) program for non-union workers. The employees had been covered previously by a defined benefit plan...
401kWire.com - Tuesday, January 10, 2006
Matrix Looks To Add 4,000 Plans in 2006
The Rocky Mountain firm sees more growth ahead. Will it do a deal in 2006?..
401kWire.com - Tuesday, January 10, 2006 - Reader Rating: 1
Bisys Adds Onto LinkInsight
The outsourced plan provider adds to its open-architecture platform targeted to TPAs and advisors...
401kWire.com - Tuesday, January 10, 2006 - Reader Rating: 1
AARP and NASD To Push Auto Enrollment
The two organizations are coming together to identify best practices and find ways to encourage adoption of auto enrollment in retirement plans...
401kWire.com - Tuesday, January 10, 2006
Calugar To Pay $153 Million To Settle SEC Charges
Daniel Calugar and his former broker-dealer, Security Brokerage, Inc., have agreed to pay $153 million to settle improper mutual fund trading allegations leveled by the Securities and Exchange Commission...
MutualFundWire.com - Tuesday, January 10, 2006
New ING Fund Makes Room for Six Subadvisors
Investors looking for a fund of funds specializing in international stocks have a new choice. ING Funds has taken the wraps off ING Diversified International a fund that will offer multiple investment managers within one fund...
MutualFundWire.com - Tuesday, January 10, 2006 Views
Diamond Hill Adds Fund
Diamond Hill Investment Partners has signed on a stock picker to head a newly launched fund. Chris Welch will co-manage the new Small-Mid Cap Fund with Chris Bingaman and Tom Schindler...
MutualFundWire.com - Tuesday, January 10, 2006 Views
NYS Deferred Comp Plan
The $6.9 billion New York State Deferred Compensation Plan is reportedly preparing a search for a synthetic GIC manager...
401kWire.com - Monday, January 10, 2005
Wisconsin Deferred Compensation Program
The Wisconsin public plan will reportedly issue an RFP for a recordkeeper and administrator to take over its $1.3 billion plan...
401kWire.com - Monday, January 10, 2005
An Even 900 Rounds out the Crew
Ships ahoy, matey! A NY Times reporter notes that Vanguard brought on 900 "crew members" (what the fund giant calls employees) in 2004 alone, apparently in response to asset swells from investors fleeing scandal-tainted firms...
MutualFundWire.com - Monday, January 10, 2005 Views - Reader Rating: 2.33
Morningstar Switches Gears with IPO
It looks like the investment advisor's IPO will be delayed even further...
401kWire.com - Monday, January 10, 2005
SEC Still Hunting Brokers
Southwest Securities and its employees will pay more than $10 million for illegally timing funds...
MutualFundWire.com - Monday, January 10, 2005
One Size Does Not Fit All
An AllianceBernstein executive believes sponsors will soon want to see solutions that are tailored exactly to their needs...
401kWire.com - Monday, January 10, 2005 - Reader Rating: 3
Chao Tackles Pension Reform in Retirement Speech
Will the tide ever turn on the troubled DB system?..
401kWire.com - Monday, January 10, 2005
Some Firms Are Better Than Others
No less than three fund firms landed on Fortune magazine's annual top 100 places to work list. American Century Investments, named the 26th, was the highest ranking fund firm on the magazine's list. What made the firm, with 1,770 U.S. employees, so good to work at? "Every employee got a $1,000 cash bonus in '03 to celebrate success after three years of down markets. The company puts up to 13% of each employee's salary into a profit-sharing plan, regardless of employee contribution," wrote Fortune. Meanwhile, Vanguard and SEI Investments got high marks for office environs...
MutualFundWire.com - Monday, January 10, 2005 Views
Invesmart Teams with Advisory Group to Offer Investment Advice
The retirement plan services provider has partnered with a total benefits BD...
401kWire.com - Monday, January 10, 2005 - Reader Rating: 2.67
Morningstar Opts for Auction-Style IPO
Morningstar is opting to forgo selling its stock the traditional way. The fund rater is now planning an auction-style IPO.....
MutualFundWire.com - Monday, January 10, 2005 Views
Where Did the New Funds Go in 2004?
For the fourth year running fund firms cut back on the number of new products. How low can this figure go?..
MutualFundWire.com - Monday, January 10, 2005 Views
Merrill to Bulk Up Sales Force
The firm is seeking internal and external reps for its retail,third-party distribution push...
MutualFundWire.com - Friday, January 10, 2003 Views
PlusFunds Seeks Distributors For Hedge Product
The identities of two potential distribution partners have surfaced. Five partners are sought in all...
MutualFundWire.com - Friday, January 10, 2003 Views
Pan-American Jumps Into Hot Outsourcing Space
The New Orleans provider aims to expand via strategic alliances and acquisitions. It is close to signing up some $400M in assets...
401kWire.com - Friday, January 10, 2003 - Reader Rating: 3.29
Firms Shift R-Share Strategy
Shares with upfront payouts are a dying breed. A West coast provider made the shift last month, but the latest to offer R-shares still pays them...
401kWire.com - Friday, January 10, 2003 - Reader Rating: 4.75
Bisys Wins U.K. Mandate
A London-based asset manager will outsource its PEO and ISA administration with Bisys...
MutualFundWire.com - Friday, January 10, 2003 Views
Wachovia Getting Closer to Pru?
An order to branch managers hints that formal talks are near...
MutualFundWire.com - Friday, January 10, 2003 Views - Reader Rating: 3
Diversified Adds to Charlotte Office
The firm recruits a sales pro after a rival shutters its regional office...
401kWire.com - Friday, January 10, 2003 - Reader Rating: 2.67
Fund Investors Are Unhappy
Berger Debuts Two VA Funds ... Heartland Names Portfolio Manager ... Boomers Face Debt-Filled Retirement ... Manager Gone from Largest Closed-End Fund ... EGTRA v. State Laws Stirs Fears ... Cigna to Cut 2,000 ... Merrill to Cut 9,000 ... Investors Want Choice, Not Regs...
MutualFundWire.com - Thursday, January 10, 2002 Views - Reader Rating: 3
Janus Promotes Goff and Hayes
The two key executives are given new titles. Each fills one shoe emptied by Jim Craig...
MutualFundWire.com - Thursday, January 10, 2002 Views - Reader Rating: 3
Bush Orders Look at Pension Rules
The White House is now calling for a review of pension rules to ensure that workers are protected in the wake of the Enron debacle. ..
401kWire.com - Thursday, January 10, 2002 - Reader Rating: 3
First Union Scores
The firm has a new 401k client in the Northeast...
401kWire.com - Thursday, January 10, 2002 - Reader Rating: 3
REIT Duo Join Neuberger
The fund firm lands a marketer and an investment pro as it plans to jump create REIT products...
MutualFundWire.com - Thursday, January 10, 2002 Views - Reader Rating: 3
No CoStock Rules Please
Heartland Names Portfolio Manager ... Boomers Face Debt-Filled Retirement ... Manager Gone from Largest Closed-End Fund ... Fund Investors Are Unhappy ... EGTRA v. State Laws Stirs Fears ... Cigna to Cut 2,000 ... Merrill to Cut 9,000 ... Investors Want Choice, Not Regs...
401kWire.com - Thursday, January 10, 2002 - Reader Rating: 3
Folio Lands Distribution Deal
The fund like investments will be sold through one of the leading bank brokerages...
MutualFundWire.com - Thursday, January 10, 2002 Views - Reader Rating: 3
Another Provider Faces a Lawsuit
The number of lawsuits affecting vendors has just increased by one as plaintiffs accuse this one of taking kick-backs. ..
401kWire.com - Thursday, January 10, 2002 - Reader Rating: 3
All Together Now at Fidelity
Fido seeks to draw investors with aggregated information...
MutualFundWire.com - Wednesday, January 10, 2001 Views - Reader Rating: 3
401k Advisor Logs Onto MarketWatch.com
Financial Engines continues to build its direct retail brand with its second deal with an editorial Web site. ..
401kWire.com - Wednesday, January 10, 2001 - Reader Rating: 3
Pigskin Politiking
MainStay to sponsor Independence Bowl...
MutualFundWire.com - Wednesday, January 10, 2001 - Reader Rating: 3
All Aboard
Rydex taps Wiesenberger for exec, plans expansion...
MutualFundWire.com - Wednesday, January 10, 2001 Views - Reader Rating: 3
Will Congress Act on Advice?
The author of last year's 401k advice bill has moved up in responsibility in the 107th Congress...
401kWire.com - Wednesday, January 10, 2001 - Reader Rating: 3
On the Move
Rydex jumps ship from Skandia in tiff over ProFunds; Security Benefit, others offer safe haven...
MutualFundWire.com - Wednesday, January 10, 2001 Views - Reader Rating: 3
The Lights Are On
Kinetics opens Energy Fund as West Coast teeters on brown-out...
MutualFundWire.com - Wednesday, January 10, 2001 - Reader Rating: 3
January 10, 2001
Filings for New Funds Plummet ... Schwab Faces New York Rents ... Investors Ragged on Value Funds...
MutualFundWire.com - Wednesday, January 10, 2001 - Reader Rating: 3
January 10, 2001
Filings for New Funds Plummet ... Schwab Faces New York Rents ... Investors Ragged on Value Funds...
401kWire.com - Wednesday, January 10, 2001 - Reader Rating: 3
Chavez Pulls Nomination
Linda Chavez steps aside as Labor head nominee calling herself a "distraction"...
401kWire.com - Wednesday, January 10, 2001 - Reader Rating: 3
Riggs Adds Four Funds
One large-cap fund and three bond funds join the Riggs Bank family...
MutualFundWire.com - Monday, January 10, 2000 - Reader Rating: 3
Hewitt: 47% of Sponsors Considering Advice
Sponsors in the United States are doing more than ever to offer participants investment options and education to explain those choices, at least according to a new survey from Hewitt Associates. The firm queried 491 employers nationwide with a combined total of 3.3 million participants and $295 billion in assets...
401kWire.com - Monday, January 10, 2000 - Reader Rating: 3
Liberty Sets Its Marketing Free
Liberty has hired a Boston marketing and creative services firm to help brand the company and re-design its website...
MutualFundWire.com - Monday, January 10, 2000 - Reader Rating: 3
CFO at mPower
mPower/401kForum has hired David Demarest as the firm's first ever cfo, a spokesperson told the 401kWire.com. Demarest previously served with Montgomery Asset Management as chief administrative officer...
401kWire.com - Monday, January 10, 2000 - Reader Rating: 3
Odd Lots, January 10, 2000
Bond pleads not guilty ... Funny business with performance rankings? ... If you can't do, teach ..
MutualFundWire.com - Monday, January 10, 2000 - Reader Rating: 3
CFO at mPower
mPower/401kForum has hired David Demarest as the firm's first ever cfo, a spokesperson told the 401kWire.com. Demarest previously served with Montgomery Asset Management as chief administrative officer...
MutualFundWire.com - Monday, January 10, 2000 - Reader Rating: 3
TAG On: Safe Harbor Changes
The Technical Answer Group, Inc. ("TAG") is a weekly guest on the 401kWire.com site. TAG provides technical answers and supporting research for professional firms and individuals that administer, sell or sponsor qualified employee benefit plans...
401kWire.com - Monday, January 10, 2000 - Reader Rating: 3
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