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News Stories Archives - Since 1998
Former NFP'er On the Hunt For New Opportunity
A former NFP executive has left his post and ready to seek new opportunity...
401kWire.com - Monday, July 17, 2017 - Reader Rating: 5
A Long-Short Fund Firm Ties Into Two More Platforms
Watch for the fund to become available on a third new platform in the next couple of weeks...
MutualFundWire.com - Monday, July 17, 2017
The House Plans to End the Fiduciary Rule
The House Committee on Education and the Workforce will review a bill that aims to end the DoL's reg. ..
401kWire.com - Monday, July 17, 2017
Filings for Fundsters - July 17, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Monday, July 17, 2017
OneAmerica Selects Key Outreach Leaders
OneAmerica is expanding its presence in the community with a promotion and a new hire. ..
401kWire.com - Monday, July 17, 2017 - Reader Rating: 5
T. Rowe Adds to Their GIS Team
A T. Rowe vet is named leader too... ..
401kWire.com - Monday, July 17, 2017 - Reader Rating: 5
Week In Preview, July 17-23
401k plan advisors are pulling a Jimmy Stewart and going to Washington...
MutualFundWire.com - Monday, July 17, 2017
Altucher is Back ... And Still Crazy?
His latest advice: Don't participate in a 401k plan for the match, find an employer who pays a higher salary instead. ..
401kWire.com - Friday, July 17, 2015 - Reader Rating: 2
Part of an SEI Fee Lawsuit Will Move Forward
This week a federal judge tossed part of a suit against the manager of managers. Yet the rest of the suit survived this challenge...
MutualFundWire.com - Friday, July 17, 2015 Views
Merrill One's Champion Switches Jobs
Amidst a reorg, Lorna Sabbia takes over a different pillar of the wirehouse's business...
MutualFundWire.com - Friday, July 17, 2015 Views
BoA Gives Tyrie a New Gig, Mother Merrill Appoints Retirement Head
Merrill Lynch announces new head of retirement and personal wealth solutions division...
401kWire.com - Friday, July 17, 2015 - Reader Rating: 5
Alicia Munnell Talks About Her Personal Ups and Downs About Saving For Retirement
Having a PH.D. in economics does not equate to knowing how to properly invest for a successful retirement...
401kWire.com - Friday, July 17, 2015
A $485B Shop Swaps Out Its Old TDFs
A DC I-O is shutting down one series of target date mutual funds after launching another...
401kWire.com - Friday, July 17, 2015
Who Else Should Be Losing Sleep Over the SEC's Sub-TA Sweep?
The WSJ highlights the regulatory agency's "Distribution in Guise" sweep, but there's still only one mutual fund shop that has been outed so far as being under SEC enforcement scrutiny in the probe...
MutualFundWire.com - Friday, July 17, 2015 Views
Employee Fiduciary Hits Record Sales For First Half of 2015
A 401(k) plan provider for small businesses located in Mobile, Alabama, just announced its record sales for the first half of 2015!..
401kWire.com - Friday, July 17, 2015 - Reader Rating: 5
Times Square Beckons You
The first annual National Financial Advisor Week will take place in the Big Apple this fall. The company putting it together specializes in helping investors and providers alike find and connect with you...
401kWire.com - Thursday, July 17, 2014
This is Why BlackRock Will Crush You
Larry Fink's asset monster is now $4.59 trillion strong. Here are some of the reasons why it's still growing...
MutualFundWire.com - Thursday, July 17, 2014 Views - Reader Rating: 5
O'Connor Appoints a Retirement Exec at Ray Jay
The Florida-based regional broker-dealer has a new director of retirement solutions...
401kWire.com - Thursday, July 17, 2014
SageView Hires In Boston
A So-Cal based RIA hires in Boston…..
401kWire.com - Thursday, July 17, 2014 - Reader Rating: 5
Morningstar Pays $61MM to Settle a 401k Tech Fight
The 401(k) advice and managed account provider and mutual fund ratings shop will pay $61 million to Business Logic in their intellectual property dispute. ..
401kWire.com - Thursday, July 17, 2014
A $7.9B 401k Sponsor Isn't Off the Stock-Drop Hook Yet
A stock drop case involving a jumbo plan sponsor is revived after the Supreme Court's recent stock drop ruling. ..
401kWire.com - Thursday, July 17, 2014
Loads of Revenue Sharing Data Is ... Just a Simple Web Search Away
A number of broker-dealers and fund supermarkets disclose the revenue-sharing fees they charge fund firms right on the Internet, including Morgan Stanley and Edward Jones, among others...
MutualFundWire.com - Thursday, July 17, 2014 Views
AMG Funds is Now On Another DC I-O Platform
AMG Funds' portfolio solutions are now on another platform.....
401kWire.com - Thursday, July 17, 2014
Three Things Drove Goldman's 2Q Asset Growth
Goldman benefitted from some factors that benefitted other asset managers. The firm also bulked up in one particular niche...
MutualFundWire.com - Thursday, July 17, 2014
The Fool Hearts Joe Sullivan's Way
Since taking Legg Mason's helm in September 2012, CEO Sullivan has shaken up management, acquired new operations and supercharged the firm's distribution. And for the first time since 2011, Legg enjoys positive flows, and hearts from the Fool...
MutualFundWire.com - Thursday, July 17, 2014 Views
TIAA-CREF's Moslander: Sponsors, Prepare for the Troops' Return
From Afghanistan and Iraq, the influx of former service members back into the workplace means that plan sponsors should acquaint themselves with certain rights granted to the troops by Uncle Sam. ..
401kWire.com - Thursday, July 17, 2014
This is How You Engineer a Sales Turnaround
With a major restructuring of its sales organization, including broad-based hiring and product rationalization, the CEO of an $18B fund firm reverses four years of outflows. ..
MutualFundWire.com - Wednesday, July 17, 2013 Views
Energy Funding Enters Revolving Credit Facility
On July 11, 2013, Energy Funding entered into a revolving credit facility with Natixis's [profile] New York Branch as administrative agent and lender, Wells Fargo Bank, National Association, as collateral agent and custodian, and the other lenders from time to time party thereto. [SEC Filing]. ..
MutualFundWire.com - Wednesday, July 17, 2013
Sole PM for a Muzinich Fund
Effective immediately, Michael L. McEachern is the sole PM of the Muzinich Credit Opportunities Fund. [SEC Filing]...
MutualFundWire.com - Wednesday, July 17, 2013
Timothy Partners Updates Investment Strategies for Fund
Timothy Partners [profile] has amended the principal investment strategies for the Timothy Plan Family of Funds. [SEC Filing]...
MutualFundWire.com - Wednesday, July 17, 2013 Views
Pioneer Fund Updates Investment Policy
Effective September 1, 2013, Pioneer's [profile] Short Term Income Fund will increase the extent to which it may invest in below investment grade debt securities from 10 percent of the fund's net assets to 20 percent of the fund's net assets. [SEC Filing]...
MutualFundWire.com - Wednesday, July 17, 2013
New Ticker for a JP Morgan Fund
JP Morgan [profile] has replaced the ticker for the New York Tax Free Bond Fund with JNYIX. [SEC Filing]...
MutualFundWire.com - Wednesday, July 17, 2013
Only 14 Percent of Small Employers Offer Plans
A provider, a non-profit using an MEP DB plan, and GAO all testified before a Senate committee yesterday...
401kWire.com - Wednesday, July 17, 2013 - Reader Rating: 5
A $13B Shop Names a Chief Compliance Officer
New hire has worked at Artio, BNY, and Prudential...
MutualFundWire.com - Wednesday, July 17, 2013 Views
Guggenheim Introduces 2 New Target Maturity ETFs
Guggenheim introduced two new bond ETFs, which its head of product development, William Belden, considers well-timed given the raising interest rate environment. ..
MutualFundWire.com - Wednesday, July 17, 2013 Views
DANGER! DANGER! A Robot May Write the Next Story About You
Forbes is doing something new and different: Writing stories through a service that uses complex algorithms. ..
MutualFundWire.com - Wednesday, July 17, 2013 Views
Rekenthaler: Public Companies Aren't Reinvesting
A new study found that public companies aren't reinvesting as much in their companies as private companies, which are less focused on the short term. ..
MutualFundWire.com - Wednesday, July 17, 2013
Fee Disclosure Isn't Confusing or Embittering Participants
Updated | BMO Retirement Services surveys plan sponsors about the impact of new fee disclosure regs implemented last year by the DoL...
401kWire.com - Wednesday, July 17, 2013
Nybo is Staffing up Transamerica Retirement
The bundled provider chief is hiring for positions in several marketing and sales areas...
401kWire.com - Wednesday, July 17, 2013
OneAmerica Shoots for the STAR
A new product will help allocate fees...
401kWire.com - Wednesday, July 17, 2013 - Reader Rating: 5
TheStreet Disses These "Poorly Executed" iShares
The Street's Ron Rowland criticized iShares new ETFs, which were rolled out last week...
MutualFundWire.com - Wednesday, July 17, 2013 Views
The Fed Took PMs By Surprise
Some fund managers coped with the aftermath of the Fed announcement better than others...
MutualFundWire.com - Wednesday, July 17, 2013 Views
Why Did BlackRock's Earnings Expectations Fall?
Over the past month, analysts have lowered their EPS expectations for BlackRock. What's going on?..
MutualFundWire.com - Wednesday, July 17, 2013 Views - Reader Rating: 1
Blackstone Not Alone In Starting Liquid Alt MFs
The WSJ's Juliet Chung reports on Blackstone's new mutual fund...
MutualFundWire.com - Wednesday, July 17, 2013 Views
Bond ETF News Is Mostly, But Not All, Bad
Bond ETFs have also been hurt by the rise in interest rates, but many not as bad as mutual funds. ..
MutualFundWire.com - Wednesday, July 17, 2013 Views
Vanguard: "If Not Bonds, Then What?"
InvestmentNews' Jeff Benjamin interviewed Vanguard senior analyst Chris Philips on investors turning to alternatives and away from bonds...
MutualFundWire.com - Wednesday, July 17, 2013 Views
Peregrine Scandal Claims a Mutual Fund
A fund owned by indicted Peregrine CEO Russell Wasendorf closes ..
MutualFundWire.com - Tuesday, July 17, 2012 Views - Reader Rating: 2
Stork and Reaper for July 17, 2012
The MFWire's daily report of mutual fund births and deaths...
MutualFundWire.com - Tuesday, July 17, 2012 Views
OpFunds' Steely Glavin Masters the Path to a Deal
The MassMutual subsidiary snaps up an MLP specialist...
MutualFundWire.com - Tuesday, July 17, 2012 Views
Yoerger Hires a Pru Alum
The OneAmerica team welcomes a retirement plan wholesaler...
401kWire.com - Tuesday, July 17, 2012
Mercer Makes a Mandatory Rollover Partnership
The recordkeeper has tied in with a trust firm to provide IRA rollover services...
401kWire.com - Tuesday, July 17, 2012 - Reader Rating: 5
SEC Settlement Costs Daifotis
The former Schwab mutual fund CIO and PM will pay substantial penalties over what SEC staffers found to be a misleading prospectus. ..
MutualFundWire.com - Tuesday, July 17, 2012 Views
An Advisor Savant Hunts For Smart Deals
Fresh off of one combination, the chief of a retirement plan advisory firm stays on the prowl...
401kWire.com - Tuesday, July 17, 2012 - Reader Rating: 5
Class Action Lawyers Slap J.P. Morgan With Suit Over Its Mutual Fund Sales Practices
The legal action follows on the NYTimes allegations that a former client was misled into investing in bad funds...
MutualFundWire.com - Tuesday, July 17, 2012 Views - Reader Rating: 4
Royce PM Nadel Is Not Giving Up on Europe
The Royce Funds PM still sees opportunities in the European market...
MutualFundWire.com - Tuesday, July 17, 2012 Views
What Hollywood Stocks Do PMs Like?
Which mutual funds are buying into Hollywood's glamour? O.K., you may not see PMs hanging poolside at the Chateau Marmont .....
MutualFundWire.com - Tuesday, July 17, 2012 Views
Advisor Pub Warns: Say No To Style Drift
InvestmentNews warns advisors against chasing trends. That could mean more explaining is needed by mutual fund wholesalers...
MutualFundWire.com - Tuesday, July 17, 2012 Views
Hartford Retirement May Dodge the Latest Bullet
The insurer makes cuts in its investment products unit. Those cuts will likely bypass the qualified DC plan unit...
401kWire.com - Friday, July 17, 2009 - Reader Rating: 2.6
Waddell Sells a Southern Unit
The parent of the Ivy Funds passes another subsidiary on to new hands...
MutualFundWire.com - Friday, July 17, 2009 Views
Industry Lobbyists Step Up to Defend Target Date Funds
There is no need for additional rules or guidance on target date funds, contends a trade group. The current guidelines covering everything just fine...
401kWire.com - Friday, July 17, 2009 - Reader Rating: 4
Schwab Shells Out Almost $200K Over a Fallen Fund
The brokerage giant loses an arbitration dispute...
MutualFundWire.com - Friday, July 17, 2009 Views
Lincoln Alum Joins a Non-Producing TPA
A non-recordkeeping firm brings on its first sales and marketing chief...
401kWire.com - Friday, July 17, 2009 - Reader Rating: 5
Marty Whitman Gets a Co-Manager for Third Avenue Value
Starting July 31, Ian Lapey will run Third Avenue Value Fund alongside Marty Whitman...
MutualFundWire.com - Friday, July 17, 2009 Views
E-mails May Cause Difficulties for Harris in Fee Case, Says WSJ
In Friday's Wall Street Journal Fund Track column, Sam Mamudi reports that attorneys representing plaintiffs in the excessive fund fee case against Harris Associates
..

MutualFundWire.com - Friday, July 17, 2009 Views - Reader Rating: 5
Columbia Sale May Complete 'In Days'
The anticipated sale of Bank of America's $325 AUM fund arm is on course to finish before the end of the month claims a published report...
MutualFundWire.com - Friday, July 17, 2009 Views - Reader Rating: 4
Wachovia Securities Gets a Visit from Regulators
Wachovia Securities was the target of a surprise state inspection today...
MutualFundWire.com - Thursday, July 17, 2008
Tice Talks
David Tice speaks to The MFWire about why he did the deal with Federated Investors...
MutualFundWire.com - Thursday, July 17, 2008 Views - Reader Rating: 5
An American Century Institutional Exec Moves Up
The Kansas City-based fund firm has made a promotion within its institutional ranks...
401kWire.com - Thursday, July 17, 2008
Don't Get Smart: Spend More Today
GMU economist Alex Tabarrok takes on the conventional wisdom of Thaler, Sunstein and Benartzi. Best quote: "My wife once asked me whether we were saving enough for 'our' retirement. 'Sure,' I said, 'don't forget one of us will probably die before the other and I'm not saving for your future husband.' 'Why,' she replied with a sigh, 'can't economists be more human?'..
401kWire.com - Thursday, July 17, 2008 - Reader Rating: 3
Fund Investors Aren't Put off by Market Troubles
Despite bad market conditions, both equity and fixed-income funds saw net inflows in June...
MutualFundWire.com - Thursday, July 17, 2008 Views
Janney Picks Sales Director for its Wealth Management Unit
Janney Montgomery Scott has hired an institutional sales vet as director of sales and marketing in its wealth management unit...
MutualFundWire.com - Thursday, July 17, 2008
ERISA Lawyers Cast Their Gaze on IndyMac
Attorneys at a class action firm is investigating the fallen California bank's 401k plan...
401kWire.com - Thursday, July 17, 2008
National Investment Managers "Kan't" Resist Another Deal
The national TPA acquirer pushes into a 14th state...
401kWire.com - Thursday, July 17, 2008 - Reader Rating: 5
Fink Confirms Thain's Decision: No Merrill Lynch BlackRock Sale will Come
The BlackRock chief on Thursday morning spoke out on the state of his company's relationship with Merrill Lynch...
MutualFundWire.com - Thursday, July 17, 2008 Views
TSP Inches Closer to Auto-Enrollment, Minus Target Date
A Congressional committee gives its stamp of approval to automatically enrolling new employees in the giant federal DC plan. ..
401kWire.com - Thursday, July 17, 2008
Rydex is Adding to its Currency ETF Lineup
Rydex Investments plans to broaden its CurrencyShares roster with four new ETFs...
MutualFundWire.com - Thursday, July 17, 2008 Views - Reader Rating: 5
Fido Watcher Hires a New Top Editor
Not many publisher hire a hedge fund veteran and securities lawyer as their top editor, but that is a feat that Dion Money Management can now boast of...
MutualFundWire.com - Thursday, July 17, 2008 Views
WSJ Gives More on Scudder's Disappearance
The Wall Street paper picks up on the Deutsche Bank's decision reported here on Wednesday to drop Scudder from its brand...
MutualFundWire.com - Thursday, July 17, 2008 Views
L.A. Asset Manager Enters the Target-Date Race
A California-based investment management firm has thrown its hat into the target-date arena...
401kWire.com - Tuesday, July 17, 2007
Columbia Works on Distribution Pacts with Two Providers
Bank of America's investment management unit is at work on getting its offerings on the platforms of two more top 20 401(k) recordkeepers...
401kWire.com - Tuesday, July 17, 2007 - Reader Rating: 5
FRC Veteran Launches I-O Research Venture
The firm's first research study, due out in November, will be based on a survey of asset managers. ..
401kWire.com - Tuesday, July 17, 2007
KBW Asset Management Names Replacement for Retiring Fund Manager
KBW Asset Management has tapped a replacement for Michael O' Brien, who is retiring after spending 22 years at KBW...
MutualFundWire.com - Tuesday, July 17, 2007 Views
Bisys Retirement Forms Alliance with Empire State Provider
The Keystone State outsourced recordkeeper teams up with a full-service provider. ..
401kWire.com - Tuesday, July 17, 2007
Study: RIAs Pick Better Mutual Funds
A new study shows that mutual funds picked by RIAs outperformed their peers in the second quarter of 2007...
MutualFundWire.com - Tuesday, July 17, 2007 - Reader Rating: 3
AARP Research Boosts Auto 401(k)s
An AARP report says that auto enrollment works. Now Jon Dauphine is working to make it common among employers...
401kWire.com - Tuesday, July 17, 2007
CapTrust Snaps Up a Local Non-DC Firm
The Tar Heel State advisory firm buys a nearby firm specializing in the high net worth market. ..
401kWire.com - Tuesday, July 17, 2007
RR Donnelley Teams with Microsoft to Offer XBRL Solution to Fund Firms
R.R. Donnelley has teamed with Microsoft to assist clients in the tagging, validation and submission of key mutual fund financial statements in XBRL...
MutualFundWire.com - Tuesday, July 17, 2007 Views - Reader Rating: 3
Not Such A Sweet Ring to SIRA
The NASD and the NYSE thought long and hard about the name for their new combined SRO, but alas, Securities Industry Regulatory Authority or SIRA was not meant to be...
MutualFundWire.com - Tuesday, July 17, 2007 Views
Not Such A Sweet Ring to SIRA
The NASD and the NYSE thought long and hard about the name for their new combined SRO, but alas, SIRA (Securities Industry Regulatory Authority) was not meant to be...
MutualFundWire.com - Tuesday, July 17, 2007 - Reader Rating: 3
UBS To Pay $23-Million Settlement
UBS has agreed to a $23-million settlement with the New York Attorney General...
MutualFundWire.com - Tuesday, July 17, 2007
UPDATE 1: $650 Million Taft-Hartley Plan Picks New Provider
A 5,000-member union dumps its old provider in the wake of a merger. ..
401kWire.com - Tuesday, July 17, 2007
Schwab Forms 'Participant Concierge Team'
Schwab Corporate & Retirement Services saw client assets rise 42 percent and the number of participants jump 118 percent in the second quarter compared to the year-ago period. It has also assembled a participant concierge group...
401kWire.com - Tuesday, July 17, 2007
UPDATE 2: Keller Rohrback Hits Two More 403b Providers With the F Word
A new suit filed the Evergreen State law firm targets both plan providers and sponsors over alleged endorsement fees and revenue sharing. ..
401kWire.com - Tuesday, July 17, 2007
AIM Takes A More Activist Role in Proxy Votes
AIM Investments is making good on it recently instated policy to take a more activist role in corporate elections...
MutualFundWire.com - Tuesday, July 17, 2007 Views
Fund Firms Fish For Younger Investors
Mutual funds are increasingly going after the twenty- and thirty-something crowds, with a crop of new offerings making funds more accessible to a younger crowd...
MutualFundWire.com - Tuesday, July 17, 2007 Views
No More Legal Aid for Former Putnam Manager
Putnam no longer wants to pick up the legal tab for its former fund manager Omid Kamshad, who was accused by the SEC of market timing...
MutualFundWire.com - Tuesday, July 17, 2007 Views
Will Waddell & Reed go the Way of Nuveen?
Waddell & Reed may be the next fund firm targeted for a buyout by private equity...
MutualFundWire.com - Tuesday, July 17, 2007 Views - Reader Rating: 3
Midwestern Software Company Launches Documentation System
The new service is for 403b loan origination and documentation...
401kWire.com - Monday, July 17, 2006
Fiserv ISS Preps 22c-2 Solution
The Denver-based firm gears up to launch a solution for intermediaries...
401kWire.com - Monday, July 17, 2006 - Reader Rating: 3
Barclays Shoots for NYSE With Oil Notes
Barclays Capital wants to give U.S. retail investors direct access to the oil market with a different kind of exchange-traded product...
MutualFundWire.com - Monday, July 17, 2006 Views - Reader Rating: 3
Morningstar 'Substantially' Boosts Non-MF Data
A new acquisition has furthered the company's effort to branch out its business -- because, says managing director Don Phillips, most investors want more than just mutual funds...
MutualFundWire.com - Monday, July 17, 2006 Views
$14.5 Trillion and Counting
The mutual fund industry's top trade group says retirement assets have hit a record high...
401kWire.com - Monday, July 17, 2006
A Case of Indigestion?
Citigroup's Smith Barney arm turns in a bang up quarter for new sales. The only thing missing is an increase in profits...
MutualFundWire.com - Monday, July 17, 2006
Virginia Company Plans Eclectic Fund
The Richmond, Virginia-based investment manager that created the Jamestown funds will expand the family with an offering that looks at individual common stocks...
MutualFundWire.com - Monday, July 17, 2006 Views
Fiserv Anoints, Hires and Acquires
At its annual conference, the Midwestern custodian and clearing firm announces two major appointments and an acquisition...
401kWire.com - Monday, July 17, 2006 - Reader Rating: 2
Roth Gains Pace at Vanguard
The Pennsylvania provider likes its uptake numbers so far...
401kWire.com - Monday, July 17, 2006
Federated Gains Funds With Acquisition
With the completion of its most recent M&A move, Federated Investors has eight new equity mutual funds on offer...
MutualFundWire.com - Monday, July 17, 2006 Views
Are Your Reps Generating Enough Referrals?
A just-released study shows the wirehouses are not the best at customer referrals. It may also explain the main source of investor dissatisfaction...
MutualFundWire.com - Monday, July 17, 2006 - Reader Rating: 4
Merrill Lynch Follows the Cash Up the SoCal Coast
Mother Merrill is following wealthy and retired Angelinos up the El Camino Real north of Santa Barbara...
MutualFundWire.com - Monday, July 17, 2006 - Reader Rating: 3
Morgan Stanley Nabs Wachovia Top Producer
Morgan Stanley has once again raided a rival wirehouse to fill a regional manager opening. This time, though, the victim of the raid was Wachovia Securities, not Merrill Lynch...
MutualFundWire.com - Monday, July 17, 2006 - Reader Rating: 3
Boards May be Off the Hook
A preliminary ruling lets a board of directors of the hook by ruling that they are not Erisa fiduciaries. The case continues though...
401kWire.com - Thursday, July 17, 2003 - Reader Rating: 4.5
Knight Ridder Lets the Trading Begin
Reporters working at the publisher are among those now able to trade in company stock...
401kWire.com - Thursday, July 17, 2003 - Reader Rating: 5
Are 401ks Squeezing VCs?
The Venture Capital Association thinks that they are...
401kWire.com - Thursday, July 17, 2003 - Reader Rating: 4
SEC Goes After Atlanta Broker-dealer
The Feds are continuing their hunt for B Share Fraud...
MutualFundWire.com - Thursday, July 17, 2003 Views
U.S. Giants Eye Singapore
Fidelity and Vanguard see opportunity in the city-state...
MutualFundWire.com - Thursday, July 17, 2003 Views
Hancock Terminates Subadvisor
The move most likely means that Hancock will start a search for a new subadvisor to handle the $600 million fund...
MutualFundWire.com - Thursday, July 17, 2003 Views
Fido Names Glancy Successor
Fidelity makes three portfolio manager moves as it fills the jopb vacated by David Glancy...
MutualFundWire.com - Thursday, July 17, 2003 Views
Trust Team Moves On
Friday is the last day in the office for a pair of movers behind the NSCC revolution...
401kWire.com - Wednesday, July 17, 2002
FirstHand Makes Second Cut
The firm made a second round of cutbacks on Friday as it tightens its belt around a shrinking asset base...
MutualFundWire.com - Wednesday, July 17, 2002 Views
Duke 401k Suit Filed
A now familiar law firm is making now familiar allegations against the power company...
401kWire.com - Wednesday, July 17, 2002
Allstate Links to AnnuityNet
The insurer seeks more accurate paperwork from reps to cut down on delays...
MutualFundWire.com - Wednesday, July 17, 2002 Views
Kornitzer Zigs After Market Zag
The firm reopens its small cap fund in response to the stock market dive...
MutualFundWire.com - Wednesday, July 17, 2002 Views
Quick Change for Retailer
The owner of the DKNY And Kenneth Cole brands makes a quick move from Mellon HR Solution...
401kWire.com - Wednesday, July 17, 2002
Quaker Farms Out
The Pennsylvania fund farms out subadvisor duties to its newest sector fund...
MutualFundWire.com - Wednesday, July 17, 2002 Views
Trust Company Signs TPA
A Texas-based TPA hooks up with the Arizona trust bank...
401kWire.com - Wednesday, July 17, 2002
Ironwood Onboard GoldK
Ironwood Capital Management has added its ICM/Isabelle Small Cap Value Fund to the GoldK platform...
401kWire.com - Wednesday, July 17, 2002
Will Mutual Advisors Remain a Master?
The advisor to the Master's Select Funds is reviewing Franklin Mutual's subadvisory slot in wake of last week's personnel changes...
MutualFundWire.com - Tuesday, July 17, 2001 - Reader Rating: 3
New Funds Will Mark Firsts for Firsthand
The Silicon Valley fund firm has been known the goto fund shop in the tech sector. Can it expand its appeal? ..
MutualFundWire.com - Tuesday, July 17, 2001 - Reader Rating: 3
Merrill Sails the Exstream
Mother Merrill has chosen a software company to create more customized 401k statements...
401kWire.com - Tuesday, July 17, 2001 - Reader Rating: 3
Cornerstone Muni-Fund Slammed by Default
Shades of Heartland: A bond default drops a fund by more than 8 percent and raises more questions about muni-fund pricing. ..
MutualFundWire.com - Tuesday, July 17, 2001 - Reader Rating: 3
JB Funds Gets Web Site
The Kansas City firm rolls out its new Web site six months after its new fund's debut. ..
MutualFundWire.com - Tuesday, July 17, 2001 - Reader Rating: 3
GoldK Offers Another Family of Funds
The online firm has 14 new funds for participants...
401kWire.com - Tuesday, July 17, 2001 - Reader Rating: 3
Europe Gets a New Enterprise
The specialist in funds subadvised by institutional managers is taking the wraps off a Dublin-based venture. ..
MutualFundWire.com - Tuesday, July 17, 2001 Views - Reader Rating: 3
New Bond Head at Dreyfus
Pershing Licenses Dow Jones Investment Advisor ... Dreyfus replaces tax-exempt head ... Morningstar sets sail in Korea ... Merrill takes open architecture world-wide. ..
401kWire.com - Tuesday, July 17, 2001 - Reader Rating: 3
UK's Gartmore Exits Indexing
SSgA takes over Gartmores UK indexed business ... Bear Stearns lures Merrill manager ... Pershing Licenses Dow Jones Investment Advisor ... Dreyfus replaces tax-exempt head ... Morningstar sets sail in Korea ... Merrill takes open architecture world-wide...
MutualFundWire.com - Tuesday, July 17, 2001 Views - Reader Rating: 3
401Konnect Strikes Yet Again
A brokerage firm enters the online marketplace...
401kWire.com - Tuesday, July 17, 2001 - Reader Rating: 3
Pru Nabs Merrill Honcho
Ken Williams is joining Pru as word of Merrill's scale back in the 401k business sweeps the industry...
401kWire.com - Monday, July 17, 2000 - Reader Rating: 3
MutualFunds.com Readies Fall Launch
In its latest move it has tapped a head of sales from Funds Distributors. The Boston-based startup is also in the process of selecting an advertising agency...
MutualFundWire.com - Monday, July 17, 2000 - Reader Rating: 3
Delaware Seeks Bank Biz
Delaware Investments is making a move at the sub-advisory market in its insitutional group as it promotes two...
MutualFundWire.com - Monday, July 17, 2000 - Reader Rating: 3
Vendor Frozen Out
Wisonsin-based Sub-Zero Selects new bundled 401k vendor for its $32 million plan...
401kWire.com - Monday, July 17, 2000 - Reader Rating: 3
A New Twist On Fund Marketing
Two internet start-ups have some original marketing schemes for mutual funds...
MutualFundWire.com - Monday, July 17, 2000 - Reader Rating: 3
July 17, 2000
ING hits tax snag with Aetna ... ETrade's purchase ... Investor led funds ... Cramer's list...
MutualFundWire.com - Monday, July 17, 2000 Views - Reader Rating: 3
July 17, 2000
ING hits tax snag with Aetna ... ETrade's purchase ... Investor ler funds ... Cramer's list...
401kWire.com - Monday, July 17, 2000 - Reader Rating: 3
We Are Upgrading the 401kWire.com
We Are Upgrading the 401kWire.com. Click more to learn about the changes...
401kWire.com - Friday, July 17, 1998
Week of July 12, 1998
The Weekly Roundup is a regular Friday afternoon column examining the week's RFPs, both those that appeared on our pages and the pages of other publications...
401kWire.com - Friday, July 17, 1998 - Reader Rating: 3
Week of July 11, 1998
Tuesday, July 14, 1998. ABC News.
The national network ran a report about participants at Color Tile who lost a large proportion of their assets when the sponsor went bankrupt. To see that report, you can visit the ABC website...

401kWire.com - Friday, July 17, 1998 - Reader Rating: 3
Kmart Taps New Provider
Troy, MI-headquartered Kmart Corporation (NYSE: KM), the national chain of discount stores, has chosen Prudential to be the bundled provider for its 401(k) plan, Mary Lorencz, director of media relations, told the 401kWire. The conversion will be completed in August. The plan has 180,000 participants with $1.5 billion in assets...
401kWire.com - Friday, July 17, 1998 - Reader Rating: 3
CA Sponsor Switches from Fidelity
Fullerton, CA-located Day Runner, Inc. (Nasdaq: DAYR) has moved from Fidelity to New York Life Benefits Services, Inc. (NYLBSI). The plan has $5 million in assets with 280 participants...
401kWire.com - Friday, July 17, 1998 - Reader Rating: 3
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