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News Stories Archives - Since 1998
It's Time For ICMA-RC's Third Escape Room Tour
The recordkeeper's team is hitting the road again with a new version of their mobile escape game...
401kWire.com - Monday, February 11, 2019
In Wisconsin, a 15-Year Principal Vet Departs
There is no word yet on how the executive's duties are being handled...
401kWire.com - Monday, February 11, 2019
Is Subadvising In Your Future?
An ally to boutique asset managers walks readers through pros and cons of finding a larger firm to adopt your fund(s) while you stay on as subadvisor...
MutualFundWire.com - Monday, February 11, 2019 - Reader Rating: 4
Group RHI Buys a 1,600-Plan TPA
The 15-year-old acquisition target is based in south Florida...
401kWire.com - Monday, February 11, 2019
A Trade Association Vet Joins ERIC
Updated | ERIC’s new hire has nonprofit and consulting experience..
401kWire.com - Monday, February 11, 2019
Week In Preview, February 11-18
Happy Valentine's Day!..
401kWire.com - Monday, February 11, 2019
Week In Preview, February 11-18
This week the teams at ABA, Credit Suisse, informa, and the IWI are all hosting events...
MutualFundWire.com - Monday, February 11, 2019
A Seven-Step Checkup For Your Financial Wellness Program
401k education has largely failed and financial wellness is the future, at least according to the steadily increasing industry drumbeat. Here are some tips on implementing such a program...
401kWire.com - Thursday, February 11, 2016
The Insperity Lawsuit Inspires a 3(38) Search
A PEO takes its MEP to a producing TPA. ..
401kWire.com - Thursday, February 11, 2016 - Reader Rating: 5
Bello Discusses Mutual of Omaha's 316, Phase Two
Mutual of Omaha's Pat Bello chats with 401kWire about the fiduciary service...
401kWire.com - Thursday, February 11, 2016 - Reader Rating: 3.12
An Evergreen State County Seeks a DC Plan Consultant
The second largest county in Washington issues an RFP for its $177MM plan. ..
401kWire.com - Thursday, February 11, 2016
KPA Profile: Edward Jones' Tyler Keegan
Edward Jones has a hungry, young KPA in downtown Boston. ..
401kWire.com - Thursday, February 11, 2016 - Reader Rating: 1
Bettinger Shares His Breakfast Interview Trick
Also, there's only one test the Schwab chief ever failed...
MutualFundWire.com - Thursday, February 11, 2016 Views
An Empire State Utility Seeks RKer Bids
The plan has about $279 million on one side and about $93 million on ther other...
401kWire.com - Wednesday, February 11, 2015
This KPA Titan Launched an ERISA Consulting Shop
A Lone Star State advisor starts a new firm...
401kWire.com - Wednesday, February 11, 2015 - Reader Rating: 1.5
Acquisitions Take Center Stage at Manning and Napier
The upstate New York mutual fund shop releases it Q4 2014 results...
MutualFundWire.com - Wednesday, February 11, 2015 Views
97.3 Percent of Participants Kept At It
...when it comes to contributing for retirement, according to new data from a mutual fund industry trade group...
401kWire.com - Wednesday, February 11, 2015
Yoerger Renews an Alliance
OneAmerica just re-partnered with a well-known advisor...
401kWire.com - Wednesday, February 11, 2015 - Reader Rating: 5
TIAA-CREF Scores an $84MM 403b
A Midwestern liberal arts college switches recordkeepers..
401kWire.com - Wednesday, February 11, 2015
A Think Tank Details Three States' DB-to-DC Woes
The switch did not, among other things, magically solve DB underfunding problems...
401kWire.com - Wednesday, February 11, 2015
Capital Group Waits to Drink the ETF Kool-Aid
A trade pub digs deep into the American Funds shop's potential interest in launching exchange-traded funds...
MutualFundWire.com - Wednesday, February 11, 2015 Views
Forward Sells to a Texas Shop
The combined firm will work with more than $27 billion...
MutualFundWire.com - Wednesday, February 11, 2015 Views - Reader Rating: 5
Cut Red Tape! Says ADP's Moneesh Arora
The payroll giant's retirement services head says sponsors should keep it simple. ..
401kWire.com - Tuesday, February 11, 2014
Fundsters, Consultants Frolic at the Marriott Marquis
IMCA conference focused at high-net-worth advisors draws nearly nine hundred attendees...
MutualFundWire.com - Tuesday, February 11, 2014 Views - Reader Rating: 3
An Academic Duo Touts 401k Strength
Two professors, in a report commissioned by ACLI, demonstrate the strength of DC plans and also point out some areas of improvement. ..
401kWire.com - Tuesday, February 11, 2014 - Reader Rating: 4
Campbell Predicts Another Fiduciary Redefinition Delay
The ERISA legal eagle and ex-EBSA chief speaks to retirement plan advisors at an industry conference in Atlanta...
401kWire.com - Tuesday, February 11, 2014
Stadion Hires Two VPs to Its Retirement Sales Squad
The DC I-O promotes one and nabs another as regional sales VPs. ..
401kWire.com - Tuesday, February 11, 2014 - Reader Rating: 5
TCW's Sales Czar Joins Angel Oak
Erlend Bo follows former TCW Funds head Charles Baldiswieler, who joined Angel in December...
MutualFundWire.com - Tuesday, February 11, 2014 Views
An ExpertPlan Sales Honcho Departs
Ross Brown is no longer with the company. ..
401kWire.com - Tuesday, February 11, 2014 - Reader Rating: 2
KKR Withdrawal Demonstrates Brutality of Alts
It seems like everybody wants to get into alts. Nervous Nelly investors love the promise of downside protection, while fundsters love the idea of investment strategies that can’t be commoditized and turned into an index. But KKR’s closing of two funds shows that entry into this battlefield may be harder than you think...
MutualFundWire.com - Tuesday, February 11, 2014 Views
OpFunds Wants a Distribution Tech Expert
Exec would develop new distribution processes for firm, among other things...
MutualFundWire.com - Monday, February 11, 2013 Views
Kirtland Draws on the Best of Both of ASPire's RKing Systems
The ASPire chief talks on the sidelines of the open architecture provider's first TPA conference...
401kWire.com - Monday, February 11, 2013 - Reader Rating: 4
Schroders Names a New North American Chief
Predecessor is retiring on July 1st...
MutualFundWire.com - Monday, February 11, 2013 Views
Men Tend to Be More Confident in Their Retirement Future
OneAmerica finds that women are less likely to think they'll be able to maintain their lifestyle...
401kWire.com - Monday, February 11, 2013
Three Things to Know from Invesco’s Earnings
Investors have become like Dr. Jekyll and Mr. Hyde with regards to risk and return. That's playing into Invesco's strengths...
MutualFundWire.com - Monday, February 11, 2013 Views
More Plan Sponsors Consider the Roth Option
Expect more companies to add Roth options in the coming year...
401kWire.com - Monday, February 11, 2013
WSJ Says the Legg Mason CEO Decision is Imminent
Paper says decision could come as early as Wednesday...
MutualFundWire.com - Monday, February 11, 2013 Views
A Pub Launches a Fantasy Fund League
Financial Advisor magazine's tournament mimics March Madness...
MutualFundWire.com - Monday, February 11, 2013 Views
M* Calls ETF Premium Changes Predictable
Daily premium changes show a strong relationship to a number of factors...
MutualFundWire.com - Monday, February 11, 2013 Views
A Columnist Calls 401ks a "Disaster"
USA Today publishes a Media Matters for America member's takedown of the industry...
401kWire.com - Monday, February 11, 2013 - Reader Rating: 1
Principal Prepares to Upgrade Its Digs
The RKer is starting a project to improve its office space...
401kWire.com - Monday, February 11, 2013 - Reader Rating: 3.33
ETFs Pull in $29.5B
International categories were popular, according to State Street...
MutualFundWire.com - Monday, February 11, 2013 Views
Putnam, Pimco and Hartford Top a 2012 List
Barron’ssays last year witnessed a change in the markets...
MutualFundWire.com - Monday, February 11, 2013 Views
Principal Plans HQ Renovations
The project will take around a decade...
MutualFundWire.com - Monday, February 11, 2013 Views
M* Looks at Multialternatives
A growing sector gets the Fund Spy treatment...
MutualFundWire.com - Monday, February 11, 2013 Views
Are Fund Flows Carrying the Stock Market?
There hasn’t been a single week of stock fund outflows yet this year, notes Barron’s...
MutualFundWire.com - Monday, February 11, 2013 Views
An Equity PM Leaves TCW
The exec handled emerging markets strategies...
MutualFundWire.com - Monday, February 11, 2013 Views
Another Group Joins Fundsters' Fight Against the CFTC
A friend of court brief has been filed...
MutualFundWire.com - Monday, February 11, 2013 Views
Bob Francis Rocks a New Gig, Post-NRP
In the wake of LPL's purchase of the network of retirement plan advisors, a top exec moves on to a new post...
401kWire.com - Friday, February 11, 2011 - Reader Rating: 5
Russell Snags a New York Life Wholesaler
Rusell Investments is beefing up its client-facing team...
MutualFundWire.com - Friday, February 11, 2011 Views - Reader Rating: 1
AllianceBernstein's Chief is Upbeat on Rocky Q4
The asset management shop sees improvement in some areas but not so much in others...
MutualFundWire.com - Friday, February 11, 2011 Views
Allianz Dials Up its DC I-O With a New Hire
The mutual fund distributor wins over a top defined contribution investment-only exec...
401kWire.com - Friday, February 11, 2011
DoL Gives 401k Biz a Little Disclosure Breathing Room
The regulatory agency pushes back the effective date of a key new regulation...
401kWire.com - Friday, February 11, 2011 - Reader Rating: 3
Is Wellington Worth $9 Billion?
A high profile divorce case provides a glimpse into the world of the Boston-based mutual fund subadvisor...
MutualFundWire.com - Friday, February 11, 2011 Views - Reader Rating: 1
Top Advisor: John Palladino
401(k) & 403(b) Fiduciary Advisors (RPAG/Financial Telesis)..
401kWire.com - Friday, February 11, 2011 - Reader Rating: 5
Top Advisor: Henry Yoshida
The Maresh Yoshida 401k Group (Raymond James)..
401kWire.com - Friday, February 11, 2011 - Reader Rating: 5
2010 Was a Record-Smashing Year for UMB Fund Services
Executives trumpet the record number of clients that came on board in 2010...
MutualFundWire.com - Friday, February 11, 2011 Views
Schwab is Cooking Up All-ETF and All-Index Fund 401k Programs
The San Francisco-based firm is working on a pair of big 401k initiatives...
MutualFundWire.com - Friday, February 11, 2011 Views
Large Cap? That's Not a Large Cap!
A Dallas-based PM gives the WSJ his take on large cap bets...
MutualFundWire.com - Friday, February 11, 2011 Views - Reader Rating: 1
SEC Smells ETF-Flavored Insider Trading
The regulatory agency reportedly investigates the use of exchange-traded funds to hide insider trading...
MutualFundWire.com - Friday, February 11, 2011 Views
iPad Fever Hits J.P. Morgan
iPad apps permeate J.P. Morgan's sales staff...
MutualFundWire.com - Friday, February 11, 2011 Views
Former President Clinton Hospitalized
Former President William Clinton was reportedly hospitalized Thursday afternoon in New York City. The news was first reported by ABC News and has since been picked up by CNN...
MutualFundWire.com - Thursday, February 11, 2010 Views
Sales Exec Departs SSgA
The national sales director for the b-d channel has departed the Boston firm...
MutualFundWire.com - Thursday, February 11, 2010 Views - Reader Rating: 4
BlackRock Sees Changes in its C-Level Ranks
Bob Doll has a new title as part of a number of changes in BlackRock's top ranks...
MutualFundWire.com - Thursday, February 11, 2010 Views - Reader Rating: 5
Standard Bids Adieu to a Key Exec
Standard's vice president of retirement plan sales and marketing left the firm on Wednesday...
401kWire.com - Thursday, February 11, 2010 - Reader Rating: 5
ING Will Use the Olympics to Launch its Latest Ad
Viewers tuning into the Olympics Friday will get some golden information on retirement savings, thanks to the big orange company...
401kWire.com - Thursday, February 11, 2010
Mercer Trumpets its Client Wins, New Sales Hires
Mercer last year won 11 DC clients and is now growing the sales and support team as a result...
401kWire.com - Thursday, February 11, 2010
Epic Taps an HR Pro
Updated | The full-service DC recordkeeper hires a human resources manager...
401kWire.com - Thursday, February 11, 2010 - Reader Rating: 3
Putnam Narrows its Q4 Loss
The Boston-based fund firm posts a net loss of $35 million in the fourth quarter...
MutualFundWire.com - Thursday, February 11, 2010 Views - Reader Rating: 5
Great-West's Retirement Services Income Climbs
The parent of the DC recordkeeper release its fourth quarter earnings report...
401kWire.com - Thursday, February 11, 2010 - Reader Rating: 5
MFS Chalks Up its Best Sales Year in Eight Decades
Fourth quarter 2009 and annual gross sales were the highest in the Boston firm's 85-year history...
MutualFundWire.com - Thursday, February 11, 2010 Views - Reader Rating: 3
The Alfreds Attack Target Date Funds
As Congress, the DoL and the SEC all set their sights on the popular age-based QDIAs, an industry startup offers some criticisms...
401kWire.com - Thursday, February 11, 2010 - Reader Rating: 4.67
Pru's Retirement Earnings Come in Flat
The retirement unit's adjusted operating earnings for the fourth quarter are virtually unchanged from a year ago. Gross sales and deposits are down. ..
401kWire.com - Thursday, February 11, 2010
Ex-Manulife Exec Makes a Logical Move
The former Manulife and ADP marketing executive is now a director at a research startup...
401kWire.com - Thursday, February 11, 2010
TFS Wants to Pull the Plug on Performance-Based Fees
The Pennsylvania firm says the investment community has not been receptive to its small-cap fund due to its 'unusual' fee structure...
MutualFundWire.com - Thursday, February 11, 2010 Views - Reader Rating: 5
Pioneer Reorganizes Five Funds
The Italian-owned mutual fund company is mix-and-matching its fund line-up..
MutualFundWire.com - Thursday, February 11, 2010 Views
Money Funds, the Fed Wants You
The central bank reportedly may reach out to money market mutual funds to help drain money in advance of an interest-rate hike...
MutualFundWire.com - Thursday, February 11, 2010 Views - Reader Rating: 2
GMO Appoints a CEO for the First Time
GMO turned to a longtime AllianceBernstein executive as to serve as its first CEO since the Boston firm's founding in 1977. ..
MutualFundWire.com - Wednesday, February 11, 2009 Views - Reader Rating: 1
An NYC Paper Joins the Match Cutting Club
Another news organization eliminates its employer DC contributions...
401kWire.com - Wednesday, February 11, 2009
NYLIM Trims its Staff
New York Life Investment Management cut less than five percent of its workforce last month...
MutualFundWire.com - Wednesday, February 11, 2009 Views
AllianceBernstein DC I-O Chief Takes on an Expanded Role
With DC I-O chief Seth Masters taking on additional duties, AllianceBernstein taps an exec to oversee the day-to-day operations at the DC unit...
401kWire.com - Wednesday, February 11, 2009 - Reader Rating: 2.5
Putnam Confirms Cuts
Updated | More details emerge on the latest round of cuts at the Boston fund firm...
MutualFundWire.com - Wednesday, February 11, 2009 Views
Expect Senate to 'Take Action' Soon on Target Date Funds
A Congressional staffer confirms that a hearing scheduled for the end of the month is probably a prelude to more than just talk. Want to throw in your two cents? This is your chance...
401kWire.com - Wednesday, February 11, 2009 - Reader Rating: 2
Invesco PowerShares' Bond Has High Hopes for '09
Bruce Bond says he's happy with how business went for Invesco PowerShares last year and has high hopes for this year...
MutualFundWire.com - Wednesday, February 11, 2009 Views - Reader Rating: 5
DailyAccess Heads Back to School
The Alabama recordkeeper prepares to move its HQ...
401kWire.com - Wednesday, February 11, 2009 - Reader Rating: 5
An Indy Trust Giant Taps Newport
Updated | The open-architecture provider launches a new private-label DC product for a long-time partner...
401kWire.com - Wednesday, February 11, 2009
Vanguard Sails Quietly Into Solo K Waters
The Valley Forge, Pennsylvania-based firm's foray into the Individual K market last fall made it to the mainstream press Wednesday...
401kWire.com - Wednesday, February 11, 2009 - Reader Rating: 2
Confusion Greets RMD Suspension
The RMD suspension bill may have signed into law almost two months ago, but implementation is a different story...
401kWire.com - Wednesday, February 11, 2009
Layoffs Hit Neuberger Berman
The cuts affect a "single-digit percentage" of the newly independent firm's workforce, a source told The MFWire...
MutualFundWire.com - Wednesday, February 11, 2009 Views
SSgA Slashes Fees on Select Sector SPDRs
The Boston investment manager reduces fees on nine ETFs...
MutualFundWire.com - Wednesday, February 11, 2009 Views
Eveillard Shares His PM Duties For Another Fund
Two new portfolio managers join the star First Eagle stock picker for one offering...
MutualFundWire.com - Wednesday, February 11, 2009 Views
British Researchers Dive Into the American Bogle Debate
The WSJ tosses some ink to a new old player with an institutional clientele...
MutualFundWire.com - Wednesday, February 11, 2009 Views
BlackRock's Move Could Spur Copycats Among Closed-Enders
In Wednesday's WSJ Fund Track, Daisy Maxey reports that some BlackRock funds have negotiated lower auction fees on preferred shares that are for sale but fail to to find buyers...
MutualFundWire.com - Wednesday, February 11, 2009 Views
Pru Lands a Distribution Deal for its RI Product
A recordkeeper based in Florida will put Pru's product in front of its clients...
401kWire.com - Monday, February 11, 2008
Lead Value Shop Takes Advantage of a Dodgy Situation
Dodge & Cox smells opportunity in renewed market volatility and has re-opened two of its funds to take advantage of the situation...
MutualFundWire.com - Monday, February 11, 2008 Views
Putnam Underperformance Weighs on Great-West Shares
With Putnam funds coming up short of their benchmarks, G-W shareholders are starting to see lower prices for the stock. Just how much patience does Great-West have with its new acquisition?..
MutualFundWire.com - Monday, February 11, 2008 Views
It is Chetney for 401k Leader of 2008
Bill Chetney was named winner of ASPPA's first 401(k) Leadership Award on Monday during the trade group's 401(k) Summit in Orlando...
401kWire.com - Monday, February 11, 2008
Pru Lands Fido Vet as CMO
A 10-year veteran of Fidelity took over the chief marketing officer job at Prudential Retirement this morning...
401kWire.com - Monday, February 11, 2008 - Reader Rating: 2
FundQuest Partners with B-D for New Platform
Capital Financial Group/H.Beck Inc. has partnered with FundQuest to launch a new open architecture platform...
MutualFundWire.com - Monday, February 11, 2008
Scudder Continues to Do Live Ads For its Climate Fund
First snow in Beverly Hills, now a jungle near Wall Street ... DWS Scudder continues the climate change road show to promote its Climate Fund...
MutualFundWire.com - Monday, February 11, 2008 Views - Reader Rating: 5
MassMutual Adds Advisor Loyalty Program and a Northeast Sales Pro
The bundled plan provider will recognize its top retirement advisors. Meanwhile it signs on a former Newport sales executive to cover the territory north of New York City...
401kWire.com - Monday, February 11, 2008 - Reader Rating: 5
Shades of Automatic Enrollment Fill the 401k Crystal Ball in Orlando
Industry luminaries address auto plan features, QDIAs and fee disclosure at the 2008 401k Summit as they peer into their crystal balls...
401kWire.com - Monday, February 11, 2008 - Reader Rating: 3
Gadenne Takes Off One Hat
The co-founder of Retirement Engineering and RIIA makes a choice between the two organizations and will only keep one role...
401kWire.com - Monday, February 11, 2008
Hedglings Struggle to Break Free
Today's FundTrack details the travails of start-up hedge funds...
MutualFundWire.com - Monday, February 11, 2008 Views
12b-1 Fees to Bloom Early this Year
The SEC has decided to try, try again to revamp 12b-1 fees...
MutualFundWire.com - Monday, February 11, 2008 Views - Reader Rating: 3.5
Nuveen Tosses Closed-Enders into the Retirement Income Mix
Nuveen has begun a push to include closed-end funds as a supplemental retirement income product...
401kWire.com - Monday, February 11, 2008
Venture Cash is Again Seeking New Homes
A spate of recent deals has industry insiders buzzing that private equity is once again looking for opportunities in the retirement space...
401kWire.com - Friday, February 11, 2005 - Reader Rating: 5
Bisys Woos Prudent Advisors
The recordkeeper is mulling over increases in its wholesaler teams as it pumps up its focus on advisors seeking a neutral product...
401kWire.com - Friday, February 11, 2005
Two 401k Shops May Combine as Insurers Merge
The merger brings together to niche providers from Middle America. The deal creates a one hundred thousand participant business...
401kWire.com - Friday, February 11, 2005
DoL Takes Action Against Delaware, California Sponsors
Regulators seek to recover diverted contributions...
401kWire.com - Friday, February 11, 2005
Riggs-PNC is Finally a Done Deal
The two parties reach an agreement, and as predicted -- with a lower price sale price...
401kWire.com - Friday, February 11, 2005
Edward Jones' Video Causes Stir
The brokerage is ruffling a few feathers with an internal broadcast on Social Security reform...
401kWire.com - Friday, February 11, 2005
Regulators Probe Lazard's Fund Relationship
It looks like regulators' "Green for Greens" investigation is not only continuing, but spreading beyond fund companies and broker-dealers. Investment bank Lazard Freres disclosed in a Friday filing that the NASD and the SEC have either subpoenaed or are investigating the firm for "information concerning gifts and entertainment involving a mutual fund company."..
MutualFundWire.com - Friday, February 11, 2005
Fidelity Tallies 2004 Successes
Fidelity Investments scored key wins in 2004, not just in its 401(k) business but in its combined DB-DC business. At the end of 2004, Fidelity administered $647.6 billion in 401(k), 4013(b) and 457 plans, for 12,900 sponsors and 11.4 million participants. Assets under administration were up 13.8 percent from $569.1 billion at the end of 2003...
MutualFundWire.com - Friday, February 11, 2005 Views
12b-1 Fees Come Under Attack
The SEC staff worries fund firms and brokers may not be using 12b-1 fees legally. Also Commissioners vote to ban directed commissions and revisit rule 12b-1...
MutualFundWire.com - Wednesday, February 11, 2004 - Reader Rating: 4.6
Legg Mason Unit Settles SEC and NASD Charges
Details of settlement to come, but the fund firm says it settled in an SEC filing...
MutualFundWire.com - Wednesday, February 11, 2004 Views
Hard Trading Deadline Carries $1 Billion Price Tag Says NDCC
The 401k industry trade group suggests an alternative to the SEC. Donaldson says when to expect final rules...
401kWire.com - Wednesday, February 11, 2004 - Reader Rating: 4.5
Former Fidelity Employee Sentenced
An employee who created a scheme that added up to a $2 million loss to the company gets three years probation...
MutualFundWire.com - Wednesday, February 11, 2004 Views
Commishes Take Stab at Fee and Portfolio Disclosure
SEC staffer says that the vociferous critics of earlier rules are now voluntarily sharing portfolio info...
MutualFundWire.com - Wednesday, February 11, 2004 Views - Reader Rating: 4
401k Gives Fido a Boost
Fidelity Investments says that defined contribution clients are spurring the growth of its defined benefit and TRO business. Reveals plans for post-retirement planning tools...
401kWire.com - Wednesday, February 11, 2004 - Reader Rating: 5
Assets in SMAs Reach Half A Trillion
A new Money Management Institute report finds that Separately Managed Accounts have gained momentum...
MutualFundWire.com - Wednesday, February 11, 2004
Fund Firm Announces Several Promotions
New York-based fund firm promotes from within...
MutualFundWire.com - Wednesday, February 11, 2004 Views
Transamerica Promotes Sales Exec to Prez
The retirement unit of Transamerica has promoted a key sales veteran to the position formerly held by Tom Schlossberg. ..
401kWire.com - Tuesday, February 11, 2003 - Reader Rating: 5
N. Carolina 457 Program Seeks TPA
The North Carolina Public Employee Deferred Compensation Plan preps to issue RFPs in the near future...
401kWire.com - Tuesday, February 11, 2003 - Reader Rating: 4
Fund Product Snags on Emplanet Troubles
Plans at the insurer to rollout a fund product to complement its annuity line are shaken up by the demise of the recordkeeper...
401kWire.com - Tuesday, February 11, 2003 - Reader Rating: 4
Some $4 Bln Flow into DeAM Stable Value Products
The trend reflects the continued attraction of more conservative investments...
401kWire.com - Tuesday, February 11, 2003 - Reader Rating: 5
Colorado Offers New Stable Value 529 Plan
The state aims to better serve conservative investors; keeps its pre-paid plan on hold...
MutualFundWire.com - Tuesday, February 11, 2003 Views - Reader Rating: 4
Fido Shakes Up Sales to Individuals
Carney is making changes. One sales structure will now cover all sales to individuals...
MutualFundWire.com - Tuesday, February 11, 2003 Views - Reader Rating: 4
T. Rowe Offers Custom Auto Voice Option
The provider aims to better serve participants who rely heavily on the phone to oversee their plans...
401kWire.com - Tuesday, February 11, 2003
Fund Giants Offer Cash Back to College Savers
Two fund giants team up with credit card issuers to set their college savings programs apart...
MutualFundWire.com - Tuesday, February 11, 2003 Views - Reader Rating: 3
403b Specialist Mixes in K-Plans
The insurer is letting a number of its agents tryout the 401k plan market with a third-party product...
401kWire.com - Tuesday, February 11, 2003 - Reader Rating: 4
Friess Hires
The firm has a new face on its client services team...
MutualFundWire.com - Monday, February 11, 2002 Views - Reader Rating: 3
e401k Maker Lands Bank Channel Head
The e401k startup lands a new exec to build its bank distribution...
401kWire.com - Monday, February 11, 2002 - Reader Rating: 3
Evergreen Sprouts New Logo
The firm has launched a rebranding campaign to capture more attention in the marketplace...
MutualFundWire.com - Monday, February 11, 2002 Views - Reader Rating: 3
Goldman Sachs Next to Trim
Job Cuts? ... Franklin Assets Slip ... ExpertPlan BAB Member ... Lincoln Captial Management Smarting ... Hasty Pudding To Go ... 2001 for FE ... More Hearings ... DoL in on the Act...
MutualFundWire.com - Monday, February 11, 2002 Views - Reader Rating: 3
We Are Back
A New York City plan is looking for services...
401kWire.com - Monday, February 11, 2002 - Reader Rating: 3
Goldman Sachs Next to Trim
Job Cuts? ... Franklin Assets Slip ... ExpertPlan BAB Member ... Lincoln Captial Management Smarting ... Hasty Pudding To Go ... 2001 for FE ... More Hearings ... DoL in on the Act...
401kWire.com - Monday, February 11, 2002 - Reader Rating: 3
JB Oxford Expands
The firm grows through an acquisition...
MutualFundWire.com - Monday, February 11, 2002 Views - Reader Rating: 3
Strange Bed Fellows
Two separate pension proposals from both the Senate and the president, if combined, might serve everyone politically according to an insider...
401kWire.com - Friday, February 11, 2000 - Reader Rating: 3
Tech Titans Say No Bubble
Two of the fund industry's technology experts took time to explore their funds' focus and their expectations for the future of the technology sector...
MutualFundWire.com - Friday, February 11, 2000 - Reader Rating: 3
Odd Lots, February 11, 2000
Internet funds not created equally ... Schwab's business booms...
401kWire.com - Friday, February 11, 2000 - Reader Rating: 3
Small Bytes: Promotion at Delaware Investments
The 401kWire.com takes its weekly look at the comings and goings of the retirement and related industries...
401kWire.com - Friday, February 11, 2000 - Reader Rating: 3
Sunstone Reaches Past the Dotted Line
A mutual fund third party service provider has created a Web site feature that will encourage investors and advisors to open accounts...
MutualFundWire.com - Friday, February 11, 2000 Views - Reader Rating: 3
Odd Lots, February 11, 2000
Internet funds not created equally ... Schwab's business booms...
MutualFundWire.com - Friday, February 11, 2000 - Reader Rating: 3
Week of February 11, 2000
RFP Roundup

The 401kWire.com takes it regular look at the week in searches. ..
401kWire.com - Friday, February 11, 2000 - Reader Rating: 3
TD Announces Online Functionality
Better late than never. TD Waterhouse yesterday announced its online commission schedule for financial advisors...
MutualFundWire.com - Friday, February 11, 2000 - Reader Rating: 3
SVA Feb 5, 1999
..
401kWire.com - Thursday, February 11, 1999 - Reader Rating: 3
Exec Promoted at Cadence
Boston, Massachusetts-based Cadence Capital Management, a subsidiary of PIMCO, has named Michael Skillman as one of the managing directors of the firm, bringing the number of such directors to four. He previously served as director of account management...
401kWire.com - Thursday, February 11, 1999 - Reader Rating: 3
Reckitt & Colman Names New Trustee
Wayne, New Jersey-based Reckitt & Colman, Inc. has named Wilmington Trust as trustee for its 401(k) plan, Anthony Limina, benefits director, told the 401kWire.com. The plan has $162 million in assets and 1,400 participants...
401kWire.com - Thursday, February 11, 1999 - Reader Rating: 3
NFS Taps Hondros to Build Retirement Franchise
If you can't buy 'em, hire 'em. Can Hondros do for Nationwide what he didn't do at Pilgrim Baxter?..
401kWire.com - Thursday, February 11, 1999 - Reader Rating: 3
Seven Named to ERISA Advisory Council
Secretary Alexis M. Herman has chosen seven new members for the Council on Employee Welfare and Pension Benefit Plans. Five of the new members, each of whom will serve full three year terms, are as follows: Rose Mary Abelson of Hermosa Beach, CA.; Eddie C. Brown of Glen Arm, MD; Judith Calder of Glencoe, IL; Michael Gulotta of Annandale, NJ; and Richard Tani of Mount Prospect, IL...
401kWire.com - Wednesday, February 11, 1998 - Reader Rating: 3
For Wednesday, February 11, 1998
With increasing scrutiny of 401(k) plans by both the government and the public, the last thing the industry needs are stories of participants losing their life savings to 401(k) fraud. But this sort of story is exactly what appeared last week in Connecticut. Five weeks ago 100 employees of Emergi-Lite, Inc. discovered that they had lost the $2 million they had accumulated in their 401(k) plan to fraud. Last week the other shoe dropped when they were informed that they had lost their jobs when Emergi-Lite, a maker of exit lights, closed it doors and moved to South Carolina...
401kWire.com - Wednesday, February 11, 1998 - Reader Rating: 3
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