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News Stories Archives - Since 1998
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Flanagan Hires a Successor For a 15-Year C-Suiter
The new hire will join next month and succeed the company veteran in August...
MutualFundWire.com -
Tuesday, February 25, 2020
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An AM Group Tries to Help FAs Put the Pieces Together
A trade group unveils website to educate advisors and help them educate their clients...
MutualFundWire.com -
Tuesday, February 04, 2020
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Who Will Lead Investment Management At This 8,000-FA B-D?
The previous chief shifted to another side of the parent company's business...
MutualFundWire.com -
Monday, January 27, 2020
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Top Leaders at Fido and the SEC Say Goodbye
An SEC commissioner and an 18-year Boston Behemoth veteran are both preparing to exit...
MutualFundWire.com -
Thursday, January 16, 2020
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A Bank's Active Funds Lead
The M* team updates flows data for November 2019 for ETFs and long-term, open-end mutual funds...
MutualFundWire.com -
Thursday, December 19, 2019
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Meet Alps Advisors' New Chief
The freshly appointed head of the mutual fund and ETF shop and SS&C subsidiary talks to his hometown paper...
MutualFundWire.com -
Friday, November 29, 2019
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Week In Preview, November 18-24
This week the teams at Ameriprise, CFL, Hennessy, InvestmentNews, Nasdaq, and T. Rowe Price are hosting events...
MutualFundWire.com -
Monday, November 18, 2019
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One Titan's Passive Inflows Double
The M* team updates flows data for October 2019 for ETFs and long-term, open-end mutual funds...
MutualFundWire.com -
Friday, November 15, 2019
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Stuart Parker Adds a Cap Group Vet to His C-Suite
The PGIM Investments chief also hired a tech and ops chief and promoted two key distro execs...
MutualFundWire.com -
Tuesday, October 29, 2019
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Reader Rating: 5
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Passive Inflows Double In Two Months
The M* team updates flows data for September 2019 for ETFs and long-term, open-end mutual funds...
MutualFundWire.com -
Monday, October 21, 2019
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Week In Preview, October 21-27
This week the teams at IDC, IWI, and Opal are hosting events, and a host of asset managers are releasing earnings...
MutualFundWire.com -
Monday, October 21, 2019
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Envestnet's Founder Dies
Jud Bergman and his wife were killed in a car accident yesterday...
MutualFundWire.com -
Friday, October 04, 2019
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Reader Rating: 5
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Matthews, 361, and JPMAM Win Big In Chi-Town
34 firms won awards in 30 categories this week at a trade group's 23rd annual awards bash...
MutualFundWire.com -
Thursday, September 26, 2019
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Nine Fundsters Win Praise As Role Models For Women
These asset management industry leaders are among 190 execs named on a new trio of lists highlighting the achievements of women in business...
MutualFundWire.com -
Friday, September 20, 2019
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Eikenberg Adds Two Industry Vets to RBC GAM
The new hires will work with RIAs, bank trusts, and multi-family offices...
MutualFundWire.com -
Monday, September 09, 2019
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After a Five-Year Cancer Fight, a Jersey Fundster Dies
The exec was 55 years old and a native of Jersey City...
MutualFundWire.com -
Wednesday, July 31, 2019
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A Columbia Wholesaling Vet Enters Retirement
11 years with Columbia Threadneedle Investments comes to a close for this regional VP...
MutualFundWire.com -
Monday, June 10, 2019
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A 13-Year Neuberger Vet Dies
He served as a managing director and PM at the employee-owned fund firm...
MutualFundWire.com -
Friday, April 26, 2019
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A 10-Year RIA Specialist Leaves Allianz GI
A director of business development in the southeast departs...
MutualFundWire.com -
Wednesday, April 10, 2019
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Eric Holder, Mutual Fund Director
The former U.S. Attorney General is the third Obama administration alum to align with this midwestern mutual fund shop...
MutualFundWire.com -
Wednesday, March 20, 2019
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Passive Inflows Drive February Growth
M* updates flows data for February 2019 for ETFs and long-term, open-end mutual funds...
MutualFundWire.com -
Tuesday, March 12, 2019
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T. Rowe, Fidelity, Pimco and OpFunds Crush It In Gotham
Yesterday fundsters gathered in midtown Manhattan for a 17th annual industry awards bash...
MutualFundWire.com -
Friday, March 08, 2019
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Flows Rebound, and Vanguard Retakes the Lead
M* updates flows data for January 2019 for ETFs and long-term, open-end mutual funds...
MutualFundWire.com -
Thursday, February 21, 2019
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Steinmetz Will Leave, But Another Key Exec Won't
Word leaks on the post-merger Invesco-OpFunds leadership structure...
MutualFundWire.com -
Friday, February 08, 2019
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ETF Titans Lead an Award Race
The winners will be revealed at a dinner next month...
MutualFundWire.com -
Friday, February 01, 2019
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Who Gained Market Share In 2018?
M* updates ETF and long-term, open-end mutual fund flows data for December 2018...
MutualFundWire.com -
Thursday, January 31, 2019
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A Triumvirate Cedes Power to a Sole CEO
A new chief takes over a publicly traded asset manager...
MutualFundWire.com -
Thursday, January 31, 2019
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Expect Miracles Takes Manhattan For a Fifth Time
More than 500 fundsters and their allies gathered in midtown last night for the 25-year-old cancer-fighting charity's Big Apple bash...
MutualFundWire.com -
Friday, January 25, 2019
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Only Five Behemoths Netted December Inflows
M* updates ETF and long-term, open-end mutual fund flows data for December 2018...
MutualFundWire.com -
Friday, January 18, 2019
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A Biotech Vet Enters the ETF Biz
Watch for his startup to launch more indices, ETFs and even mutual funds...
MutualFundWire.com -
Friday, January 11, 2019
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The Most Popular MFWire Stories of 2018
Here are the stories from each month this year that MFWire readers gravitated to the most...
MutualFundWire.com -
Monday, December 31, 2018
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Four Years In, a Top Distro Exec Leaves Columbia
Word is that the executive will not be replaced at the Ameriprise subsidiary...
MutualFundWire.com -
Wednesday, November 21, 2018
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Week In Preview, November 12-18
This week the teams at the ICI, Informa, T. Rowe Price, and Voya are all hosting events...
MutualFundWire.com -
Monday, November 12, 2018
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What Kind of Deals Is Columbia's Parent Looking For?
Top execs at Ameriprise discuss their Q3 2018 earnings results...
MutualFundWire.com -
Thursday, October 25, 2018
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Who Will Succeed This Key Edward Jones Exec?
A principal at the broker-dealer is moving on to a non-profit...
MutualFundWire.com -
Wednesday, October 24, 2018
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Brinker's Ex-Vice Chair Joins a Startup AM
The new hire will lead retail distribution for a family office's new asset management arm...
MutualFundWire.com -
Monday, October 22, 2018
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SSgA Rebounds, and Vanguard's Flows Double
M* updates flows data for ETFs and long-term open-end mutual funds for September 2018...
MutualFundWire.com -
Wednesday, October 10, 2018
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Aberdeen Standard's STAR Shines In Chi-Town
The Scottish multinational asset manager's U.S. arm leads the pack at an industry awards show...
MutualFundWire.com -
Wednesday, October 10, 2018
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Week In Preview, October 8-14
This week the teams at AIMSE, ALFI, FIASI, IMEA, InvestmentNews, MainStay Capital Management, NICSA, Sheridan Road, and Tiburon are all hosting events...
MutualFundWire.com -
Monday, October 08, 2018
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Week In Preview, October 1-7
This week the teams at the FPA, Fund Intelligence, Fuse, and the ICI are all hosting events...
MutualFundWire.com -
Monday, October 01, 2018
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GSAM Roars, and BlackRock Retakes the Lead
M* updates flows data for ETFs and long-term, open-end mutual funds for August 2018...
MutualFundWire.com -
Friday, September 14, 2018
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Pimco at the Fed, and the Next SEC Commish Approaches?
It's been a good week for Trump administration appointments connected to the asset management industry...
MutualFundWire.com -
Thursday, August 30, 2018
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Flows Brighten, and Passive Titans Lead
M* updates flows data for ETFs and long-term, open-end mutual funds for July 2018...
MutualFundWire.com -
Monday, August 13, 2018
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Week In Preview, June 11-17
The teams at FIASI, M*, MFDF, and Osney are all hosting events this week...
MutualFundWire.com -
Monday, June 11, 2018
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Week In Preview, June 4-10
This week the teams at the 30% Club, BlackRock, the FPA, the FSI, the MFDF, Pershing, and U.S. Bancorp Fund Services are all hosting events...
MutualFundWire.com -
Monday, June 04, 2018
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Two More Billionaire Fundsters Make a Pledge
They're signing on with Warren Buffett, Bill Gates, three fundsters before them, and a host of other rich individuals around the world...
MutualFundWire.com -
Thursday, May 31, 2018
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BlackRock Beat Vanguard Last Month
M* releases its monthly flows report for April 2018...
MutualFundWire.com -
Wednesday, May 30, 2018
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ICI's Diamond GMM, Day Two
The mutual fund industry trade group's 60th annual conference continues in the nation's capital...
MutualFundWire.com -
Wednesday, May 23, 2018
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Week In Preview, May 21-28
The teams at FINRA, the ICI, and the MFDF are all hosting events this week...
MutualFundWire.com -
Monday, May 21, 2018
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Week in Preview, April 30-May 6
This week the teams at AAII NYC, AIMSE, Big Brothers Big Sisters of Massachusetts Bay, Broadridge, Cogent, InvestmentNews, the Investments & Wealth Institute, and Joint Venture Events Group are all hosting events...
MutualFundWire.com -
Monday, April 30, 2018
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This Asset Manager's Public Parent Is Still On the Hunt
The chief of a multinational asset manager's publicly traded parent confirms that he is still searching for acquisitions...
MutualFundWire.com -
Wednesday, April 25, 2018
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A Value Fund Entrepreneur Dies at 93
An AMG team mourns its founder, who died on Monday night...
MutualFundWire.com -
Wednesday, April 18, 2018
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Active Share Catches a Regulator's Eye
The New York Attorney General is a fan of the metric, and 13 big mutual fund shops have agreed to disclose the metric about all of their actively managed equity funds...
MutualFundWire.com -
Wednesday, April 11, 2018
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Manning Passes the Reins to a Triumvirate
A trio of top executives will take over as co-CEOs of the publicly traded asset manager in upstate New York...
MutualFundWire.com -
Tuesday, March 13, 2018
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Heavey Ramps Up and Shifts Expect Miracles' Golf Game
The charity's chief unveils a new fall event and shifts an existing event...
MutualFundWire.com -
Thursday, March 08, 2018
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Nuveen, Vanguard, T. Rowe, and Fidelity Dominate in the Big Apple
Yesterday about 180 fundsters gathered in midtown Manhattan for the 16th annual edition of an industry awards bash...
MutualFundWire.com -
Wednesday, February 28, 2018
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Reader Rating: 5
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Who Gained Market Share In 2017?
M* Direct updates AUM and market share data for the full 2017 calendar year...
MutualFundWire.com -
Friday, February 02, 2018
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Two Fund Firms, One $555B Year
M* releases fund flows estimates for all of 2017...
MutualFundWire.com -
Thursday, January 25, 2018
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BlackRock Leads the ETF Strategist Pack in Q3 Growth
BlackRock dominated ETF strategist growth in the third quarter and has surpassed Windhaven in asset size. ..
MutualFundWire.com -
Monday, January 08, 2018
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A 30-Year Columbia Vet Helps Launch a Private Wealth Group
He's now part of annuity giant's first efforts in the private wealth and trust channel...
MutualFundWire.com -
Wednesday, January 03, 2018
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Reader Rating: 5
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Trump Has His Eye On Two Top Pimco Vets
A dark horse Pimco alumnus did not land the President's nomination to take over the Fed next year, but two other Pimco-connected execs are rumored to be in the running for the Fed's number two spot...
MutualFundWire.com -
Thursday, December 28, 2017
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Trump's SEC and EBSA Picks Got Early Christmas Presents on the Hill
The tax bill isn't the only thing the Senate approved last week...
MutualFundWire.com -
Tuesday, December 26, 2017
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Guggenheim Rocks October as Two Titans Keep Gobbling
Two firms continue to dominate net inflows for mutual funds and ETFs, yet they weren't the only ones who had a big month...
MutualFundWire.com -
Monday, November 27, 2017
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Week In Preview, November 27-December 3
Hennessy Funds and High Water Women are both coming to the Big Apple this week...
MutualFundWire.com -
Monday, November 27, 2017
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At $50B and Counting, a Fund-in-a-Box Shop Phases In a New Effort
A mutual fund series trust and back-office provider has formed a relationship management team to give its clients a day-to-day point of contact...
MutualFundWire.com -
Friday, November 24, 2017
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A 19-Year Waddell Vet Succeeds Butch at Ivy
Tom Butch is leaving the Midwestern fund firm and its brokerage parent. Phil Sanders has promoted a pair of execs to fill Butch's shoes...
MutualFundWire.com -
Wednesday, November 22, 2017
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Week In Preview, 11/13 - 11/19
This week the Charles Schwab, Investments & Wealth Institute, Osney, and T. Rowe Price teams will host events...
MutualFundWire.com -
Monday, November 13, 2017
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Week In Preview, November 6-12
Baron Funds, DST kasina, the Expect Miracles Foundation, an ETF startup, the ICI, InvestmentNews, the MFEA, and the New York Financial Writers' Association are all hosting events this week...
MutualFundWire.com -
Monday, November 06, 2017
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OppFunds and Columbia Threadneedle Win Big in Chitown
Last night was also a big night for Aberdeen Standard, Franklin Templeton, Hennessy, J.P. Morgan, John Hancock, Matthews Asia, Saturna Capital, T. Rowe Price and 26 other firms...
MutualFundWire.com -
Thursday, October 26, 2017
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Week In Preview - October 23-29
DST kasina, Eaton Vance, FIASI, IDC, Informa, MFEA, M*, and Opal Group are all hosting events this week...
MutualFundWire.com -
Monday, October 23, 2017
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New Fund Fuss - October 13, 2017
A roundup of recent launches and other industry news...
MutualFundWire.com -
Friday, October 13, 2017
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Follow the Fundsters - October 12, 2017
Keep track of the latest people moves in the mutual fund business...
MutualFundWire.com -
Thursday, October 12, 2017
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The ETF Strategist Space Crowns a New King
Mutual fund and ETF giants now lead another niche by AUM...
MutualFundWire.com -
Monday, October 09, 2017
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Week In Preview, October 9-15
AIMSE, Carson Group Coaching, Expect Miracles, Irish Funds, and Tiburon are all hosting events this week...
MutualFundWire.com -
Monday, October 09, 2017
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Filings For Fundsters 10-6-2017
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MutualFundWire.com -
Friday, October 06, 2017
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Follow the Fundsters - September 26, 2017
Keep track of the latest people moves in the mutual fund business...
MutualFundWire.com -
Tuesday, September 26, 2017
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Filings For Fundsters - September 21, 2017
The latest mutual fund industry filings with the SEC .....
MutualFundWire.com -
Thursday, September 21, 2017
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An ETF Shop Bets on Blockchain
A publicly traded asset manager in Texas makes a strategic investment into a firm north of the border...
MutualFundWire.com -
Tuesday, September 19, 2017
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Filings For Fundsters - September 5, 2017
The latest mutual fund filings .....
MutualFundWire.com -
Tuesday, September 05, 2017
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Week In Preview, 9/5-10
It's almost 401(k) day!..
MutualFundWire.com -
Tuesday, September 05, 2017
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Vanguard and BlackRock Eclipse the Competition, Again
An analysis on the flows of the top 50 fund firms in the industry. ..
MutualFundWire.com -
Monday, August 21, 2017
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Filings for Fundsters - August 21, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com -
Monday, August 21, 2017
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A Utah Fund Firm Shutters
The five-year-old shop also liquidated its sole mutual fund...
MutualFundWire.com -
Monday, August 07, 2017
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Week In Preview, July 24-30
In less than a week, thousands of FAs and fundsters will converge in Beantown...
MutualFundWire.com -
Monday, July 24, 2017
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Week In Preview, July 17-23
401k plan advisors are pulling a Jimmy Stewart and going to Washington...
MutualFundWire.com -
Monday, July 17, 2017
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A $10.7B Shop Hunts for Subadvisory Biz After a Win
The Chi-Town asset manager is now one of three subadvisors on the fund.....
MutualFundWire.com -
Thursday, July 13, 2017
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20 Fund Firms Team Up With LPL For a New Mini-Mart
The Mutual Fund Only platform will be available to LPL advisors and institutions in early 2018.....
MutualFundWire.com -
Thursday, July 13, 2017
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Filings for Fundsters - July 10, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com -
Monday, July 10, 2017
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AmCentury Shortens an Alt Fund's Subadvisor Lineup
Four companies now subadvise the fund which has $55.6M in AUM...
MutualFundWire.com -
Thursday, July 06, 2017
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Vanguard Retakes the Lead, and Schwab and Oakmark Also Rake It In
M* release fund flow data for May 2017...
MutualFundWire.com -
Thursday, June 29, 2017
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Has Trump Picked Someone For That Final SEC Commish Spot?
A Columbia law professor is reportedly the "leading contender" for the open Democratic seat atop the regulatory agency...
MutualFundWire.com -
Thursday, June 29, 2017
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20 Months Later, Trump Might Pick a Familiar SEC Nominee
To fill one of the two open spots on the commission, word is that the President is likely to choose an academic who worries about the consolidating B-D world and the DoL rule...
MutualFundWire.com -
Tuesday, June 20, 2017
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Follow the Fundsters - June 14, 2017
Hires, fires, and the like!..
MutualFundWire.com -
Wednesday, June 14, 2017
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Will an ICI-Adjacent SEC Vet Replace Grim?
Jay Clayton has reportedly picked a new chief for the regulatory agency's division of investment management. And the last name should ring some bells for fundsters...
MutualFundWire.com -
Thursday, June 08, 2017
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Reader Rating: 5
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Week In Preview, May 30-June 4
Advisors in Sin City, fixed income folk in Gotham, and 401(k) recordkeepers outside our nation's capital...
MutualFundWire.com -
Tuesday, May 30, 2017
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Langlois Joins a Fidelity Subsidiary
The Fidelity exec left early this month. ..
MutualFundWire.com -
Thursday, May 18, 2017
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Schwab and Guggenheim Had a Huge April, and BlackRock Nudges Past Vanguard
M* releases its latest monthly fund flows report...
MutualFundWire.com -
Wednesday, May 17, 2017
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ICI GMM 2017 Wrap Up
After two days of sessions and networking, the mutual fund industry trade group's flagship Washington, D.C. conference will wind down this morning after a regulatory discussion from the chief and more...
MutualFundWire.com -
Friday, May 05, 2017
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Who Will Gilbert Bolt On Next?
The Aberdeen chief talks on the main stage at the ICI GMM and hints at his plans for all that free cash flow after Aberdeen and Standard Life...
MutualFundWire.com -
Thursday, May 04, 2017
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The Institutionalization of Retail Is Accelerating
Fundster panelists on the ICI GMM main stage speak about the future of asset management...
MutualFundWire.com -
Thursday, May 04, 2017
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