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News Stories Archives - Since 1998
An ETF Vet Guides a $606B-AUM Giant In
A Legg Mason and Vanguard alumnus will lead the firm's active ETF business...
MutualFundWire.com - Thursday, July 09, 2020
Participant Engagement In a COVID-19 World and Beyond
My colleague, Ana Garcia Conway, talks with an RKer exec, a consultant, and a financial wellness and CIT shop chief...
401kWire.com - Thursday, July 09, 2020
Principal Teams Up For a New Paradigm
The bundled provider's team launches a small plan platform...
401kWire.com - Thursday, July 09, 2020 - Reader Rating: 4
A PA RKer Family Matches Crisis Donations
Executives at a recordkeeper and its affiliates have launched a fund to raise money to help those hit hard by the ongoing COVID-19 crisis...
401kWire.com - Thursday, July 09, 2020 - Reader Rating: 5
Stadion Teams Up with Iron
The 3(38) now covers the managed account provider's flagship offering on an RKer's platform...
401kWire.com - Thursday, July 09, 2020
AB and Franklin Alums Join Pentegra
One new hire will lead internal sales, and the other will serve as a regional director...
401kWire.com - Thursday, July 09, 2020 - Reader Rating: 5
12 Years, $5B In AUM
A New England mutual fund firm crosses a milestone...
MutualFundWire.com - Thursday, July 09, 2020
A Director Leaves Legg After Six Years
The exec is based in Stamford, Connecticut...
MutualFundWire.com - Tuesday, July 09, 2019 Views - Reader Rating: 4
A Department Head Stays With Wells Fargo
After the sale of Wells Fargo's institutional retirement and trust (IRT) business, at least two senior IRT execs have taken on new roles within the bank...
401kWire.com - Tuesday, July 09, 2019
A New Englander Joins Transamerica's Team
An ex-John Hancock director of business development switches to a VP role..
401kWire.com - Tuesday, July 09, 2019
MEP Fans Applaud an IRS Proposal
The Treasury unit shares an idea for tackling the so-called "one bad apple" problem for multiple employer plans...
401kWire.com - Tuesday, July 09, 2019
A $789B Asset Manager Dodges "Deep Cuts" At Its Parent
The publicly traded, multinational fund firm appears to be unscathed, at least for now...
MutualFundWire.com - Tuesday, July 09, 2019 Views
LPL Gains WA State KPAs
The advisors come from Raymond James...
401kWire.com - Tuesday, July 09, 2019
Americans' Debt Is Weighing Down Retirement Savings, Study Finds
Hardship withdrawals and loans plague retirement plans, but workers may need them...
401kWire.com - Monday, July 09, 2018 - Reader Rating: 5
A Transamerica DC Alum Joins Lord Abbett
The new hire is based in the New York City area...
401kWire.com - Monday, July 09, 2018 - Reader Rating: 5
Kublin Picks BPAS' Next Fiduciary Chief
The old head of the fiduciary services division retired last month...
401kWire.com - Monday, July 09, 2018 - Reader Rating: 3.67
A Value Equity Shop Leads This Pack
M* updates mutual fund and ETF flows data for May...
MutualFundWire.com - Monday, July 09, 2018 Views
Alliant Buys a Texas Shop
Tom Corbett is expanding Alliant in Texas by gobbling up a local outfit. ..
401kWire.com - Monday, July 09, 2018
Arends Plans Further Growth After Acquiring In Iowa
The midwestern KPA already has more plans to expand as they celebrate two new offices...
401kWire.com - Monday, July 09, 2018 - Reader Rating: 5
Week In Preview, July 9-15
InvestmentNews is hosting an event this week...
MutualFundWire.com - Monday, July 09, 2018 Views
Keep QDIAs in Sync with Sponsor Needs
Are you deciding on what QDIA to use with a plan client? Here is a tool for the job...
401kWire.com - Thursday, July 09, 2015
SEI Names Director of Advice
An MD moves on up.....
401kWire.com - Thursday, July 09, 2015
Can Two Ivy Vets Train Demigods?
Goldman and private equity alumni team up to launch a new mutual fund shop...
MutualFundWire.com - Thursday, July 09, 2015 Views
A Multi-Boutique Makes Its First ETF Foray
B2C marketing and more passive products are on the horizon for this Midwestern mutual fund shop...
MutualFundWire.com - Thursday, July 09, 2015 Views
ABG's Mackanos Adds a New Affiliate to Its Network
One of the largest retirement plan providers serving small and mid-sized companies just added a new firm to its national network...
401kWire.com - Thursday, July 09, 2015
Bukaty Keeps The Ball Rolling By Adding a KPA in Kansas
A 401(k) plan advisor (KPA) located in Leawood, Kansas recently joined Bukaty Companies Financial Services. ..
401kWire.com - Thursday, July 09, 2015 - Reader Rating: 4
PSCA and Principal Release Report on 403(b)s
Non-profit plans are trending towards 401(k)s in some areas and lagging in others. ..
401kWire.com - Thursday, July 09, 2015
These Four Shops Dominate YTD 2015 ETF Inflows
ETF.com releases data on where ETF money was going in the first half of this year...
MutualFundWire.com - Thursday, July 09, 2015 Views
Jumbo Sponsors Barely Flinch at the Supreme Court's Stock Ruling
Plan sponsors with north of $1 billion in assets don't seem fazed by the recent Supreme Court ruling that overturned the "presumption of prudence" standard pegged to employer stock in 401(k) plans. But that doesn't mean they agree on the benefit of offering the investment in the first place. ..
401kWire.com - Wednesday, July 09, 2014 - Reader Rating: 5
As Financial Telesis Sells, Giovinazzo Draws a Line in the Sand
LPL and Bill Chetney are buying Financial Telesis. What will the deal mean for FTI reps who use RPAG's tools?..
401kWire.com - Wednesday, July 09, 2014 - Reader Rating: 3
Merrill Escalates Fundster Data Arms Race
Wirehouse now offers fund sponsors a reporting service that helps them track their progress in various channels, among other things...
MutualFundWire.com - Wednesday, July 09, 2014 Views
Brownell Finds a Legg for Sentinel's Distribution
Recent hire from Legg Mason will replace Jim Cronin, who left the firm in December. The Montpelier, Vermont-based firm has witnessed significant changes in the upper ranks. ..
MutualFundWire.com - Wednesday, July 09, 2014 Views
An RKer Launches an Outcome-Focused Dashboard
The insurer's retirement plan arm has a new tool to assist plan sponsors assess their plan's health...
401kWire.com - Wednesday, July 09, 2014 - Reader Rating: 5
MassMutual Wins a 100,000-Member Org's Thumbs Up
The insurer's bundled retirement plan business is now the preferred provider of 401(k) retirement plans for a group's 100,000 members...
401kWire.com - Wednesday, July 09, 2014 - Reader Rating: 5
Annuities Are More Costly, But Income Replacement Edges Up
...according to a new BlackRock analysis of retirement readiness. ..
401kWire.com - Wednesday, July 09, 2014 - Reader Rating: 5
Fee Problems: Disclosure or Indifference?
Robert Powell and financial wellness experts discuss...
401kWire.com - Wednesday, July 09, 2014
Transamerica's Crane Hires a CUNA Mutual Sales Exec
A sales bigwig at CUNA Mutual Retirement Solutions just joined Transamerica.....
401kWire.com - Wednesday, July 09, 2014 - Reader Rating: 5
EBRI Opens Up 2014 Nominations
The nonpartisan Employee Benefit Research Institute (EBRI) opened up nominations.....
401kWire.com - Wednesday, July 09, 2014
What Future Will Jamie Dimon Choose for JP Morgan?
Dimon faces a tough treatment period, and convalescence, for his cancer. He also faces a tough decision about JP Morgan's future: embrace its identity as a bank, or as an asset manager...
MutualFundWire.com - Wednesday, July 09, 2014 Views
Callahan Shares His Vision For His Freshly Combined Transamerica Unit
What is Transamerica's Investments & Retirement up to?..
401kWire.com - Wednesday, July 09, 2014 - Reader Rating: 5
When Financial Repression Translates into Sales
Global asset manager crafts sales strategies to leverage current market trend...
MutualFundWire.com - Tuesday, July 09, 2013 Views
New Sub Advisor for a SEI Institutional Fund
There has been a change in sub-advisors for the SEI Institutional Emerging Markets Debt Fund. The Investec Asset Management US Ltd is the new sub-advisor for the fund. [SEC Filing]...
MutualFundWire.com - Tuesday, July 09, 2013 Views
Allianz Fund Changes Investment Strategies
The Allianz Global Investors [profile] Retirement Income Fund has amended its principal investment strategies. [SEC Filing]...
MutualFundWire.com - Tuesday, July 09, 2013 Views
Graff Tries to Change the SEC's Mind
ASPPA and NAPA make their case to the regulatory agency...
401kWire.com - Tuesday, July 09, 2013
Laguna Boutique Brings in a High Net Worth Guru
New hire, formerly with Fisher Investments, will drum up business amongst high net worth clients. ..
MutualFundWire.com - Tuesday, July 09, 2013 Views
California Shop Hires a National Sales Director
UPDATED | Firm lures executive away from Cohen & Steers to build up RIA and bank trust channel. CEO says hire represents heavy commitment to channel and also hints at big moves in ETF space later this year...
MutualFundWire.com - Tuesday, July 09, 2013 Views
Optimistic Fundsters Are Ready to Spend
Revenue and headcount are on the rise in the fund industry, and senior execs are looking to spend on expansion and technology. ..
MutualFundWire.com - Tuesday, July 09, 2013 Views
Congress Fires a Warning Shot Across DoL's Bow
Retirement insiders in Washington say that the Wagner bill could hit the full House floor next month...
401kWire.com - Tuesday, July 09, 2013 - Reader Rating: 2
Will Doll Deliver For Nuveen?
Nuveen Investments is counting on Robert Doll to rebrand its image and help expand its product line...
MutualFundWire.com - Tuesday, July 09, 2013 Views
Winklevoss' ETF Not Any Less Serious Than Gold ETF
MarketWatch's Chuck Gaffe argues that industry watchers have laughed off unique ETF ideas before, only to see them become successful later...
MutualFundWire.com - Tuesday, July 09, 2013 Views
BlackRock Keeps Bringing in ETF Dollars
The firm's deal with Credit Suisse brought in billions..
MutualFundWire.com - Tuesday, July 09, 2013 Views
NYU Students Strive To Make Mutual Funds Sexy
Students and alumnae from NYU created two films to encourage Millenials to buy mutual funds...
MutualFundWire.com - Tuesday, July 09, 2013 Views
Will BlackRock Deal Drive Down ETF Costs?
The Motley Fool asks if the BlackRock and Credit Suisse ETF deal will drive down ETF costs...
MutualFundWire.com - Tuesday, July 09, 2013 Views
Is Vanguard Interested in Hedge Funds?
The Financial Times' Pauline Skypala reported on Vanguard's new fund, Alternative Strategies Fund, and the implications for Vanguard's low-cost philosophy...
MutualFundWire.com - Tuesday, July 09, 2013 Views
Will BlackRock Be Geithner's Next Employer?
Anonymous sources quoted in FoxBusiness say Timothy Geithner is considering a role at BlackRock. ..
MutualFundWire.com - Tuesday, July 09, 2013 Views
Don't Become Janus; Why the M* People Pillar Matters
Morningstar's director of mutual fund research explains the thinking that goes behind the People pillar of Morningstar ratings. ..
MutualFundWire.com - Tuesday, July 09, 2013 Views
Fund Subadvisors Face a Tough Market
With nearly no net growth in subadvised funds, the edge has turned to alts shops. Others seek opps overseas...
MutualFundWire.com - Monday, July 09, 2012 Views
Virtus Added A Billion-Plus AUM in Q2
The mutual fund family reports inflows that run two-to-one in favor of outflows...
MutualFundWire.com - Monday, July 09, 2012 Views
AQR Opens Four New Funds
Advisor distributed funds launched today...
MutualFundWire.com - Monday, July 09, 2012 Views
PacLife Funds Targets Income Investors
The three new funds complement the insurer-owned fund families portfolio optimization funds. ..
MutualFundWire.com - Monday, July 09, 2012 Views
Dimensional Focuses Its DC I-O Expertise in Asia
New CEO of Asia Peng Chen looks to fuse Dimensional's investment philosophy with local needs..
401kWire.com - Monday, July 09, 2012
Wells Fargo Wins a $84 Million RKing Lease
A Denver real estate company switches to Wells Fargo...
401kWire.com - Monday, July 09, 2012 - Reader Rating: 3.33
RAC Releases New Advisor-Specific RFP Template
The Retirement Advisor Council releases an RFP template designed for plan sponsors searching for an advisor..
401kWire.com - Monday, July 09, 2012 - Reader Rating: 1
Is Paper Coming Back En Vogue?
A just-released white paper advocates using paper enrollment cards...
401kWire.com - Monday, July 09, 2012 - Reader Rating: 1
Callan Moves in New Jersey
The investment consulting firm adds a new executive with DC experience as it moves in the Garden State...
401kWire.com - Monday, July 09, 2012 - Reader Rating: 1.2
Dimensional's Got a New Asia CEO [UPDATED]
Peng Chen will take over the head spot at DFA Asia..
MutualFundWire.com - Monday, July 09, 2012 Views
Equity Funds and Treasury Yields Are Down
Treasury yields are down but still popular...
MutualFundWire.com - Monday, July 09, 2012 Views
TDFs Are More Complicated Than You'd Think
Here's the WSJ's take on the debate about which target-date strategy is best..
MutualFundWire.com - Monday, July 09, 2012 Views - Reader Rating: 5
Janus, One Year Later
A year after the court's decision, what are the implications of last year's major mutual fund decision?..
MutualFundWire.com - Monday, July 09, 2012 Views
Bridgeway Funds Determined to Cross Over to Success
Formerly hot Bridgeway Funds looks to warm up by reworking approach..
MutualFundWire.com - Monday, July 09, 2012 Views
The NYTimes Considers REIT Funds
Are they a strong investment with real estate rebounding, or are REITs overpriced?..
MutualFundWire.com - Monday, July 09, 2012 Views
Gross Versus ... Gross
Bill Gross' famous Total Return Fund is being outperformed by his own ETF version...
MutualFundWire.com - Monday, July 09, 2012 Views
Yahoo Chats Up Sauter
Outgoing Vanguard CIO talks ETF's with a reporter..
MutualFundWire.com - Monday, July 09, 2012 Views
U.S. Responds to European Cuts
Asset managers restrict access following actions of ECB...
MutualFundWire.com - Monday, July 09, 2012 Views
BlackRock Reorgs iShares
Mike Latham has a new role as part of a reorganization at the iShares business...
MutualFundWire.com - Friday, July 09, 2010 Views - Reader Rating: 5
The 'Open' Sign is Back at Four Fidelity Money Funds
The Boston Behemoth reopened four money funds last week...
MutualFundWire.com - Friday, July 09, 2010 Views
Wilshire Drops a Subadvisor for its 130/30 Fund
The manager of managers makes a move to trim the number of subadvisors on the fund...
MutualFundWire.com - Friday, July 09, 2010 Views
Putnam Hires Another Fidelity Alum
Putnam has found a new leader for its internal sales desk supporting its bundled 401k business...
401kWire.com - Friday, July 09, 2010 - Reader Rating: 1.67
Fund Filings, Launches and PM Switches: July 9, 2010
Eaton Vance, MFS and WisdomTree all prep new offerings...
MutualFundWire.com - Friday, July 09, 2010 Views
El-Erian Likes Emerging Markets and Pimco's Equity Push
The top executive at Pimco takes his tour to the radio to explain Pimco's efforts...
MutualFundWire.com - Friday, July 09, 2010 Views
SwanDog Gets New Digs
The financial services marketing firm moves to new offices...
MutualFundWire.com - Friday, July 09, 2010 Views - Reader Rating: 4
An RKer Ups Its HQ Space By 15 Percent
Updated | Over three months, a recordkeeping TPA adds 2,500 square feet of office, following a similar move last year...
401kWire.com - Friday, July 09, 2010 - Reader Rating: 1
John Carl Gains Some Grand Publishing Praise
The Columbia ally and his team win an award for their first book...
401kWire.com - Friday, July 09, 2010 - Reader Rating: 5
Stagnating Numbers Prompt a Plan Sponsor to Switch 401k Vendors
Unhappy with enrollment and participation numbers, a Pennsylvania-based plan sponsor replaces its 401k provider...
401kWire.com - Friday, July 09, 2010 - Reader Rating: 3
Della Vedova and Giovinazzo Expand Into Florida
Updated | 401kAdvisors recruits an advisor to launch an Orlando branch...
401kWire.com - Friday, July 09, 2010 - Reader Rating: 1
An Ex-Fidelity Exec Sees an Alternative
The former president of Fidelity's institutional products group lands a new gig...
MutualFundWire.com - Friday, July 09, 2010 Views
Fidelity Replaces a Top Retirement Exec
Ned Johnson and his team promote from within the unit run by Peter Cieszko. Are they searching for another top exec, too?..
MutualFundWire.com - Friday, July 09, 2010 Views
An SRI Fund Fails to See the Value in the Biggest Banks
The PM team for a midcap value mutual fund decides not to invest in banks considered too-big-to-fail...
MutualFundWire.com - Friday, July 09, 2010 Views
Advisors are Hungry For Build America Bonds
Build America bonds are on advisors' radars...
MutualFundWire.com - Friday, July 09, 2010 Views
Seven Funds Gain Access to Fido's Advisor Platform
The Boston Behemoth expands one DC lineup with offerings from a Midwestern fund firm...
401kWire.com - Thursday, July 09, 2009
$4.6 Billion of Neuberger Assets Land a New Home
Updated | Neuberger shareholders will soon see some money market assets switched to SSgA funds, even as a Neuberger team moves on...
MutualFundWire.com - Thursday, July 09, 2009 Views
Participant Activity Has Been Stable as the Market Zigzagged
A new report from Retirement Research Inc. finds that in the face of the market slump...
401kWire.com - Thursday, July 09, 2009 - Reader Rating: 2
MainStay Signs Adoption Papers for a $750 Million Fund Family
The New York Life unit is adopting four equity funds...
MutualFundWire.com - Thursday, July 09, 2009 Views - Reader Rating: 5
Folio Lands Another DC Partnership
Updated | An East Coast RIA teams up with the fractional share trading specialists...
401kWire.com - Thursday, July 09, 2009 - Reader Rating: 5
No Surprise: A New Survey Shows That American Funds' Brand is an FA Favorite
A new survey evaluates advisor conceptions of fund brandings...
MutualFundWire.com - Thursday, July 09, 2009 Views
An Alternatives Manager Buys a Fund Firm
Updated | A firm specializing in alternative strategies picks up two hedge-like mutual funds...
MutualFundWire.com - Thursday, July 09, 2009 Views - Reader Rating: 5
A Midwestern Bank Buys a 175-Client Retirement Business
A CPA firm sells its retirement plan practice...
401kWire.com - Thursday, July 09, 2009
Pimco's About-Face Raises Eyebrows
The California-based firm triggers specualtion on Wall Street with a decision to yank its application from the Treasury program...
MutualFundWire.com - Thursday, July 09, 2009 Views - Reader Rating: 3.33
Vanguard Wellington Becomes an Octogenarian
In Thursday's WSJ Fund Track, Sam Mamudi spotlights the Vanguard Wellington Fund, which turns 80 this month...
MutualFundWire.com - Thursday, July 09, 2009 Views
ALPS Unveils its Second ETF
A new ETF will offer an equal sector strategy...
MutualFundWire.com - Thursday, July 09, 2009 Views
Janus Revamps a Website and Combines Two Trusts
The Denver asset manager upgrades its online presence...
MutualFundWire.com - Thursday, July 09, 2009 Views
SEC's First Top Compliance Inspector Departs For 'New Challenges'
The Office of Compliance Inspections and Examinations at the regulatory agency will report to an acting director starting next month...
MutualFundWire.com - Thursday, July 09, 2009 Views
TIAA-CREF Appoints An Institutional Sales Exec
The exec will be responsible for business development, sales and marketing to plan sponsors and consultants...
401kWire.com - Wednesday, July 09, 2008
Chao Extols the Wonders of Auto Enrollment
Labor Secretary Elaine Chao reiterated the benefits of auto enrollment at a conference in New York City on Wednesday...
401kWire.com - Wednesday, July 09, 2008
Merrill Lynch 'In Talks' with BlackRock
The two sides are now actively talking and hoping to have a deal done by the end of the week ... assuming that there is a deal to be done...
MutualFundWire.com - Wednesday, July 09, 2008 Views - Reader Rating: 2
Lord Abbett Makes Mid and Large Cap Moves
The Jersey City company is rolling its mid and large cap research teams into one. ..
MutualFundWire.com - Wednesday, July 09, 2008 Views
Hospital Unites Plans Behind DIA
A Texas-based health care organization moves two retirement plans to the AEGON subsidiary...
401kWire.com - Wednesday, July 09, 2008
Fixed Income Startup Taps DC Sales Vet
A young firm looks to grow its stable value distribution to 401k plans, and it has a new exec to lead the effort...
401kWire.com - Wednesday, July 09, 2008
Bramlett Pulls the Trigger on Two Sales
The BenefitStreet chief has just taken the outsourced recordkeeper two steps closer to near-total divestment from TPAs. ..
401kWire.com - Wednesday, July 09, 2008 - Reader Rating: 3.67
ADP Alum Makes EPIC Choice
A New York State-based TPA brings in an industry veteran to lead its sales efforts on the opposite coast...
401kWire.com - Wednesday, July 09, 2008 - Reader Rating: 1
Another Boston Fund Firm Hit with Bond Fund Suit
The bond fund loss suits keep coming...
MutualFundWire.com - Wednesday, July 09, 2008 Views - Reader Rating: 4
LPL Sees Customer Data Compromised
There has been another security breach at LPL...
MutualFundWire.com - Wednesday, July 09, 2008 - Reader Rating: 4
Enterprise Fund Distributors' Last Client Turns Out the Lights
Gabelli is taking over as the distributor of its mergers and acquisition fund because the current distributor is ceasing operations...
MutualFundWire.com - Wednesday, July 09, 2008 Views
New First Eagle Hire Could be the Next Eveillard
A successor for Jean-Marie Eveillard has been found...
MutualFundWire.com - Wednesday, July 09, 2008 Views
FAF Makes Sub-Advisor Switch
First American Funds has two new sub-advisors for its International Fund...
MutualFundWire.com - Wednesday, July 09, 2008 Views
Cieszko to Take Reins at Evergreen
Peter Cieszko will take over for Dennis Ferro at the end of this year...
MutualFundWire.com - Wednesday, July 09, 2008 Views
CME Snags CBOT on Sweetened Offer
It's the end of a long fight in Chicago...
MutualFundWire.com - Monday, July 09, 2007
Northern Trust Names Head of Institutional Strategy and Product Development
Northern Trust has brought in a State Street vet to fill the new role of head of institutional strategy and product development...
MutualFundWire.com - Monday, July 09, 2007 Views
Russell Awards $626-Million Mandate
Russell Trust Company has handed out the $626-million mandate...
MutualFundWire.com - Monday, July 09, 2007 Views
TD Ameritrade Refuses to Budge In Hedge Fund Saga
TD Ameritrade has turned down the request of JANA Partners and S.A.C. Capital Advisors to see its books and records. ..
MutualFundWire.com - Monday, July 09, 2007 - Reader Rating: 2.75
Regional Independent BDs Say They're not in Play
The remaining regional broker dealers insist that they are for sale in the aftermath of the Wachovia- A.G. Edwards deal...
MutualFundWire.com - Monday, July 09, 2007
Exelon Fee Case Is Placed on Hold
Schlichter and Exelon Corporation will meet in court this coming fall. Get ready for fireworks...
401kWire.com - Monday, July 09, 2007
Provider Gets Personal With Education, Asset Allocation and Rollovers
A West Coast firm starts offering participant workshops and individual consultations, as well as a rollover tool and an asset allocation portfolio created with help from a managed account specialist. And it's all targeted at employees who might retire or leave soon...
401kWire.com - Monday, July 09, 2007
Oppenheimer Fined $1 Million
The New York-headquartered broker-dealer was slapped with a $1 million fine for theft, churning, and unauthorized trading by one of its brokers...
MutualFundWire.com - Monday, July 09, 2007 - Reader Rating: 5
Pru Decides to Keep Wachovia Stake, For Now
Pru has decided to keep its stake in a joint brokerage venture with Wachovia, at least for the next two years...
MutualFundWire.com - Monday, July 09, 2007 - Reader Rating: 3
Wells Fargo Adds New Share Class to Two Funds
Wells Fargo Funds Management has launched a new share class of its Wells Fargo Advantage Heritage Money Market Fund and Wells Fargo Advantage Cash Investment Money Market Fund...
MutualFundWire.com - Monday, July 09, 2007 Views
Bay State Insurer Preps Rollover Program
The company plans to launch its rollover program in the fourth quarter...
401kWire.com - Monday, July 09, 2007 - Reader Rating: 5
Study: Asset Management M&A Up in 2007
2007 is on track to be the year of the deal in the asset management industry...
MutualFundWire.com - Monday, July 09, 2007 Views - Reader Rating: 3.5
Tar Heel State Lawyers Hire 401k Specialist
A law firm more than a century old with over 200 attorneys adds a DC industry expert to its ranks. ..
401kWire.com - Monday, July 09, 2007
John Hancock Global Opportunities Fund Goes Retail
The 2 1/2-year-old fund will now be available to retail investors for the first time...
MutualFundWire.com - Monday, July 09, 2007 Views
Broadridge Rechristens Clearing Unit
Broadridge has given its clearing and outsourcing unit a new name...
MutualFundWire.com - Monday, July 09, 2007
Lincoln Names New Chairman, CEO
The Philadelphia-based company has named replacements for Jon Boscia, who is retiring in September...
401kWire.com - Monday, July 09, 2007 - Reader Rating: 5
WSJ: Vanguard Targets Barclays' Flagship ETF
The WSJ's Diya Gullapalli sees a "price war" looming between the two giants, but will the Valley Forge, Pennsylvania-based mutually owned fund family pose a threat to a Barclays fund with more assets in it than Vanguard's entire ETF lineup?..
MutualFundWire.com - Monday, July 09, 2007 Views - Reader Rating: 3.33
Janus's New Discipline Pays Off
With a different investment philosophy, new leaders and an improved performance at the Denver fund firm, investors are beginning to come back into the fold...
MutualFundWire.com - Monday, July 09, 2007 Views - Reader Rating: 3.17
For The Standard, One Good Buy Deserves Another
An executive with the Beaver State provider reveals a bit more about their latest deal. ..
401kWire.com - Monday, July 09, 2007
Rice Hall Reopens Fund
Rice Hall James & Associates is reopening its Micro Cap Portfolio. The San Diego fund advisor had closed the open-end fund which invests in micro-cap growth companies on August 31, 2004...
MutualFundWire.com - Monday, July 09, 2007 Views
How Did The TSP Spend $65 Million to Go Daily?
While some on Capital Hill see the TSP as a model for the DC plan industry, few know the inside story of how it botched its operations over the past decade...
401kWire.com - Friday, July 09, 2004 - Reader Rating: 4.67
What is Primecap Thinking?
The SoCal money manager has built its business catering to institutions and managing money for Vanguard. Now it is striking out on its own. Is it crazy, or crazy like a fox?..
MutualFundWire.com - Friday, July 09, 2004 Views
Goldman Cases Consolidated
Three class actions brought against Goldman Sachs by shareholders in its funds will be heard as one. ..
MutualFundWire.com - Friday, July 09, 2004 Views
Searches Reported This Week
Done deals - bundle provider and investment decisions from New Orleans to Green Bay...
401kWire.com - Friday, July 09, 2004 - Reader Rating: 2
DOL Reexamines Disclosures
The Labor Department may follow the SEC review of 401k fees with a review of the rules governing retirement plans...
401kWire.com - Friday, July 09, 2004 - Reader Rating: 3
MFS Hires Consultants to Make Good with Investors
The Boston-based fund firm looks over the river to Cambridge and hires a Harvard prof for the money job...
MutualFundWire.com - Friday, July 09, 2004 Views
Colorado Narrows 529 Provider Hunt
State officials are looking for a replacement for Citigroup, and have narrowed the field to the finalists. ..
MutualFundWire.com - Friday, July 09, 2004 Views
Pension Luminary Lillywhite Dies at 92
The ’’Dean of Public Funds’’ left a legacy that includes professional organizations, educational programs and awards...
401kWire.com - Friday, July 09, 2004
Do Your Shareholders Use an ATM?
If they do, PFPC is offering them another way to move funds to their brokerage account and eventually to your fund...
MutualFundWire.com - Wednesday, July 09, 2003 Views
Hancock Set to Merge Funds
The Boston-based firm will merge its Pacific Basin fund by year-end...
MutualFundWire.com - Wednesday, July 09, 2003 Views
Eaton Vance Cuts Dividend
Says it has plenty of cash to make the payment...
MutualFundWire.com - Wednesday, July 09, 2003 Views
ICMA Extends Its Ride on BART
The plan sponsor inks a three-year deal with a bundled provider...
401kWire.com - Wednesday, July 09, 2003 - Reader Rating: 2.5
Execs Buyout Aon Unit
Nell Hennessy leads a management buyout of the Aon unit...
401kWire.com - Wednesday, July 09, 2003 - Reader Rating: 4
Stable Fund Joins FundSERV
The move should increase distribution for the $25 million fund...
401kWire.com - Wednesday, July 09, 2003 - Reader Rating: 4
Why All the Interest in State Street?
Rumors of a takeover fly. And, it will hire up to 1,000 after more workers took a voluntary buyout than it expected...
MutualFundWire.com - Wednesday, July 09, 2003 Views - Reader Rating: 4
Provider Ramps Education
A West Coast education specialist wins a deal to reach 100,000 participants through the bundled provider...
401kWire.com - Tuesday, July 09, 2002
What do Advisors Want?
A new study may provide insights into the minds of RIAs...
MutualFundWire.com - Tuesday, July 09, 2002 Views
Bisys Inks Advice Deal
The deal should make it easier for clients to sign up with the advisor...
401kWire.com - Tuesday, July 09, 2002
Pension Reform Part of Corporate Reform
The President calls for the Senate to pass his pension reforms when it moves to clean up Wall Street...
401kWire.com - Tuesday, July 09, 2002
More Simple Rollovers
AERS has streamlined its rollover process and made it simpler for participants to stay put...
401kWire.com - Tuesday, July 09, 2002
Eclipse Gets Upgraded
There are more bells-and-whistles on this fund website of this firm...
MutualFundWire.com - Tuesday, July 09, 2002 Views
CSAM Taps New Managing Director
There is a new face at the firm...
MutualFundWire.com - Tuesday, July 09, 2002 Views
Fixed Income from Fido
The Boston Behemoth has a new fund...
MutualFundWire.com - Tuesday, July 09, 2002 Views - Reader Rating: 4
Sophisticated Investors Not Happy
Mutual fund managers express their frustration at corporate America in a new survey...
MutualFundWire.com - Tuesday, July 09, 2002 Views
Advent Shortfall
What targets were missed and by how much?..
MutualFundWire.com - Tuesday, July 09, 2002 Views
JP Morgan/American Century Hits Home Run
The vendor is tapped by a Fortune 500 company...
401kWire.com - Monday, July 09, 2001 - Reader Rating: 3
Gart Sports Teams with New Vendor
The sponsor has chosen a new provider for its 401k plan...
401kWire.com - Monday, July 09, 2001 - Reader Rating: 3
Idex Switches SubAdvisors
The Aegon unit is tapping an affiliate after the fund manager's departure. ..
MutualFundWire.com - Monday, July 09, 2001 - Reader Rating: 3
NASD Hits E*Trade with Fine
Problems with an ad for its Goldman Sach Internet index fund lead the Net broker to pay $90,000 in fines. ..
MutualFundWire.com - Monday, July 09, 2001 - Reader Rating: 3
Aloha State Chooses 529 Vendors
Delaware Investments lands a base for its 529 efforts... Georgia is still up for grabs...
MutualFundWire.com - Monday, July 09, 2001 - Reader Rating: 3
Enterprise Beams in Two New Funds
Firm registers two ... Barron's on the fund market ... CapitalBank into wealth management...
MutualFundWire.com - Monday, July 09, 2001 - Reader Rating: 3
Enterprise Beams in Two New Funds
Firm registers two ... Barron's on the fund market ... CapitalBank into wealth management...
401kWire.com - Monday, July 09, 2001 - Reader Rating: 3
Let the Sun Shine In
The Sunshine State has tapped an advice provider...
401kWire.com - Monday, July 09, 2001 - Reader Rating: 3
Are 401k Savers Making Mistakes?
The nation's leading opinion-making newspaper argues that they are in a page one article...
401kWire.com - Monday, July 09, 2001 - Reader Rating: 3
401kExchange's Web Grows
The firm has entered into another alliance...
401kWire.com - Monday, July 09, 2001 - Reader Rating: 3
UAM Upgrades Advisor Website
The Boston funds have added features to its website intended to allow advisors greater access to its portfolio managers...
MutualFundWire.com - Friday, July 09, 1999 - Reader Rating: 3
Week of July 9, 1999
RFP Roundup

The Weekly Roundup is a regular column examining the RFPs that appeared on our pages and the pages of other publications this week...
401kWire.com - Friday, July 09, 1999 - Reader Rating: 3
TAG On: ADP Testing
Our plan want to use the prior year method for the ADP/ACP tests. Do we have to amend our plan and if so when?..
401kWire.com - Friday, July 09, 1999 - Reader Rating: 3
Datalynx Enters Personal Trust Market
The Denver fund supermarket is entering the personal trust market with a new alliance, teaming with Santa Fe Trust to offer trust services to its affiliated advisors...
MutualFundWire.com - Friday, July 09, 1999 Views - Reader Rating: 3
Espey Huston & Associates Changes Plan After Merger
Austin, Texas-based Espey Huston & Associates, Inc. was acquired by PBS&J Co., which is headquartered in Miami, Florida. That company's benefit plan is under the management of SPI Capital Management Group, a division of Sun Trust Banks. PBS&J now has a total of 1,700 participants and about $75 million assets under management...
401kWire.com - Friday, July 09, 1999 - Reader Rating: 3
Odd Lots, July 9, 1999
Morningstar sells stake ... Value Line pops up first? ... PricewaterhourseCoopers managers must unload holdings...
MutualFundWire.com - Friday, July 09, 1999 - Reader Rating: 3
401k Forum Picks Up Barclays Executive
The 401k Forum, a San Francisco-based Internet advisory and retirement planning firm has hired John L. Moore III as Senior Client Manager, according to David Peckman, vice president of marketing...
401kWire.com - Thursday, July 09, 1998 - Reader Rating: 3
How to Use the SEC to Find 401k Plan Info
The 401kWire's Index to 943 11k filings made during the last two weeks of June.

Index A B CA-CL CM-CZ D-E F G H-J K-M N-O P-Q R S T-U V-Z ..

401kWire.com - Thursday, July 09, 1998 - Reader Rating: 3
Week of July 5, 1998
July 8, 1998. The Boston Herald.
The U.S. Department of Labor is investigating the 401(k) plan that covers employees at several Boston hotels including the Sheraton, according to Bernard J. Wolfson's article "Pension Fund is Probed." Workers contend that both the management at the hotels and the leadership of Local 26 of the Hotel and Restaurant Workers Union have been dragging their feet on the issue. Some critics charge that "negligence" and not just "incompetence" may be involved. What concerns regulators is that it has taken more than eighteen months to roll the plan over...

401kWire.com - Thursday, July 09, 1998 - Reader Rating: 3
A Hacker Unraveled Boeing's 401k PIN Formula: The First Case of an Online Security Breach?
Security for the new paperless technologies of 401(k) plans has long been a concern for sponsors and participants alike. Equally, providers have long maintained that their computer systems were secure and that there are no examples of security being compromised. Now there is. ..
401kWire.com - Thursday, July 09, 1998 - Reader Rating: 3
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