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News Stories Archives - Since 1998
Using Meeting-Scheduling Tech Is a No-Brainer My colleague Andrew talks to a CEO who helps firms with marketing, public relations, and distribution... 401kWire.com - Thursday, March 30, 2023
Yellen Sees Structural Vulnerabilities In Mutual Funds The U.S. Secretary of the Treasury continues banking regulators' quest to regulate asset managers... MutualFundWire.com - Thursday, March 30, 2023
Parks Expands Ubiquity, Hiring In D.C., The new addition serves on the RKer's sales team... 401kWire.com - Thursday, March 30, 2023
Voya and LeafHouse Team With a TPA Titan A trio of firms will power a new group retirement plan solution, complete with 3(16) and 3(38) fiduciary services... 401kWire.com - Thursday, March 30, 2023
The Retireholics Bros Take On Design A high-profile duo from the TPA side of the industry launches another venture... 401kWire.com - Thursday, March 30, 2023
American Century and Northern Trust Test a Data Platform They are two of the six asset managers involved in a test of a new system for handling corporate action reports... MutualFundWire.com - Thursday, March 30, 2023
An OC Wholesaler Joins July The new hire most recently hailed from a USRBP shop... 401kWire.com - Thursday, March 30, 2023 - Reader Rating: 5
With Three Launches, a $10B-AUS Boutique Enters ESG A three-year-old arm of a Midwestern fund firm now has a trio of active ESG ETFs... MutualFundWire.com - Wednesday, March 30, 2022
Now SECURE 2.0 Is In the Senate's Hands Provider execs and trade group leaders are cheering are the House passed retirement legislation yesterday, putting it one step closer to becoming law... 401kWire.com - Wednesday, March 30, 2022
A $30B-AUA RIA Adds 2 and Promotes The KPA shop now has a team of two dozen people... 401kWire.com - Wednesday, March 30, 2022
Three Leaders Rise At a 51-Year-Old TPA The freshly promoted executives now serve as EVP, VP of ERISA services, and VP of the DC department at the New England shop... 401kWire.com - Wednesday, March 30, 2022
A $1.54T-AUM Titan Preps a New HQ The 85-year-old fund firm's new headquarters is expected to open in 2024... MutualFundWire.com - Wednesday, March 30, 2022
What Does the Goldman Deal Mean For NextCapital? The 401(k) managed account and advice personalization specialist's president talks about the impending sale and what's next... 401kWire.com - Wednesday, March 30, 2022
Bringing Active, Long-Short Strategies to ETFs Fresh from another SEC blessing, ETF tech entrepreneurs seek to expand their exemptive relief... MutualFundWire.com - Tuesday, March 30, 2021 - Reader Rating: 5
A $225B-AUA Consulting Firm Rebrands The move comes a year after it merged with another big retirement plan consulting firm... 401kWire.com - Tuesday, March 30, 2021
From Roman Goddess to PEP Startup A consulting and venture capital firm backs a new 401(k) player. Watch for them to make some key DC alliances soon... 401kWire.com - Tuesday, March 30, 2021 - Reader Rating: 5
Not So PEPpy? Think Group of Plans A reader compares PEPs and SEPs with another option... 401kWire.com - Tuesday, March 30, 2021 - Reader Rating: 5
What Are the Four Best RKers to Work At? A business magazine's latest list includes four firms with retirement plan provider arms... 401kWire.com - Tuesday, March 30, 2021 - Reader Rating: 1.14
What Are the Five Best Fund Firms to Work At? A business magazine's latest list includes four firms with mutual fund or ETF businesses... MutualFundWire.com - Tuesday, March 30, 2021
UMB's Schulenburg Passes the Reins An industry veteran with 30 years of experience takes over transfer agency at the mutual fund back office provider... MutualFundWire.com - Monday, March 30, 2020
PCS' Klein Hires a Marketing Chief The exec also leads an industry trade group... 401kWire.com - Monday, March 30, 2020 - Reader Rating: 3.4
A Fin Wellness Platform Addresses COVID-19 They're opening their platforms to plan sponsors for free for a couple of months... 401kWire.com - Monday, March 30, 2020
An NSM Rises At an Acquisitive TPA An 11-year company veteran takes on a senior role at the acquisitive firm... 401kWire.com - Monday, March 30, 2020 - Reader Rating: 5
Asset Managers Share Most of the Market's Respite Last week fundsters had some good market news to celebrate... MutualFundWire.com - Monday, March 30, 2020
RKers Stay Resilient In the Face of COVID-19 Recordkeepers are tightening policies and launching informational platforms in light of the worsening crisis. .. 401kWire.com - Monday, March 30, 2020
Are You Still Cold Calling? KPAs, You Might Want to Try This There are alternatives to blind cold calling. Start by figuring out your niche ..... 401kWire.com - Thursday, March 30, 2017
Auto-Portability Talks on the Hill Retirement Clearinghouse and EBRI hold a forum on auto portability and public policy in Washington, D.C. .. 401kWire.com - Thursday, March 30, 2017 - Reader Rating: 4.5
Financial Wellness on the Web: OneAmerica Upgrades The firm has launched a redesigned retirement readiness website... 401kWire.com - Thursday, March 30, 2017 - Reader Rating: 5
T. Rowe's Larson Triples Down on National Accounts The platform services chief expands his team with two new hires... MutualFundWire.com - Thursday, March 30, 2017
The New Fund Fuss - March 30, 2017 The latest news on funds!.. MutualFundWire.com - Thursday, March 30, 2017
Senate Votes on Repealing Municipal Safe Harbor The Senate voted today on the Congressional Review Act seeking to repeal the safe harbor for municipal-run retirement plans. .. 401kWire.com - Thursday, March 30, 2017 - Reader Rating: 3
Acosta Goes to the Senate Floor Trump's labor secretary nominee gets one step closer to confirmation. .. 401kWire.com - Thursday, March 30, 2017
Moorjani Ramps Up Fido's Tailored Participant Solutions Two new services expand Fidelity's Portfolio Advisory Service at Work (PAS-W) platform... 401kWire.com - Thursday, March 30, 2017 - Reader Rating: 5
Sullivan Trims, But Not at Legg Mason's Affiliates The chief of the publicly-traded, Maryland-based multi-boutique asset manager is reportedly cutting distribution positions and more from his corporate staff... MutualFundWire.com - Thursday, March 30, 2017
A Securian Lifer is Retiring This national retirement sales vice president will soon be hanging up his neckties... 401kWire.com - Thursday, March 30, 2017
A NYC-based KPA Chooses a New B-D A veteran 401(k) plan advisor has chosen a new broker-dealer to serve his shop... 401kWire.com - Wednesday, March 30, 2016 - Reader Rating: 2
Mother Merrill Defeats a 401k Fee Suit A federal judge dismisses claims that the provider is a fiduciary .. 401kWire.com - Wednesday, March 30, 2016 - Reader Rating: 5
The 2016 Lipper Alpha Forum and Funds Awards in Pictures About 300 fundsters gathered in Gotham last week, and 101 mutual fund families took home awards... MutualFundWire.com - Wednesday, March 30, 2016
Hooley Does a $485MM SSgA Deal Ron O'Hanley and his team will take over a $100B AUM asset manager... MutualFundWire.com - Wednesday, March 30, 2016
Pensionmark Adds A Senior Compliance Officer A seasoned compliance officer joins Pensionmark's east coast office... 401kWire.com - Wednesday, March 30, 2016
ETF.com Sells An industry player agrees to buy the website formerly known as IndexUniverse... MutualFundWire.com - Wednesday, March 30, 2016
"Laser Focus" Marks Fido's Smid Increase Tom Woods credits scalable growth and consistent product rollouts and enhancements for small business owners who offer retirement plans. .. 401kWire.com - Wednesday, March 30, 2016 - Reader Rating: 4.5
A Crowd-Sourced Investing Info Hub Starts Tracking Mutual Funds Your shareholders and advisors may soon be turning to this website for information on your products... MutualFundWire.com - Monday, March 30, 2015
An Outspoken, Star PM Reopens Even More Two of this boutique's three mutual funds are now open to new investors... MutualFundWire.com - Monday, March 30, 2015
Hausmann Revamps UBS' Retirement Plan Efforts A key new hire and a new brand are two pieces of the puzzle for the wirehouse's efforts in the defined contribution... 401kWire.com - Monday, March 30, 2015 - Reader Rating: 1
An Arizona KPA Joins Pensionmark Troy Hammond and his team just welcomed a Grand Canyon State advisor into their retirement plan network... 401kWire.com - Monday, March 30, 2015
Voya and AMG Gain Slots in a $153MM 401k Plan A Midwestern plan sponsor replaces a fair of investment options... 401kWire.com - Monday, March 30, 2015
Lincoln Trust Rebrands Bob Beriault unveils a new name and website for the Colorado-based RKer... 401kWire.com - Monday, March 30, 2015
Fighting Collective Fund Myths The Coalition of Collective Investment Trusts is promoting the first Collective Investment Trust Awareness Week... 401kWire.com - Monday, March 30, 2015
33 Percent of DC Contributions Went Into TDFs ...according to Chicago-based-custodian..... 401kWire.com - Monday, March 30, 2015
Is It Time to Engage in TDF Risk Prioritization? J.P. Morgan Asset Management releases a new white paper on trends in defined contribution model risks. .. 401kWire.com - Monday, March 30, 2015 - Reader Rating: 1
Good Health Makes Retirees Feel Better-Positioned For a Secure Retirement Research shows that good health is big contributor to retirees feeling financially secure and less likely to experience negative emotions. So says a new study issued by the Enfield Connecticut-based recordkeeper MassMutual. .. 401kWire.com - Monday, March 30, 2015 - Reader Rating: 4.5
A DB-Friendly Trade Group Sees Retirement Savings Falling New research shows a drop in the median account balance for working-age households... 401kWire.com - Monday, March 30, 2015
Bill Gross, aka the "Stress Test" The fallout from the high profile departure of the bond king last year is being used as ammunition in the fight over regulating asset managers to protect against systemic risk... MutualFundWire.com - Monday, March 30, 2015
Henderson Goes Everywhere With a New Fund The Chitown firm unveils a new mutual fund... MutualFundWire.com - Friday, March 30, 2012
Scout's CIO Jumps to a Wealth Manager A Sunflower State firm brings in a new chief investment officer... MutualFundWire.com - Friday, March 30, 2012 - Reader Rating: 2
Charlie Returns to Co-Emcee the PlanSponsor Bash CapTrust, MSSB and Principal all win big at the awards dinner... 401kWire.com - Friday, March 30, 2012 - Reader Rating: 2.5
Pyxis' Next Offering May Reach For the Frontier The Lone Star State mutual fund has another mutual fund in the pipeline... MutualFundWire.com - Friday, March 30, 2012
Smartphones Now Connect With a Bank-Owned TPA The new app is available for both Android and iPhones users... 401kWire.com - Friday, March 30, 2012 - Reader Rating: 3
15 Trade Groups Call for Online Fee Disclosure A coalition sends a letter about participant disclosure to the DoL... 401kWire.com - Friday, March 30, 2012 - Reader Rating: 1
Lateef Wins an Oak Value Alum From Ariel A Northern California-based mutual fund firm hires another Oak Value Capital Management alum... MutualFundWire.com - Friday, March 30, 2012
Money Fund Returns Fell Faster Than Fees Reuters takes a look at money market mutual fund expenses... MutualFundWire.com - Friday, March 30, 2012
A DoubleLine Backer is About to IPO for $595M Oaktree's initial public offering nears... MutualFundWire.com - Friday, March 30, 2012
A Federal Judge Certifies Another Schlichter Class Action Updated \| Another 401k fee suit moves on, four and a half years after it all began... 401kWire.com - Wednesday, March 30, 2011
Fidelity Adds 18 USAA Funds The Lone Star State mutual fund firm adds its second third-party distribution platform... MutualFundWire.com - Wednesday, March 30, 2011
Goldman Says Goodbye to a DC I-O Exec The exec will oversee key accounts at his new employer... 401kWire.com - Wednesday, March 30, 2011
J.P. Morgan (Again) Shuffles its Leadership David Musto is ordering a new set of business cards... 401kWire.com - Wednesday, March 30, 2011 - Reader Rating: 4
Pimco Hires a Retirement Income Exec Bill Gross and his team add to their retirement solutions unit... MutualFundWire.com - Wednesday, March 30, 2011
Rydex Drops 12b-1 Fees From a Fund The Guggenheim subsidiary cuts the price of one offering... MutualFundWire.com - Wednesday, March 30, 2011
MFS Adds to its Fund Lineup The Boston-based fund shop offers up two more funds to investors... MutualFundWire.com - Wednesday, March 30, 2011
RidgeWorth is in a Mid-cap State of Mind The Atlanta-based fund provider kicks off its mid-cap campaign for advisors... MutualFundWire.com - Wednesday, March 30, 2011
A Genworth Exec Jumps to Pimco The Allianz subsidiary adds a senior vice president to its retirement solutions team... 401kWire.com - Wednesday, March 30, 2011
Pentegra is on a Hiring Spree The White Plains, NY-based plan provider unveils its second new hire in as many days... 401kWire.com - Wednesday, March 30, 2011
BlackRock and Kmak Partner With a B-D Updated \| A DC I-O firm offers training and a benchmarker offers reports... 401kWire.com - Wednesday, March 30, 2011 - Reader Rating: 3.5
Who Will Lead FSC Securities? AIG has not yet named a successor for Mark Schlafly... MutualFundWire.com - Wednesday, March 30, 2011
Berkowitz Shakes Off Investors' Concerns Is Bruce Berkowitz getting too big for his own good? Not so, says the Fairholme chief... MutualFundWire.com - Wednesday, March 30, 2011
Westwood's Small-MidCap Team Powers Another Fund The Lone Star State mutual fund firm unveils its newest offering... MutualFundWire.com - Wednesday, March 30, 2011
Fido Execs 'Never Expected' Fallout from the Marlborough Move A Fidelity executive goes on the defensive at a hearing yesterday... MutualFundWire.com - Wednesday, March 30, 2011
Five Shares of Fidelity Contrafund to Go, Please Fund firms cater to mobile users... MutualFundWire.com - Wednesday, March 30, 2011
Principal Updates its Advisor Services The Des Moines company has enhanced a number of services for retirement advisors... 401kWire.com - Tuesday, March 30, 2010
ING Wins a $1.6 Billion Plan from Nationwide The plan sponsor ends a relationship with Nationwide that spanned more than 20 years... 401kWire.com - Tuesday, March 30, 2010 - Reader Rating: 3
Smart-Tek Hires a 401k Provider for the First Time The Newport Beach, California-based plan sponsor started offering its employees a 401k plan... 401kWire.com - Tuesday, March 30, 2010 - Reader Rating: 2
A Wealth Manager Greenlights its Own 401k Offering A financial planning firm unveils a socially responsible defined contribution product... 401kWire.com - Tuesday, March 30, 2010
Nuveen Enters the ETF Biz on the Back of a SPDR Nuveen Investments inks an agreement with SSgA... MutualFundWire.com - Tuesday, March 30, 2010
Fund.com Buys Again Fund.com, which owns a majority stake in active ETF firm AdvisorShares, makes another acquisition... MutualFundWire.com - Tuesday, March 30, 2010
Top 40 Advisor: Brent Glading This New Jersey-based advisor lands in the top 40 DC advisors of 2009 as one of the ten finalists in the large market... 401kWire.com - Tuesday, March 30, 2010 - Reader Rating: 3.5
Participants Continue to Recover An update to a Vanguard report claims that, in general, participants are recovering healthily from the 2008 crash.. 401kWire.com - Tuesday, March 30, 2010
UPDATED: Supremes Revive the Oakmark Fee Suit Updated \| The highest court in the land sends Jones v. Harris back to a lower court, overturning its dismissal... MutualFundWire.com - Tuesday, March 30, 2010
A Missile Company Relaunches its Match Sponsors for the $254 million plan are reinstating the company match this summer.. 401kWire.com - Tuesday, March 30, 2010
New York Life Expands its Sales Force The Westwood, Massachusetts-based plan provider brings in three sales hires to fill newly created posts... 401kWire.com - Tuesday, March 30, 2010
TIAA-CREF Makes Life (Funds) More Expensive Updated \| The higher education-focused asset manager and retirement plan provider will up the fees for a series of funds... MutualFundWire.com - Tuesday, March 30, 2010
Are Dividend ETFs the Next Big Thing? Should interest rates again rise, expect the popularity of dividend ETFs to do the same, claims The Journal.. MutualFundWire.com - Tuesday, March 30, 2010 - Reader Rating: 2
Artisan Crafts its 12th Fund The Wisconsin-based mutual fund firm launches a global equity fund... MutualFundWire.com - Tuesday, March 30, 2010
PineBridge Funds are Officially Out of the AIG Fold AIG completes the sale of a portion of its asset management business... MutualFundWire.com - Tuesday, March 30, 2010
Callan Founder Passed Away Last Week Callan Associates' founder and chairman emeritus passed away on Saturday at the age of 88... MutualFundWire.com - Monday, March 30, 2009
Callan Founder Passes Away Over the Weekend Callan Associates' founder and chairman emeritus died Saturday at the age of 88... 401kWire.com - Monday, March 30, 2009
Financial Engines Deepens its Ties with a Recordkeeper Financial Engines has become the recordkeeper's preferred provider of advisory offerings... 401kWire.com - Monday, March 30, 2009 - Reader Rating: 2
A 401k Provider Extends its Relationship with Lawyers The provider has secured a contract renewal with the American Bar Association Retirement Funds... 401kWire.com - Monday, March 30, 2009 - Reader Rating: 2
Amid Chatter about Low Bids, Barclays Says Deal Talks are 'Progressing Well' Barclays came out with a statement Monday saying that deal discussions are progressing well... MutualFundWire.com - Monday, March 30, 2009
Great-West Taps a Sales Chief for the Bank Channel The Greenwood, Village-based plan provider hires a national sales director and a Northwest relationship manager for its bank channel... 401kWire.com - Monday, March 30, 2009 - Reader Rating: 1
Mercer and Callan Call Off Their Wedding The two agreed to terminate their deal... MutualFundWire.com - Monday, March 30, 2009 - Reader Rating: 5
On the Eve of Their Wedding, Mercer and Callan Decide to Part Ways UPDATED\| The two have agreed to terminate their deal... 401kWire.com - Monday, March 30, 2009 - Reader Rating: 3.5
Transamerica Announces Callahan's Promotion As previously reported by The 401kWire, Kent Callahan now has expanded duties. Transamerica on Monday morning issued a press release on his promotion... 401kWire.com - Monday, March 30, 2009 - Reader Rating: 1
American Beacon Preps a Pair of Moves to Boost its Retirement Business The former wholly owned subsidiary of American Airlines parent AMR Corp. plans to roll out collective investment trusts and launch a retirement share class... 401kWire.com - Monday, March 30, 2009 - Reader Rating: 3
Barclays Reportedly Asks iShares Suitors to Bid Again Barclays reportedly asked potential iShares buyers to resubmit their offers after bids came in below the asking price... MutualFundWire.com - Monday, March 30, 2009
Fundsters Await Word on iShares As of Monday morning, there's no update on the iShares auction... MutualFundWire.com - Monday, March 30, 2009
An NY Adviser Adds Another Complaint to The Reserve's Collection The Reserve is seeing more trouble with its Primary Fund... MutualFundWire.com - Monday, March 30, 2009
Hodges Calls 2008 Performance an Embarrassment Donald Hodges talks to The Wall Street Journal's Shefali Anand on the Hodges Fund's 2008 performance and his efforts to turn things around... MutualFundWire.com - Monday, March 30, 2009
State Street Chief Goes to the White House Ronald Logue was one of 15 bank executives who met with President Obama last Friday... MutualFundWire.com - Monday, March 30, 2009
AllianceBernstein Shutters its Shanghai Office The New York-headquartered investment manager has closed its sole office in mainland China, Reuters reports... MutualFundWire.com - Monday, March 30, 2009
A Longtime Fidelity Tracker Jumps to the Wires A Boston Globe reporter who has extensively covered Fidelity and other Beantown fund shops is moving on to a wire service... MutualFundWire.com - Monday, March 30, 2009
Qualified Plan Participation Stays Flat A new government report finds that participation stayed the same from 2000 to 2003. .. 401kWire.com - Friday, March 30, 2007
Spitzer: 1, Liberty Mutual: 0 Spitzer's case against Liberty Mutual will go forward... MutualFundWire.com - Friday, March 30, 2007
Ex-Principal VP Says IO A Boston-based firm has hired a new regional VP to sell its investment products on other platforms. .. 401kWire.com - Friday, March 30, 2007 - Reader Rating: 5
Party at FPA The FPA says that customers are the real winners in the killing of the Merrill ruling. The rule exempted certain broker-dealers from the fiduciary requirements of the Investment Advisers. The FPA's position was that the rule allowed brokers to offer the same advisory services as registered investment advisers without requiring brokers to put their client's interests first... MutualFundWire.com - Friday, March 30, 2007 - Reader Rating: 4
An Outsourcer Says Business is Booming Even as Outsourcing Deals Slow Many prognosticators expect renewed consolidation. That wave of deals is not here yet, but one outsourcer says it is seeing strong organic growth while it waits for the next cycle... 401kWire.com - Friday, March 30, 2007
Out At PNC Jeffrey Kleintop has left PNC Wealth Management where he served as chief investment strategist to join LPL Financial Services. Business Week reports that Kleintop did not give a reason for leaving, a company spokesperson said he will be replaced. He joins a growing trend of top stock strategists decamping from major investment firms. He will be missed.. MutualFundWire.com - Friday, March 30, 2007
West Coast Provider's Ad Campaign Targets Baseball Fans The Washington-based plan provider will take the wraps off a new ad campaign this weekend... 401kWire.com - Friday, March 30, 2007
SI Support for TSP An Old Dominion State technology outsourcing company snags a contract with the mammoth federal plan... 401kWire.com - Friday, March 30, 2007
Merril Lynch Rule DOA All you brokers out there get ready to celebrate... MutualFundWire.com - Friday, March 30, 2007 - Reader Rating: 3.5
SMAs Have Their Day Standard & Poor's, Prima Capital and Investment Advisor magazine have annouced the winners for their third annual SMA awards. The awards acknowledge excellence in consistently adding value over multiple time periods, along with client centric customizations and tax efficiency, in separate accounts... MutualFundWire.com - Friday, March 30, 2007
A New Addition Aston Asset Management, LLC (Aston) has launched a new mutual fund the Aston/River Road Small-Mid Cap Fund � N Class (ARSMX). The fund's strategy is to invest in well-managed, financially strong companies that are trading at a meaningful discount to River Road�s assessed absolute value... MutualFundWire.com - Friday, March 30, 2007
Congress Considers Retirement Income, Annuities Get Street Cred US Senators Gordon Smith and Kent Conrad are proposing a new law that will guarantee "a paycheck for life" to all Americans. Their magic bullet? Income annuities... MutualFundWire.com - Friday, March 30, 2007
Little Bits Ever take just $20 to start a fund? Van Kampen Comstock will... MutualFundWire.com - Friday, March 30, 2007
A New Cause (Way) Causeway Capital Management LLC today announced the launch of Causeway Emerging Markets Fund (Institutional Class: CEMIX; Investor Class: CEMVX), an emerging-markets equity fund managed by Causeway's quantitative research team... MutualFundWire.com - Friday, March 30, 2007
Genworth Restructruring Hints at Retirement Income Blitz Restructuring at Genworth Financial suggests that an even stronger push for retirement income is just around the corner... MutualFundWire.com - Friday, March 30, 2007
Kraft Fee Suit To Move Forward A U.S. District Court judge in Illinois refused to toss out the suit... 401kWire.com - Friday, March 30, 2007
Growing Apart U.K. hedge fund manager Man Group said Friday it plans to spin off its brokerage arm through an initial public offering on the New York Stock Exchange reports MarketWatch. The company says that the seperation will allow both the brokerage and hedge fund units to maximize their growth through independent strategies and their own capital structures. The division will be named MF Global and will be led by Kevin Davis, currently managing director of the brokerage unit. .. MutualFundWire.com - Friday, March 30, 2007 - Reader Rating: 4
Can We Get Some Co-operation Here? Proxy fights are heating up in the fund world... MutualFundWire.com - Friday, March 30, 2007
Amvescap's Management Transition Not Cheap Global investment manager Amvescap has handed over two big chunks of executive pay, one for its outgoing CEO and one for its new boss... MutualFundWire.com - Thursday, March 30, 2006 - Reader Rating: 4
Newkirk Unveils RMD Solution The calculator and guide will help ease reporting problems, according to the Newkirk officials... 401kWire.com - Thursday, March 30, 2006
All Hotchkis Funds Now Closed The Los Angeles-based fund firm appears to have all of the customers that it wants. After tomorrow, it will close the last of its five funds to new investors... MutualFundWire.com - Thursday, March 30, 2006
Pru Adds Funds The New Jersey provider has added to the stable of investment options on its platform... 401kWire.com - Thursday, March 30, 2006
Royce Closes Micro-Cap Fund The Royce Funds is once again closing its Royce Micro-Cap Fund to new investors. The closing takes effect with the market close tomorrow (March 31)... MutualFundWire.com - Thursday, March 30, 2006
Dreyfus Chiefs Defend Market Timing Arrangement In a message to their employees, the company's CEO and president said they severed ties with Millenium's brokers "well before" regulators moved in... MutualFundWire.com - Thursday, March 30, 2006
Final Pension Bill Not Likely Before Recess, Boehner Says The U.S. House Majority Leader doesn't think the final version of the bill will be ready before the end of next week... 401kWire.com - Thursday, March 30, 2006
Vanguard Fund Manager To Step Down One of the skippers of the Vanguard Morgan Growth Fund is stepping down later this year. Robert Rands, who has served as portfolio manager for the Wellington Management Company's portion of the fund since 1994, will retire on December 31... MutualFundWire.com - Thursday, March 30, 2006
Morningstar Data Revisited by Zero Alpha Group The Zero Alpha Group is making a name for itself by taking on Morningstar. Wednesday, the advisor group put forth its evidence that Morningstar fund performance data systematically overstates returns for actively managed funds. For its part, Morningstar downplayed the criticism and said that it has been working on a fix... MutualFundWire.com - Thursday, March 30, 2006
SEC Still Pondering Late Trading Regs The Securities and Exchange Commission did not finalize all the regulations it intended in 2005, but it's not giving up, according to forward-looking documents posted on its Web site.. MutualFundWire.com - Thursday, March 30, 2006
Ex-Pru Securities Manager Charged In Market Timing Scheme A former Prudential Securities branch office manager has been charged by federal prosecutors for allegedly assisting in a fraudulent scheme involving the market timing of mutual funds... MutualFundWire.com - Thursday, March 30, 2006 - Reader Rating: 5
SEC Promotes Enforcer Scott W. Friestad has been promoted to associate director at the SEC's Division of Enforcement... MutualFundWire.com - Wednesday, March 30, 2005 - Reader Rating: 3.6
MassMutual Sales Exec is Out the Door One source says that the executive headed TPA distribution... 401kWire.com - Wednesday, March 30, 2005 - Reader Rating: 2.5
Newkirk Not Soliciting Sale, But Bidders Are Welcome Industry insiders have been whispering that communications provider Newkirk is on the block. The rumors are only accurate up to a point... 401kWire.com - Wednesday, March 30, 2005
Georgia Sponsor Hit with DoL Suit Regulators go after the trustee of an environmental company's 401(k) plan... 401kWire.com - Wednesday, March 30, 2005
Rollover Provider Hauls in More Venture Cash A prominent Charlotte-based businessman gives the firm a cash infusion... 401kWire.com - Wednesday, March 30, 2005 - Reader Rating: 3
Kelmoore Targets Socially-Responsible Investors There are plenty of socially-responsible mutual funds out there, but now Palo Alto, California-based Kelmoore Investment Company is taking that concept and applying it to their managed account product... MutualFundWire.com - Wednesday, March 30, 2005
DAC Responds to Client Call for SBDAs The recordkeeping firm is providing better access to brokerage accounts as part of an effort to keep advisors satisfied... 401kWire.com - Tuesday, March 30, 2004 - Reader Rating: 2.6
SEI Hires State Street Pro SEI Investments stregthens their mutual fund administration with a hire from State Street... MutualFundWire.com - Tuesday, March 30, 2004
REIT Fund Specialist Eyes IPO A mutual fund firm specializing in real estate investments files initial documents for public offering... MutualFundWire.com - Tuesday, March 30, 2004
Outsourcing Firm Ads Focus on Tangible Results Hewitt Resources is changing its advertising strategy, betting that executives and HR professionals will respond to the promise of concrete solutions... 401kWire.com - Tuesday, March 30, 2004 - Reader Rating: 2
Safeco Mutual Funds Loses President to Schwab Institutional Schwab adds EVP to Institutional Sales while Safeco Mutual Funds loses a president... MutualFundWire.com - Tuesday, March 30, 2004
Revenue Sharing Fees May Land B/D in Hot Water The Wal-Mart of Wall Street says the SEC is considering an enforcement action against it... MutualFundWire.com - Tuesday, March 30, 2004 - Reader Rating: 4
HR Outsourcer Hires HR VP Ceridian Human Resources Solutions fills a top HR position, open since December 2003... 401kWire.com - Tuesday, March 30, 2004 - Reader Rating: 1
Putnam Lovell Adds Fund Expert The investment-banking firm has tapped a NewRiver veteran to bolster its industry expertise... MutualFundWire.com - Tuesday, March 30, 2004
Schwab Launches Scorecard for Stock Plan Administrators Schwab introduces online scorecard for stock plan administrators to track service quality, feature usage, and plan parameters... 401kWire.com - Tuesday, March 30, 2004 - Reader Rating: 3
Municipal Provider Upgrades Financial Planning ICMA-RC hires an ASP provider to create financial planning seminar materials... 401kWire.com - Tuesday, March 30, 2004 - Reader Rating: 3.5
Buckeye State 529 Adds Funds The Ohio college savings plan taps a second provider to Putnam. Will offer 32 fund options... MutualFundWire.com - Tuesday, March 30, 2004
e401k Firm Trims Staff The e401k provider lets a few go saying it's for the good of the company as it refocuses its business. .. 401kWire.com - Friday, March 30, 2001 - Reader Rating: 3
American Express in the News Will CitiGroup Buy Amex? ... Amex fund group taps subadvisors ... State Farm Recruits Phoenix.. MutualFundWire.com - Friday, March 30, 2001 - Reader Rating: 3
Value Shop Performs Fund Alchemy After a series of legal and regulatory incantations, the New York firm's energy fund emerges from the mist anew... MutualFundWire.com - Friday, March 30, 2001 - Reader Rating: 3
Will 401k's Get Religion? Are Muslim investors underserved? A Virginia-based fund thinks they are and so is moving into the 401k market... 401kWire.com - Friday, March 30, 2001 - Reader Rating: 3
Crime Doesn't Pay in 401k's The government comes down on a slew of companies that had their way with their retirement plans... 401kWire.com - Friday, March 30, 2001 - Reader Rating: 3
State Farm Recruits Phoenix State Farm Recruits Phoenix.. MutualFundWire.com - Friday, March 30, 2001 - Reader Rating: 3
Amex in the News Will CitiGroup Buy Amex? ... Amex fund group taps subadvisors ... State Farm Recruits Phoenix .. 401kWire.com - Friday, March 30, 2001 - Reader Rating: 3
Ivy Prunes Jobs Outsourcing and other job eliminations amount to a 40 percent reduction at the Mackenzie subsidiary... MutualFundWire.com - Friday, March 30, 2001 - Reader Rating: 3
Heartland Trims Staff The firm cuts staff and returns to its value roots in wake of bond fund debacle... MutualFundWire.com - Friday, March 30, 2001 - Reader Rating: 3
Big Doings At Morningstar Morningstar continues to do serious hiring, with more planned. The latest round includes a new head of institutional services from Pigrim Baxter... 401kWire.com - Thursday, March 30, 2000 - Reader Rating: 3
What's in a Name? Delaware Investments changes the name of one its funds to give investors a better understanding of it... MutualFundWire.com - Thursday, March 30, 2000 - Reader Rating: 3
Virginia School District Launches Plan Great-West will be the new 403(b) provider... 401kWire.com - Thursday, March 30, 2000 - Reader Rating: 3
MAXfunds.com Enlists Online Help The new micro-fund Web site is offering bounties for the discovery of funds they have not yet listed... MutualFundWire.com - Thursday, March 30, 2000 - Reader Rating: 3
How to Marry a Millionaire Business Logic was the glowing bride in a round of funding that brought in $26.8 million... MutualFundWire.com - Thursday, March 30, 2000 - Reader Rating: 3
Odd Lots, March 30, 2000 Nationwide buys Gartmore ... The hits just keep on comin' for Janus ... The price of success ... TIAA-CREF on the move... MutualFundWire.com - Thursday, March 30, 2000 - Reader Rating: 3
Odd Lots, March 30, 2000 Nationwide buys Gartmore ... The hits just keep on comin' for Janus ... The price of success ... TIAA-CREF on the move... 401kWire.com - Thursday, March 30, 2000 - Reader Rating: 3
Another One Bytes The Dust The Center For Due Diligence launches an Internet site. .. 401kWire.com - Thursday, March 30, 2000 - Reader Rating: 3
Morningstar to Update Performance Data Online Morningstar has stopped worrying and embraces the Internet for Principia Pro updates... MutualFundWire.com - Tuesday, March 30, 1999 - Reader Rating: 3
Scaling the Pyramid Pyramid Digital Solutions of Birmingham, Alabama has promoted David Grubman to the post of vice president of implementation and support. Grubman, who has been with the firm since 1994, previously held the title of product manager for OmniImport, OmniRemote, and voice response systems... 401kWire.com - Tuesday, March 30, 1999 - Reader Rating: 3
BlackRock Forms Japanese Joint Venture The U.S. asset management arm of PNC Bank deepens its relationships with a Japanese bank to keep a foot in the door in Japan... MutualFundWire.com - Tuesday, March 30, 1999 - Reader Rating: 3
Berger Bets on Micro-Minimums Berger Funds is taking aim at newbie investors by offering smaller minimums and automatic investments... MutualFundWire.com - Tuesday, March 30, 1999 - Reader Rating: 3
Signature Awards Competition to Begin Again Now that the Oscars are over, it's time yet again for the 401(k) industry's own awards program. The Profit Sharing/401(k) Council of America (PSCA) is launching the competition for its fourth annual Signature Awards... 401kWire.com - Tuesday, March 30, 1999 - Reader Rating: 3
TAG ON: Rollover and FDL A terminated participant requested that their 401(k) distribution be transferred to their new employer. The new employer will not deposit the check without receiving a copy of our IRS determination letter to prove the rollover is coming from a qualified plan... 401kWire.com - Tuesday, March 30, 1999 - Reader Rating: 3
Odd Lots, March 30, 1999 Fidelity to add new fees for some discount brokerage customers ... Dow 10000 reports in NYC ... The story inside online trading's outages .. What is the Nevis Fund? .. MutualFundWire.com - Tuesday, March 30, 1999 - Reader Rating: 3
Schwab Shows Its Mettle to Haynes International Kokomo, IN-based Haynes International, manufacturer of high performance alloys, has merged its hourly and salaried plans into the Haynes International Incorporated Combined Profit-Sharing and Savings Plan and bundled with Schwab, Julia Ingle, manager, compensation and benefits, told the 401kWire. The combined assets of the plans as of the New Year are approximately $27 million with approximately 800 participants... 401kWire.com - Monday, March 30, 1998 - Reader Rating: 3

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