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News Stories Archives - Since 1998
A 2,100-Advisor B-D Will Trim Half of Its Fund Lineup
An independent broker-dealer becomes the latest to catch rationalization fever...
MutualFundWire.com - Thursday, July 20, 2017 - Reader Rating: 4
How to Engage the Most Out of Attending NAPA?
...and other conferences that will pop up in the near future...
401kWire.com - Thursday, July 20, 2017
Should Fundsters Sweat Fidelity's Rationalization-Lite?
New MFWire research sheds light on how the industry is reacting to big changes at the RIA custodian and broker-dealer clearing giant...
MutualFundWire.com - Thursday, July 20, 2017
Millennium Trust Adds a VP
..
401kWire.com - Thursday, July 20, 2017
Industry Leaders and Senators Ask DoL for Auto Portability Guidance
In a recent letter from Senator Tim Scott, Senators follow-up on a request submitted 4 years ago. ..
401kWire.com - Thursday, July 20, 2017
Vanguard and BlackRock Stay on Top While SSgA's Flow Woe Reverses
M* releases fund flow data for June 2017...
MutualFundWire.com - Thursday, July 20, 2017
A Georgia KPA Shop Feels Peachy, Joins LPL
A Georgia financial advisory shop joins the largest independent broker-dealer. ..
401kWire.com - Thursday, July 20, 2017
Transamerica Hires Internally
Transamerica received a new SVP today.....
401kWire.com - Thursday, July 20, 2017
ETFs Are Hotter Than Ever, Yet the Biz is Still Highly Concentrated
20 ETFs alone accounted for just over half the $250.2 billion that flowed into ETFs in the first half of 2017...
MutualFundWire.com - Thursday, July 20, 2017
CBIZ to Hire a DC Consultant
The retirement plan advisory shop is seeking a DC consultant..
401kWire.com - Thursday, July 20, 2017
American Century to Reveal Participant Expectations During Q&A
American Century is scheduled to reveal findings from its 2016 national survey of defined contribution plan participants. ..
401kWire.com - Wednesday, July 20, 2016
Stork and Reaper -- July 20, 2016
The latest SEC filings in the industry! ..
MutualFundWire.com - Wednesday, July 20, 2016
Lockton's Expansion Rolls on With a Philly-Based KPA
The benefits industry veteran has begun his new stint at the insurance broker. ..
401kWire.com - Wednesday, July 20, 2016
CUNA Forms a Team of Six To Further Target Plan Sponsors
CUNA puts together a team of relationship managers to further support its retirement business...
401kWire.com - Wednesday, July 20, 2016
B-D Named in a Fee-Related Complaint
The lawsuit alleges the proportion of passive funds to actively managed funds was "inadequate." ..
401kWire.com - Wednesday, July 20, 2016
Pondering Columbia Threadneedle's Multiboutique Feel
M* digs into the culture of Ameriprise's asset management arm...
MutualFundWire.com - Wednesday, July 20, 2016 Views
Meet the Man Taking Over Pimco
Doug Hodge is moving aside but not out as the fixed income asset management titan welcomes a new chief...
MutualFundWire.com - Wednesday, July 20, 2016
Empower Modernizes Retirement Planning With Time
The Great-West subsidiary is the first in the 401(k) industry to put planning for retirement on your wrist. ..
401kWire.com - Wednesday, July 20, 2016 - Reader Rating: 5
First Eagle Sells
A pair of private equity shops buy a majority stake in the Gotham mutual fund shop. Another PE shop exits, yet First Eagle employees and the founding family will remain substantial shareholders...
MutualFundWire.com - Monday, July 20, 2015 Views
CT Union Rides Out RKer Acquisition
Same faces, new name...
401kWire.com - Monday, July 20, 2015
More Data, More AUM Covered: Merrill's MF Marketing Support Expands
Sandy Bolton talks about how the wirehouse is supporting mutual fund shops whose wares are used in Mother Merrill's fee-based channel...
MutualFundWire.com - Monday, July 20, 2015 Views - Reader Rating: 1
Transamerica to Host Tibble vs. Edison Discussion
Today, Transamerica Retirement Solutions announced a July 28.....
401kWire.com - Monday, July 20, 2015
LPL Partners With Dave Ramsey On New Product
LPL teams up with finance guru for financial wellness product. ..
401kWire.com - Monday, July 20, 2015 - Reader Rating: 4
Senate Finance Members Want Retirement Reform
Savings and Investment Working Group proposes policy reform...
401kWire.com - Monday, July 20, 2015
FINRA Slams Fiduciary Rule In Comment Filing
FINRA bemoans the "panoply of regulatory regimes" that will come with the DoL proposal. ..
401kWire.com - Monday, July 20, 2015 - Reader Rating: 5
The Happenings at This Nebraska KPA Shop
Two independent retirement consultants for both 401(k) and 403(b) retirement plans, are ready to further expand the retirement plan unit they built from the ground up...
401kWire.com - Monday, July 20, 2015
WisdomTree, JPMAM, and DoubleLine Had a Big June
Morningstar releases its monthly mutual fund flows data, and once again Pimco was at the top of the outflows list...
MutualFundWire.com - Monday, July 20, 2015 Views
A $60B Shop's DC I-O Chief Retires
Who will take over the retirement plan channel for this 33-year-old mutual fund shop...
MutualFundWire.com - Monday, July 20, 2015 Views
Northern Trust Hires a Sales VP for West Coast DC Plans
Jeff Kearny, a 12-year Mercer vet, will handle sales on the West Coast and Rocky Mountain regions..
401kWire.com - Friday, July 20, 2012
Clark Will Offer Total Return in a Mutual Fund
The Keystone State SMA and UMA manager increase its mutual fund count to four by the end of 2013...
MutualFundWire.com - Friday, July 20, 2012 Views
Dow Jones Courts Advisors
Dow Jones is rumored to be expanding its coverage of financial advisors...
MutualFundWire.com - Friday, July 20, 2012 Views
Stork and Reaper for July 20, 2012
The MFWire's daily report on mutual fund births, deaths, and changes...
MutualFundWire.com - Friday, July 20, 2012 Views
Gannon Returns to the DC I-O Scene
Fidelity confirms the hiring of MFS' former DC head..
401kWire.com - Friday, July 20, 2012
J.P. Morgan Won a Pru Plan
JPM's new client's plan has $71 million and 2,200 participants..
401kWire.com - Friday, July 20, 2012 - Reader Rating: 1.33
A Third K Advisor Joins an NFP Shop
A Massachusetts team welcomes another retirement plan specialist to its ranks...
401kWire.com - Friday, July 20, 2012
Buyout Firm KKR to Offer Mutual Funds
Kohlberg Kravis Roberts will offer mutual funds for individual investors...
MutualFundWire.com - Friday, July 20, 2012 Views
Fund Coppers Delay JPM's ETF Okay
The J.P. Morgan team will have to wait even longer for a proposed commodity ETF...
MutualFundWire.com - Friday, July 20, 2012 Views
NY Fed Aims at Money Funds
The NY Fed and SEC endorse limiting some types of money-market fund withdrawals..
MutualFundWire.com - Friday, July 20, 2012 Views
Massachusetts Breaks Up With Fidelity
The state ends a 35-year relationship in favor of a new beau from Pittsburgh...
MutualFundWire.com - Friday, July 20, 2012 Views
Guggenheim Focuses On ETFs
Guggenheim restructures its sales team to focus on ETFs...
MutualFundWire.com - Friday, July 20, 2012 Views
Wasatch Names its New Director of Mutual Funds
The Salt Lake City-based firm turns to a former president of Warburg Pincus Funds for the post...
MutualFundWire.com - Wednesday, July 20, 2011 Views
Guardian Names its New Product Chief
He hails from The Hartford...
401kWire.com - Wednesday, July 20, 2011
How Stable Are Target Date Glidepaths?
Ibbotson releases its latest report on target date funds and examines how glide paths have shifted...
401kWire.com - Wednesday, July 20, 2011 - Reader Rating: 4.5
A Co-PM Leaves a $9.4B Thornburg Fund
Yet two other co-PMs will stick with the mutual fund in question...
MutualFundWire.com - Wednesday, July 20, 2011 Views
Which Asset Managers Scored High Marks from DC Plan Sponsors?
Cogent Research releases findings from its survey...
401kWire.com - Wednesday, July 20, 2011 - Reader Rating: 4.94
Snoopy Pens a Fee Disclosure White Paper
Metlife offers to help sponsors and providers with their 408b2 readiness...
401kWire.com - Wednesday, July 20, 2011 - Reader Rating: 2
Forward Brings Three Alternative Funds to a Broader Audience
The San Francisco-based firm has launched no-load investor share classes for three alternative mutual funds...
MutualFundWire.com - Wednesday, July 20, 2011 Views - Reader Rating: 5
An $18B Advisory Firm Hires a 403b Specialist
A consulting firm in the Northeast adds another investment consultant to its team...
401kWire.com - Wednesday, July 20, 2011
Great-West's New Hire Will Help Grow its TPA Ties
Great-West taps a relationship manager from DailyAccess...
401kWire.com - Wednesday, July 20, 2011
Mercer Snaps Up a DC Advisory Shop
Updated | The consulting giant is buying a $4.5-billion retirement plan consulting practice as part of a broader deal...
401kWire.com - Wednesday, July 20, 2011 - Reader Rating: 2.5
State Street Plans to Cut 850 Tech Jobs
The Boston firm is eliminating 850 jobs as part of what the company calls an 'IT transformation.'..
MutualFundWire.com - Wednesday, July 20, 2011 Views
BlackRock Beats Earnings Estimates By Four Percent
The largest asset manager in the world unveils its second quarter results...
MutualFundWire.com - Wednesday, July 20, 2011 Views
A New Jersey Firm Turns its Hedge Fund into a Mutual Fund
The fund utilizes an options overlay...
MutualFundWire.com - Wednesday, July 20, 2011 Views - Reader Rating: 3
Chappelle Seeks a Retirement Plan Specialist and Hires an Ops Chief
The Alabama-based NRP member plans to add another retirement-plan-focused producer...
401kWire.com - Tuesday, July 20, 2010
An American Funds Vet Joins an NRP Firm
A SoCal advisory firm hires a new chief of its retirement plans unit...
401kWire.com - Tuesday, July 20, 2010
Prudential Honors Six Plan Sponsors
Prudential Retirement honored six of its clients at a recent confab...
401kWire.com - Tuesday, July 20, 2010 - Reader Rating: 3.67
Goldman Talks Growth, Guggenheim
Rydex|SGI's top exec talks about expanding the team...
MutualFundWire.com - Tuesday, July 20, 2010 Views
Forward Won't Move Forward with C Share Closing
The fund firm is reversing course on its decision to drop class C shares from its funds...
MutualFundWire.com - Tuesday, July 20, 2010 Views
PM Changes: Members Mutual Funds, Dreyfus & AXA Premier
Members Mutual and AXA Premier sees portfolio manager changes...
MutualFundWire.com - Tuesday, July 20, 2010 Views
Pru Takes the Crown
Prudential officials were in New York on Tuesday to share their outlook on the markets...
MutualFundWire.com - Tuesday, July 20, 2010 Views - Reader Rating: 3
Prudential and Pai Prove to be Big Players in the Micro Market
Plan sponsors seem to be more satisfied with their defined contribution provider...
401kWire.com - Tuesday, July 20, 2010 - Reader Rating: 1
GaveKal Readies Its Leap from UCITS to Mutual Funds
The firm a family of UCITS sold outside the United States. Now it is preparing to clone one of the UCITS as a U.S.-based mutual fund...
MutualFundWire.com - Tuesday, July 20, 2010 Views
Rydex|SGI Finds Growing RIA Appetite for Alts
Rydex|SGI execs talked about alternative investments at a breakfast with reporters on Tuesday...
MutualFundWire.com - Tuesday, July 20, 2010 Views
Hewitt Acquires Even as the Aon Deal Looms
Aon is about to buy Hewitt, and now Hewitt unveils a deal to buy another investment consulting firm...
401kWire.com - Tuesday, July 20, 2010 - Reader Rating: 4
Do Mutual Fund Giants Enable Exec Pay Hikes?
A new report finds that fund firms give the thumbs up to management compensation proposals while thumbing their noses at shareholder proposals...
MutualFundWire.com - Tuesday, July 20, 2010 Views - Reader Rating: 5
Alliance Bernstein Preps Active ETFs
The asset management giant has put in paperwork with the SEC that would cover both bond and stock ETFs that it would actively manage...
MutualFundWire.com - Tuesday, July 20, 2010 Views
American Century Merges Two Units
The Kansas City, Missouri-based mutual fund firm implemented the change last week...
MutualFundWire.com - Tuesday, July 20, 2010 Views
Magazine Looks at Long-Short Funds
Funds from AMG, Hussman and Highland are looked at in the US News & World Report article...
MutualFundWire.com - Tuesday, July 20, 2010 Views
Fido's Bolton Creates a Special Situation with Move to Hong Kong
The once retired Fidelity PM has relocated to the Far East from Europe and curtailed his retirement to pick stocks for a closed end fund...
MutualFundWire.com - Tuesday, July 20, 2010 Views
Legg Mason Posts Gains, But Fund Revenues Fall Slightly
Legg sees first quarterly profit since 2007...
MutualFundWire.com - Monday, July 20, 2009 Views
UNIFI Buys Local
Updated | The Midwest-based provider does a deal in its own backyard...
401kWire.com - Monday, July 20, 2009 - Reader Rating: 5
Firm Looks Forward With Latest Appointment
A fund firm has a new chief risk officer...
MutualFundWire.com - Monday, July 20, 2009 Views
MassMutual Says Goodbye to a Retirement Income Bigwig
A high level exec will soon leave the insurer...
401kWire.com - Monday, July 20, 2009
North Track Re-Org Proceeded With The Aid of a Consultant
The planned reorganization with HighMark funds moved forward with the aid of an outside consultant...
MutualFundWire.com - Monday, July 20, 2009 Views
Verity Moves
The North Carolina-based investment manager finds a new HQ...
401kWire.com - Monday, July 20, 2009
Direxion's Latest Bear/Bull Pair Lands
The fund firm unveiled another pair of leveraged ETFs last week...
MutualFundWire.com - Monday, July 20, 2009 Views
An Auto Rollover Provider Strikes a Keane New Deal
A vendor specializing in plan terminations aligns with a rollover specialist...
401kWire.com - Monday, July 20, 2009
Chiricotti Helps Plan Sponsors Find Advisors
The CFDD chief unveils a new tool meant to connect experienced DC intermediaries with plans...
401kWire.com - Monday, July 20, 2009 - Reader Rating: 5
Schwab Reveals the Details of Nine Upcoming ETFs
The San Francisco brokerage giant will soon be able to move ETFs of its own...
MutualFundWire.com - Monday, July 20, 2009 Views
The Hits Keep Coming For Natural Gas Fund
Performance now plagues the giant ETF...
MutualFundWire.com - Monday, July 20, 2009 Views
Demand for Passive 401ks Grows ... Albeit from a Small Base
Defined contribution plan sponsors are becoming more likely to consider lower-cost index funds for their plans. ..
MutualFundWire.com - Monday, July 20, 2009 Views
A Harvard Prof Recommends Congress Change How Fund Shareholders are Taxed
A Harvard Law School professor and consultant to the SEC is recommending that the Congress enact changes that would make U.S. mutual funds more competitive with their European brethren...
MutualFundWire.com - Monday, July 20, 2009 Views
Pimco Makes Hay with the Fed's C-P Program
Pimco is picking up an extra $3 million a month for managing the Fed's programming supporting the short-term corporate debt market. ..
MutualFundWire.com - Monday, July 20, 2009 Views
Mountain State B-D's Parent To Merge With Oak Hill Financial
WesBanco Securities' parent plans to merge with Oak Hill Financial...
MutualFundWire.com - Friday, July 20, 2007
MFS Vet Joins Bay State Consultants
After spending the better part of the decade with Sun Life's US fund family, a product development expert heads to a different side of the business. ..
401kWire.com - Friday, July 20, 2007
Trade Groups Bat for Uniform Fee Disclosure Rules
ASPPA and its sister organization CIKR weighed in on the issue of fee disclosure...
401kWire.com - Friday, July 20, 2007 - Reader Rating: 5
NRP Preps Plan Reviews
The SoCal-based network of retirement specialists looks to simplify its members' lives in yet another way...
401kWire.com - Friday, July 20, 2007
Chuck Schwab: We Can Grow With or Without a Buy
This afternoon Chuck Schwab and key executives held a Webcast to discuss the state of the business and the company's plans for the future...
MutualFundWire.com - Friday, July 20, 2007 - Reader Rating: 3.17
Principal To Add 1,500 Iowa Jobs Over Five Years
Principal Financial is planning to add 1,500 jobs over years in its home city...
401kWire.com - Friday, July 20, 2007
Chuck Schwab: We Can Grow With or Without a Buy
Chuck Schwab updated investors Friday afternoon on the state of his eponymous business and his plans for the future...
MutualFundWire.com - Friday, July 20, 2007 Views - Reader Rating: 3.33
Insurer Wants Participants to Renuitize Rollovers
A Constitution state provider unveils a new product for pre-retiree and retiree marketplace. ..
401kWire.com - Friday, July 20, 2007
Enjoy an Endless Summer of Job Hunting in California
It's time again for the weekly jobs column "Grabbed from the Monster."..
MutualFundWire.com - Friday, July 20, 2007 Views - Reader Rating: 3
Janney Mines Memphis for Research Staff
Two Stanford Group researchers are moving to Janney Montgomery Scott...
MutualFundWire.com - Friday, July 20, 2007 - Reader Rating: 3
UPDATE 1: Schwab Goes Window Shopping
Chuck Schwab says his namesake firm is looking for opportunities similar to its purchase of The 401(k) Company...
401kWire.com - Friday, July 20, 2007
SIFMA Weighs In On 12b-1s
The trade group has urged the commission to keep Rule 12b-1 intact...
MutualFundWire.com - Friday, July 20, 2007
FPA Appoints DC Lobbyist
The trade organization has named a director of government relations...
MutualFundWire.com - Friday, July 20, 2007 - Reader Rating: 3
Q2 Brings 10 More Payroll Partners to Parks
A Golden State provider moves closer to its target partnership count for 2007. ..
401kWire.com - Friday, July 20, 2007
XShares Launches ETF on Philly Exchange
Options on an XShares ETF began trading on the Philadelphia Stock Exchange this week...
MutualFundWire.com - Friday, July 20, 2007 Views - Reader Rating: 3
ICI, SIFMA Pen 12b-1 Letter to the SEC
Two trade organizations have taken advantage of the SEC's comment period on what should be done about the 12b-1 fee...
MutualFundWire.com - Friday, July 20, 2007 Views - Reader Rating: 3
Principal to Add 1,500 Iowa Jobs
Principal Financial Group is set to add to its Des Moines, Iowa workforce over five years...
MutualFundWire.com - Friday, July 20, 2007 Views
DoL Releases Final Rule On Form 5500 E-Filing
Plans will be required to file Form 5500 annual reports electronically for plan years starting on or after January 1, 2008...
401kWire.com - Thursday, July 20, 2006
Participation Rises But Preparedness Still Low
A new study finds that plan sponsors are worried about their employees' retirement...
401kWire.com - Thursday, July 20, 2006
Advice Still Holding Up Pension Reform
Much ado about nothing in the DC world is killing the bill...
401kWire.com - Thursday, July 20, 2006 - Reader Rating: 2
Big Small Sales at Citistreet
The Bay-state provider announces a big increases in 401(k) sales to the small market...
401kWire.com - Thursday, July 20, 2006 - Reader Rating: 2
AIG VALIC Snags Schools of Angels
The Texas-based provider will be the exclusive 457b provider for a massive southern California school district...
401kWire.com - Thursday, July 20, 2006
Morningstar Analyst Offers Free Advice to Capital Group
It's official: American Funds has replaced Fidelity Investments as the industry behemoth. Proof positive of the development came this week when Morningstar took aim at the Growth Fund of America for "getting too big." That is a criticism commonly heard in the same breath as "Magellan" during the 1990s -- a period of time that we will hereafter refer to as the Fidelity decade...
MutualFundWire.com - Thursday, July 20, 2006 Views
Fund Managers Bag Higher Prices in a Record Market
If you thought that M&A activity has reached a crescendo in 2006 it only means that you are keeping up with current events. In fact, 2006 is on pace to set a new record for the number of fund industry deals, according to the number crunchers at Putnam Lovell NBF. So far this year nearly a trillion dollars -- a number that would confound Dr. Evil -- has changed hands...
MutualFundWire.com - Thursday, July 20, 2006 Views
Rivals Cull UBS Brokers from Herd
The Romans claimed an army was "decimated" when it lost one in ten of its men. Piper Jaffrey brokerage force is almost there...
MutualFundWire.com - Thursday, July 20, 2006
GunnAllen Names a COO
The Tampa brokerage firm hires a former CEO from Sterne Agee Financial Services as its chief operating officer...
MutualFundWire.com - Thursday, July 20, 2006
Small Firms Flex Muscles - SIA Concedes
In a show of stregnth, small firms refuse to agree to merger without more representation...
MutualFundWire.com - Thursday, July 20, 2006
Bay State Asset Manager Promotes Top Lawyer
The firm's general counsel has been promoted to executive vice president...
MutualFundWire.com - Thursday, July 20, 2006 Views
Citi Wins SMA Outsourcing Mandate
The bank is adding scale to its separately managed account platform by offering it to other financial services firms. Its latest win comes from one of the nation's top insurers...
MutualFundWire.com - Thursday, July 20, 2006 - Reader Rating: 3
Putnam Will Send Out its TA Efforts
DST has landed a plum mandate for its transfer agency business. The Kansas City-based firm inked a deal with to handle Putnam Investments mutual fund business during the first quarter of this year, according to a published report. The size of the deal was not released, but DST had disclosed earlier that it had commitments for 7.8 million new fund accounts inked prior to April...
MutualFundWire.com - Thursday, July 20, 2006 Views
Wachovia Lassoes BofA Banker
Real estate specialist John Ockerbloom is making the move from one bank-owned security firm to another this morning. ..
MutualFundWire.com - Thursday, July 20, 2006
Fiduciary Firm Rolls out Comparison Tool
Investment fiduciaries can now compare mutual funds with exchange-traded funds...
401kWire.com - Wednesday, July 20, 2005 - Reader Rating: 2.5
Wachovia Shines Wystar
The recordkeeping platform gets an upgrade and plans for more improvements...
401kWire.com - Wednesday, July 20, 2005
SEI Beats Street's Estimates
SEI Investments beat the Street's estimates of its second quarter earnings by one penny. The Oaks, Pennsylvania-headquartered firm reported in $44.2 million net income, or 43 cents per diluted share .....
MutualFundWire.com - Wednesday, July 20, 2005 Views
Genworth Exec Jumps Ship
The executive will work in distribution at the new company...
401kWire.com - Wednesday, July 20, 2005 - Reader Rating: 2
Ameriprise Hires Two Sales Execs
Ameriprise Financial, the new name for American Express Financial Advisors, has hired two sales executives for distribution of proprietary products .....
MutualFundWire.com - Wednesday, July 20, 2005 Views
Senators Will Consider SEC Nominees
The Senate Banking Committee, the group that has responsibility over the SEC, will meet on Tuesday to consider candidates for commissioners at the SEC .....
MutualFundWire.com - Wednesday, July 20, 2005 Views
SEC May Act Soon on Soft Dollars
The SEC is poised to take action on the soft dollar issue as early as the end of this month .....
MutualFundWire.com - Wednesday, July 20, 2005 Views
CIBC to Pay $125 MM for Financing Timers
CIBC has agreed settle allegations that the bank lent money to market timers (including Canary Capital). The Canadian bank will pay $125 million to settle with the SEC and New York State Attorney General Eliot Spitzer .....
MutualFundWire.com - Wednesday, July 20, 2005
Barclays Swaps ETF Exchanges
Barclays Global Investors will move the listing of 81 iShares from the American Stock Exchange to the New York Stock Exchange and the Archipelago Exchange .....
MutualFundWire.com - Wednesday, July 20, 2005 Views - Reader Rating: 1.5
IMAX Picks New Provider
IMAX is jointly headquartered in New York City and Toronto. Now the U.S. part of its plan will be run out of the Windy City...
401kWire.com - Tuesday, July 20, 2004
Funds Not Just for Moms and Pops
Contrary to popular belief, mutual funds are still a popular investment product for the wealthier investor...
MutualFundWire.com - Tuesday, July 20, 2004 Views
ASPA: Annuity Bill Should Cover DC Plans
Industry groups square off over proposed legislation that would give tax breaks to annuity purchasers...
401kWire.com - Tuesday, July 20, 2004
OppenheimerFunds Shuffles Top Investment Positions
The fund firm also hires away a Pioneer manager...
MutualFundWire.com - Tuesday, July 20, 2004 Views - Reader Rating: 2.33
New Investment Advisor to Cater to Retirement Market
McHenry Group affiliate North Point Advisors debuts consulting and advisory services...
401kWire.com - Tuesday, July 20, 2004
USAA Swaps Subadvisors
RCM, Westwood get the boot...
MutualFundWire.com - Tuesday, July 20, 2004 Views
Principal Pushes Integrated Service Platform
PFG will offer bundled DCs, DBs, non-quals and ESOPs...
401kWire.com - Tuesday, July 20, 2004
Nuveen Reports EPS Two Cents Less Than Expected
Assets under management up one percent...
MutualFundWire.com - Tuesday, July 20, 2004 Views
Legg Mason Misses Earnings
Best-ever earnings do not meet analyst expectations...
MutualFundWire.com - Tuesday, July 20, 2004 Views - Reader Rating: 2
Schwab Board Fires CEO Pottruck
The board pushed the top man off the totem pole, and his position reverts to founder Chuck Schwab...
MutualFundWire.com - Tuesday, July 20, 2004 Views - Reader Rating: 4
Board Fires Schwab CEO
The board pushed the top man off the totem pole and returned Chairman Chuck Schwab to the position...
401kWire.com - Tuesday, July 20, 2004 - Reader Rating: 4
Ivy Stirs Up a Sturm
The portfolio manager is the solid timber framing the fund firm's latest marketing effort...
MutualFundWire.com - Friday, July 20, 2001 - Reader Rating: 3
Cambiar Expected to Depart UAM Family
The small fund shop is cut loose from UAM in wake of the Old Mutual purchase. ..
MutualFundWire.com - Friday, July 20, 2001 - Reader Rating: 3
A Conversation with NYLBSI Prez Thomas Clough
The 401kWire.com spoke with the president of New York Life Benefit Services about the firms changing efforts in the current market. ..
401kWire.com - Friday, July 20, 2001 - Reader Rating: 3
Morningstar Adds to Own Plan
The Chicago-based fund tracker has added a new fund to its 401k plan. ..
401kWire.com - Friday, July 20, 2001 - Reader Rating: 3
T. Rowe Beats The Street
T. Rowe Price Tops Estimates ... Legg Mason Falls Short ... Invesco Keeps Citi in the UK ... SEI Plugs into Advent ... and Vertical Management Systems...
401kWire.com - Friday, July 20, 2001 - Reader Rating: 3
T. Rowe Beats The Street
T. Rowe Price Tops Estimates ... Legg Mason Falls Short ... Invesco Keeps Citi in the UK ... SEI Plugs into Advent ... and Vertical Management Systems...
MutualFundWire.com - Friday, July 20, 2001 - Reader Rating: 3
Firsthand Taps Institutional Biz Dev Head
The tech sector fund specialist has added a business development head for 401k. It plans additional funds. ..
401kWire.com - Friday, July 20, 2001 - Reader Rating: 3
Firsthand on Summer Tour
Analysts from the tech-specialist firm are hitting the East Coast next week as part of a summer RIA tour. ..
MutualFundWire.com - Friday, July 20, 2001 - Reader Rating: 3
Whither Pension Reform?
The pension reform bill wins by a big margin in the House, but its future is uncertain...
401kWire.com - Thursday, July 20, 2000 - Reader Rating: 3
If Bogle Founded Janus...
Jack Bogle's wit and the chance to hear fund managers mix it up made Morningstar one of the year's most important conferences, says advisor Richard Bregman...
MutualFundWire.com - Thursday, July 20, 2000 Views - Reader Rating: 3
ING Buys Aetna Unit for $7.7 Billion
ING's acquisition of Aetna will rank it as the tenth largest 401k plan administrator...
401kWire.com - Thursday, July 20, 2000 - Reader Rating: 3
ING Buys Aetna Unit for $7.7 Billion
It's official. ING and Aetna execs inked a deal late last night...
MutualFundWire.com - Thursday, July 20, 2000 Views - Reader Rating: 3
July 20, 2000
Netfolio targets funds ... A new fund for Salomon only ... Will full disclosure crash the market?..
401kWire.com - Thursday, July 20, 2000 - Reader Rating: 3
July 20, 2000
Netfolio targets funds ... A new fund for Salomon only ... Will full disclosure crash the market?..
MutualFundWire.com - Thursday, July 20, 2000 - Reader Rating: 3
Pension Reform & Advice Bills Win Votes
The pension reform bill passed the House last night by a wide margin, setting the stage for plan contribution limits radically raised. Also yesterday a House subcommittee passed the "Investment Advice Bill" by a voice vote...
401kWire.com - Thursday, July 20, 2000 - Reader Rating: 3
PNC Acquisition of First Data's Fund Unit Creates Largest Transfer Agent
Pittsburgh-based PNC Bank has agreed to buy First Data Investor Services Group (ISG) the mutual fund subsidiary of First Data Corp. for $1.1 billion...
401kWire.com - Tuesday, July 20, 1999 - Reader Rating: 3
Guardian Adds to Flagship VA
Guardian is adding 18 investment options to its flagship variable annuity -- including portfolios from Aim, Fidelity, Janus, MFS...
MutualFundWire.com - Tuesday, July 20, 1999 - Reader Rating: 3
Tokyo-Mitsubishi Offers Frank Russell's Multi-Manager Funds
Frank Russell is expanding its international efforts with new products offered in Tokyo-Mitsubishi bank branches. Similar products were just launched in Singapore as well...
MutualFundWire.com - Tuesday, July 20, 1999 - Reader Rating: 3
California Telecommunications Company Switches Providers
Calabasas, California-headquartered Tekelec (Nasdaq: TKLC) has changed their recordkeeper to the 401(k) Company, said Taresa Pippin of the human recourses department at Tekelec. Tekelec has about 500 participants with $12 million in assets...
401kWire.com - Tuesday, July 20, 1999 - Reader Rating: 3
PNC Acquisition of First Data's Fund Unit Creates Largest Transfer Agent
PNC Bank is buying First Data's Investor Service Group for $1.1 billion -- the addition of ISG to PNC's PFPC unit will become the largest transfer agent by number of full-service accounts. ..
MutualFundWire.com - Tuesday, July 20, 1999 Views - Reader Rating: 3
TAG On: Hardship Distribution
I know this seems like a simple question, but I have received a variety of answers. My client has had a 401(k) plan since 1990. What is the maximum amount that can be distributed for a hardship?..
401kWire.com - Tuesday, July 20, 1999 - Reader Rating: 3
Odd Lots, July 20, 1999
Big is sometimes too big ... Natural resources axed by Morningstar ... Fund managers salaries are on the rise ... Citibank and E*Trade release earnings...
MutualFundWire.com - Tuesday, July 20, 1999 - Reader Rating: 3
Columbus Circle Trust Signs Agreement with InvestLink
Columbus Circle Trust Company (CCTC) together with InvestLink Technologies, Inc. have agreed to provide a direct link to the National Securities Clearing Corporation's (NSCC) trading platform. Recordkeepers and other third-party administrators (TPA) who use InvestLink's TotalServiceManager (TM) will have access to the new service...
401kWire.com - Monday, July 20, 1998 - Reader Rating: 3
PwC to Add to Web Features
Will participants’ come to expect all of the bells-and-whistles of their retail brokerage account for their 401(k) account? If today’s announcement by Stockpoint and PricewaterhouseCoopers (PwC) is any indication they just may. The two firms announced that Stockpoint will build online customized 401(k) tracking applications for the clients of PwC. ..
401kWire.com - Monday, July 20, 1998 - Reader Rating: 3
Insource One Way to the Web
You're a 401(k) provider, and you are looking at getting your products and services on the Web. But it seems to be such a daunting task. What is HTML? Or Java? What about security? Intranet, Internet, or Extranet? Should the system provide information only, or should it allow trading as well? One possible avenue for the vendor in this case is to hire an outside firm to help institute the new system. Houston, TX and New York, NY-located Insource Technology is looking to be that firm...
401kWire.com - Monday, July 20, 1998 - Reader Rating: 3
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