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News Stories Archives - Since 1998
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A $38.5B-AUM AM Bundles Downside Protection ETFs
A Midwestern liquid alts shop is launching an ETF-of-ETFs...
MutualFundWire.com -
Wednesday, September 11, 2024
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Intellicents, Finway, and Empower Prep an October Launch
The trio filed to roll out a new pooled employer plan next month...
401kWire.com -
Wednesday, September 11, 2024
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TDF Launches Accelerate In 2024, And ...
New research on the target-date fund space show new TDF series launches this year on pace to being their highest in four years, though they still might not reach the pace of 2020...
401kWire.com -
Wednesday, September 11, 2024
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What's In Voya's $210MM OneAmerica Deal? What's Not?
The acquirer expects the deal to boost earnings and revenue by $75 million and $200 million, respectively...
401kWire.com -
Wednesday, September 11, 2024
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Reader Rating: 5
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First Trust Plans to Transform a 17-Year-Old Income Fund
Watch for them to turn a longstanding closed-end fund into an exchange-traded fund...
MutualFundWire.com -
Wednesday, September 11, 2024
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A $62B-AUA RKer Sells
A publicly traded firm in the Northeast agrees to buy a Midwestern firm's retirement plan provider arm. The deal is expected to close on January 1...
401kWire.com -
Wednesday, September 11, 2024
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Reader Rating: 5
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A 10-Year-Old Firm's New Fund Bets On Luxury
A Gotham shop's team is rolling out another passive ETF...
MutualFundWire.com -
Monday, September 11, 2023
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Lincoln Opens a PEP Expansion With Familiar Allies
NPPG and Morningstar are teaming up with the recordkeeper on a new PEP...
401kWire.com -
Monday, September 11, 2023
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For Deal 56, an Acquirer Buys In New England
A New Jersey firm snaps up a Connecticut shop...
401kWire.com -
Monday, September 11, 2023
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MMFs and Bond Funds Lead As 401k Trading Slows Again
Meanwhile, company stock dominated 401(k) trading outflows last month, at least among participants of one recordkeeper...
401kWire.com -
Monday, September 11, 2023
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Week In Preview, September 11 - September 17
This week, the teams at Broadridge, ERIC, Faegre Drinker, Hub, PlanAdviser, PlanSponsor, RPAG, Spark, and WIPN will host events...
401kWire.com -
Monday, September 11, 2023
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Week In Preview, September 11 - September 17
This week, the teams at ICI, IDC, MFDF, MMI, Stradley Ronon, and WE will host events...
MutualFundWire.com -
Monday, September 11, 2023
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Two Pimco Alumni Reunite at a Wall Street Startup
A PIMCO exec has departed for an opportunity at a young asset management firm in New York City.
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MutualFundWire.com -
Friday, September 11, 2020
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Reader Rating: 5
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Four Managed Account Allies Ramp Up With Ascensus
The recordkeeper's product chief is expanding relationships and deepening integrations with four managed account and participant advice allies...
401kWire.com -
Friday, September 11, 2020
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Reader Rating: 5
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Stevenson Teams Up to Boost a Nationwide Platform
Updated | An outsourced RKer partners up with the bundled provider...
401kWire.com -
Friday, September 11, 2020
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A KPA Makes Podcast Lemonade
Known as a coach of fellow advisors, this retirement plan industry veteran had expected to take the stage earlier this year...
401kWire.com -
Friday, September 11, 2020
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A Midwestern Fund Firm's Website Wins
The Web Marketing Association recognizes an asset manager and a key ally...
MutualFundWire.com -
Friday, September 11, 2020
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Reader Rating: 5
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In Q2, RFP Volume Fell ... and Skyrocketed?
New research offers a glimpse at how the coronavirus crisis has affected plan sponsors' behavior...
401kWire.com -
Friday, September 11, 2020
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328 Models, 35 Managers, and Now Two Tiers
An RIA custodian expands a young platform on multiple fronts. But don't call it a TAMP...
MutualFundWire.com -
Wednesday, September 11, 2019
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ADP Hires In Silicon Valley
After more than 10 years with Paychex, he will work with participants, plan sponsors, and advisors in ADP’s network. ..
401kWire.com -
Wednesday, September 11, 2019
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A T. Rowe Compliance VP Moves to DC I-O Sales
Her new position continues a more than 13 year commitment to the firm...
401kWire.com -
Wednesday, September 11, 2019
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Principal Helps Plan Sponsors Ask, "What's Normal?"
The team at the insurer adds retirement plan comparisons into a free, online tool to help small business owners gauge benefits packages...
401kWire.com -
Wednesday, September 11, 2019
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Ivascyn Puts This Principle Front and Center
The Pimco investment chief talks about his current outlook and more...
MutualFundWire.com -
Wednesday, September 11, 2019
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A Former M* Researcher Joins EBRI
After three years at Morningstar, a researcher switches to EBRI’s health benefits research team...
401kWire.com -
Wednesday, September 11, 2019
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An Insurance Brokerage's Retirement Hunt Shifts
M&A is now on the table as this firm's retirement services chief pursues "a pretty aggressive growth strategy."..
401kWire.com -
Tuesday, September 11, 2018
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Reader Rating: 1
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Houston Consolidates Principal GAM Under One Chief
Meanwhile, Principal Global Investors CEO Jim McCaughan will leave at the end of the month...
MutualFundWire.com -
Tuesday, September 11, 2018
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A PNC Alum Joins USI CG
Updated | The new hire is based in south Florida...
401kWire.com -
Tuesday, September 11, 2018
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A 9-Year Pru Vet Departs
There is no word yet on the exec's next move...
401kWire.com -
Tuesday, September 11, 2018
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Reader Rating: 1
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A Fund Family Patriarch Dies at 96
The family firm traces its roots back more than 200 years and now has a 12-figure AUM...
MutualFundWire.com -
Tuesday, September 11, 2018
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Moninger Brings a Top RidgeWorth Alum to Eaton Vance
The new hire will focus on the independent broker-dealer channel for the Beantown mutual fund shop...
MutualFundWire.com -
Monday, September 11, 2017
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Reader Rating: 5
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Reich Leads an Insurance Brokerage's 401k Charge
The former LPL retirement chief takes a brand new job at a 10,000-employee company looking to expand its retirement plan presence...
401kWire.com -
Monday, September 11, 2017
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Reader Rating: 4
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Filings For Fundsters - September 11, 2017
The latest mutual fund industry filings .....
MutualFundWire.com -
Monday, September 11, 2017
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Irma Has the IRS on Watch
The department has already extended relief to parts of the U.S. Virgin Islands. ..
401kWire.com -
Monday, September 11, 2017
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Russells Rehires for Large Market Plans
The Seattle, Washington-based firm has made a new hire. ..
401kWire.com -
Monday, September 11, 2017
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Reader Rating: 4
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Week In Preview, September 11-17
A 401(k) conference gets delayed as Irma batters Florida and Houston recovers from Harvey...
MutualFundWire.com -
Monday, September 11, 2017
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Betterment Finds More Advice is Needed for Retirement
According to a new survey from the roboadvisor, a majority of employees don't have advice on retirement investment. ..
401kWire.com -
Monday, September 11, 2017
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Congress Debates the DoL's Fiduciary Fix
Yesterday, the House Financial Services Capital Markets and Oversight subcommittees held a joint hearing, titled Preserving Retirement Security and Investment Choices for All Americans, on the Department of Labor's (DoL) proposed conflicts of interest concerning the fiduciary rule...
MutualFundWire.com -
Friday, September 11, 2015
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This Vanguard RKed Plan Gets a $160 Million Boost
A merger brings a boatload of assets and participants for this plan.....
401kWire.com -
Friday, September 11, 2015
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Bukaty Welcomes a New Advisor In Denver, Colorado
A 401(k) plan advisor recently joined a Leawood, Kansas-based KPA shop!..
401kWire.com -
Friday, September 11, 2015
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This Robo-Advisor Will Integrate Recordkeeping and Advice with Its New 401k Platform
Taking a stab at the retirement planning arena, the automated investment service will start offering 401(k) plans to employers!..
401kWire.com -
Friday, September 11, 2015
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A New VP of Sales Joins the Transamerica Team
A sales director has moved on from Transamerica to John Hancock RPS...
401kWire.com -
Friday, September 11, 2015
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Reader Rating: 3
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That Was a Remarkable Day in the History of Calamos
The mutual fund chief picks a president, replaces his co-CIO with four new co-CIOs, and buys a hedge fund. Whew!..
MutualFundWire.com -
Friday, September 11, 2015
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Bill Chetney's GRPAA Lassos Six KPA Shops
Bill Chetney, CEO of GRP Advisor Alliance, is expanding GRP's national footprint, and doing it in a big way...
401kWire.com -
Friday, September 11, 2015
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Why Are BlackRock and Aberdeen Buying Roboadvisors?
Two pubicly-traded asset managers from opposite sides of the pond have both bet their chips on some online startups...
MutualFundWire.com -
Friday, September 11, 2015
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Stuck Between a Rock and a Hard Marketplace
The defined contribution retirement plan industry isn't always glamorous, and KPAs like you know it. Where are the pain points in your practice these days?..
401kWire.com -
Thursday, September 11, 2014
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Kilgallen Hires Neuberger Berman's First DC I-O Marketing Chief
An ex-Russell Investments exec joins the New York City-based DC I-O...
401kWire.com -
Thursday, September 11, 2014
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Reader Rating: 1.5
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An Alts Exec Changes Hats, and Shops
A national accounts expert joins Goldman Sachs...
MutualFundWire.com -
Thursday, September 11, 2014
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A Father and Son Open a Midwestern CapTrust Branch
The independent investment research and fee-based retirement plan advisory firm welcomes two KPAs to join the team.
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401kWire.com -
Thursday, September 11, 2014
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WBI Shares Hit $1 Billion in Record Time
Last week, WBI Investments ETF shares surpassed $1 billion in assets on its first trading day. ..
MutualFundWire.com -
Thursday, September 11, 2014
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An Oregon RIA Hires
An independent shop based in Portland just welcomed a new KPA...
401kWire.com -
Thursday, September 11, 2014
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Reader Rating: 3
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Two Bidders Near $1B Finish Line in Barclays Race
Reuters reports that the financial data provider Markit and the indexer S&P have entered the final bidding round for Barclays' index business...
MutualFundWire.com -
Thursday, September 11, 2014
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A OneAmerica Company Wins One Health System Over
OneAmerica's McCready and Keene has been selected by Holzer Health System. ..
401kWire.com -
Wednesday, September 11, 2013
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KraneShares Expands China Offerings
KraneShares has filed to launch the KraneShares Bosera MSCI China A Share ETF. [SEC filing] ..
MutualFundWire.com -
Wednesday, September 11, 2013
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New iShares ETF will Hedge Japanese Currency
iShares [profile] has filed to launch the iShares Currency Hedged MSCI Japan ETF. [SEC filing]..
MutualFundWire.com -
Wednesday, September 11, 2013
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Dreyfus Unveils a Government Debt Fund
Dreyfus [profile] has filed to launch the Dreyfus Premier GNMA Fund. [SEC filing]..
MutualFundWire.com -
Wednesday, September 11, 2013
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Reader Rating: 5
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Virtus Has a Bold Plan Behind its $175 MM Secondary Offering
Funds will fuel plans to kick AUM growth up a notch. Firm saw 53 percent AUM growth last year, and 43 percent the year before...
MutualFundWire.com -
Wednesday, September 11, 2013
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MassMutual and Federated Win Big at PSCA
A roundup of notable Signature Award winners from the PSCA's annual conference. ..
401kWire.com -
Wednesday, September 11, 2013
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Reader Rating: 3
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Borzi Isn't Done With the Fiduciary Redefinition Just Yet
The EBSA chief reportedly said at a conference this week that the DoL is not ready to repropose the rule expansion...
401kWire.com -
Wednesday, September 11, 2013
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Altegris' Sundt Strategizes with Two New Hires and More to Come
Natalie Maniaci and Lés Carrington have joined the firm's sales and legal departments. ..
MutualFundWire.com -
Wednesday, September 11, 2013
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Reader Rating: 1
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Legg Makes Three Interesting Announcements
They involve AUM, accounting,... and severances...
MutualFundWire.com -
Wednesday, September 11, 2013
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Gundlach Says Fed Plans Are "Seat of the Pants"
DoubleLine's Jeffrey Gundlach criticized the Fed's QE actions during a recent webcast...
MutualFundWire.com -
Wednesday, September 11, 2013
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Reader Rating: 5
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The Three "L"s of the PSCA's Bob Benish
The trade group's chief shares some sage advice for attendees at this PSCA's Annual National Conference. ..
401kWire.com -
Wednesday, September 11, 2013
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Reader Rating: 1
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BNY Mellon Snags Opportunity With SF 49ers
The San Francisco 49ers chose BNY Mellon as its "official investments company."..
MutualFundWire.com -
Wednesday, September 11, 2013
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Advisors Have Split Views over International
Aberdeen survey demonstrates advisor division over investing in overseas assets. However, advisors have strong feelings regarding active managers...
MutualFundWire.com -
Wednesday, September 11, 2013
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Cohen & Steers Report Flows and AUM
Cohen & Steers reported AUM and flows for the end of the month ending August 31 and the end of eight months also ending August 31. ..
MutualFundWire.com -
Wednesday, September 11, 2013
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Targeting Age 95: Pru Launches a Suite of Next-Gen Retirement Plan Investments
The insurer's bundled retirement plan provider and investment management arms team up for some target date funds...
401kWire.com -
Wednesday, September 11, 2013
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Want to Spice Up Your Product Development? Hit the Road
Fund firm combines wholesaling with product brainstorming. "If you’re not bringing in assets you better be bringing us intelligence," is sales' chief motto...
MutualFundWire.com -
Wednesday, September 11, 2013
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Cornelio Amps Up Lincoln's Alliance With Ibbotson
The provider chief expands his relationship with the Morningstar star unit...
401kWire.com -
Wednesday, September 11, 2013
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Reader Rating: 2
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CBS: Gross' Flagship is Engaging in Risky Business
Is Gross' flagship fund a little too risky? CBS MoneyWatch's Allan Roth answers that question. ..
MutualFundWire.com -
Wednesday, September 11, 2013
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Reader Rating: 1
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MarketWatch: Heed Bond Market History
MarketWatch's Paul Farrell slams Ben Bernanke and covers the history of the bond market. ..
MutualFundWire.com -
Wednesday, September 11, 2013
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Learning By Example: Plan Sponsors Reveal Their Formulas for Plan Success
A panel of three former Signature Award winners discuss their success stories in a workshop session at the PSCA's annual conference...
401kWire.com -
Wednesday, September 11, 2013
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Reader Rating: 5
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Invesco Does Risk Parity Its Own Way
InvestmentNews' Jason Kephart reported on Invesco's new risk parity fund. ..
MutualFundWire.com -
Wednesday, September 11, 2013
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Gundlach Warms Up to Gold, "Sort of"
Jeffrey Gundlach has changed his opinion on gold, Barron's writes...
MutualFundWire.com -
Wednesday, September 11, 2013
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Boeing's 401k Takes Off
The airplane manufacturer closes a DB plan to new hires and boosts a DC plan...
401kWire.com -
Tuesday, September 11, 2012
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A Top Exec Leaves SSgA As the C-Suite Expands
The financial giant has added a new C-level position while centralizing sales and marketing...
MutualFundWire.com -
Tuesday, September 11, 2012
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Surprised Analysts Like Legg Mason But Wonder What's Next
Will the departure of Mark Fetting lead to the sale or break up of Legg Mason?..
MutualFundWire.com -
Tuesday, September 11, 2012
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Fitschen and Jain Reveal DWS' Fate
The two co-chiefs of Deutsche Bank unveiled their 'Strategy 2015+' plan today...
MutualFundWire.com -
Tuesday, September 11, 2012
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Jeff Becker Gets a New Boss
ING's asset management chief is reporting to someone new...
MutualFundWire.com -
Tuesday, September 11, 2012
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Fido Beats a $40MM Fee Suit
A Federal judge rules that the provider was not a plan fiduciary for the conduct under dispute...
401kWire.com -
Tuesday, September 11, 2012
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Reader Rating: 4
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Who Is Joe Sullivan?
Just who is taking over for Mark Fetting at Legg Mason?..
MutualFundWire.com -
Tuesday, September 11, 2012
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UPDATED: Who'll Be Legg Mason's Next Chief?
Legg Mason will hire a leading executive search firm for the hunt, though they haven't decide who just yet...
MutualFundWire.com -
Tuesday, September 11, 2012
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Mr. Market Cheers Fetting's Departure
Legg Mason's stock opens up as word breaks that their chief is out...
MutualFundWire.com -
Tuesday, September 11, 2012
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Fidelity Fends Off a 401k Fee Suit
A federal judge dismisses putative class action against Fidelity...
MutualFundWire.com -
Tuesday, September 11, 2012
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Beams Has a New Boss at ING
As the U.S. branch of the Dutch financial company continues moving toward independence, they've restructured their executive suite and lost a senior executive...
401kWire.com -
Tuesday, September 11, 2012
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Reader Rating: 3
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ProShares Beats a Class-Action
Plaintiffs alleged ETF risks weren't fully disclosed...
MutualFundWire.com -
Tuesday, September 11, 2012
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Donahue Compares Money Fund Battle to Football
The Federated PM says the industry and the SEC are forever locked in a gridiron-style battle...
MutualFundWire.com -
Tuesday, September 11, 2012
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J.P. Morgan Goes Techie with Re-Enrollment
A new tool will help plan sponsors determine concretely the positive effects of re-enrollment...
401kWire.com -
Tuesday, September 11, 2012
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A Judge Tosses a Key Witness For the Bents
The witness's testimony could confuse jurors, the judge said. ..
MutualFundWire.com -
Tuesday, September 11, 2012
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Steinberg Defends WisdomTree's Self-Indexing
The WisdomTree chief talks to the managing editor of IndexUniverse...
MutualFundWire.com -
Tuesday, September 11, 2012
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Fetting Falls; Legg Mason Taps a Temp CEO
Legg Mason's board is on the hunt for a new chief executive as Fetting preps to step down...
MutualFundWire.com -
Tuesday, September 11, 2012
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Fundsters Gather a Year after Lehman's Collapse
Larry Fink and Mohamed El-Erian are among the big-name fundsters that will descend on San Diego this weekend...
MutualFundWire.com -
Friday, September 11, 2009
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Commonwealth Opens Up its DC RIA Approach
The indie B-D reengineers its retirement plans unit...
401kWire.com -
Friday, September 11, 2009
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Reader Rating: 4
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A Neuberger Fund Manager Demands $12 Million from Lehman
Portfolio manager Judy Vale says the bankrupt i-bank owes her past compensation...
MutualFundWire.com -
Friday, September 11, 2009
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Happy 401(k) Day!
See what some providers are doing to celebrate...
401kWire.com -
Friday, September 11, 2009
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Reader Rating: 3
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PlanTools Plans a New Tool
PlanTools prepares to release its first new tool since changing hands in January...
401kWire.com -
Friday, September 11, 2009
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Reader Rating: 2
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Cieszko Finds a New Distribution Chief Within Fidelity
A veteran at the Boston Behemoth takes over distribution at FIIS...
MutualFundWire.com -
Friday, September 11, 2009
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Participant Satisfaction Sinks to a Nine-Year Low
Participant satisfaction with recordkeepers is the lowest it's ever been since Boston Research Group started conducting such surveys in 2000...
401kWire.com -
Friday, September 11, 2009
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JPMorgan Bids Adieu to B Shares
The New York-based asset manager adds itself to the long list of firms getting rid of the share class...
MutualFundWire.com -
Friday, September 11, 2009
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Disney and Friends Attack Money Fund Proposal
The WSJ highlights another part of the debate over proposed money market fund regulations from the SEC...
MutualFundWire.com -
Friday, September 11, 2009
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Abby Johnson's Power Holds Steady
Abby Johnson kept her ranking on the Fortune list of the Most Powerful Women in Business...
MutualFundWire.com -
Friday, September 11, 2009
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A Small-Cap Fund is Set to Disappear into the Harbor
The fund is headed for liquidation on October 30...
MutualFundWire.com -
Friday, September 11, 2009
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Reader Rating: 2
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U.S. Global Experiences a See-Sawing Year
Although down in income and assets, the asset manager sees some rebounding...
MutualFundWire.com -
Friday, September 11, 2009
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Alpine Woods Works on a New Fund
The Purchase, New York-based firm has filed with the SEC to launch a growth fund...
MutualFundWire.com -
Thursday, September 11, 2008
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Hartford is Hiring for its Sales Team
The plan provider is looking to fill two posts...
401kWire.com -
Thursday, September 11, 2008
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Is the Plan Turnover Plunge Hitting Everyone?
A West Coast-based firm provides a glimpse of its sales numbers...
401kWire.com -
Thursday, September 11, 2008
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More Details Emerge on Lehman Asset Sale
Lehman Brothers hopes to announce a sale in October...
MutualFundWire.com -
Thursday, September 11, 2008
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SEC Punishes an Indie B-D Over Security
One brokerage firm shells out more than a quarter of a million dollars to settle accusations about lax security for customers data...
MutualFundWire.com -
Thursday, September 11, 2008
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What Do Sponsors Pay DC Plan Advisors?
A new report from an industry consulting firm suggests that many sponsors may be in the dark when it comes to plan intermediaries' fees...
401kWire.com -
Thursday, September 11, 2008
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Reader Rating: 3.33
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MassMutual's Sarsynski Removes One of Multiple Hats
The head of the retirement unit at MassMutual relinquishes one of her roles at the insurer...
401kWire.com -
Thursday, September 11, 2008
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Is Alliance Capital's Smiter Leaving the SEC?
A top New York-based enforcer is reportedly headed out into the private sector...
MutualFundWire.com -
Thursday, September 11, 2008
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WSJ Sees One Executive Comp Debate Divide Funds
In one high profile proxy vote, it turns out that fund managers don't all vote the same way...
MutualFundWire.com -
Thursday, September 11, 2008
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U.S. Global's Q4 Net is Down 40 Percent
Its mutual fund AUM averaged $5.13 billion in fiscal year 2008 which ended in June...
MutualFundWire.com -
Thursday, September 11, 2008
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Indexing Giant Gets Into American Fixed Income
Standard & Poor's just launched its first fixed income index in the U.S...
MutualFundWire.com -
Tuesday, September 11, 2007
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Ex-PIMCO Exec Comes Back For More ... at the Very Top
PIMCO has added a familiar face as its first ever co-CEO and co-chief investment officer, but he's not replacing the current senior management team...
MutualFundWire.com -
Tuesday, September 11, 2007
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Reader Rating: 3
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SSgA Creates Muni Bond Web
State Street Global Advisors plans to unleash the SPDR Lehman Municipal Bond ETF on Thursday via the Amex.
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MutualFundWire.com -
Tuesday, September 11, 2007
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Reader Rating: 4.33
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Columbia to Distribute Excelsior Funds
Unsurprisingly, Columbia is preparing to distribute the mutual funds of a fund family it recently acquired. Just don't make the wrong phone call based on a recently published report's headline...
MutualFundWire.com -
Tuesday, September 11, 2007
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Reader Rating: 2.83
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Lincoln Affiliate Launches Collective Trust Funds
The Philadelphia-based asset manager has rolled out four collective funds...
401kWire.com -
Tuesday, September 11, 2007
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Wachovia's Indie Arm Helps Advisors Plan
Wachovia Securities Financial Network wants its top independent reps to know how well they're doing and how much their practices are worth...
MutualFundWire.com -
Tuesday, September 11, 2007
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Reader Rating: 3
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Inflows Stagnant: What's a Fund Manager to Do?
The new Asset Management Focus study by Freeman & Co., finds that household penetration of mutual funds has remained at about 50 percent since 2000...
MutualFundWire.com -
Tuesday, September 11, 2007
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A Putnam DC Exec Gets An Expanded Role Post-Deal
The exec now also oversees the institutional DC business...
401kWire.com -
Tuesday, September 11, 2007
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Reader Rating: 4.5
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DoL Action Sends Over $570,000 Back to Abandoned 401k
Thanks to an EBSA investigation, participants in a defunct Wolverine State sponsor's 401k and money purchase plans should get their money back.
..
401kWire.com -
Tuesday, September 11, 2007
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Arrow Slashes Fund's Expense Ratio
The yearling Old Line State fund firm lowers net annual expense caps for two share classes in a fund that just passed $100 million in assets.
..
MutualFundWire.com -
Tuesday, September 11, 2007
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Reader Rating: 3.33
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Munder Makes a Move with Two New Funds
Munder Capital Management is making good use of the portfolio team it lifted out from The Boston Company last month...
MutualFundWire.com -
Tuesday, September 11, 2007
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Denver Asset Manager To Shut Down Three Hedge Funds
The three absolute return funds will shut down effective September 30...
MutualFundWire.com -
Tuesday, September 11, 2007
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Franklin Buys Majority Stake in Software Firm
Franklin Templeton is betting on technology with the purchase of a majority stake in Riva Financial Systems, which makes software that allows for the transfer of securities around the world...
MutualFundWire.com -
Tuesday, September 11, 2007
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Reader Rating: 3
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New T. Rowe Fund Mines Volatile Markets
T. Rowe is bulking up its line-up of international funds with a new fund that focuses on the emerging markets of Africa and the Middle East...
MutualFundWire.com -
Tuesday, September 11, 2007
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Reader Rating: 2.33
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Two Value Managers See Bargains
Recent market volatility is opening the door of opportunity to value funds...
MutualFundWire.com -
Tuesday, September 11, 2007
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Security Benefit Rolls Out 403(b) Product
The Topeka, Kansas-based firm has come up with a program to assist 403(b) plan sponsors in complying with proposed regulation changes.
..
401kWire.com -
Monday, September 11, 2006
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Reader Rating: 2
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DoL Wins Judgment Against Vancol Trustees
The court bars the two co-owners of the soft drink maker from providing any services to Erisa plans in the future and orders them to repay more than $150,000 to the plan...
401kWire.com -
Monday, September 11, 2006
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Reader Rating: 3
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Bisys Deepens Relationship With Citigroup Sub
Bisys was tapped to provide ERISA support to the Citigroup subsidiary's plan clients...
401kWire.com -
Monday, September 11, 2006
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Reader Rating: 2
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MFS Bidders Emerge
In just over a month, MFS has jumped out of its comfortable auction house bidding chair and onto the stage. Who's buying? Sources told the MFWire that Ameriprise and T. Rowe Price are both bidding for Sun Life's asset management arm (which had $168 billion in assets under management at the end of the second quarter). For the moment, at least, it appears that Ameriprise may be winning...
MutualFundWire.com -
Monday, September 11, 2006
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SEC Censures Five Fund Firms
The SEC is continuing to crack down on fund firms that improperly apply performance-based fees to their funds. This time five firms agreed to pay $7 million as compensation for charging excessive fees between April 1997 and December 2004...
MutualFundWire.com -
Monday, September 11, 2006
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Banc of America Sells Two Closed End Funds
Banc of America Investment Advisors is selling its Liberty All-Star closed-end fund management business to ALPS Advisers. The business includes two funds with $1.35 billion in assets. Both of the funds are listed on the NYSE. The funds are the Liberty All-Star Equity Fund ($1.2 billion) and Liberty All-Star Growth Fund ($150 million)...
MutualFundWire.com -
Monday, September 11, 2006
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Reader Rating: 4
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Ladenburg Taps BD Chief, Buys I-Bank
The venerable firm continues to make changes in wake of its move to Miami. The changes include naming a new CEO for its brokerage arm and buying Capitalink...
MutualFundWire.com -
Monday, September 11, 2006
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Reader Rating: 3
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Citi Names New Chief for Tribeca
Tanya Styblo Beder is out at Citigroup's hedge fund arm just a little more than two years after taking the post...
MutualFundWire.com -
Monday, September 11, 2006
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Reader Rating: 3
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Scottrade Celebrates the Blues
The discount brokerage firm has cut a naming rights deal with the NHL franchise that it believes will build its brand...
MutualFundWire.com -
Monday, September 11, 2006
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Ex-Merrill Reps in Legal Spat
One of the women at the heart of the Merrill Lynch discrimination case now finds herself on the receiving end of a lawsuit...
MutualFundWire.com -
Monday, September 11, 2006
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Illinois Joins the Hunt
Where will it end? Not where it started, that is for certain...
MutualFundWire.com -
Thursday, September 11, 2003
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Campanale Will Take EVP Job at Smith Barney
While Frank Campanale is no longer the Consulting Group´s CEO, he is not leaving entirely...
MutualFundWire.com -
Thursday, September 11, 2003
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Louisiana Teachers Tap Mellon Global
The $11 billion state retirement system awards a custody mandate...
401kWire.com -
Thursday, September 11, 2003
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Net Fund Adivisor To Drop Net Name
The fund advisor is dropping trading in WWW for IPC...
MutualFundWire.com -
Thursday, September 11, 2003
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Janus Wooed Galbraith for CIO Job
The Morgan Stanley strategist reportedly turned the fund firm down on an offer that would have made him its president and CIO...
MutualFundWire.com -
Thursday, September 11, 2003
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Reader Rating: 3
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Two Bank of America Executives Are Gone
The bank fires an executive named in the Spitzer complaint while a second central figure has resigned...
MutualFundWire.com -
Thursday, September 11, 2003
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Reader Rating: 5
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Our Thoughts Are With Them
Our thoughts are with the employees working in and around the World Trade Center. One employee of OppFunds appeared on TV saying her office staff is accounted for...
401kWire.com -
Tuesday, September 11, 2001
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Reader Rating: 3
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Our Thoughts Are With Them
Our thoughts are with the employees working in and around the World Trade Center. One employee of OppFunds appeared on TV saying her office staff is accounted for...
MutualFundWire.com -
Tuesday, September 11, 2001
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Reader Rating: 3
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Hello, Ruby Tuesday
The sponsor has tapped a vendor for its 401k plan...
401kWire.com -
Tuesday, September 11, 2001
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Reader Rating: 3
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September 11, 2000
ICI Calls for Folio Regulation ... Index Funds Face Tough Times ... Davis Selected Sold in Bargain ... German Industry Wants Bolder Pension Reform ... More Investors Want to Retire Early ... The Inside Story of LTCM...
MutualFundWire.com -
Monday, September 11, 2000
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Reader Rating: 3
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September 11, 2000
ICI Calls for Folio Regulation ... Index Funds Face Tough Times ... Davis Selected Sold in Bargain ... German Industry Wants Bolder Pension Reform ... More Investors Want to Retire Early ... The Inside Story of LTCM...
401kWire.com -
Monday, September 11, 2000
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Reader Rating: 3
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MutualFundWire.com -
Saturday, September 11, 1999
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RFP Roundup: Week of September 6, 1998
The Weekly Roundup is a regular Friday afternoon column examining the week's RFPs, both those that appeared on our pages and the pages of other publications. Looking to the Future reports on possible future searches not covered during the week...
401kWire.com -
Friday, September 11, 1998
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Reader Rating: 3
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AERS Releases New Index Funds
Minneapolis, MN-headquartered American Express Retirement Services (AERS), a division of the American Express Company (NYSE: AXP), has announced that it will be adding three collective index funds to its lineup of 401(k) investment options. These funds invest in index funds managed by Bankers Trust (NYSE: BT)...
401kWire.com -
Friday, September 11, 1998
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Reader Rating: 3
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