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News Stories Archives - Since 1998
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An NYC ERISA Legal Eagle Prepares to Retire
The lawyer leads an 1,100-lawyer law firm's employee benefits and executive compensation practice, and he also leads a retirement plan industry trade group...
401kWire.com -
Wednesday, December 04, 2019
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An Ultimus and Gemini Alum Switches Industries
The fundster now works in sales with a manufacturer...
MutualFundWire.com -
Wednesday, December 04, 2019
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A Texas Exec Departs From Principal
The move comes as the provider's is digesting a big acquisition...
401kWire.com -
Wednesday, December 04, 2019
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In Texas, an RKer Launches a Portal and Preps an Enrollment Tool
Fresh off an acquisition, the chief adds that further M&A is still part of their growth strategy...
401kWire.com -
Wednesday, December 04, 2019
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Reader Rating: 5
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A $172B-AUMA Provider Launches a Stable Value Fund
The provider's insurer sibling guarantees and issues the new fund's underlying assets...
401kWire.com -
Wednesday, December 04, 2019
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Reader Rating: 2
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"Protect Your Time Because No One Else Will"
A $292.7B-AUM asset manager's chief shares that tidbit and more with a local pub...
MutualFundWire.com -
Wednesday, December 04, 2019
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Reader Rating: 5
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Hennessy's New Prez Steps In to Host In NYC
The acquisitive mutual fund entrepreneur was out sick today for his 14th annual press luncheon in NYC. Yet the show must go on...
MutualFundWire.com -
Tuesday, December 04, 2018
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14 Active Asset Classes Gain Ground With FAs
Yet 20 passive asset classes also gained ground ... and fewer FAs are mixing active and passive within the same asset class...
MutualFundWire.com -
Tuesday, December 04, 2018
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McCarthy Shakes Up Her OneAmerica Leadership Team
Two top retirement services execs depart, three execs rise, and the new chief creates two more top spots...
401kWire.com -
Tuesday, December 04, 2018
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Reader Rating: 5
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A 30-Year Industry Vet Takes a Newly Created DWC Post
There’s a new hire at DWC-The 401(k) Experts, who brings with him more than 30 years of experience...
401kWire.com -
Tuesday, December 04, 2018
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Crane Hires Transamerica Vets for Two Ascensus Leadership Posts
Jason Crane brings two former colleagues on board for a pair of key roles...
401kWire.com -
Tuesday, December 04, 2018
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Reader Rating: 5
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A $20.2B Midwestern Shop Buys Across the Pond
The acquisition target has an ESG take on infrastructure investing...
MutualFundWire.com -
Tuesday, December 04, 2018
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Tax Reform Still Mostly Leaves 401ks Alone
Like with the House version, the Senate's tax bill seems to mostly ignore recent tax reform threats against defined contribution plans and IRAs. Yet the fight isn't over yet as reconciliation looms...
401kWire.com -
Monday, December 04, 2017
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1,500 Plans and 3,413 KPAs Are Already Making Merrill's Big Fiduciary Shift
Since July, BofA Merrill has been rolling out its new retirement plan platform, with 3(21) services for all. The changes already affect all new plan sales, and by the end of 2018 all existing plans will be converted, too...
401kWire.com -
Monday, December 04, 2017
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Reader Rating: 4.75
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An ETF Strategist Transforms Into an Expanding FinTech Firm
The startup is looking to power model portfolios for B-Ds and asset managers that can be customized by individual FAs...
MutualFundWire.com -
Monday, December 04, 2017
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Can This TPA Bring 401k Power to Florida's Legislature?
A 36-year vet of the retirement industry is running for the Florida House of Representatives...
401kWire.com -
Monday, December 04, 2017
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Reader Rating: 4.5
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Do Alts Fit Inside 401(k)s? The WSJ Weighs In
Several industry insiders chime in for the newspaper's article on the possible rise of alternative investments in the defined contribution business...
401kWire.com -
Monday, December 04, 2017
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Reader Rating: 5
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Week In Preview, December 4-10
The AAII, Highland, the ICI, informa, the Investments & Wealth Institute, MarketCounsel, Natixis, and the SEC are all holding events this week...
MutualFundWire.com -
Monday, December 04, 2017
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Millennials Want To Establish Their Nest Egg
Capital One releases new research..
401kWire.com -
Friday, December 04, 2015
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Reader Rating: 4
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Pru and Hennessy Woo Reporters With Steak and Stock Picks
It's that time of year again: time for mutual fund shops and other asset managers to gather journalists together for meals while PMs offer their predictions...
MutualFundWire.com -
Friday, December 04, 2015
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Reader Rating: 1
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A 401(k) Tech Provider Wins DoL Contract
The Department of Labor (DoL) has awarded ALM's Judy Diamond Associated (JDA) with a new contract...
401kWire.com -
Friday, December 04, 2015
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500 RIAs and Allies Converge on Miami
A key RIA-ally will kick off its eighth annual conference on Monday...
MutualFundWire.com -
Friday, December 04, 2015
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Allianz' New TDF Tool Is An "Eye Opener"
Allianz has revamped its latest TDF offering for plan sponsors...
401kWire.com -
Friday, December 04, 2015
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Reader Rating: 5
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Where's Ned? The Art World Just Isn't the Same
The Fido chairman is being partly blamed for a disappointing, nine-figure auction sale on the other side of the globe...
MutualFundWire.com -
Friday, December 04, 2015
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What's In a Name?
Choose your brand wisely, KPAs, particularly if you ever dream of being bigger than a one-advisor shop...
401kWire.com -
Thursday, December 04, 2014
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ETFs Have Already Crushed Their 2013 Record
There's still one month left of 2014, and ETFs have already drawn more inflows this year than all of last year...
MutualFundWire.com -
Thursday, December 04, 2014
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This Colorado KPA Chose LPL
This 401(k) plan advisor now uses LPL as his new broker-dealer.
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401kWire.com -
Thursday, December 04, 2014
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Do Plan Sponsors Trust You?
A San Francisco-based trade group developed a new tool to help plan sponsors build trust with plan providers in the DC space...
401kWire.com -
Thursday, December 04, 2014
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An fi360 Vet Joins a 401k Education Disruptor
A Northern California startup hires a sales chief for its mobile-friendly offering...
401kWire.com -
Thursday, December 04, 2014
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NYLIM Makes an ETF Play
The insurer's asset management arm is buying an ETF shop with $1.5 billion in AUM...
MutualFundWire.com -
Thursday, December 04, 2014
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80 Percent of Plan Sponsors Match Contributions
...according to a new survey from PSCA...
401kWire.com -
Thursday, December 04, 2014
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Not Enough Women, and Not Enough Respect
In a pair of articles, the Financial Times examines gender equality issues in asset management...
MutualFundWire.com -
Thursday, December 04, 2014
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John Calamos Prepares to Give His Team a Bigger Stake as Nick Calamos Cuts Another Tie
Updated | The publicly-traded mutual fund shop's chief will create a new vehicle through which senior PMs and execs can invest in Calamos. And his nephew will no longer be working for the firm...
MutualFundWire.com -
Wednesday, December 04, 2013
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Wells Fargo Consolidates Retirement Under One Chief
One exec is now the sole director of Wells Fargo's institutional retirement unit. ..
401kWire.com -
Wednesday, December 04, 2013
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Reader Rating: 4
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Do Sponsors Swallow Their Loan Medicine?
Sponsors spill about loans and hardship withdrawals from 401ks. ..
401kWire.com -
Wednesday, December 04, 2013
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Reader Rating: 4
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Particpants Love Retirement Income Projection Calculators, But They Need More
401(k) participants want explanation and proof of accuracy...
401kWire.com -
Wednesday, December 04, 2013
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Two Relationship Specialists Join a Mile-High 401k Shop
An LPL affiliate welcomes a pair of new recruits...
401kWire.com -
Wednesday, December 04, 2013
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Reader Rating: 1
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Transamerica Launches a 'Healthy' Mobile App
The provider has a new mobile app for healthcare organizations' retirement plans. ..
401kWire.com -
Wednesday, December 04, 2013
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Miller Binds a Top Invesco Alum to DWS
Updated | The new hire serves as president of fund and head of fund administration in the U.S...
MutualFundWire.com -
Wednesday, December 04, 2013
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OneAmerica's Index Offering is Hot, Hot, Hot
Not even a year into its existence, the 41 Index(k) has soared past $117 million in assets. ..
401kWire.com -
Wednesday, December 04, 2013
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A Core WisdomTree ETF Crosses the $1B Mark
The Big Apple fundamental indexes celebrates a milestone for a seven-year-old fund...
MutualFundWire.com -
Wednesday, December 04, 2013
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DST's Niedt Offers Distribution Alpha for Smaller Fundsters
The outsourced shareholder recordkeeper unveils a new service for small- and mid-sized mutual fund shops...
MutualFundWire.com -
Wednesday, December 04, 2013
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A Trio of Trade Groups Share Their 401k-philia
Three Washington, D.C.-based trade groups love 401ks. And they mean to prove why. ..
401kWire.com -
Wednesday, December 04, 2013
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Fido's New Measuring Stick Shows Just How Unprepared 401kers Are
The majority of American households will need to make significant changes in order to meet the bare minimum life requirements after retirement. ..
401kWire.com -
Wednesday, December 04, 2013
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The 401k Death Toll Rises
According to new research, thousands of plans were terminated in 2012, and fewer companies offered a 401(k) match...
401kWire.com -
Wednesday, December 04, 2013
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How Does M* Love Dodge & Cox? Let Me Count the Ways
An analyst at the Chitown mutual fund ratings giant lays out the reasoning behind their love of this value shop's corporate culture...
MutualFundWire.com -
Wednesday, December 04, 2013
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Gross Likes Bogle, Not Eagle-Borne Risk
The Pimco star releases his December Investment Outlook even as his shop keeps suffering outflows...
MutualFundWire.com -
Wednesday, December 04, 2013
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Wal-Mart Makes Its $18B 401k Choice
The massive retailer concludes its RFP...
401kWire.com -
Wednesday, December 04, 2013
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Reader Rating: 5
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ASPPA Has Some Same-Sex Marriage Tips for EBSA
Ronald J. Triche, assistant general counsel and director of government affairs for the American Society of Pension Professionals & Actuaries penned a formal letter to Phyllis Borzi highlighting suggestions. ..
401kWire.com -
Wednesday, December 04, 2013
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SEC Gathers Intel on Proxy Advisors' Work With Fundsters
Today the regulatory agency will hear feedback on the state of the system...
MutualFundWire.com -
Wednesday, December 04, 2013
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Pimco Gets a Patent for a GDP-Weighted Bond Index
The Newport Beach-based asset manager has been granted a patent for a GDP-weighted index...
MutualFundWire.com -
Tuesday, December 04, 2012
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A Provider Vet Joins an Elite 401k Advisor Team
A Northwestern retirement plan advisory shop hires a senior relationship manager...
401kWire.com -
Tuesday, December 04, 2012
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Reader Rating: 3.67
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An RBC Shop Tacks Into a Fixed Income Sea Change
A fixed income shop from the institutional market launches its fifth U.S. mutual fund...
MutualFundWire.com -
Tuesday, December 04, 2012
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Financial Engines' Raffone Gambles on a New Distribution Chief
The firm names a new distribution executive vice president...
401kWire.com -
Tuesday, December 04, 2012
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Reader Rating: 1
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Participants Still Trust Plan Sponsors
A new survey has some interesting implications, according to one exec...
401kWire.com -
Tuesday, December 04, 2012
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Is Delaware's Parent Ripe for a Sale?
The WSJ wonders if Macquarie is a takeover target...
MutualFundWire.com -
Tuesday, December 04, 2012
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Big Banks Give Funds Another Shot, But Will They Fail Again?
Bloomberg has the scoop...
MutualFundWire.com -
Tuesday, December 04, 2012
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Want More Money? Go Manage a Hedge Fund
A new study has found that hedge fund managers make significantly more than mutual fund manager...
MutualFundWire.com -
Tuesday, December 04, 2012
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WisdomTree Shuts Down Three ETFs
The funds did not generate interest, according to Index Universe...
MutualFundWire.com -
Tuesday, December 04, 2012
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Gundlach Prepares a New Fund
DoubleLine is expanding its offerings to six funds...
MutualFundWire.com -
Tuesday, December 04, 2012
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Reader Rating: 5
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MetWest Sells
The deal between the fixed income manager and another Los Angeles-headquartered firm is expected to close in the first quarter...
MutualFundWire.com -
Friday, December 04, 2009
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A Van Kampen Sales Vet Lands at DWS
DWS signs on the 13-year Van Kampen veteran as national sales manager...
MutualFundWire.com -
Friday, December 04, 2009
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Reader Rating: 1
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McCarthy to Move Down Under
The top job at a leading retirement business opens up as the incumbent is relocating to lead outsourcing in AsiaPac...
401kWire.com -
Friday, December 04, 2009
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Reader Rating: 4.33
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BNY Mellon Lands a New ETF Client
Geary Advisors, the Oklahoma City-based investment advisor, settled on BNY Mellon to provide custodial services for two state-based ETFs launched in September...
MutualFundWire.com -
Friday, December 04, 2009
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What's Solis Up To?
Tune in Monday to learn about the new regulatory agenda for the DoL...
401kWire.com -
Friday, December 04, 2009
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Reader Rating: 1
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NYLIM Hunts for an M&A and Strategy Chief
An internal promotion opens up a senior spot beneath John Kim...
MutualFundWire.com -
Friday, December 04, 2009
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DWS Plans to Ax B Shares
The New York City-based fund firm has added itself to the list of companies that are scrapping the share class...
MutualFundWire.com -
Friday, December 04, 2009
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Loomis Sayles Decides to Keep its Current Address
After looking at two other locations, the Natixis subsidiary is staying put at its present home...
MutualFundWire.com -
Friday, December 04, 2009
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WSJ Ponders Emerging Markets ETFs
Funds from Emerging Global Advisors, Global X, iShares and Van Eck all gain attention in Fund Track...
MutualFundWire.com -
Friday, December 04, 2009
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Fidelity Lassos an ING Top Honcho
Updated | The Boston Behemoth will introduce Kathleen Murphy as one of its new generation of leaders in January, the MFWire has learned...
MutualFundWire.com -
Thursday, December 04, 2008
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Reader Rating: 3
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DC Provider Adds Two Sales Managing Directors
An insurer beefs up its wholesaling strength with new hires...
401kWire.com -
Thursday, December 04, 2008
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ING Names New Retirement Chief
Updated | The growing importance of retirement helps drive ING to splitting its U.S. Wealth Management business into four units, including a dedicated retirement unit. Murphy will take a job at Fidelity...
401kWire.com -
Thursday, December 04, 2008
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Russell's DC Chief Jumps to Consulting Firm
Matt Smith will stay in the retirement business with his new job...
401kWire.com -
Thursday, December 04, 2008
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Morningstar Ties in to EDGAR
Joe Mansueto and Co just did a $12.5 million deal...
MutualFundWire.com -
Thursday, December 04, 2008
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TPAs Drive Transamerica Sales Gains
The plan provider says a tool it launched in January attracted some TPAs it had courted for years and helped sales grow by 35 percent...
401kWire.com -
Thursday, December 04, 2008
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Insurer Amps Up Bundled DC With New Chief
A Principal vet moves to a TPA-focused provider to lead and expand one of its other retirement market segments...
401kWire.com -
Thursday, December 04, 2008
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ProFunds Adds Glitter to Leveraged ETFs
ProFunds Group is adding another four ETFs to the family of Commodities ProShares that it launched last week...
MutualFundWire.com -
Thursday, December 04, 2008
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Reader Rating: 5
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The FICS is in at Fidelity
The Boston Behemoth has put together a home page linking investors to headlines from around the financial news world...
MutualFundWire.com -
Thursday, December 04, 2008
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Reserve Primary Pays Out Another $14.4 Billion
The money fund that broke the buck sends more money to shareholders ahead of schedule while providing online updates about the ongoing liquidation...
MutualFundWire.com -
Thursday, December 04, 2008
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Profs Take Aim at Morningstar and Reuters
University profs are betting a new Web site will be better at helping people find top performing funds than the existing ones...
MutualFundWire.com -
Thursday, December 04, 2008
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Neuberger Auction Crack Up Leaves Walker in Charge
With new white knight riding to the rescue, Neuberger and George Walker face the challenge of rebuilding...
MutualFundWire.com -
Thursday, December 04, 2008
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BNY Mellon Names New Asia B-D Head
BNY Mellon has named Andrew Gordon head of broker-dealer and alternative investment services for Asia...
MutualFundWire.com -
Tuesday, December 04, 2007
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Reader Rating: 3
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Nollenberger Hires AG Edwards Team
Another investment team has defected from A.G. Edwards...
MutualFundWire.com -
Tuesday, December 04, 2007
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Reader Rating: 3
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Two Advisors' Roads Lead to NRP RIA
An advisory shop outside the Windy City expands its team and looks to grow more next year.
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401kWire.com -
Tuesday, December 04, 2007
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Reader Rating: 3
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Syracuse Sponsor Chooses Fellow Empire State Provider
A recordkeeping TPA wins a $40 million DC plan...
401kWire.com -
Tuesday, December 04, 2007
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Reader Rating: 3.5
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Big Apple Fund Family Expands Retirement Unit
An asset management powerhouse creates a new marketing unit within its recordkeeper and grows its key account team...
401kWire.com -
Tuesday, December 04, 2007
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Reader Rating: 3.33
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Want More Advisory Business? Try Cash Balance!
A Golden State TPA launches a training program for those who want to work with the hybrid retirement plans...
401kWire.com -
Tuesday, December 04, 2007
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Another SPDR Makes Tracks for the AMEX
The Amex has begun trading of the SPDR Lehman High Yield Bond ETF by State Street Global Advisors...
MutualFundWire.com -
Tuesday, December 04, 2007
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Reader Rating: 2.83
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Direxion Launches Three Funds
Direxion has launched three new international funds...
MutualFundWire.com -
Tuesday, December 04, 2007
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Reader Rating: 4.17
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New Dark Horse Candidate Surfaces at Citi
A new name is being floated as a possible candidate for CEO of CitiGroup...
MutualFundWire.com -
Tuesday, December 04, 2007
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Reader Rating: 3
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Banks Granted B-D Rule Exception
The SEC has approved a rule that will allow banks and exemption from the b-d rule...
MutualFundWire.com -
Tuesday, December 04, 2007
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Reader Rating: 3
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PowerShares to List Three Buy-Write ETFs
PowerShares plans to list three new buy-write portfolios...
MutualFundWire.com -
Tuesday, December 04, 2007
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Reader Rating: 2.33
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Federal Judge Kicks One Fido Fee Suit Up a Notch
One of Schlichter's suits is certified as a class action...
401kWire.com -
Tuesday, December 04, 2007
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Stephens Funds Lands Retirement Distribution Deal
Stephens Funds has landed a distribution deal with PI Qualified Plan Consultants, Inc...
MutualFundWire.com -
Tuesday, December 04, 2007
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Reader Rating: 3.14
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Sunflower State TPA's Platform Expands
Two new mutual funds gain some DC distribution...
401kWire.com -
Tuesday, December 04, 2007
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Three Former Putnam Execs Off the Hook with Massachusetts Regulators
A Massachusetts court has dropped civil fraud charges against three former Putnam Fiduciary Trust Company executives...
MutualFundWire.com -
Tuesday, December 04, 2007
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Money Funds Play SIV Roulette
Shefali Anand sifts through regulatory filings to find out which money funds are still holding SIV securities recently downgraded by Moodys...
MutualFundWire.com -
Tuesday, December 04, 2007
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Reader Rating: 3.29
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Less is Morley
The Oregon-based subsidiary of Nationwide is getting back to brand basics.
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401kWire.com -
Monday, December 04, 2006
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DoL Solicits Input on Investment Advice Exemption
The department's Employee Benefits Security Administration is soliciting comments on the investment advice statutory exemption for 401ks and IRAs...
401kWire.com -
Monday, December 04, 2006
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Updated OppenIncome Arrives
The Manhattan fund firm's new and improved Monte Carlo software rolls out with more than half a dozen new features...
401kWire.com -
Monday, December 04, 2006
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BoNY Does A Deal
The Bank of New York is buying Mellon Corp. for $16.5 billion...
401kWire.com -
Monday, December 04, 2006
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Reader Rating: 5
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M&I Buys Florida Bank
The Milwaukee-based firm wants to gain a wider presence in the Sunshine State...
401kWire.com -
Monday, December 04, 2006
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Rollins Exterminates Plan Recordkeeper and Fund
The Peach State sponsor adds four new fund to options to its 401k and plans more changes after dumping its provider and a fifth fund option.
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401kWire.com -
Monday, December 04, 2006
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Reader Rating: 5
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SEC Slaps Broker-Dealer with Civil Fraud Charges
For the first time the SEC moves before state investigators. Nearly 300 fund firms had blocked the fund supermarket from trading...
MutualFundWire.com -
Thursday, December 04, 2003
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Reader Rating: 5
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Trust Co. Announces New Director
Appointee also advises industry advisory channels...
401kWire.com -
Thursday, December 04, 2003
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Reader Rating: 1
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TPA Says STC Not To Blame
Louisianna-based TPA says fund companies dumped STC abruptly...
401kWire.com -
Thursday, December 04, 2003
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Reader Rating: 3.75
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Piper Jaffrey Disciplines Two After Finding Timing
The action comes weeks before the spinoff of the broker-dealer from U.S. Bank...
MutualFundWire.com -
Thursday, December 04, 2003
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Merrill to Repay $11 Million
The largest broker-dealer reveals the scope of its breakpoint problem...
MutualFundWire.com -
Thursday, December 04, 2003
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Strong Hires Advisor on Possible Sale
The firm reportedly has hired a New York investment bank to help it find a buyer...
MutualFundWire.com -
Thursday, December 04, 2003
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Reader Rating: 3.43
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Emplanet Said to be in Talks with ExpertPlan
The transitioning recordkeeper plans to refer clients and partners to a rival firm...
401kWire.com -
Wednesday, December 04, 2002
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Reader Rating: 4.25
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AFL-CIO Marches on Fido Branches
The union led marches on 19 brokerage offices in support of the SEC proxy disclosure rule...
MutualFundWire.com -
Wednesday, December 04, 2002
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Reader Rating: 4
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Wilshire Adds BizDev Head
The new executive hails from Deutsche Asset Management...
401kWire.com -
Wednesday, December 04, 2002
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Reader Rating: 2
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Wells Fargo Launches TAA Portfolios
The new fund-based product is targeted at its small- and mid-sized institutional trust clients...
MutualFundWire.com -
Wednesday, December 04, 2002
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Reader Rating: 4
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Search401k Adds New Partners, Keeps Existing Ones
Since September, the firm has forged several new alliances with providers and adviser groups...
401kWire.com -
Wednesday, December 04, 2002
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Reader Rating: 3.5
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Q3 Investment Returns Drop for DC Plans
Only the most conservative investments make the quarterly grade in the STC index...
401kWire.com -
Wednesday, December 04, 2002
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Reader Rating: 2
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SRI Specialist Adds Two Funds
The socially responsible investing shop has added two, more staid funds, to its family...
MutualFundWire.com -
Wednesday, December 04, 2002
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Reader Rating: 5
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AIM Promotes Three Managers
The AIM international, core equity and fixed income funds all get new portfolio co-managers...
MutualFundWire.com -
Wednesday, December 04, 2002
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Reader Rating: 1
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Is the Bond Party Over?
Yes it is says American Century as the fund firm joins those warning investors away from bonds...
MutualFundWire.com -
Wednesday, December 04, 2002
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Reader Rating: 3.33
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Ghost of Enron Haunts Fiduciary Landscape
A CitiStreet Webcast sounds a concerted alert on the changing nature of ERISA responsibilities...
401kWire.com -
Wednesday, December 04, 2002
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Reader Rating: 4.33
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It is Official: GoldK Seals VC
The e401k vendor has announced that its latest round of venture funding came from three funds and totaled $26.3 million.
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401kWire.com -
Tuesday, December 04, 2001
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Reader Rating: 3
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Prospectors Get New Web Tool
Those seeking fresh info on plan sponsors for their sales team have a new tool available...
401kWire.com -
Tuesday, December 04, 2001
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Reader Rating: 3
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Morningstar Initiates 529 Center
The firm has a new information platform...
MutualFundWire.com -
Tuesday, December 04, 2001
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Reader Rating: 3
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A New Montgomery Launch
Seeking to diversify its offerings, Montgomery intros new products for its clients and welcomes a new sales exec into the fold...
MutualFundWire.com -
Tuesday, December 04, 2001
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Reader Rating: 3
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Invesmart Taps CEO
The firm has a new top dog...
401kWire.com -
Tuesday, December 04, 2001
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Reader Rating: 3
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Diversified Taps New Sub-Advisor
The firm has a new fixed income sub-advisor for two of its offerings...
MutualFundWire.com -
Tuesday, December 04, 2001
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Reader Rating: 3
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Red Alert: Defined Contribution Bad Rap
New York Times Editorial ... Beradino Speaks ... Bisys and New York Life...
401kWire.com -
Tuesday, December 04, 2001
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Reader Rating: 3
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Red Alert: Defined Contribution Bad Rap
New York Times Editorial ... Beradino Speaks ... Bisys and New York Life...
MutualFundWire.com -
Tuesday, December 04, 2001
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Reader Rating: 3
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Red Alert: Defined Contribution Bad Rap
Now, the tide is beginning to shift. 401(k) plans are starting to get a bad rap in the mainstream media. The opening salvo was fired by The New York Times in an editorial (you will need membership with The Times to gain access) by Paul Krugman...
401kWire.com -
Tuesday, December 04, 2001
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MassMutual Hires Bunches
There are a number of new faces at the Springfield, Massachusetts firm...
401kWire.com -
Tuesday, December 04, 2001
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Reader Rating: 3
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Dean Witter Rep Settles With SEC
Dean Witter broker Leslie Rossello agreed to a $10,000 fine and a twelve month suspension to settle SEC allegations of fund churning...
MutualFundWire.com -
Monday, December 04, 2000
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Reader Rating: 3
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Integrated Fund Services Names Prez
The fund administration firm has taken a new leader from Nationwide Advisory Services...
MutualFundWire.com -
Monday, December 04, 2000
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Reader Rating: 3
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TAMRO Manages New Alleghany Funds
Chicago-based Alleghany Funds has tapped Virginia's TAMRO Capital Partners to manage two new funds...
MutualFundWire.com -
Monday, December 04, 2000
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Reader Rating: 3
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Van Kampen Adds Fund
The firm has added a Small Cap Growth Fund to its lineup...
MutualFundWire.com -
Monday, December 04, 2000
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Reader Rating: 3
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First Union Combines Retail and Institutional Brands
The bank has combined the two channels under the Evergreen Investments moniker. It has also tapped a president for institutional...
MutualFundWire.com -
Monday, December 04, 2000
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Reader Rating: 3
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First Union Combines Retail and Institutional Brands
The bank has combined the two channels under the Evergreen Investments moniker. It has also tapped a president for institutional...
401kWire.com -
Monday, December 04, 2000
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Reader Rating: 3
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Still No e401k For Schwab
More than twelve months after it first spoke about an e401k Schwab is still evaluating the possibilities...
401kWire.com -
Monday, December 04, 2000
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Reader Rating: 3
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AXA Picks Up MetLife Vet
The European financial giant taps a new head to grow its Equitable-branded defined contribution business...
401kWire.com -
Monday, December 04, 2000
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Reader Rating: 3
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Emplanet Adds More Web Distribution
Just a week after announcing that it would distribute its online 401(k) service through Search401k, the firm has added another Web partnership...
401kWire.com -
Monday, December 04, 2000
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Reader Rating: 3
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Participants Talk Back
Are participants ready to talk to their vendor's voice-response system? Merrill Lynch things so...
401kWire.com -
Monday, December 04, 2000
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Reader Rating: 3
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Insurer Freezes New Business
Allmerica Financial has stopped marketing and selling new business for its in-house product. ..
401kWire.com -
Monday, December 04, 2000
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Reader Rating: 3
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Stats Provide Possible Legal Shield
Lipper's new fee tool allows large funds to establish fees parallel to their peers' and to back that up with a valid, legally-defensible benchmark...
MutualFundWire.com -
Monday, December 04, 2000
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Reader Rating: 3
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December 4, 2000
SEC Fines For Bond Fund ... Hedge Funds May Prove A Conflict ... Likely Regulations for 2001 ... More Disclusore for Affiliated Transactions?..
401kWire.com -
Monday, December 04, 2000
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Reader Rating: 3
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December 4, 2000
SEC Fines For Bond Fund ... Hedge Funds May Prove A Conflict ... Likely Regulations for 2001 ... More Disclosure for Affiliated Transactions?..
MutualFundWire.com -
Monday, December 04, 2000
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Reader Rating: 3
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Toolkit for Advisors Lays Out Fiduciary Responsibilities of Plan Sponsors
Delaware Investment and Retirement Services is hoping to strengthen its ties to financial advisors distributing its small plan product with its Fiduciary Tool Kit...
401kWire.com -
Friday, December 04, 1998
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Reader Rating: 3
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A New Kid on the Advice Block
The advice field is becoming so crowded that Ibbotson now has competition right in its own backyard of Chicago. This week, Marquette Associates, Inc. of Chicago launched a new affiliate, AdvisorNet LLC, which will offer 401(k) participants investment advice over the Internet. Sound familiar? ..
401kWire.com -
Friday, December 04, 1998
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Reader Rating: 3
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