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News Stories Archives - Since 1998
Plan Sponsors Are Increasingly Focused on Longevity A new survey finds that plan sponsors are less concerned with short-term volatility, instead focusing on long-term goals... 401kWire.com - Wednesday, June 13, 2018
Franklin's Ahmed Hires a Key Account Exec Yaqub Ahmed has hired a new account manager for his DC I-O division... 401kWire.com - Wednesday, June 13, 2018 - Reader Rating: 5
Two Data Giants Combine There may be more M&A for this financial industry data provider in the future... MutualFundWire.com - Wednesday, June 13, 2018
With a New Lens, a KPA Shop Eyes Participants A Chi-Town firm is bringing a solution from its wealth management business to its retirement plan participants... 401kWire.com - Wednesday, June 13, 2018
Will This Tech Tilt the Industry Even Further Towards the Titans? A veteran mutual fund industry thinker predicts a coming investment revolution... MutualFundWire.com - Wednesday, June 13, 2018
OneAmerica Makes a Revenue Accounts Debut In light of the fiduciary regulation, the Indianapolis, Indiana-based recordkeeper has launched a new "advisor-friendly" service..... 401kWire.com - Tuesday, June 13, 2017 - Reader Rating: 3.67
PE Buys a Nebraska Fund Firm The deal is expected to close next month... MutualFundWire.com - Tuesday, June 13, 2017
Jay Jacobs Passes the Reins at Pimco Jacobs is retiring in September and two managing directors are rising..... MutualFundWire.com - Tuesday, June 13, 2017 - Reader Rating: 2
Trust Company of America Partners with $22.9B Custodian Trust Company of America teamed up with this custodian to expand their alternative assets offering..... 401kWire.com - Tuesday, June 13, 2017 - Reader Rating: 1
Columbia Threadneedle Hires DC I-O Exec Upon a departure at Columbia Threadneedle, a DC I-O BNY Mellon Exec has been hired..... 401kWire.com - Tuesday, June 13, 2017
A DC I-O Specialist Joins The Team at Cohen & Steers DC I-O specialist Jessen Fahey has just joined the team at asset management firm Cohen & Steers. .. 401kWire.com - Tuesday, June 13, 2017
Catalyst Adopts a Fund From an Ally Yet Jerry Szilagyi will keep the other firm on as the fund's subadvisor... MutualFundWire.com - Tuesday, June 13, 2017
A 471MM KPA Shop Joins Indie B-D The largest independent broker-dealer has added a $471 million 401(k) plan advisor (KPA) shop!.. 401kWire.com - Tuesday, June 13, 2017 - Reader Rating: 5
Watch For Vanguard to Staff Up Here Bill McNabb says he might add hundreds of jobs in this city... MutualFundWire.com - Tuesday, June 13, 2017
ABG Makes New Payroll Partnership ABG partners up..... 401kWire.com - Tuesday, June 13, 2017
CapTrust To Sponsor DC Plan Boot Camp The event will take on fiduciary responsibility. .. 401kWire.com - Monday, June 13, 2016
A PM Steps Down From a 30-Year-Old Eagle Fund Three other PMs remain on the three-star, $558MM mutual fund... MutualFundWire.com - Monday, June 13, 2016
Wells Fargo Adds a New Jersey KPA His entire team will be joining him in this move from the nation's largest independent B-D. .. 401kWire.com - Monday, June 13, 2016 - Reader Rating: 3
Late Night TV Takes on 401k Plan Fees HBO's John Oliver used his platform to warn people about what he describes as "potential land mines" in the retirement industry. .. 401kWire.com - Monday, June 13, 2016 - Reader Rating: 4.96
CUNA Expands Its Sales Team By Six CUNA's sales team is now fully staffed across the country... 401kWire.com - Monday, June 13, 2016 - Reader Rating: 3.5
The Federal Government is Looking to Safeguard Retirement Again On the heels of state proposals to administer retirement plans, federal lawmakers are joining the cause on a national scale. .. 401kWire.com - Monday, June 13, 2016 - Reader Rating: 2
Louisiana Might Cook Up a SARP Board With three weeks left to pass a SARP bill, Louisiana may be on the verge of seeking industry experts. .. 401kWire.com - Monday, June 13, 2016 - Reader Rating: 1
ML's Thiel Talks Fighting Cancer The American Cancer Society held its 11th annual Financial Services Cares Gala last week... MutualFundWire.com - Monday, June 13, 2016
Another Pimco DC I-O Alum Heads to BlackRock Sean Murray welcomes a familiar face to the giant, publicly-traded asset manager... 401kWire.com - Monday, June 13, 2016 - Reader Rating: 2.5
Abby Johnson Is the Richest Massachusettsan ... Or Is She? What's in a list? Or, more importantly, who's in a list... MutualFundWire.com - Monday, June 13, 2016 - Reader Rating: 5
Galvin Calls on the DoL and Congress for 401k Help The Massachusetts Securities Division's top dog wants the DoL and Capitol Hillers to push for "meaningful" disclosures to participants from plan sponsors. .. 401kWire.com - Friday, June 13, 2014
Providers Decry the Cost of, and Lack of Demand For, 408b2 the Sequel As expected, providers heavily criticized the DoL's proposed 408b2 guide in a comment period that closed June 10. .. 401kWire.com - Friday, June 13, 2014 - Reader Rating: 4
Pimco Endures Yet Another Cruel Month The Bond Giant again saw major outflows in May. Vanguard garnered a hefty, hefty chunk of inflows, of course. Fido sees outflows, of a sort, for an interesting reason... MutualFundWire.com - Friday, June 13, 2014 - Reader Rating: 5
Seen and Heard at BPAS' First Conference This week Barry Kublin and his team gathered about 130 of their colleagues, advisor partners, and other industry insiders at a hotel outside Washington, D.C., for the upstate New York RKer's inaugural partner conference... 401kWire.com - Friday, June 13, 2014 - Reader Rating: 5
RBC's Parent Sows Seeds for Big Harvest Royal Bank of Canada commits resources for asset management arm to launch funds, make acquisitions and grow intermediary operations. .. MutualFundWire.com - Friday, June 13, 2014
An RKer Streamliner Beefs Up Its Sales and Support Squads ... and Financial Engines looks to fill a vacant seat... 401kWire.com - Friday, June 13, 2014
Delaware's Bond Boys Treat Reporters to a 21 Club Lunch Fixed-income specialist from Delaware Investments talked up their strategies with reporters at a recent lunch in New York... MutualFundWire.com - Friday, June 13, 2014
This TPA Offers an Advantage to Its Premier Advisor Allies A recordkeeping TPA just added a new program for advisors ..... 401kWire.com - Friday, June 13, 2014 - Reader Rating: 5
Reynolds Takes an Ax to the 'Complex Decision Tree' ...at the 20th annual Conference de Montreal... 401kWire.com - Friday, June 13, 2014 - Reader Rating: 4.4
Archiving: A Key Piece of the Advisor-Social Media Puzzle How do you take advantage of social media without drawing the ire of the SEC or Finra? A key potential partner shares some tips... 401kWire.com - Friday, June 13, 2014
Rekenthaler Maps Discount Wars' Escalation And you thought the low cost battles were bad now. The Morningstar analyst writes that they've only begun... MutualFundWire.com - Friday, June 13, 2014
401k Loans, Hardship Withdrawals Dip 9 Percent in Two Years Loans and hardship withdrawals decreased from Q1 2012 to Q1 2014, according to Financial Finesse's new quarterly report... 401kWire.com - Friday, June 13, 2014
Spotlight on BrightScope Forbes notes BrightScope founders as "up and comers.".. 401kWire.com - Thursday, June 13, 2013 - Reader Rating: 4.27
A Mutual Fund Writer Switches Pubs Ian Salisbury is moving on... MutualFundWire.com - Thursday, June 13, 2013
Financial Finesse Talks Stress and Retirement Who is most likely to be financially stresed?.. 401kWire.com - Thursday, June 13, 2013
The SEC Makes a Plan Sponsor Blush The company paid a fine of $850,000... 401kWire.com - Thursday, June 13, 2013
Rekenthaler Sees 401k Smiling on Fundsters The M* research VP and fundster insider columnist analyzes 401k plan trends in Vanguard's "How America Saves 2013" report... MutualFundWire.com - Thursday, June 13, 2013
DTCC Streamlines a Mutual Funds Offering The Depository Trust & Clearing Corporation�s (DTCC) Wealth Management Services (WMS) division unveils an enhanced Mutual Fund Profile Service II (Profile) that is automated and streamlined. .. MutualFundWire.com - Thursday, June 13, 2013
A PM Leaves a MSIM Fund John S. Goodacre from Morgan Stanley Institutional Funds [profile] no longer serves as PM for the Global Franchise Portfolio. [SEC Filing]... MutualFundWire.com - Thursday, June 13, 2013
iShares Prepares to Liquidate an ETF The board of trustees of iShares Trust [profile] approved the plan of liquidation, dissolution and termination for the iShares 2013 S&P AMT-Free Municipal Series. The last day of trading of the fund will be August 15, 2013. [SEC Filing].. MutualFundWire.com - Thursday, June 13, 2013
Should PNC Break Up With BlackRock? PNC Financial Services Group could sell its 21 percent stake in BlackRock, but should it? Bloomberg weighs the pros and cons of selling. .. MutualFundWire.com - Thursday, June 13, 2013
Rekenthaler Ponders the State of the 401k Morningstar's John Rekenthaler talks about four trends in the 401k industry based off a Vanguard report, "How America Saves 2013.".. 401kWire.com - Thursday, June 13, 2013
Eaton Vance Hires a Pioneer Alum Bradley T. Galko is set to join the Eaton Vance team as senior research analyst. .. MutualFundWire.com - Thursday, June 13, 2013
Cohen & Steers' Inflows Aren't Enough In its latest AUM update, Cohen & Steers saw favorable net inflows, but market depreciation stole its thunder. .. MutualFundWire.com - Thursday, June 13, 2013
BRC Slashes Fees For a Fund The board of trustees of the Valued Advisers Trust approved a fee cut for BRC Investment Management's BRC Large Cap Focus Equity Fund. Effective yesterday, the management fee slice of the expense ratio will drop to 47 basis points from 75. [SEC Filing]... MutualFundWire.com - Thursday, June 13, 2013
Nationwide Tweaks CDSCs The following funds at Nationwide [profile] have updated their class A contingent deferred sales charge: the Nationwide Alternatives Allocation Fund, the Nationwide Bond Fund, the Nationwide Bond Index Fund, the Nationwide Enhanced Income Fund, the Nationwide Fund, the Nationwide S&P 500 Index Fund, the Nationwide Growth Fund, the Nationwide International Index Fund, the Nationwide International Value Fund, the Nationwide Mid Cap Market Index Fund, the Nationwide Money Market Fund, the Nationwide Inflation-Protected Securities Fund, the Nationwide Short Duration Bond Fund, the Nationwide Small Cap Index Fund, the Nationwide Small Company Growth Fund, the Nationwide U.S. Small Cap Value Fund, the Nationwide Government Bond Fund, the Nationwide Destination 2010 Fund, the Nationwide Destination 2015 Fund, the Nationwide Destination 2020 Fund, the Nationwide Destination 2025 Fund, the Nationwide Destination 2030 Fund, the Nationwide Destination 2035 Fund, the Nationwide Destination 2040 Fund, the Nationwide Destination 2045 Fund, the Nationwide Destination 2050 Fund, the Nationwide Destination 2055 Fund, the Nationwide Retirement Income Fund, the Nationwide Investor Destinations Aggressive Fund, the Nationwide Investor Destinations Moderately Aggressive Fund, the Nationwide Investor Destinations Moderate Fund, the Nationwide Investor Destinations Moderately Conservative Fund the Nationwide Investor Destinations Conservative Fund [SEC Filing:1] [SEC Filing:2]... MutualFundWire.com - Thursday, June 13, 2013
Good Tidings for Invesco Invesco reports increase in latest preliminary AUM. .. MutualFundWire.com - Thursday, June 13, 2013
Columbia and Threadneedle Share Personnel On a Fund Effective on or about June 30, 2013, the Columbia Strategic Income Fund's investment advisor,Columbia Management [profile], will enter into a personnel-sharing arrangement with its affiliate, Threadneedle Investments. [SEC Filing]... MutualFundWire.com - Thursday, June 13, 2013
ING Hires Lazard and J.P. Morgan On May 23, 201, Board of Trustees of the ING International Growth Fund [Lazard Asset Management [profile] and J.P. Morgan Investment Management [profile]. The fund will undergo a change in principal investment strategies and rebrand. The name will be changed to ING Multi-Manager International Equity Fund. This will all begin on or about July 1, 2013. [SEC Filing]... MutualFundWire.com - Thursday, June 13, 2013
Roxbury Hires a Sub-Advisor At a meeting of shareholders held on May 30, 2013, the shareholders of the Roxbury Small-Cap Growth Fund approved an investment sub-advisory agreement between Roxbury Capital Management [profile] and Hood River Capital Management. Previously, the fund was managed by PMs located in Roxbury�s Portland, Oregon, office. Also on May 30, Roxbury rebranded the fund as the Roxbury/Hood River Small-Cap Growth Fund. [SEC Filing]... MutualFundWire.com - Thursday, June 13, 2013
Are Three FactorShares ETFs Dying? Seeking Alpha adds seven ETFs to its "ETF DeathWatch" list... MutualFundWire.com - Thursday, June 13, 2013
The Cost of Mutual Funds in 401ks Keeps Falling The costs of mutual funds in 401k plans are going down according to a new ICI survey... MutualFundWire.com - Thursday, June 13, 2013
A Religious Mutual Fund Shop Marks a Milestone Ave Maria Mutual Funds, of Schwartz Investment Counsel tops a billion bucks in assets. .. MutualFundWire.com - Thursday, June 13, 2013
Bogle Pushes Money Fund Reform and Foresees Three Train Wrecks in the Retirement Biz Vanguard's founder shakes thing up, again, at the Morningstar conference... MutualFundWire.com - Thursday, June 13, 2013 - Reader Rating: 5
Benna Betrays the 401k The father of the system wants to scrap it... 401kWire.com - Thursday, June 13, 2013 - Reader Rating: 1.67
Aberdeen's Parent Regains Some Footing The Scottish company had a gain in the market... MutualFundWire.com - Thursday, June 13, 2013
Are Money-Market Funds Done? Money-market funds are feeling the pain as alternative investment options gain traction. .. MutualFundWire.com - Thursday, June 13, 2013
Gross Pares Back His Treasuries and More What did the Pimco bond fund guru do last month?.. MutualFundWire.com - Thursday, June 13, 2013
iShares Should Fuel BlackRock Seeking Alpha's Chris O'Donnell says popularity of ETFs among institutional and individual investors alike will drive BlackRock's growth. .. MutualFundWire.com - Thursday, June 13, 2013
Sullivan Rakes In $7.3 Million Legg Mason paid its new CEO $7.3 million, a recent SEC filing shows... MutualFundWire.com - Thursday, June 13, 2013
Money Fund Regs Smile On Some ETFs SEC rules disadvantaging some money market funds could make ultra-short term ETFs more appealing. .. MutualFundWire.com - Thursday, June 13, 2013
A Former Fund CEO Pioneers Alts A former mutual fund chief takes over operations at a hedge fund and closed-end fund manager... MutualFundWire.com - Wednesday, June 13, 2012
Russell Makes Plans Around Stark's Shoes The manager of managers lost Stark to JP Morgan. .. MutualFundWire.com - Wednesday, June 13, 2012
Mainstay Adds a New York Municipal Bond Fund The New York Life asset management arm introduced its first state-specific municipal bond strategy Wednesday. .. MutualFundWire.com - Wednesday, June 13, 2012
RBC Hires Target DC Plan Sponsors Royal Bank of Canada's U.S. asset management arm has signed on talent to help it grow its 401(k) business... 401kWire.com - Wednesday, June 13, 2012
HSBC Fund Feeds Appetite for Dim Sum Bonds The U.S. arm of the global asset manager exploits its natural advantage in the market for Renminbi... MutualFundWire.com - Wednesday, June 13, 2012 - Reader Rating: 2
Neuberger Berman Tests Plan Sponsors' Appetite for Alts Funds A new mutual fund grants DC participants access to hedge funds... 401kWire.com - Wednesday, June 13, 2012 - Reader Rating: 5
Guardian Brings in New VP in California The former John Hancock executive will serve in Northern Los Angeles.. 401kWire.com - Wednesday, June 13, 2012
Judge Slaps a 401k Advisor With $1.2MM Hit DoL attorneys win a default judgment against a defunct RIA... 401kWire.com - Wednesday, June 13, 2012 - Reader Rating: 3
A Beantown Advisor Relocates and Hires A retirement plan-focused shop now has 11 advisors and a bigger HQ... 401kWire.com - Wednesday, June 13, 2012 - Reader Rating: 2
BlackRock Taps a Ex-Swiss Central Banker to Woo Mega Clients Philipp Hildebrande resigned from Swiss bank in January after currency-trading scandal involving his wife... MutualFundWire.com - Wednesday, June 13, 2012
Franklin Templeton Takes Action on its ETF Move The Franklin Resources subsidiary joins fellow mainline fund firms in the push for active ETFs... MutualFundWire.com - Wednesday, June 13, 2012
Fidelity Unpacks in Jersey City The Boston Behemoth takes a perch just across the river from Wall Street and New York City... MutualFundWire.com - Wednesday, June 13, 2012
IPO Likely Route for DFA, But Not Just Yet David Booth and Eduardo Repetto took questions from advisors in Monterey and they gave some interesting answers... MutualFundWire.com - Wednesday, June 13, 2012 - Reader Rating: 5
Fido PMs "All Live in Glass Houses" Equity president Brian Hogan talks about turning around performance at the mutual fund titan... MutualFundWire.com - Wednesday, June 13, 2012
Supreme Court Rules on Janus Case In a 5-4 decision, the Supreme Court issued a ruling Monday morning in a case involving allegedly misleading statements in some mutual fund prospectuses... MutualFundWire.com - Monday, June 13, 2011 - Reader Rating: 5
TIAA-CREF Hires Two The New York City-based asset manager reveals two hires for its asset management business... MutualFundWire.com - Monday, June 13, 2011
Neuberger Berman Bids Adieu to a Sales Exec The company veteran left in April... MutualFundWire.com - Monday, June 13, 2011
Hatteras Taps a Marketing Pro from First Eagle Hatteras also promotes one of its own to the role of national accounts director... MutualFundWire.com - Monday, June 13, 2011
Zelazny Moves On from Neuberger Berman The Neuberger Berman vet is set to join a Greenwich, Connecticut-based asset manager... 401kWire.com - Monday, June 13, 2011
Neuberger Puts a $1.9B Strategy Into a Fund The mutual fund firm launches an old offering in a new shell... MutualFundWire.com - Monday, June 13, 2011
401k Revenue Sharing, Read All About It! A New York Times columnist continues to tackle 401k fee and disclosure issues... 401kWire.com - Monday, June 13, 2011 - Reader Rating: 2
Russell Makes a Sales Hire in the Northeast Two months after hiring an advisor-focused DC wholesaler in the Southeast, Russell names its wholesaler for the Northeast territory... 401kWire.com - Monday, June 13, 2011
ING Catches SRI Fever, With Morningstar's Help The giant DC provider adds a new series of investment options to its platform... 401kWire.com - Monday, June 13, 2011
An EBSA Official Says Fee Disclosure Won't Wait A DoL insider gives industry paticipants an update on the agency's progress on 408(b)(2) and fiduciary rules... 401kWire.com - Monday, June 13, 2011
An AllianceBernstein DC I-O Alum Jumps to a Brokerage A West Coast insurance brokerage hires a retirement plan specialist... 401kWire.com - Monday, June 13, 2011
Large Sponsors Aren't Keen on Retirement Income IRA rollovers will become tablestakes for recordkeepers... 401kWire.com - Monday, June 13, 2011
Bill Gross is Selling His Bayfront Property for $26.5 Million The Pimco co-founder and co-CIO is reportedly looking for a buyer for his 18,150-square-foot property on Harbor Island... MutualFundWire.com - Monday, June 13, 2011
Who Will Win California's 529? Not Fidelity The board overseeing the plan is about to pick a new provider... MutualFundWire.com - Monday, June 13, 2011
A Father-and-Son PM Pair Quietly Outperform Forbes highlights a mutual fund that deliberately shrinks from the spotlight... MutualFundWire.com - Monday, June 13, 2011
BlackRock Plans a Retail Push The biggest asset manager in the world wants to increase its profile among retail investors... MutualFundWire.com - Monday, June 13, 2011
MassMutual Plans to Bring in Biz Dev Directors The Springfield, Massachusetts-based provider is also looking to fill a new sales post in Kansas City... 401kWire.com - Friday, June 13, 2008
Schwab Adds Indexed Target Date Offering The brokerage giant unveils a new lineup of collective trusts for the DC marketplace... 401kWire.com - Friday, June 13, 2008
A Midwest Provider Embarks on an Acquisition Path The provider has hired an i-banker to help it evaluate acquisition opportunities and has also formed a team that will sell through intermediaries... 401kWire.com - Friday, June 13, 2008 - Reader Rating: 2
Big Boston Newsmakers are Hiring This week we spotlight jobs at the fund companies that made headlines this week... MutualFundWire.com - Friday, June 13, 2008
Claymore Splits Top Office Claymore Advisors has picked a new CEO and a new chief legal officer... MutualFundWire.com - Friday, June 13, 2008
Is Fee Disclosure Legislation Dead Until 2009? A high-ranking Congressman says the Miller bill is stuck, for now... 401kWire.com - Friday, June 13, 2008
An Online Marketer Aims to Reinforce TPA Circles of Influence An entrepreneur unveils a new email service to help non-producing TPAs keep in touch with other retirement professionals. .. 401kWire.com - Friday, June 13, 2008
NRP: Wirehouse Plan Advisors are Awakening to Independence Execs at the SoCal-based network of advisors see shifts among brokers who specialize in retirement plans... 401kWire.com - Friday, June 13, 2008 - Reader Rating: 2.5
USAA Funds Plans Grand Re-Opening The fund group that services the United States armed services is looking to expand its investor base... MutualFundWire.com - Friday, June 13, 2008
Evergreen Tweaks its Product Line Another fund company is merging and liquidating funds... MutualFundWire.com - Friday, June 13, 2008
Vanguard Chooses Lucky Number Seven Sub-advisor Vanguard has added a seventh sub-advisor to one of its funds... MutualFundWire.com - Friday, June 13, 2008
Schwab Gives Reps a Break Schwab is expanding its offerings for breakaway reps... MutualFundWire.com - Friday, June 13, 2008
A Van Kampen Fund is Headed for Liquidation The board of trustees approved a liquidation plan for the small-cap fund last week. .. MutualFundWire.com - Friday, June 13, 2008
Fido, Putnam Vie for Top Billing for New Hires With two marquee fund firms in Boston announcing heavyweight hires yesterday, local and business papers had to decide who to highlight. .. MutualFundWire.com - Friday, June 13, 2008
Is There Life After 12b-1? DALBAR founder Lou Harvey explores what the mutual fund world might be like if the 12b-1 fee is reformed or even eliminated. .. 401kWire.com - Wednesday, June 13, 2007
TPA Network Expands Into Wisconsin An industry veteran joins up to lead both a brand new office and an old one. .. 401kWire.com - Wednesday, June 13, 2007 - Reader Rating: 5
Morgan Stanley to Shell Out $4.4 Million To Settle Class-Action Suit Morgan Stanley will pay $4.4 million to settle a class action lawsuit with brokerage clients... MutualFundWire.com - Wednesday, June 13, 2007 - Reader Rating: 3.33
Second Wave of Pilgrim Baxter Investors Gets Fair Fund Money More Pilgrim Baxter investors are getting their checks... MutualFundWire.com - Wednesday, June 13, 2007 - Reader Rating: 3
Integrity Names New National Sales Manager The Minot, North Dakota-based firm has tapped an insider as its new national sales manager... MutualFundWire.com - Wednesday, June 13, 2007
Fundies Raise Over 350K for a Good Cause Mutual fund execs can be quite generous when it comes to golfing for a cause... MutualFundWire.com - Wednesday, June 13, 2007 - Reader Rating: 3.17
UMB Fund Services Promotes New Recruit to CEO UMB Fund Services has promoted John Zader to chief executive officer... MutualFundWire.com - Wednesday, June 13, 2007
Global Consulting Firm Anoints First DC Chief An Empire State firm taps one of its own to lead its defined contribution efforts. .. 401kWire.com - Wednesday, June 13, 2007
Half a Dozen Reps Join Hilliard Lyons The six reps worked with a combined total of more than $360 million of client assets through their old firms... MutualFundWire.com - Wednesday, June 13, 2007 - Reader Rating: 2
Calvert Rolls Out Alternative Energy Fund The Bethesda, Maryland-based fund firm has added to its roster of SRI funds... MutualFundWire.com - Wednesday, June 13, 2007
Payden Adds ETFs and Securities to the Target Date Mix The Southern California manager proposes an enterprising take on the lifecycle fund model by supplementing its own underlying funds with something else... MutualFundWire.com - Wednesday, June 13, 2007 - Reader Rating: 3.08
AER and XFunds Inch Towards Active ETFs AER Advisors Inc. and XShares Advisors LLC -- two startups trying to crack the exchange-traded fund puzzle -- get the The Wall Street Journal Fund Track column spotlight for their recent filings... MutualFundWire.com - Wednesday, June 13, 2007
NYSUT Bows to Spitzer After a settlement with the New York attorney general, the teachers union's trust will change its investment program management and marketing, and will reimburse the state for its costs... 401kWire.com - Tuesday, June 13, 2006
Merrill Shelf-Space Suit Dismissed Merrill Lynch has won a victory in its battle against investors who charge it had illegal shelf-space agreements with mutual fund companies, reports Reuters... MutualFundWire.com - Tuesday, June 13, 2006
H&R Block Faces Shareholder Offensive Two groups of H&R Block shareholders last week filed separate derivative suits against the company's board of directors in Kansas City, Missouri's U.S. District Court, reports the Associated Press... MutualFundWire.com - Tuesday, June 13, 2006
Target Date Funds That Don't Stop Maturing A Midwestern fund company has launched a new kind of target date fund of fund... 401kWire.com - Tuesday, June 13, 2006 - Reader Rating: 2
JPMorgan Lures Two Sales Big Shots One spot remains to be filled in a nationwide expansion of the company�s retirement plan sales force... 401kWire.com - Tuesday, June 13, 2006 - Reader Rating: 1
More Math To Do At Bisys After restating its financials for the year ended June 30, 2005, Bisys Group has found other accounting errors in that restatement... MutualFundWire.com - Tuesday, June 13, 2006
A Better Way to Index? WisdomTree Investments, a New York-based investment advisory firm backed largely by famed hedge fund manager Michael Steinhardt, this week launches its own family of 20 ETFs with, company officials say, "the potential to change the way people think about indexing and investing.".. MutualFundWire.com - Tuesday, June 13, 2006 - Reader Rating: 3
TIAA-CREF Replaces Departed CFO After a year with an acting CFO, TIAA-CREF has named a permanent replacement for Elizabeth Monrad. Monrad took an unpaid leave of absence in May 2005 upon learning the SEC was investigating her activities at previous employer General Re... MutualFundWire.com - Tuesday, June 13, 2006
No Promises for a 22c-2 Extension Am SEC insider says the SEC staff is likely to suggest a delay in the rule adoption, but the final say is in the hands of the Commissioners... 401kWire.com - Tuesday, June 13, 2006 - Reader Rating: 4
DoL is Taking Steps to Add More Fee Disclosures An official from the DoL's Employee Benefits Security Adminstration (EBSA) provides a progress report on a new safe harbor model form and changes to the Form 5500... 401kWire.com - Tuesday, June 13, 2006 - Reader Rating: 4
Financial Advisers, Never Fear! A New England provider shields financial representatives who are plan fiduciaries from losses and litigation related to its plans' investment processes and choices... 401kWire.com - Tuesday, June 13, 2006 - Reader Rating: 4
Vilar Pleads Not Guilty; Expects to Make Bail Soon Amerindo Funds founder Alberto Vilar plead "not guilty" to charges that he stole $5 million from an investment client. Vilar appeared in U.S. District Court for the Southern District of New York Monday morning to make the plea... MutualFundWire.com - Monday, June 13, 2005
Sponsors Ask for Fee Cuts ... And Get Them Virtually all large plan sponsors are pushing back on the fees they are paying. In many cases, says a new survey, they are walking away with a better deal... 401kWire.com - Monday, June 13, 2005 - Reader Rating: 2.67
Public Sector Provider Hires Two The hires will work in consultant relations and education... 401kWire.com - Monday, June 13, 2005
Ann Arbor Considers 401k Shift The city's mayor looks for a way to pay for retiree health costs... 401kWire.com - Monday, June 13, 2005
Flying J Inc. The number one diesel fuel distributor and truck-stop operator may add an investment option... 401kWire.com - Monday, June 13, 2005
Illinois System Chooses Consultant The state university system also names a CIO... 401kWire.com - Monday, June 13, 2005
Galvin Takes a Look into Oppenheimer Over the weekend, the Boston papers were abuzz with more details of the ongoing turmoil at MassMutual ..... MutualFundWire.com - Monday, June 13, 2005
SSgA Hunts for ETF Ideas State Street Global Advisors has sent out a request for proposal to 10 or so index providers in its hunt to create new exchange-traded funds ..... MutualFundWire.com - Monday, June 13, 2005
PaydenFunds Taps Back Office Helper A new transfer agent will take over the 23 funds come September... MutualFundWire.com - Friday, June 13, 2003
Invesco & AIM Merge Funds A score of funds will disappear when the dust settles... MutualFundWire.com - Friday, June 13, 2003 - Reader Rating: 3
American Century CMO to Retire Today was the last day at the Kansas City-based fund firm for Gordon Snyder... MutualFundWire.com - Friday, June 13, 2003
Many Small Biz Owners Appear Clueless A recent Nationwide Financial study finds shortcomings and education gaps among entrepreneurs when it comes to financial and retirement planning... 401kWire.com - Friday, June 13, 2003 - Reader Rating: 4.67
401k Education Pioneer Culls Experience The first employee education specialist in the DC industry aims to lead the way for sponsors with unbiased advice and services... 401kWire.com - Friday, June 13, 2003 - Reader Rating: 2.67
Insurers Embrace New Pomeroy-Isakson Bill The proposal calls for tax-exemption on plan distributions taken in the form of annuities... 401kWire.com - Friday, June 13, 2003 - Reader Rating: 4
NYLIM Upgrades Sponsor Education Series The additional tools include training for pension committees and on how M&A activity can affect retirement plans... 401kWire.com - Friday, June 13, 2003 - Reader Rating: 2.5
Capital Trust Taps Mellon Vet The company hires a veteran from Mellon Private Wealth Management to head its marketing... MutualFundWire.com - Thursday, June 13, 2002
Tech Giants Targeted by Fund Firm The New England fund firm is taking aim at auditor independence at Microsoft and Cisco... MutualFundWire.com - Thursday, June 13, 2002
AFSS Partners with Boston Firm The two firms will cross-sell education and training through the deal... MutualFundWire.com - Thursday, June 13, 2002
State Street Expands to Europe. The Boston firm puts its foot in door by opening a new office in Luxembourg... MutualFundWire.com - Thursday, June 13, 2002
Insurer Makes Advice Free For sponsors and participants the advice service will come at no added cost... 401kWire.com - Thursday, June 13, 2002
Alliance Dropped Assets in May A decline in growth stocks sliced one percent off the pie managed by Alliance Capital last month... MutualFundWire.com - Thursday, June 13, 2002
Bundled Vendor Taps Subadvisor The subadvisory gig lands a New York City manager another $170 million in 401k assets... 401kWire.com - Thursday, June 13, 2002
Time to Crack Down on CEO Pay? Should fund firms take a closer look at corporate governance issues? One fund giant steps out front. .. MutualFundWire.com - Thursday, June 13, 2002
RIA Adds Three The Bay Area registered investment advisor taps a new face to oversee qualified plan marketing... 401kWire.com - Thursday, June 13, 2002
Advent Names Partners for Testing The firm has included Security Trust as one of the testers for its new tools tying data into MSN Money... 401kWire.com - Thursday, June 13, 2002
Schwab Arm Taps Knight Trading Schwab Capital has landed another institutional sales person to reach fund trading desks... MutualFundWire.com - Thursday, June 13, 2002 - Reader Rating: 5
Polaroid Retirees to Pursue Insurer The retirees of the bankrupt company will go after the provider of fiduciary insurance to get back the value if some of their lost benefits... 401kWire.com - Thursday, June 13, 2002
Advice on the Intermediary Chunnel kasina wraps its research hands around the topic of European distribution... MutualFundWire.com - Wednesday, June 13, 2001 - Reader Rating: 3
The Great Flood of 2001 Tropical Storm Allison triggers emergency plans at AIM... MutualFundWire.com - Wednesday, June 13, 2001 - Reader Rating: 3
Advice on the Hill Rep. John Boehner is going to study 401k advice in his Congressional committee... 401kWire.com - Wednesday, June 13, 2001 - Reader Rating: 3
Seen & Heard at SPARK Like nearly every conference so far this Spring, attendance felt "off" at this week's SPARK National Conference. Still, that doesn't mean that not a lot happened... 401kWire.com - Wednesday, June 13, 2001 - Reader Rating: 3
Morningstar in the East Chicago firm's Hong Kong operations ... BISYS teams with Sage... MutualFundWire.com - Wednesday, June 13, 2001 - Reader Rating: 3
Morningstar in the East Chicago firm's Hong Kong operations ... BISYS teams with Sage... 401kWire.com - Wednesday, June 13, 2001 - Reader Rating: 3
The New Pioneers at Dreyfus Pioneer Funds is making some changes to its sales force including the addition of two new execs to its team... MutualFundWire.com - Wednesday, June 13, 2001 - Reader Rating: 3
The New Sheriff Anne Combs is the new head of the PWBA, and she spoke at SPARK... 401kWire.com - Wednesday, June 13, 2001 - Reader Rating: 3
INVESCO Subsidiary Starts Money Market Funds Institutional Trust Company, an INVESCO subsidiary, has received FDIC approval to start money market funds for qualified plans... 401kWire.com - Tuesday, June 13, 2000 - Reader Rating: 3
Deutsche Asset Management Reorganizes Structure Deutsche Bank has two new key hires and a reorganized management structure for its asset management unit... MutualFundWire.com - Tuesday, June 13, 2000 - Reader Rating: 3
The New Retirement Players: InvestorForce.com The first in a series of articles profiling the firms trying to remake the retirement industry. Part 2 of the Investor Force profile will be run later... 401kWire.com - Tuesday, June 13, 2000 - Reader Rating: 3
INVESCO Continues Wholesaler Additions The Denver fund company is expanding its sales force with three new wholesalers in the Northeast and Caribbean regions, and a new manager of institutional sales... MutualFundWire.com - Tuesday, June 13, 2000 - Reader Rating: 3
National Manfucturing Outsources Plan The $58 million plan's decision hinged on education... 401kWire.com - Tuesday, June 13, 2000 - Reader Rating: 3
June 13, 2000 Fidelity raises cash ... More on Liberty/Wanger... MutualFundWire.com - Tuesday, June 13, 2000 - Reader Rating: 3
June 13, 2000 Fidelity raises cash ... More on Liberty/Wanger... 401kWire.com - Tuesday, June 13, 2000 - Reader Rating: 3

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