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Fund Profiles
News Stories Archives - Since 1998
A 6-Year-Old Gotham Firm Adds 2 0DTE ETFs
The actively managed funds went live last week and are powered by coverage call strategies...
MutualFundWire.com - Wednesday, March 13, 2024
Post-Sale, an RKer's Leaders Keep a "Meaningful Ownership Interest"
401kWire talks to the retirement plan provider's new and exiting backers...
401kWire.com - Wednesday, March 13, 2024
Hassara Hires a TRS Chief In Colorado
The new hire's stints include time with Morgan Stanley and Empower...
401kWire.com - Wednesday, March 13, 2024
Fido's Layoffs Span All Units, But ...
A spokesperson confirms that the Boston Behemoth still has "nearly 2,000 open roles" they're hiring for...
401kWire.com - Wednesday, March 13, 2024
A Principal Owner Prepares to Retire From a $13.4B-AUM Firm
The C-suiter has already worked with the boutique for about 22 years. His transition is scheduled for next spring...
MutualFundWire.com - Wednesday, March 13, 2024
Vestwell Powers a New Pair of ESG DC Products
A Golden State public benefit investment firm teams up with the Gotham RKer...
401kWire.com - Wednesday, March 13, 2024
A $1.4T-AUM Firm Preps a Multi-Asset Income Fund
The new, actively managed ETF is expected to launch this summer...
MutualFundWire.com - Monday, March 13, 2023 Views
Why Monroe Vos Chose This Acquirer
A co-founder of the RIA talks about their recently closed sale and what's next...
401kWire.com - Monday, March 13, 2023
2.384MM Participants and Counting
A retirement plan recordkeeper's publicly traded parent offers its latest metrics across multiple business lines...
401kWire.com - Monday, March 13, 2023
Roberts Hires a 14-Year B-D Vet
The new serves as president of member relations at one firm and vice president of fiduciary services at a sibling...
401kWire.com - Monday, March 13, 2023
Week In Preview, March 13 - March 19
This week, the teams at Altigro, Fi360, Janus Henderson, Nationwide, P&I, Spark Institute, Trinity, and WIPN are hosting events...
401kWire.com - Monday, March 13, 2023
Week In Preview, March 13 - March 19
This week, the teams at ICI, Irish Funds, MFDF, and Nicsa are hosting events...
MutualFundWire.com - Monday, March 13, 2023 Views
More Events Get Pushed By Coronavirus Fears
Industry events continue to be delayed in light of the ongoing COVID-19 pandemic...
MutualFundWire.com - Friday, March 13, 2020 Views
Coronavirus Continues to Delay Events
More industry events are being pushed back in light of the ongoing COVID-19 pandemic...
401kWire.com - Friday, March 13, 2020
Hancock Hires In DC I-O and Shifts RKing Sales Execs
John Hancock hires, promotes, and implements role changes..
401kWire.com - Friday, March 13, 2020
PenChecks' C-Suite Expands
The automatic rollover and missing participant specialist welcomes a new hire to a newly created position...
401kWire.com - Friday, March 13, 2020
How Long Can Fund Firms Weather the Bear Market?
A retired fundster chief talks to his hometown paper about what might be coming next for fundsters...
MutualFundWire.com - Friday, March 13, 2020 Views - Reader Rating: 4
Bonding Student Loan Repayment and the 401k Match
A specialist in student loan benefits launches an offering for tracking participants' repayment efforts so that plan sponsors can still make matching contributions...
401kWire.com - Friday, March 13, 2020
Hand Revamps a Key CIT Alliance
The changes also feed in to another part of BPAS...
401kWire.com - Wednesday, March 13, 2019
DoubleLine Leads a Rebounding Mid-Size Pack
M* updates flows data for February 2019 for ETFs and long-term, open-end mutual funds...
MutualFundWire.com - Wednesday, March 13, 2019 Views
After Rebranding, a Midwestern TPA Goes Regional
Watch for these entrepreneurs to expand their sales team next year...
401kWire.com - Wednesday, March 13, 2019
Tschider Lines Up a $17B AUA RKer Deal
Newport Group agrees to buy a DC recordkeeping biz from a bank...
401kWire.com - Wednesday, March 13, 2019 - Reader Rating: 4
An Acquisitive AM's Chief Predicts Dramatic Industry Consolidation
"We are not going back to the good old days," the publicly traded fund firm's chief says...
MutualFundWire.com - Wednesday, March 13, 2019 Views
White Welcomes a $13B-AUA Shop to GRPF
The KPA team previously used LPL's corporate RIA...
401kWire.com - Wednesday, March 13, 2019 - Reader Rating: 5
An RKer to Millions Preps a Next-Gen Mobile App
The team at a bundled retirement plan provider is preparing to beef up their mobile support for participants. Stay tuned in Q3...
401kWire.com - Tuesday, March 13, 2018
Murphy Powers Up Participant Advice and Outreach
The Empower Retirement chief unveils a new experience and new branding geared towards retirement plan participants...
401kWire.com - Tuesday, March 13, 2018 - Reader Rating: 5
Manning Passes the Reins to a Triumvirate
A trio of top executives will take over as co-CEOs of the publicly traded asset manager in upstate New York...
MutualFundWire.com - Tuesday, March 13, 2018 Views
Lincoln's West Hires a Voya Vet
The exec joins the institutional retirement distribution team at the recordkeeper...
401kWire.com - Tuesday, March 13, 2018
Schumm Hires Two as Two Vestwell Boards Expand
The advisor-focused 401(k) roboadvisor "continues to poise for new growth", its chief states...
401kWire.com - Tuesday, March 13, 2018
OneAmerica's Smiser Hires in Atlanta
A Securian alum joins the Midwestern RKer's institutional team...
401kWire.com - Tuesday, March 13, 2018 - Reader Rating: 5
Natixis and Vanguard Win Active Praise
The multinational, multi-boutique asset manager and the low-cost colossus both earn praise for their overall family performance...
MutualFundWire.com - Tuesday, March 13, 2018 Views
USI Acquires a New Shop
USI just acquired a North Carolina-based 401(k) plan advisor (KPA) shop...
401kWire.com - Monday, March 13, 2017
Every Ship Needs a Rudder: How Stable Value Funds Allow Investors to Stay the Course
A reader talks about the importance of the specialty product used largely in 401(k)s and other defined contribution plans...
401kWire.com - Monday, March 13, 2017 - Reader Rating: 5
Blass Highlights an Emerging Threat to Fund Firms
The ICI general counsel delivers his opening remarks in Southern California at the trade group giant annual legal conference. ..
MutualFundWire.com - Monday, March 13, 2017 Views
The DoL Provides Some Temporary Fiduciary Reg Relief
With its latest Field Assistance Bulletin (FAB), the department addresses near-term compliance concerns from financial institutions...
MutualFundWire.com - Monday, March 13, 2017 Views
Wells Fargo IRT Makes Online Enhancements
New tools that aim to improve participant outcomes and experience are launched. ..
401kWire.com - Monday, March 13, 2017 - Reader Rating: 5
Merrill Advisors Are Not Happy
The cat is out of the bag...
401kWire.com - Monday, March 13, 2017 - Reader Rating: 3.67
Balkey Lands a Top Spot in SoCal
Shareen Balkey is now a chief of retirement. ..
401kWire.com - Monday, March 13, 2017 - Reader Rating: 5
The DoL is Headless, But for How Long?
Due to scheduling conflicts, the labor secretary's nominee has been moved back. ..
401kWire.com - Monday, March 13, 2017
An Irish Swan Song at ICI MFIM
On the opening night of the giant mutual fund industry legal conference, a trade group and a big four auditing firm celebrate two retiring vets of the biz from the other side of the pond...
MutualFundWire.com - Monday, March 13, 2017 Views
Mutual Of Omaha's Bello Hires Three Wholesalers
The Omaha, Nebraska-based recordkeeper is continuing to strategically build out its sales organization to maximize its opportunity in the 401(k) marketplace by adding on three new hires! ..
401kWire.com - Friday, March 13, 2015 - Reader Rating: 3
Ruby Tuesday Adds Options
Casual American food chain diversifies its options. ..
401kWire.com - Friday, March 13, 2015
Vanguarding Hedge Funds, ETF-Style
A research shop aims to launch all of its strategies in ETF form by the end of the year...
MutualFundWire.com - Friday, March 13, 2015 Views
Even More Asset Managers' Margins Are Falling
kasina digs into the calendar Q4 2014 results of 17 publicly-traded asset managers and the four wirehouses...
MutualFundWire.com - Friday, March 13, 2015 Views
Dave Ramsey Brings a Bank Onto His Financial Wellness Bandwagon
...when it comes to a new financial wellness program that aims at helping participants express a sigh of relief when it comes to their retirement savings...
401kWire.com - Friday, March 13, 2015 - Reader Rating: 3
Schwab's Participant Count Rises Three Months In a Row
Charles Schwab releases its monthly activity report for February..
401kWire.com - Friday, March 13, 2015
Two Giant KPA Groups Team Up
Prepare for the independent side of the KPA world to be rocked for a third time in less than two years. A pair of 401(k) plan advisor (KPA) firms from opposite coasts are joining forces...
401kWire.com - Friday, March 13, 2015 - Reader Rating: 3.92
This Pimco Vet Will Lead Principal's Active ETF Charge
The Midwestern insurer's asset management arm is making an ETF play...
MutualFundWire.com - Friday, March 13, 2015 Views
The Talk of 401k Town: Better Outcomes
In an industry driven by the ERISA fiduciary "prudent expert" standard, innovation is a tricky thing. The latest industry mantra is about improving participant outcomes...
401kWire.com - Thursday, March 13, 2014
A Top DC Vet Leaves Mercer
The HR and financial services consulting giant says goodbye to a leader who came from the 401k biz...
401kWire.com - Thursday, March 13, 2014 - Reader Rating: 3.67
TDFs Got the Lion's Share in 2013
...according to a quarterly analysis of Callan's clients. ..
401kWire.com - Thursday, March 13, 2014
Newfound Finds Two
Quant shop makes two senior level hires in the past two weeks...
MutualFundWire.com - Thursday, March 13, 2014 Views
Fido Brings This App to the iPad
...following on the rollout of one for smartphone users last year...
401kWire.com - Thursday, March 13, 2014
A OneAmerica Managed Account Partner Moves $100MM
OneAmerica's managed account partner R.T. Jones moved $100 million of participant funds to a Pioneer bond fund. ..
401kWire.com - Thursday, March 13, 2014 - Reader Rating: 5
House Committee Passes Bill to Change the TSP's QDIAs
Oversight and Government Reform Committee members want the plan's L, or lifecycle, funds to be the default investment...
401kWire.com - Thursday, March 13, 2014
Coming Soon: 401k Education, Exercise Video-Style
A 401k advisor training guru takes his message online, direct to participants...
401kWire.com - Thursday, March 13, 2014
Is Amazon a Prime Model for Fundsters?
It's official, the leveling impact of ETFs is making consumers yearn for the convenience of Amazon.com in the mutual fund industry. How are you going to adapt?..
MutualFundWire.com - Thursday, March 13, 2014 Views
A Highland ETF Hires a Distributor
Firm will provide a variety of administrative services to fund...
MutualFundWire.com - Wednesday, March 13, 2013 Views
Sullivan Completes His London Invasion
Legg finishes acquisition of $5.4B hedge fund manager...
MutualFundWire.com - Wednesday, March 13, 2013 Views
A Broadridge Subsidiary Wants a COO
Paladyne needs an exec to lead its service, product and development teams...
MutualFundWire.com - Wednesday, March 13, 2013 Views
Three Days After It Began, a Pimco Wrongful Termination Suit Ends
A former PM alleged that firm fired him after speaking with federal agents. Yet he withdrew the charges...
MutualFundWire.com - Wednesday, March 13, 2013 Views
Group Dynamics Could Hurt Investment Committees
So says a Vanguard study...
401kWire.com - Wednesday, March 13, 2013
What Did Ascensus Pay for ExpertPlan?
A source has told 401kWire exactly how much...
401kWire.com - Wednesday, March 13, 2013 - Reader Rating: 3
Two New Jersey TPAs Merge
A Garden State shop's sixth acquisition doubles its plan count...
401kWire.com - Wednesday, March 13, 2013
Fundsters Duke It Out Over Bank Trusts
Cerulli research shows that asset managers are investing heavily in the channel...
MutualFundWire.com - Wednesday, March 13, 2013 Views
Retirement Stress on the Rise
DC I-O survey on retirement anxiety shows disconnect between expectation and reality...
401kWire.com - Wednesday, March 13, 2013
Fido and BlackRock Expand Their ETF Alliance
Boston behemoth doubles number of iShares ETFs available to trade commission free on fund platform...
MutualFundWire.com - Wednesday, March 13, 2013 Views - Reader Rating: 4
Asset Gatherers Wanted Here
New recruiter is riding wave of demand for sales folk and PMs...
MutualFundWire.com - Wednesday, March 13, 2013 Views
Four-Fifths of Top EM Funds Shut New Investors Out
A trade pub ponders recent fund closings and their implications for investors...
MutualFundWire.com - Wednesday, March 13, 2013 Views
Expense Ratios Get a Long Treatment from IndexUniverse
Did you know the ratios are not static?..
MutualFundWire.com - Wednesday, March 13, 2013 Views
Guggenheim Cedes a Niche
The asset manager will shut down nine products on Friday...
MutualFundWire.com - Wednesday, March 13, 2013 Views
Doll Shares Three Themes
The Nuveen investing guru pens a guest column...
MutualFundWire.com - Wednesday, March 13, 2013 Views
Barron's Zeroes in on WisdomTree
What is causing the shop's stock to rise?..
MutualFundWire.com - Wednesday, March 13, 2013 Views
Fidelity Favors Money Fund Redemption Fees
Boston behemoth says it will support a fee for redeeming money funds in tough market environments. Meanwhile, SEC nominee White says securities regulator should take lead on money fund reforms...
MutualFundWire.com - Wednesday, March 13, 2013 Views
M* Sheds More Light on Ratings
Analyst discusses what M* looks at in PM changes...
MutualFundWire.com - Wednesday, March 13, 2013 Views
El-Erian Warns of "Incredibly Complex" Fed Exit
PIMCO chief executive tells Reuters that exit won't happen "for quite a while."..
MutualFundWire.com - Wednesday, March 13, 2013 Views
A Blogger Advises BrightScope
The SoCal-based retirement plan data specialists add a new face to their advisory board...
401kWire.com - Tuesday, March 13, 2012 - Reader Rating: 5
Eaton Vance Replaces Its CFO
Bob Whelan resigns, and the publicly-traded mutual fund firm anoints a new CFO and a new treasurer...
MutualFundWire.com - Tuesday, March 13, 2012 Views
Vanguard Cuts Extreme Participant Allocation Rate in Half
The bundled provider offers up data on target date fund usage inside its plans...
401kWire.com - Tuesday, March 13, 2012 - Reader Rating: 4
TCW Bigwigs Talk About the Screaming Markets and the Hall of Mirrors
The SocGen subsidiary gathers reporters and clients in midtown Manhattan...
MutualFundWire.com - Tuesday, March 13, 2012 Views
Reynolds Puts Another Fido Alum in Charge of Product
Yet the Putnam chief will not name someone to replace Carney...
MutualFundWire.com - Tuesday, March 13, 2012 Views
CUNA Mutual Anoints a New CPI Chief
Who's taking over the open architecture recordkeeper?..
401kWire.com - Tuesday, March 13, 2012 - Reader Rating: 4.99
Neuberger Berman Issues $800M in Debt
The employee-controlled firm sells senior notes in the private placement market...
MutualFundWire.com - Tuesday, March 13, 2012 Views
A Magazine Asks: "Should You Rely on Morningstar's New Ratings?"
A mass market publication explains Morningstar's analyst ratings to the general public...
MutualFundWire.com - Tuesday, March 13, 2012 Views - Reader Rating: 4
Gatch Ups J.P. Morgan's Sales and Marketing By Ten Percent
Bloomberg profiles the rise of the giant bank's mutual fund business...
MutualFundWire.com - Tuesday, March 13, 2012 Views
Through the Storm, a Provider Reminds Participants to Stay the Course
A mutual fund firm reaches out to sponsors and employees alike in light of the woes in the market...
401kWire.com - Friday, March 13, 2009 - Reader Rating: 1
An ETF Firm Embarks on a Wholesaler Search
A Bethesda, Maryland-based firm is on the hunt for two wholesalers and a marketing pro...
MutualFundWire.com - Friday, March 13, 2009 Views - Reader Rating: 2
Aegon Reorg Puts a Transamerica Exec Atop the Pyramid
Aegon has reorganized four business units, including Diversified Investment Advisors and Transamerica Retirement Services, into a new division...
401kWire.com - Friday, March 13, 2009
A Janus Subsidiary Reopens its Small Cap Value Fund
Officials at the Chicago-based value shop say investment opportunities and lower assets prompted the reopening of the $696.8 million fund to new investors...
MutualFundWire.com - Friday, March 13, 2009 Views
Calamos Gets Three B's
A ratings agency grades the Illinois asset manager...
MutualFundWire.com - Friday, March 13, 2009 Views
A Recordkeeping TPA Amps Up its Advisor Support
An East Coast firm creates a new team to cater to intermediaries...
401kWire.com - Friday, March 13, 2009 - Reader Rating: 4
Universal 401ks Gain a High-Profile DC Supporter
A top fund executive expresses support for a system that would bring more people into some kind of DC fold...
401kWire.com - Friday, March 13, 2009
Will an ETF Giant End Up on the Block?
The speculation involving the fate of the ETF provider has reached the pages of the Journal...
MutualFundWire.com - Friday, March 13, 2009 Views
Pimco Plans Additional Auction-Rate Buybacks
In Friday's Wall Street Journal Fund Track, Lauren Pollock picks up on five closed-end Pimco funds' plan to buy back an additional $225 million in auction-rate securities...
MutualFundWire.com - Friday, March 13, 2009 Views - Reader Rating: 1
Mergers, Change Fees Loom for Riversource, Seligman Fund Shareholders
Morningstar reveals a few more details in the wake of the deal...
MutualFundWire.com - Friday, March 13, 2009 Views
AJO Gains a Subadvisory Mandate
The Pennsylvania quant shop replaces another manager in a large cap value fund...
MutualFundWire.com - Friday, March 13, 2009 Views
BlackRock Taps a 30-Year Merrill Vet to its Board
The appointment of the executive to BlackRock's board brings the number of directors to 16...
MutualFundWire.com - Friday, March 13, 2009 Views
401kAdvisors Expands Arizona Footprint
The California-based network of retirement specialists taps a leader in the Southwest as he expands his shop. ..
401kWire.com - Thursday, March 13, 2008
Phoenix and Lockwood Partner for Guaranteed Income Product
The Phoenix Companies and Pershing subsidiary Lockwood Capital Management have partnered to launch a managed account product for retirees...
MutualFundWire.com - Thursday, March 13, 2008 - Reader Rating: 3
Traders See a Further Drop in Bear Stock
Options traders are betting on Bear Stearns' insolvency...
MutualFundWire.com - Thursday, March 13, 2008 - Reader Rating: 3.33
Schwab Takes Shares Off the Market
The Schwab board of directors has authorized another stock repurchase...
MutualFundWire.com - Thursday, March 13, 2008 - Reader Rating: 3
Looking For a Target Date Fund? Make It a Mini-Pension
An institutional consulting firm recommends seven factors to consider when choosing a lifecycle product...
401kWire.com - Thursday, March 13, 2008
Market Roller Coaster Shakes Up the ETF Industry
The ETF industry suffered through market volatility along with the mutual fund industry in February, but a new player still found an in...
MutualFundWire.com - Thursday, March 13, 2008 Views
Workers Are Not Turned Off by High Auto Deferral Rates, Study Finds
MassMutual found that plans with higher default savings rates have higher participation compared to those with lower automatic deferral rates...
401kWire.com - Thursday, March 13, 2008
Schwab Gives Retirement Account Holders a Fee Break
Schwab is rebating the program fee on its managed fund portfolios...
MutualFundWire.com - Thursday, March 13, 2008
A Fidelity Vet Joins SRI Shop
Pax World Management has hired a senior vice president of sales and marketing...
MutualFundWire.com - Thursday, March 13, 2008 Views
Federated to Add Collective Funds
The investment management firm is also teaming up with a consulting firm on a white paper on collective funds...
401kWire.com - Thursday, March 13, 2008
Van Kampen Names New President and CEO
A Morgan Stanley GWMG vet moves into the role...
MutualFundWire.com - Thursday, March 13, 2008 Views
Nuveen Move Gets Fund Track Spotlight
Those with little interest in the developments in the closed-end community may want to skip Thursday's WSJ Fund Track column...
MutualFundWire.com - Thursday, March 13, 2008 Views - Reader Rating: 2
MG Expert-ly Distributes Managed Accounts
The Matrix subsidiary snags a deal with an outsourced recordkeeper. ..
401kWire.com - Tuesday, March 13, 2007 - Reader Rating: 5
TCW Wants in on IO
The fund shop from the City of Angels hopes to get its new lifestyle funds into DC plans. ..
401kWire.com - Tuesday, March 13, 2007
Have Some Payroll With Your Fido K
The Boston Behemoth is marketing its payroll services to some of its DC customers. ..
401kWire.com - Tuesday, March 13, 2007 - Reader Rating: 1.5
NRP Wants Fiduciary Advisors
The national network of advisors plans to certify itself and some of its members through a consulting firm's new program...
401kWire.com - Tuesday, March 13, 2007 - Reader Rating: 3.33
Schwab, Cambridge Merge Services in Effort to Lure Hybrid Brokers
Investment News is reporting that Schwab Institutional and Cambridge Investment Research Inc. are combining their efforts in the areas of recruitment, service and reporting. They hope to entice hybrid brokers with with the new business model...
MutualFundWire.com - Tuesday, March 13, 2007 - Reader Rating: 3.29
SEC to Make Announcement on Rule Soon
MarketWatch is reporting that SEC chairman Christopher Cox has said that an announcement will soon be made regarding the future of the mutual fund goverance rule requiring an majority of independent directors and an independent chairman. The rule was recently thrown out in US court...
MutualFundWire.com - Tuesday, March 13, 2007 Views - Reader Rating: 3
Principal Funds Upgrades Software to Increase Efficiency
Principal funds has upgraded it's software to InvestOne Enterprise, Sungard's next generation accounting and reporting technology platform. The upgrade will allow Principal to improve fund accounting and make operations more efficient...
MutualFundWire.com - Tuesday, March 13, 2007 Views - Reader Rating: 3
Wachovia Announces Two New Hires
Wachovia has hired two managing directors, William Bundy and John White, supporting the media and communications industry...
MutualFundWire.com - Tuesday, March 13, 2007
ING Funds Opens New Avenue to International Investment
Their latest fund complements two previously offered real estate products, and builds on an already strong international product line...
MutualFundWire.com - Monday, March 13, 2006 Views - Reader Rating: 2.33
SunGard Unveils Document Management Services
The back-office solution is targeting companies with over 500 retirement plan documents...
401kWire.com - Monday, March 13, 2006 - Reader Rating: 2
WM Rolls Out R Shares
The bank fund family seeks to increase flexibility of pricing for plans of various sizes...
401kWire.com - Monday, March 13, 2006 - Reader Rating: 1
Nationwide Introduces Quarterly Electronic 401(k) Reports
The firm says its new service will help advisors and sponsors build dialogue...
401kWire.com - Monday, March 13, 2006
Employees Need Investment Help, Survey Says
A majority of employees say they do not know as much as they should about retirement investing...
401kWire.com - Monday, March 13, 2006 - Reader Rating: 5
B/D Network Scouts For Rollover Partner
National Retirement Partners kicks off its search for a rollover partner for its advisor network...
401kWire.com - Monday, March 13, 2006 - Reader Rating: 5
WM Rolls Out R Shares
The bank fund family seeks to increase flexibility of pricing for plans of various sizes...
MutualFundWire.com - Monday, March 13, 2006 Views - Reader Rating: 2.33
Former SEC Directors Back Fund Fee Reform
Should fund fees be dictated by market forces instead of negotiations involving fund boards? That should be the case, if you ask the past four directors of the Securities and Exchange Commission's division of investment management...
MutualFundWire.com - Monday, March 13, 2006 Views
SEC Announces Roundtable Meetings on Sharpening Interactive Tools
The commission wants input on how to improve its online search services -- and some of its disclosure regulations...
MutualFundWire.com - Monday, March 13, 2006 Views
Leuthold To Close Two Funds
Leuthold Weeden Capital Management is moving to restrict the flow of fresh money into two of its funds. The Minneapolis-based firm will close the Leuthold Core Investment Fund and the Leuthold Select Industries Fund to current shareholders and new investors on March 31, according to a prospectus supplement...
MutualFundWire.com - Monday, March 13, 2006 Views
Shareholders Stall AIM Fund Mergers
Even straightforward restructuring proves difficult when shareholders don't rock the vote...
MutualFundWire.com - Monday, March 13, 2006 Views
Invesco Upgrades 401k Web-site
The enhanced Web site features tools that allow investors to monitor their accounts and update their investing preferences...
401kWire.com - Thursday, March 13, 2003
A New Education Specialist Emerges
The investment education assistance firm aims to clarify the investment process for investors...
401kWire.com - Thursday, March 13, 2003 - Reader Rating: 2.67
PFPC Sales Exec to Leave
The WyStar sales exec will leave later this month...
401kWire.com - Thursday, March 13, 2003
Back Office Firm Shifts Focus
One of the quartet of firms providing communications, statement and marketing materials support is refocusing its sales to DC plan providers...
401kWire.com - Thursday, March 13, 2003 - Reader Rating: 4
Lipper Hands Out Kudos
The Reuters unit CEO promises not to offer managed accounts. American Funds, MFS, Baron and Aquila are top winners...
MutualFundWire.com - Thursday, March 13, 2003 Views - Reader Rating: 4
Pacific Life Will Hang onto Pimco Stake
The insurer will not exercise its option to sell its 30 percent stake in Allianz...
MutualFundWire.com - Thursday, March 13, 2003 Views
Gartner CIO Resigns
Three new CIOs are named to take over for Peter Chambers...
MutualFundWire.com - Thursday, March 13, 2003 Views
Congressmen will Pen Letter to SEC
House Republicans led by Oxley and Baker plan to ask the SEC for more fund regulation ideas...
MutualFundWire.com - Thursday, March 13, 2003 Views
Wait, Another Advice Alliance
Just when you thought there could be no more advice alliances, a new one is born...
401kWire.com - Wednesday, March 13, 2002 - Reader Rating: 3
Climbing to the Top of the Evergreen
There is a new head of consultant relationship for Taft Hartley plans...
401kWire.com - Wednesday, March 13, 2002 - Reader Rating: 3
Looking for a Few Good Funds
A plan out west is looking for some funds and other services...
401kWire.com - Wednesday, March 13, 2002 - Reader Rating: 3
Putnam Exec at Deutsche
There is a new top dog for the Americas unit at the firm...
MutualFundWire.com - Wednesday, March 13, 2002 Views - Reader Rating: 3
A Mellon Win
Trustee Biz ... New SunAmerica Spokesperson ... DST and AnnuityNet Alliance...
401kWire.com - Wednesday, March 13, 2002 - Reader Rating: 3
A Mellon Win
Trustee Biz ... New SunAmerica Spokesperson ... DST and AnnuityNet Alliance...
MutualFundWire.com - Wednesday, March 13, 2002 Views - Reader Rating: 3
Oberweis Makes a Hire
The Illinois taps a new marketer for its team...
MutualFundWire.com - Wednesday, March 13, 2002 Views - Reader Rating: 3
Dimensional Turns to Europe
The firm looks across the pond and makes a significant hire...
MutualFundWire.com - Wednesday, March 13, 2002 Views - Reader Rating: 3
Funds Emerge from North Country
Upstate bank decides to front its own family...
MutualFundWire.com - Tuesday, March 13, 2001 - Reader Rating: 3
Wilmington Trust's Bag of Tricks
The Delaware firm is coming up with some interesting ways of meeting sponsors' needs...
401kWire.com - Tuesday, March 13, 2001 - Reader Rating: 3
Measuring Continental Drift
Funds want to know the who, what, where -- and how much -- in Europe...
MutualFundWire.com - Tuesday, March 13, 2001 Views - Reader Rating: 3
Deutsche Waves the White Flag
By dropping dead weight, the firm garners forces for a retrenched attack...
MutualFundWire.com - Tuesday, March 13, 2001 Views - Reader Rating: 3
Ameritrade Ups the Ante
Updated Middle American provider tosses a few more chips in the pot with a new, improved brokerage service...
401kWire.com - Tuesday, March 13, 2001 - Reader Rating: 3
AG Acquires North American Funds
American General has acquired the Boston money manager, CypressTree Investments, including its North American Funds family...
MutualFundWire.com - Monday, March 13, 2000 Views - Reader Rating: 3
VantageLink Gets a Facelift
VantageLink has overhauled its Web site offering visitors more information that is easier to access...
401kWire.com - Monday, March 13, 2000 - Reader Rating: 3
TAG Looks at Calculating Allocations
What to do when you have a money purchase plan and a 401(k) plan? TAG looks at allocation and timing issues on this very topic...
401kWire.com - Monday, March 13, 2000 - Reader Rating: 3
Villanova Continues Hiring Spree
In an effort to strengthen its investment capabilities, Villanova has continued adding to its staff...
MutualFundWire.com - Monday, March 13, 2000 Views - Reader Rating: 3
Merrill Gets $1 Billion for Focused Fund
Merrill Lynch has raised more than $1.2 billion during subscription periods for two new funds, mainly for its new Merrill Lynch Focus Twenty...
MutualFundWire.com - Monday, March 13, 2000 Views - Reader Rating: 3
Passport Takes Off
Cascade Technologies is releasing Passport 4.1, the company's client/server-based recordkeeping system, today. This is the product's fourth version following an initial launch in June 1999...
401kWire.com - Monday, March 13, 2000 - Reader Rating: 3
The Trouble with Lifestyle Funds
Morningstar's John Rekenthaler weighs in on the value and proliferation of lifestyle funds in 401(k) plans...
MutualFundWire.com - Monday, March 13, 2000 Views - Reader Rating: 3
The Trouble with Lifestyle Funds
Morningstar's Rekenthaler weighs in on the value and proliferation of lifestyle funds in 401(k) plans...
401kWire.com - Monday, March 13, 2000 - Reader Rating: 3
OneCore Battens the Hatches
Bedford, Massachusetts-headquartered OneCore.com, an online firm that provides defined contribution and other related services to small businesses, has selected Endurance software from Marathon Technologies for its platforms...
401kWire.com - Monday, March 13, 2000 - Reader Rating: 3
Odd Lots, March 13, 2000
We want risk! ... Aetna fights to keep control ... T. Rowe loses dividend man...
401kWire.com - Monday, March 13, 2000 - Reader Rating: 3
Odd Lots, March 13, 2000
We want risk! ... Aetna fights to keep control ... T. Rowe loses dividend man...
MutualFundWire.com - Monday, March 13, 2000 - Reader Rating: 3
Week of March 8, 1998
Thursday, March 12, 1998. Seattle Post-Intelligencer.
Jane Bryant Quinn in "Advisory Services Help You Play the Odds" alerts participants to the potential pitfalls of investing in a 401(k). She says the best tool to help participants understand the odds of meeting their retirement goals is a new product developed by William Sharpe through his company, Financial Engines, Inc. in Palo Alto, CA. Quinn reports that the product is still in its product stage.

Wednesday, March 11, 1998. Greensboro News & Record.
In the article entitled "Don't Count on Uncle Sam for Your Financial Future", Robert K. Heady basically warns his readers that social security won't completely provide for their retirement. He advises everyone to investigate IRA's and 401(k)'s. But he states that there the rules in the new financial jungle are extremely complex, and investors must be wary of possible scams and exorbitant fees.

Wednesday, March 11, 1998. Newsday.
According to Jerry Morgan in "SEC Orders Clearer Prospectus", Arthur Levitt, chairman of that institution, has ordered mutual fund companies to give investors simplified prospectuses that are written in plain English. There will be a profile (approximately three to six pages long) that will offer nine specific pieces of information about the fund. This new ruling will affect new funds created after December 1, 1998 and current funds after December 1, 1999...

401kWire.com - Friday, March 13, 1998 - Reader Rating: 3
Coating Technologies Taps MetLife
Columbia, SC-based Coating Technologies, Inc. has chosen MetLife to be the bundled provider for its 401(k) plan, Denise Pirkkala, compensation and benefits manager, told the 401kWire. Coating Technologies made the switch because its old vendor, Boatmen's Trust Company, is exiting the business. MetLife's service for the plan will include education, daily valuation, and VRS...
401kWire.com - Friday, March 13, 1998 - Reader Rating: 3
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