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News Stories Archives - Since 1998
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In SoCal, a 40YO Boutique Enters the ETF Space
A publicly traded fund firm's team is helping one of their subsidiaries launch its first exchange traded fund...
MutualFundWire.com -
Friday, November 1, 2024
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AmericanTCS Shutters a 2022 PEP
The PEP had a planned launch date in 2022...
401kWire.com -
Friday, November 1, 2024
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Focused On Scale With Benefits, 401JAkE Joins a Brokerage
A KPA in the Mountain West signs on with national firm based in the Northeast...
401kWire.com -
Friday, November 1, 2024
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In 2025, Contributions Can Reach $70K Per Participant
Federal regulators update a number of key limits for next for DC plans and other retirement savings vehicles...
401kWire.com -
Friday, November 1, 2024
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A Subadvised Fund Firm's Parent Cuts 2.5 Percent
The planned job cuts are reportedly expected to affect 225 jobs...
MutualFundWire.com -
Friday, November 1, 2024
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Why a 3.5MM-Participant Firm's Chief Split a C-Suite Spot In Two
"Rising cyber threats" was a key concern for the firm's CEO...
401kWire.com -
Friday, November 1, 2024
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Teaming Up, Defiance Adds a 3rd Options Income Fund
The Sunshine State thematic asset manager now offers eight ETFs in total...
MutualFundWire.com -
Wednesday, November 1, 2023
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How Big Are Schwab's Layoffs?
The brokerage confirms how substantial the new round of cuts is, yet it's not clear how RPS will be affected...
401kWire.com -
Wednesday, November 1, 2023
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Mesirow Sells Its KPA Unit, But ...
The Chi-town firm is not leaving the retirement plan or FA businesses, despite the sale...
401kWire.com -
Wednesday, November 1, 2023
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An 18-Person, $13B-AUMA KPA Team Sells
A Midwestern acquirer snaps up the practice, which serves more than 350 retirement plans...
401kWire.com -
Wednesday, November 1, 2023
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A Politically Aligned ETF Turns Three
The actively managed fund now has about $59 million in AUM...
MutualFundWire.com -
Wednesday, November 1, 2023
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One Year In, a Senior IRT Alum Rises At Empower
The Charlotte, North Carolina-based executive will now serve as SVP and head of Empower experience...
401kWire.com -
Wednesday, November 1, 2023
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A $1.23T-AUM Firm Adds Its Ninth ETF
The new fund is the firm's fourth actively managed fixed income ETF...
MutualFundWire.com -
Tuesday, November 1, 2022
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After Raising $4.9MM, an Employee Benefits Tech Startup Seeks 401k Allies
The firm's platform pairs 529 savings and student debt repayment...
401kWire.com -
Tuesday, November 1, 2022
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From Plan Sponsor to KPA Chief At a Shop With 300-Plus Plans
The freshly hired executive talks about why he made the move...
401kWire.com -
Tuesday, November 1, 2022
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In Florida, a Sponsor Moves Its 10,000-Participant DC Plan Suite
The sponsor finishing the conversion a few months ago...
401kWire.com -
Tuesday, November 1, 2022
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Reader Rating: 5
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A Former 401k Leader Retires From a $2.2T-AUM Firm
The executive more recently led compliance at the giant asset manager...
401kWire.com -
Tuesday, November 1, 2022
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20 Fund Firms Win Big In Manhattan
For the first time, these annual awards were presented at an-person celebration...
MutualFundWire.com -
Tuesday, November 1, 2022
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PE Completes a $587B-AUM Spinoff
The deal transforms a publicly traded giant's asset management arm into an independent firm...
MutualFundWire.com -
Monday, November 1, 2021
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Securian Teams Up On Financial Wellness
A 12-year-old shop partners with the recordkeeper...
401kWire.com -
Monday, November 1, 2021
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A Chi-Town Exec Takes Over DC Solutions For a Consulting Firm
The company, based in the Northeast, works with more than 205 DC plans and has more than $230 billion in DC AUA...
401kWire.com -
Monday, November 1, 2021
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A 51-Year-Old TPA Sells
The deal closed last month...
401kWire.com -
Monday, November 1, 2021
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Week In Preview, November 1 - November 7
This week, the teams at Fi360, FIS, NAPA, Spark, Tiburon, Vestwell, and WIPN are hosting events, and several providers' parents are releasing earnings reports...
401kWire.com -
Monday, November 1, 2021
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Week In Preview, November 1 - November 7
This week, the teams at MFDF, Nicsa, and Tiburon are hosting events, and several firms in the asset management business are releasing their earnings reports...
MutualFundWire.com -
Monday, November 1, 2021
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The Johnsons Hint at Franklin's M&A Progress
The asset manager's leaders talk with analysts about the firm's fiscal Q4 2019 earnings results...
MutualFundWire.com -
Friday, November 1, 2019
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What Reich Is Looking For
The Hub retirement and private wealth chief talks about GRP and offers insight into future M&A...
401kWire.com -
Friday, November 1, 2019
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Reader Rating: 5
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A $1B-Asset FA Team, With 401k Biz, Picks Commonwealth
The Pennsylvania shop includes a 401(k) plan advisor (KPA) business...
401kWire.com -
Friday, November 1, 2019
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Despite Flat AUM, a B-D's AM Arm Breaks Records
Yet the publicly traded firm's multiboutique asset manager suffered net outflows...
MutualFundWire.com -
Friday, November 1, 2019
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A $782B-AUM Asset Manager's CIT Biz Doubles
The CEO highlights the firm's growing use of the DC I-O-friendly alternative to mutual funds...
401kWire.com -
Friday, November 1, 2019
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What Kind of Advisor Are You?
More opportunities to outsource or insource mean that it is increasingly important for KPAs to decide where to focus their efforts...
401kWire.com -
Thursday, November 1, 2018
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A 33-Year-Old Boutique Hunts For Liftouts and Fund Mergers
M&A is an essential piece of this mutual fund firm's growth strategy...
MutualFundWire.com -
Thursday, November 1, 2018
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Reader Rating: 5
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IIC Hires a Lincoln Alum
The new hire serves as a managing director at the KPA shop...
401kWire.com -
Thursday, November 1, 2018
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Reader Rating: 1
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McNabb Finishes Passing the Vanguard Baton
The move will come a year after a new CEO took over the low-cost leviathan...
MutualFundWire.com -
Thursday, November 1, 2018
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A Big B-D Network Helps KPAs Insource
Advisors can choose to offload creating investment monitoring reports and comparing RFP responses...
401kWire.com -
Thursday, November 1, 2018
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Ramey Hires RM Vets in the Midwest and Northeast
One new hire will focus on the large-market, and one returning hire will focus on the mid-market...
401kWire.com -
Thursday, November 1, 2018
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$19K and Counting!
A key 401(k) limit inches up again...
401kWire.com -
Thursday, November 1, 2018
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IFP's Acheson Gains a Fin Wellness Ally
A VC-backed robo-planner seals an alliance with the retirement plan side of an RIA and super-OSJ (soon-to-be B-D)...
401kWire.com -
Thursday, November 1, 2018
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Reader Rating: 5
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Will This Multinational Bank Buy a Retail U.S. Asset Manager?
A European financial services giant is reportedly on the hunt, on both sides of the pond...
MutualFundWire.com -
Thursday, November 1, 2018
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Vantage Gives Employees a Message
The recordkeeping TPA is still dark after the feds visited last week...
401kWire.com -
Wednesday, November 1, 2017
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Reader Rating: 3
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DFA Powers an ESG's Startup's First Mutual Fund
The Texas-based asset manager subadvises a new offering from a San Francisco-based shop...
MutualFundWire.com -
Wednesday, November 1, 2017
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Swisher Hires in the Northwest
A former producer and business development lead NFP alum is now a wholesaler at Pentegra...
401kWire.com -
Wednesday, November 1, 2017
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PFM Buys a Stable Value Shop
A Philadelphia-based financial services company plans to acquire additional stable value investments and qualified retirement plans...
401kWire.com -
Wednesday, November 1, 2017
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FAs Gain a Tool For Comparing Your Liquid Alts
M* takes a year-old tool up a notch by adding it to Morningstar Direct...
MutualFundWire.com -
Wednesday, November 1, 2017
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JPMAM's David Kelly Worries About Investors' PTSD
J.P. Morgan Funds' chief strategist and three of his colleagues lay out their 2017 long-term capital markets outlook at a press lunch...
MutualFundWire.com -
Tuesday, November 1, 2016
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PlanSponsor's Parent Sees BrightScope As Its Next Logical Step
A top exec at the company formerly known as Asset International talks about the deal...
401kWire.com -
Tuesday, November 1, 2016
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The New Fund Fuss - November 1, 2016
A compilation of new funds about to make their debut!..
MutualFundWire.com -
Tuesday, November 1, 2016
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Sensata Technologies Issues an RFP
With growth from acquisitions, the company and its plan have doubled in size in the last three years.
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401kWire.com -
Tuesday, November 1, 2016
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John Hancock Unveils New Educational Tool
The platform is a financial wellness program. ..
401kWire.com -
Tuesday, November 1, 2016
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Reader Rating: 5
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Voya Financial Names President of Employee Benefits
Voya's chief operating officer just revealed the company's new president of employee benefits.....
401kWire.com -
Tuesday, November 1, 2016
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Reader Rating: 4
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Brian Rogers Is Retiring From T. Rowe
The publicly-traded mutual fund firm's chairman and CIO will stay on as non-executive chair. Six investment leaders will step up to fill his shoes...
MutualFundWire.com -
Tuesday, November 1, 2016
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BrightScope Sells
An asset management industry data shop is acquiring the SoCal-based retirement industry data specialists...
401kWire.com -
Tuesday, November 1, 2016
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Reader Rating: 4.75
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Cryan Wants to Keep Asset Management As An Integral Part of Deutsche Bank
The giant German bank's chief addresses the recent spinoff speculation on his Q3 2016 earnings call...
MutualFundWire.com -
Tuesday, November 1, 2016
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Sentinel Brings in Strategy Experts
Vermont asset manager hires noted asset management consulting firm for help in strategic review process...
MutualFundWire.com -
Friday, November 1, 2013
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A Small Cap Makes Schwab's Select List
Fund focuses on companies between $10 million and $300 million in cap...
MutualFundWire.com -
Friday, November 1, 2013
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Jacksonville Hires a DC Advisor
An LPL-affiliated RIA now works with a big city in northern Florida...
401kWire.com -
Friday, November 1, 2013
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New Equities Guru Must Balance the Ying of Passive, with the Yang of Active
New head of a $406B equities arm must bring both disciplines into alignment...
MutualFundWire.com -
Friday, November 1, 2013
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ASPPA's Board Welcomes a Newcomer
CORRECTED | Bob Kaplan, an exec at ING U.S., is a new member of ASPPA's board of directors. ..
401kWire.com -
Friday, November 1, 2013
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Reader Rating: 5
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A B-D Retirement Exec Joins Ross' Revolution
The 401k RKer and tech shop recruits an industry veteran to cover the West Coast...
401kWire.com -
Friday, November 1, 2013
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Happy Birthday to BlackRock's 401(k) Trailblazer
The target-date fund turned twenty years old. ..
401kWire.com -
Friday, November 1, 2013
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Reader Rating: 4
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Bill Gross Wants You To Pay More Taxes
Forbes' 55th Most Powerful Person in the World now gives his three cents on taxes...
MutualFundWire.com -
Friday, November 1, 2013
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Putnam and State Street Will Take on Pay Inequality
Both fund firms pledge to bridge salary gap between the sexes...
MutualFundWire.com -
Friday, November 1, 2013
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Reader Rating: 5
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Another TCW Exec From Gundlach's Firing Squad Departs
There are few executives left of the group known as "Project G."..
MutualFundWire.com -
Friday, November 1, 2013
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Reader Rating: 4
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ETFs Thrive on TD Platform
IndexUniverse delves into how the B-D succeeded in allowing for ETF trading on its 401(k) platform...
MutualFundWire.com -
Friday, November 1, 2013
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Fund Giants Push to Redefine Retail
Eight asset Goliaths push for SEC change to avoid floating NAV rule...
MutualFundWire.com -
Friday, November 1, 2013
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NTSAA Names Its Next President
He is a consultant at Lincoln Investment Planning Inc...
401kWire.com -
Thursday, November 1, 2012
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Chetney and Co Recruit 121
Top executives at LPL spoke about the retirement partners' unit's growth at its annual conference earlier this week...
401kWire.com -
Thursday, November 1, 2012
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Reader Rating: 5
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Seen and Heard: Sandy Strikes, LPL Grows and Chetney Breaks Out the Rotisserie
This past weekend LPL gathered 650 defined contribution industry insiders together outside Phoenix for the annual LFRP conference...
401kWire.com -
Thursday, November 1, 2012
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Reader Rating: 5
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Dechert Chair Thinks Geithner Is Rushing MMF Reform
And his letter explains how...
MutualFundWire.com -
Thursday, November 1, 2012
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ICI To Host Sandy Webinar Tomorrow
To replace cancelled conference, the trade group will hold a conference on the storms affect on funds...
MutualFundWire.com -
Thursday, November 1, 2012
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Three Things to Know from AMG’s Earnings
Healey outlines plan to rock the world...
MutualFundWire.com -
Thursday, November 1, 2012
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Transamerica Launches Four Funds
The asset manager's new offerings will be subadvised by AEGON USA..
MutualFundWire.com -
Thursday, November 1, 2012
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Kramer Levin Adds a Finance Partner
The New York-based firm has a new face around the office...
MutualFundWire.com -
Thursday, November 1, 2012
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ING Tackles Retirement Income
New online suite allows advisors to better help clients prepare for retirement..
401kWire.com -
Thursday, November 1, 2012
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Invesco's Bond Funds Take In Over $7B
The firm's third-quarter earnings are in...
MutualFundWire.com -
Thursday, November 1, 2012
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Wilshire Names a Replacement for Ohl
An insider is promoted to President at Wilshire Funds..
401kWire.com -
Thursday, November 1, 2012
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Sandy Trips Up Knight and Fido Reacts
The Boston Behemoth and other clients of the market-making giant shifted their business elsewhere yesterday in light of a power failure...
MutualFundWire.com -
Thursday, November 1, 2012
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Gross Goes on Wacky Political Tirade
Pimco celebrity gets medieval on American politics...
MutualFundWire.com -
Thursday, November 1, 2012
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Reader Rating: 5
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China Opens Its $380B Funds Industry to Foreign Custodians
And Reuters has the details...
MutualFundWire.com -
Thursday, November 1, 2012
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McKinsey Report Tells Fund Shops to Innovate
A somewhat obvious report gets a Reuters writeup...
MutualFundWire.com -
Thursday, November 1, 2012
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Reader Rating: 5
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Lincoln Offers an NAV Product to Small Plans
It's aimed at motivating participants to better retirement outcomes...
401kWire.com -
Tuesday, November 1, 2011
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Reader Rating: 2
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A Boutique Law Firm Starts an Alternative Mutual Fund Practice
The San Francisco-based law firm names the head of its alternative mutual fund practice...
MutualFundWire.com -
Tuesday, November 1, 2011
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Vanguard Preps a Pair of New Bond Offerings
Bill McNab and company are readying two bond index funds...
MutualFundWire.com -
Tuesday, November 1, 2011
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A Provider's Parent Could Lose $47.8M in MF Global
And other providers' asset management sibling could see losses, too...
401kWire.com -
Tuesday, November 1, 2011
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Reader Rating: 3
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Pimco Takes ETF-ophiles to Australia, Canada and Germany
The fixed income mutual fund titan unveils a trio of new passive exchange-traded mutual funds...
MutualFundWire.com -
Tuesday, November 1, 2011
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Fiduciary Benchmarks Debuts a New Tool
It's almost comparable to the invention of fire and plastic, according to cheif executive Tom Kmak...
401kWire.com -
Tuesday, November 1, 2011
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Reader Rating: 3
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M&I Trust Rebrands and Preps a Retirement Income Product
Jamie Cahn's unit is also changing its brand in the New Year...
401kWire.com -
Tuesday, November 1, 2011
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Fundsters Flock to San Francisco for Impact
A total of more than 3,800 attendees, including fundsters and RIAs descend on San Francisco for the 20th Schwab Impact...
MutualFundWire.com -
Tuesday, November 1, 2011
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The WSJ Ponders Mutual Fund Fees
The paper highlights Morningstar numbers on stock fund expense ratios over time...
MutualFundWire.com -
Tuesday, November 1, 2011
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Two Ex-State Street Execs Beat the Rap
A judge clears two former State Street Corp executives accused of misleading investors during the subprime crisis. of wrongdoing...
MutualFundWire.com -
Tuesday, November 1, 2011
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Should Fundsters Steer Clear of Grandeur Peaks?
Chuck Jaffe raises concerns about the home-run hitting PM's bets...
MutualFundWire.com -
Tuesday, November 1, 2011
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Gross: Good Luck Beating Five Percent Returns
The star Pimco PM unveils his latest monthly investment outlook...
MutualFundWire.com -
Tuesday, November 1, 2011
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Glenn Beck's Town Likes 'The Fidelity Effect'
The Globe profiles the Boston Behemoth's impact on a Lone Star State community...
MutualFundWire.com -
Tuesday, November 1, 2011
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Want a Slice of the U.S. Fund Market? Find a Mate
Panelists at a Fund Forum USA session on Monday discuss the challenges faced by foreign players seeking a spot on the U.S. mutual fund landscape...
MutualFundWire.com -
Monday, November 1, 2010
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TCW Unveils a New Growth Fund
The LA-based mutual fund firm launches another offering...
MutualFundWire.com -
Monday, November 1, 2010
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HighMark Gains Access to Merrill
The San Francisco-based mutual fund confirms the distribution deal...
MutualFundWire.com -
Monday, November 1, 2010
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An ADP Wholesaler joins ING U.S. Retirement
ING is boosting its 401(k) wirehouse channel sales team in the Big Apple. ..
401kWire.com -
Monday, November 1, 2010
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Reader Rating: 1
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Lincoln Hires Pacific Northwest DC Wholesaler
A John Hanock wholesaler find a new home at Lincoln...
401kWire.com -
Monday, November 1, 2010
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A Trustodian's Parent Sells, Facing 'Difficult Financial Realities'
The firm worries over its loan portoflio and capital erosion leads to a merger. ..
401kWire.com -
Monday, November 1, 2010
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Reader Rating: 4.5
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Wilmington's Retirement Services Add to Bottom line
The trustodian unveils its Q3 numbers...
401kWire.com -
Monday, November 1, 2010
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Transamerica Names New Division VP
The LA-based retirement plan provider hires an RSM alum...
401kWire.com -
Monday, November 1, 2010
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Whitman is 'Very Concerned' About Short Sellers
The Third Avenue founder grants an interview to Barron's...
MutualFundWire.com -
Monday, November 1, 2010
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Reader Rating: 5
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Vanguard Taps in to Non-U.S. Real Estate
The low cost mutual fund giant launches a new index...
MutualFundWire.com -
Monday, November 1, 2010
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Reader Rating: 2
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New York Life Trims Retirement
The Westwood, Massachusetts-based plan provider cuts ties with some personnel. ..
401kWire.com -
Monday, November 1, 2010
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Reader Rating: 3.25
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The WSJ Demystifies UMAs
The WSJ says there are certain advantages to using UMAs...
MutualFundWire.com -
Monday, November 1, 2010
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Federated's Chief Argues Against Two Money Fund Tiers
The CEO of the giant money market mutual fund firm talks to analysts about third quarter earnings...
MutualFundWire.com -
Monday, November 1, 2010
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Vanguard Takes on the Other ETF Giants
The Valley Forge, Pennsylania-based mutual fund company is elbowing its way further into the ETF space with low costs. ..
MutualFundWire.com -
Monday, November 1, 2010
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Reader Rating: 4
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Vanguard Expands $100M Share Class
The low-cost mutual fund giant will now charge only six to twelve basis points for certain investors in nine funds...
MutualFundWire.com -
Monday, November 1, 2010
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Two RKing TPAs Combine, Focusing on One Brand
A pair of producing third-party administrators in the Northeast joins forces...
401kWire.com -
Monday, November 1, 2010
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Reader Rating: 4.5
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Columbia Management Picks Distribution Head as Its New President
Columbia is now in the hunt for a new head of distribution following another internal promotion...
MutualFundWire.com -
Thursday, November 1, 2007
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Reader Rating: 3
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ING Adds Two Funds to Real Estate Line-Up
ING Funds has launched two new real estate mutual funds...
MutualFundWire.com -
Thursday, November 1, 2007
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Reader Rating: 3
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WMSI Exec Departs For Entrepreneurial Pastures
Look for the rollover specialists to announce a new hire next week.
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401kWire.com -
Thursday, November 1, 2007
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Reader Rating: 4.6
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Capital Financial Services Ups Production By 50 Percent
Capital Financial Services, the retail brokerage division of Integrity Mutual Funds has increased its production by 50 percent in the last year...
MutualFundWire.com -
Thursday, November 1, 2007
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Reader Rating: 3
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Benefits Software Specialists Prep DC Test
A Badger State firm begins work on a new module to add to its retirement plan document and government forms software.
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401kWire.com -
Thursday, November 1, 2007
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Advisor Gives Insight into Mutual Fund Selection Process
New-York City-based advisor Richard Bregman tells the MFWire what he wants in a mutual fund...
MutualFundWire.com -
Thursday, November 1, 2007
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Reader Rating: 3
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Retirement Income Product Specialist Climbs the Corporate Ladder
An insurance giant promotes one of its own.
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401kWire.com -
Thursday, November 1, 2007
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Reader Rating: 5
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ProShares Adds Two New ETFs to the AMEX
ProShares has dropped two new ETFs onto the AMEX...
MutualFundWire.com -
Thursday, November 1, 2007
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Reader Rating: 3
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Eaton Vance Under New Management Following Hawkes' Retirement
The position of chairman and CEO at Eaton Vance has shifted to Thomas Faust...
MutualFundWire.com -
Thursday, November 1, 2007
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Reader Rating: 3
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PNC To Purchase Albridge Solutions
PFPC's parent is buying the New Jersey-provider of portfolio accounting and enterprise wealth management services...
MutualFundWire.com -
Thursday, November 1, 2007
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Reader Rating: 3
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Morningstar's Q3 Net Rises 47 Percent
The Chicago firm reported better-than-expected results for the third quarter...
MutualFundWire.com -
Thursday, November 1, 2007
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Reader Rating: 3
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Schwab Rolls Out Retirement Income Mutual Fund
The San Francisco-based firm has unveiled its version of the retirement income mutual fund...
MutualFundWire.com -
Thursday, November 1, 2007
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Reader Rating: 2.83
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EBRI: 401k Participation Rate Drops
The D.C. think-tank wonders if DC plans need a tighter labor market to thrive.
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401kWire.com -
Thursday, November 1, 2007
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Lone Star Doctors Switch Providers
A $101 million plan heads to an Empire State provider.
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401kWire.com -
Thursday, November 1, 2007
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Managed Accounts at Morningstar Keep on Booming
The Chitown firm's third quarter earnings reveal a boom in its institutional segment, including its managed account products.
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401kWire.com -
Thursday, November 1, 2007
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Report: Fidelity to Slash 200 Jobs
Retirement services is reportedly among the areas that will be affected by the layoffs.
..
401kWire.com -
Thursday, November 1, 2007
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Reader Rating: 4
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Mother Merrill Meltdown Miffs Money Market Funds
What's a money market fund manager to do about the downgrading of Merrill Lynch?..
MutualFundWire.com -
Thursday, November 1, 2007
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Reader Rating: 3
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WSJ: Fidelity to Swing the Axe
The Boston Behemoth will reportedly slash 200 jobs today...
MutualFundWire.com -
Thursday, November 1, 2007
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Reader Rating: 3
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Fund Ownership Via Employer-Sponsored Plans Rises
U.S. households are increasingly owning mutual funds via retirement plans...
401kWire.com -
Wednesday, November 1, 2006
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Newport Appoints Managing Director
The new hire will manage the Florida-based provider's relationships with intermediary partners...
401kWire.com -
Wednesday, November 1, 2006
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Reader Rating: 2
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Benefit Plans Plus Hires Administrator
The Missouri-based TPA has tapped Nancy Gossage as administrator...
401kWire.com -
Wednesday, November 1, 2006
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Hewitt Names Retirement Research Director
The Illinois-based consulting firm has tapped a replacement for Lori Lucas...
401kWire.com -
Wednesday, November 1, 2006
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Lincoln Reports Lower DC Earnings
Earnings at its defined contribution unit totaled $52.5 million in the quarter ended September 30...
401kWire.com -
Wednesday, November 1, 2006
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The Principal Starts PPA Education Campaign
The Des Moines, Iowa-based insurer continues to reach out to advisors, this time through an education program on the new law...
401kWire.com -
Wednesday, November 1, 2006
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The Music Stops Again in Fidelity's Musical Chairs Game
Recently reported changes in the Boston Behemoth's advisor unit shed light on last summer's changes in the management team at FIRSCo...
401kWire.com -
Wednesday, November 1, 2006
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Reader Rating: 2
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Policy Wonks Tag 401ks for Extinction
A new report written for the Bush administration would eliminate all defined contribution plans in favor of "SAW" accounts...
401kWire.com -
Tuesday, November 1, 2005
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Reader Rating: 4.5
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What Participants Want
A software company thinks it has the answer...
401kWire.com -
Tuesday, November 1, 2005
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Fire & Police Pension Association of Colorado
The organization replaces two poorly performing funds...
401kWire.com -
Tuesday, November 1, 2005
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New CEO at Loan Outsourcing Firm
The firm also names a chief investment officer...
401kWire.com -
Tuesday, November 1, 2005
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Principal on Track to Meet '05 Sales Target
Net account values were $1.35 billion in the third quarter...
401kWire.com -
Tuesday, November 1, 2005
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Bank Provider Spruces up Non-Qual Plan
Among the changes: a dedicated website...
401kWire.com -
Tuesday, November 1, 2005
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AIM Bolsters Lifestyle Suite
The fund firm adds an international offering...
401kWire.com -
Tuesday, November 1, 2005
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AARP Financial Inks Deals
The for-profit unit of AARP has tapped an industry executive to lead the effort...
401kWire.com -
Tuesday, November 1, 2005
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AIM Bolsters Allocation Suite
AIM Investments has added two new fund-of-funds to its five-fund lifestyle suite .....
MutualFundWire.com -
Tuesday, November 1, 2005
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W&R Files for Energy Fund
Waddell & Reed has filed for an energy fund for launch in 2006 .....
MutualFundWire.com -
Tuesday, November 1, 2005
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Vanguard ups Minimums
Vanguard has raised the minimum investment amount to open an IRA or a Uniform Gift or Transfer to Minor account from $1,000 to $3,000. Vanguard's general account minimums remain at $3,000. Vanguard Education Savings Account minimum has increased to $2,000 from $1,000 .....
MutualFundWire.com -
Tuesday, November 1, 2005
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Supreme Court Nominee a Vanguard Man
Is ownership of mutual funds a dangerous thing? It can be if you're a Supreme Court nominee. In the case of President George Bush's Supreme Court nominee, Samuel Alito, his investments in Vanguard funds are causing some senators to scratch their heads .....
MutualFundWire.com -
Tuesday, November 1, 2005
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Is Fido Eyeing New Digs?
Is Fidelity looking for new digs courtesy of FleetBoston? A Boston paper is reporting that the Boston Behemoth is looking at the headquarters of FleetBoston as possible new office space...
MutualFundWire.com -
Monday, November 1, 2004
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Fido Explains Redemption Fee Stance to SEC
The Boston Behemoth is talking tough on holding to its no exceptions policy on applying redemption fees...
401kWire.com -
Monday, November 1, 2004
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Reader Rating: 3.5
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MassMutual Will Tap Four SubAdvisors
The insurer will switch to subadvisors on four funds it now manages. Move is part of a branding switch...
401kWire.com -
Monday, November 1, 2004
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Reader Rating: 4
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MassMutual Will Tap Four SubAdvisors
The insurer has rebranded its mutual funds lineup to distinguish between those it manages directly and the funds using subadvisors. As part of the move, the insurer plans to move four existing funds to subadvisors and readying a new fixed income offering for plan sponsors in January...
MutualFundWire.com -
Monday, November 1, 2004
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Houston Law Firm Slaps Brokers with Spitzer Related ERISA Suits
Two insurance brokers are in the cross-hairs of a Houston law firm following allegations that they violated their fiduciary duty by offering company stock even as they were under investigation.
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401kWire.com -
Monday, November 1, 2004
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Reader Rating: 4
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SunGard Brand Will Set on Financial Services Industry
The SunGard name will go away as the company splits in two. Send ideas for a new brand directly to the CEO.
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401kWire.com -
Monday, November 1, 2004
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Reader Rating: 2.5
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SunGard Brand Will Set on Financial Services Industry
The SunGard name will go away as the company splits in two. Send ideas for a new brand directly to the CEO.
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MutualFundWire.com -
Monday, November 1, 2004
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Managed Accounts Gets N-PR
All PR is good PR goes the old saw. This morning NPR gave PR to the 401k managed account idea...
401kWire.com -
Monday, November 1, 2004
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Portman-Cardin Plan Legislation for Next Congress
The two pension specialists on Capital Hill are not waiting for the election returns to plan their agenda for next year...
401kWire.com -
Monday, November 1, 2004
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Reader Rating: 4
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MetLife Adds Asset Allocation Fund Group
The insurer rolls out a series of new funds-of-funds for participants seeking help with asset allocation...
401kWire.com -
Monday, November 1, 2004
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Stable Value Player Lassos Distribution
Two big distribution deals could jumpstart the cross selling of this qualified plan staple in the IRA channel...
401kWire.com -
Friday, November 1, 2002
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Thornburg Gains Footing in 401k
The firm taps a former-Security Capital executive to oversee its DC investment-only business...
401kWire.com -
Friday, November 1, 2002
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Reader Rating: 3.67
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FITR Lands in BONYs Corner
The New York bank will handle support services for the just-launched ETFs...
MutualFundWire.com -
Friday, November 1, 2002
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New Fund Firm Starts With Israel
An Israeli-focused fund is the first fund product from this West Coast investment management firm...
MutualFundWire.com -
Friday, November 1, 2002
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Hartford Gets TIPSy
The insurer rolls out a complete bond product line, including an inflation-protected fund...
MutualFundWire.com -
Friday, November 1, 2002
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Fremont May Close Two Micro-Caps
Directors at the fund firm have set asset targets on two of its 13 funds...
MutualFundWire.com -
Friday, November 1, 2002
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One Group Reopens Small Cap Fund
The move is in response to the recent decline in the prices of small cap stocks and an increase in the number of companies sporting reasonable price tags...
MutualFundWire.com -
Friday, November 1, 2002
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Reader Rating: 4
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NICSA Posts Conference Agenda
The fund industry trade group has posted details of its next annual conference to its Web site...
MutualFundWire.com -
Friday, November 1, 2002
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Buck Consultants Enhances Online Service
The HR group has released an upgraded online benefit admin system...
401kWire.com -
Friday, November 1, 2002
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BISYS & Bear Stearns Partner on Indy-k
Bear Stearns expands its relationship with the outsourced recordkeeper...
401kWire.com -
Friday, November 1, 2002
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ING Offers New Principal Protection Fund
The offering period starts today for the fund...
MutualFundWire.com -
Friday, November 1, 2002
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Circle Trust Promotes Two Execs
The Orbitex subsidiary raises the profiles of operations and sales managers...
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Friday, November 1, 2002
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Beaching a Whale
The 401(k) Company has a new client, and it is a very large plan.
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401kWire.com -
Thursday, November 1, 2001
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Reader Rating: 3
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Will Lipper Leaders Affect the 401k Space?
Recently Lipper launched its first list of mutual fund leaders. Will the list be significant for the 401k industry?
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401kWire.com -
Thursday, November 1, 2001
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Reader Rating: 3
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Pioneer Investment Honcho Resigns
Fleet Completes Liberty Deal ... Cancer Fund Opens ... Pioneer Invest Chief Resigns ... GWK Lands Evergreen Bond Pro...
401kWire.com -
Thursday, November 1, 2001
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Reader Rating: 3
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Pioneer Investment Honcho Resigns
Fleet Completes Liberty Deal ... Cancer Fund Opens ... Pioneer Invest Chief Resigns ... GWK Lands Evergreen Bond Pro...
MutualFundWire.com -
Thursday, November 1, 2001
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Reader Rating: 3
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Nuveen Nabs CMO From Amazon
What do marketing books and marketing funds have in common? It is all in the brand, baby.
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MutualFundWire.com -
Thursday, November 1, 2001
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Reader Rating: 3
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Friess on Sale
The price tag on advisor of the Brandywine fund is marked down by $6 million as its asset base falls.
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MutualFundWire.com -
Thursday, November 1, 2001
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Reader Rating: 3
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Citizens Slices 15 Jobs
The socially-responsible specialist takes action in response to the market downturn.
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MutualFundWire.com -
Thursday, November 1, 2001
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Reader Rating: 3
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ExpertPlan Lands Skandia Sales Pro
The e401k vendor has added a sales executive to handle key accounts and TPA distribution.
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401kWire.com -
Thursday, November 1, 2001
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ExpertPlan Lands Skandia Sales Pro
The e401k vendor has added a sales executive to handle key accounts and TPA distribution.
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401kWire.com -
Thursday, November 1, 2001
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Reader Rating: 3
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Stilwell Assets Bounce Back
The parent of Janus added $8 billion in October, Alliance Capital reports a 9 percent fall in assets.
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MutualFundWire.com -
Thursday, November 1, 2001
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Reader Rating: 3
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Liberty Mulls Sale
The parent to Stein Roe, Crabbe Huson and Wanger is on the block. It also will combine its support operations to cut costs...
401kWire.com -
Wednesday, November 1, 2000
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Reader Rating: 3
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Liberty Mulls Sale
The parent to Stein Roe, Crabbe Huson and Wanger is on the block. It also will combine its support operations to cut costs...
MutualFundWire.com -
Wednesday, November 1, 2000
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Reader Rating: 3
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Longleaf Taps PFPC
The fund firm has added Net transactions and account lookup after moving to PFPC...
MutualFundWire.com -
Wednesday, November 1, 2000
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Reader Rating: 3
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November 1, 2000
Scudder Release Load Details to SEC ... Neuberger Buys Private Asset Biz...
401kWire.com -
Wednesday, November 1, 2000
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Reader Rating: 3
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November 1, 2000
Scudder Release Load Details to SEC ... Neuberger Buys Private Asset Biz...
MutualFundWire.com -
Wednesday, November 1, 2000
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Reader Rating: 3
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Word on the Wire: Schwab on the Move
Will we be seeing Charlie Schwab in a ten-gallon hat? The Fort Worth Star-Telegram reports that the financial services company is scouring the Irving, Houston, and Dallas areas for a site for a 50-acre campus. A spokesperson for the firm did not know which divisions would be affected by a potential move. The publication did speculate that Schwab's Internet operations might find a home in the Lone Star State...
401kWire.com -
Monday, November 1, 1999
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Reader Rating: 3
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Investec Picks-Up Royce
Investec has acquired Royce Investment Group picking up a number of accounts and retail brokers...
MutualFundWire.com -
Monday, November 1, 1999
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Reader Rating: 3
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Gabelli Creates Four Classes
Gabelli Asset Management will be offering multi-class shares for four of its funds starting in March 2000, the company said...
MutualFundWire.com -
Monday, November 1, 1999
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Reader Rating: 3
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Schwab Retools Website
Now that everyone is offering online services for participants, the next step is improving those services to remain competitive. The latest firm to redesign its Internet offering is Charles Schwab Retirement Plan Services. This move affects the 500 companies that have bundled with Schwab through SchwabPlan...
401kWire.com -
Monday, November 1, 1999
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Reader Rating: 3
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Three Managers, Ten Picks
SunAmerica has launched the third of its multi-manager focused funds using a trio of managers with a handful of picks...
MutualFundWire.com -
Monday, November 1, 1999
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Reader Rating: 3
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Odd Lots, November 1, 1999
Web sites uncover return eaters ... That taxing time of year ... Schwab gets snippy ... Allianz announces Pimco deal ... Squirreling away acorns...
MutualFundWire.com -
Monday, November 1, 1999
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Reader Rating: 3
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DAC on the Hunt
Mobile, Alabama-headquartered Daily Access Concepts, Inc. is seeking a sales executive for its Northwestern region, which encompasses Northern California, Oregon, and Washington State...
401kWire.com -
Monday, November 1, 1999
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Reader Rating: 3
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