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Charles Schwab Investment Management [view profile ]
211 Main Street  San Francisco  CA  94105  ph: 800-648-5300 

http://www.schwab.com  -  SEC Filings
Fund Profiles
News Stories Archives - Since 1998
A Putnam C-Suite Alum Joins a Fund Firm's Parent's Board
The exec also sits on a board for an ETF family and a BDC...
MutualFundWire.com - Friday, June 05, 2020
TIAA's RKing Chief Changes Bosses
One of the Gotham provider's top executives is preparing to say goodbye. Yet its employer-sponsored retirement plan business will remain within a 16-month-old unit...
401kWire.com - Friday, June 05, 2020
What's Next For Aggregators?
Some of KPAs' key allies talk about how they're handling the reopening phase of the coronavirus crisis...
401kWire.com - Friday, June 05, 2020
An RKer's 5-Year Sales CAGR Was 8.8 Percent
A Midwestern insurer releases its 2019 annual report...
401kWire.com - Friday, June 05, 2020
A Big Provider Waives RKing Fees For Select New Clients
The change comes as the COVID-19 pandemic continues...
401kWire.com - Friday, June 05, 2020
More Fundsters Reflect on "the Senseless Killing of George Floyd"
Asset management industry leaders keep speaking out as protests continue across the U.S...
MutualFundWire.com - Friday, June 05, 2020
Lincoln Rolls Out a Multi-Manager Product
The insurer's RKing team now has a new variable annuity retirement plan offering...
401kWire.com - Friday, June 05, 2020 - Reader Rating: 5
In PA, a 15-Year Invesco Vet Departs
The move comes as the fund firm digests its biggest acquisition yet...
MutualFundWire.com - Wednesday, June 05, 2019 Views
As the SEC Acts, an RKing Giant Applauds
Today the commissioners voted 3-1 in favor of a package of rules, but don't call it a fiduciary reg...
401kWire.com - Wednesday, June 05, 2019
A Midwestern TPA Hires In DFW
The new hire previously worked at a local shop...
401kWire.com - Wednesday, June 05, 2019
Mrozek Hires In Florida and Texas
One exec takes over the southeast region, and two wholesalers join that team...
401kWire.com - Wednesday, June 05, 2019 - Reader Rating: 5
Bernstein Promotes Two In Advance of a Key Retirement
The move comes as the AB chief is starting to move his HQ south...
MutualFundWire.com - Wednesday, June 05, 2019 Views
A $3.5M SARP Moves Forward
The Oregon state-administered retirement plan program, OrgeonSaves, launched its second wave of rollouts last month, and the results are in...
401kWire.com - Tuesday, June 05, 2018
A Roboadvisor Wins April, Proportionately
M* updates flows data for open-end mutual funds and ETFs...
MutualFundWire.com - Tuesday, June 05, 2018 Views
Schoneman Hires a Sales Chief
A former MassMutual exec joins TRA as director of sales...
401kWire.com - Tuesday, June 05, 2018 - Reader Rating: 5
Mackanos Welcomes an 18th ABG Member
An RKing TPA on the East Coast joins the alliance...
401kWire.com - Tuesday, June 05, 2018
Ferrari Searches After a 457 Specialist Leaves Lincoln
The former retirement sales consultant is based in Philadelphia. ..
401kWire.com - Tuesday, June 05, 2018 - Reader Rating: 5
Trump Picks the Next Piwowar
The U.S. President officially nominates a Senate staffer to become an SEC commissioner...
MutualFundWire.com - Tuesday, June 05, 2018 Views
Cambria Preps One Alliance and Plans Another
The move follows a big ETF launch last month. And more funds are in this SoCal firm's pipeline.....
MutualFundWire.com - Monday, June 05, 2017 Views
Follow the Fundsters - June 5, 2017
Hires, fires, and the like! ..
MutualFundWire.com - Monday, June 05, 2017 Views
BlackRock Enhances iRetire Technology
The world's largest asset manager has just enhanced the technology for financial advisors.....
401kWire.com - Monday, June 05, 2017
$5.7B Plan Has a New Rker Home
One of the industry's largest recordkeepers lands a $5.7 billion plan...
401kWire.com - Monday, June 05, 2017 - Reader Rating: 5
Pensionmark Adds a SoCal Affiliate
The Santa Barbara-based retirement plan network has added its latest Southern California affiliate.....
401kWire.com - Monday, June 05, 2017 - Reader Rating: 5
56 Percent of Workers Are Stressed Out About Their Finances
A wirehouse study notes that employees are very stressed about their finances.....
401kWire.com - Monday, June 05, 2017
Week In Preview, June 5-11
401(k) folks in Philly and D.C., indie B-D execs in D.C., and fundsters golfing in New England are a few of the events on the agenda this week...
MutualFundWire.com - Monday, June 05, 2017 Views
American Century Wins As Wall Streeters Raise Big Charity Bucks
Last night fundsters, B-D execs, and other financial services insiders gathered in midtown Manhattan for the 10th annual Financial Services Cares Gala. Haven't you always wondered how much dinner with Rob Kapito is worth?..
MutualFundWire.com - Friday, June 05, 2015 Views
Viacom Makes Its 401k Choice
The media giant picks an RKer for its mega 401k plan...
401kWire.com - Friday, June 05, 2015 - Reader Rating: 5
Wealthy Investors Worry About Retirement Even With Big DC Assets
Not even a good-sized 401(k) balance can calm retirement fears. ..
401kWire.com - Friday, June 05, 2015
An RKing TPA Upgrades Its Mobile Presence
The Retirement Advantage, Inc. introduces a new digital experience for plan participants...
401kWire.com - Friday, June 05, 2015 - Reader Rating: 5
An RIA Defeats an SEC Attack Over Rev-Sharing Disclosures
An administrative law judge dismisses the case, technically an administrative proceeding. Yet the SEC could appeal...
MutualFundWire.com - Friday, June 05, 2015 Views
Franklin Templeton Debuts Retirement Income Products
FT is starting a new fund series that will address the concerns of pre-retirees as they plan their post retirement cash flows. ..
401kWire.com - Friday, June 05, 2015 - Reader Rating: 2.5
At Pershing, Will Jeter Trump Bernanke and Albright?
FAs, fundsters, and other industry insiders are eagerly awaiting the retired star Yankee's remarks this morning, which will close out the 2015 INSITE conference...
MutualFundWire.com - Friday, June 05, 2015 Views
An Alts Shop Plots Single-Manager Funds and Ramps Up Its Platform Presence
The new PA-based mutual fund shop is setting up its single-manager funds, following its multi-manager launch, and has also gotten some nods from custodial bank platforms...
MutualFundWire.com - Thursday, June 05, 2014 Views
You Won. Now You Face an Even Tougher Fight
Retirement plan advisors like you have taken over much of the business, with plenty of other industry players buying in. Yet that doesn't mean you can relax now...
401kWire.com - Thursday, June 05, 2014
Ready Shares His 401k Enrollment Vision
Wells Fargo's Joe Ready thinks that treating 401k enrollment with the same type of urgency as medical enrollment can make a big difference. And it's a strategy he's pitching to sponsors. ..
401kWire.com - Thursday, June 05, 2014 - Reader Rating: 3
Stable Value Options Are In Favor Among Participants
...according to a new Transamerica report...
401kWire.com - Thursday, June 05, 2014
The DoL Seeks ERISA Advisory Council Nominations
The DoL is looking to fill five seats opening up on the council beginning in 2015. ..
401kWire.com - Thursday, June 05, 2014
Lincoln, Ibbotson's Asset Allocation Portfolios Hit $2.5B
The bundled provider's custom asset allocation portfolios, with Ibbotson acting as the 338 investment fiduciary, broke through the $2.5B barrier. ..
401kWire.com - Thursday, June 05, 2014 - Reader Rating: 5
Advisors, Are You on the Same Page as Sponsors?
A new survey was just released regarding advisors and plan sponsors...
401kWire.com - Thursday, June 05, 2014
Working in Retirement? Pre-Retirees Find It Ideal
BofA Merrill Lynch and Age Wave find that pre-retirees over 50 would like to work in retirement...
401kWire.com - Thursday, June 05, 2014
Krawcheck Ellevates Herself Into the Mutual Fund Biz
If there were ever a women-focused mutual fund, Sallie Krawcheck would have to be involved. Well, she is!..
MutualFundWire.com - Thursday, June 05, 2014 Views
In T. Rowe Sponsors Trust
...according to a new plan sponsor trust and confidence study by NARPP. ..
401kWire.com - Thursday, June 05, 2014 - Reader Rating: 5
Fundsters Prepare to Praise You For 401k Outreach
The MFEA's STAR Awards, (a mutual fund industry's awards competition) is going 18 years strong, and they're unveiling a new segment that is aimed at the retirement plan marketplace. ..
401kWire.com - Thursday, June 05, 2014
The 401k Is In Fine Fettle, Retorts Chiricotti
Ardent defender of the 401(k) justifies the savings vehicle against liberal ideologues ...
401kWire.com - Thursday, June 05, 2014 - Reader Rating: 2
Pru's on the Hunt for More PMs, and Deals, Too
Prudential has been poaching PMs from BlackRock, Goldman Sachs and Morgan Stanley to bolster its investment management unit and plans to hunt for more star managers...
MutualFundWire.com - Thursday, June 05, 2014 Views
Oberlander Resurfaces Back in Ohio
The former UBS retirement executive has returned to the Midwest and to the 401k industry...
401kWire.com - Wednesday, June 05, 2013 - Reader Rating: 5
Fido Won't Compete with RIAs in Small and Midsize 401ks
RIABiz.com reports on a major strategy shift by the 401k powerhouse...
401kWire.com - Wednesday, June 05, 2013 - Reader Rating: 3
Gabelli Funds' Deadline Looms
Gabelli Global Utility & Income Trust's rights offering to the fund’s shareholders expires on Tuesday June 11, 2013 at 5:00 PM eastern time. The fund is managed by The Gabelli Funds, a subsidiary of GAMCO Investors Inc. [SEC Filing]. ..
MutualFundWire.com - Wednesday, June 05, 2013 Views
GuideStone Funds Appoints New PMs for Funds
GuideStone Funds has placed Kenneth M. Stuzin as a PM to the Growth Equity Fund which is sub-advised by Brown Advisory LLC. Stuzin has been with Brown Advisory LLC since 1996. GuideStone Funds has added Lance F. James as a PM to the Small Cap Equity Fund which is sub-advised by RBC Global Asset Management (U.S) Inc. James has been with RBC Global Asset Management since 2006. [SEC Filing]...
MutualFundWire.com - Wednesday, June 05, 2013 Views
Potential Portfolio Merge at Calvert Investments
The Board of Directors for Calvert Tax-Free Reserves Money Market Portfolio, a series of Calvert Tax-Free Reserves, Calvert Money Market Portfolio, a series of Calvert Social Investment Fund, Calvert First Government Money Market Fund, a series of First Variable Rate Fund for Government Income, and Calvert Cash Reserves Institutional Prime Fund, and together with CTFR Portfolio, CSIF Portfolio and First Government Fund, the “Merging Portfolios” and each a “Merging Portfolio”, a series of Calvert Cash Reserves, has approved the reorganization of each merging portfolio into Calvert Ultra-Short Income Fund at Calvert Investments. If approved by shareholders the merging portfolio will be merged into Class A shares of Calvert Ultra-Short Income Fund on or prior to December 31, 2013. [SEC Filing]...
MutualFundWire.com - Wednesday, June 05, 2013 Views
PM Replacement at Azzad Asset Management
Joseph Pappo has been replaced as PM for the Azzad Ethical Fund by Christian J. Greiner. Azzad Asset Management serves as an independent advisory firm for the fund. [SEC Filing]...
MutualFundWire.com - Wednesday, June 05, 2013 Views
PNC Rebrands A Fund
As of June 28, 2013, the PNC Mid Cap Value Fund has been renamed to the PNC Mid Cap Fund at PNC Capital Advisors.[SEC Filing]. ..
MutualFundWire.com - Wednesday, June 05, 2013 Views
Tributary Funds Schedules A Liquidation
The Tributary Core Equity Fund has been approved for a plan of liquidation by the board of directors of the Tributary Funds. The plan of liquidation may occur prior to July 26, 2013. [SEC Filing]...
MutualFundWire.com - Wednesday, June 05, 2013 Views
Liquidation Planned For A Babson Trust
The International Bond Fund has been approved by the board of trustees of the MassMutual Premier Funds for a plan of liquidation. It will be dissolved on or about November 8, 2013. Mary Wilson Kibbe, the PM for Money Market Fund, Short-Duration Bond Fund, Core Bond Fund, Diversified Bond Fund, and Balanced Fund, will be retiring from Babson Capital Management LLC. Julie Van Cleave of OppenheimerFunds Inc is no longer PM for the Capital Appreciation Fund. [SEC Filing ]. ..
MutualFundWire.com - Wednesday, June 05, 2013 Views
Janus Adds PMs To A Few Portfolios
James P. Goff has been added as PM to Multi-Managed Growth Portfolio, Multi-Managed Income Portfolio, Multi-Managed Income/Equity Portfolio and Multi-Managed Moderate Growth Portfolio atJanus Capital Management, LLC. Goff has also been added as PM toLarge Cap Growth Portfolio at Janus Capital Management, LLC. [SEC Filing].

Douglas Rao has been added as PM to Focus Growth Portfolioat Janus Capital Management, LLC. [SEC Filing]...

MutualFundWire.com - Wednesday, June 05, 2013 Views
SEC Approves Money Fund Reforms
SEC commissioners unanimously vote in favor of rules regarding floating NAVs as well as redemption fees and liquidity gates...
MutualFundWire.com - Wednesday, June 05, 2013 Views
Market Rebound is Not Helping Retirees
McKinsey study shows that many are still unprepared...
401kWire.com - Wednesday, June 05, 2013
Deutsche Claims Two ETF Firsts
The asset and wealth management arm of the giant German bank launches two more ETFs in the U.S...
MutualFundWire.com - Wednesday, June 05, 2013 Views
BlackRock Invests in a Digital Wealth Manager
Asset giant becomes one of the investors in firm run by exec who served as CEO for both PayPal and Intuit...
MutualFundWire.com - Wednesday, June 05, 2013 Views
Money Market Funds May Dodge Bullet
Money fund expert Peter Crane tells MFWire that the latest regulatory proposal probably won't kill the industry...
MutualFundWire.com - Wednesday, June 05, 2013 Views
Payden Enters into a Distribution Alliance
Relationship with Illinois asset manager will help $80B Payden break into the B-D space...
MutualFundWire.com - Wednesday, June 05, 2013 Views
Legg Mason May Break Into Private Equity
Bloomberg reports on some interesting comments by made CFO at Keefe, Bruyette & Woods Conference...
MutualFundWire.com - Wednesday, June 05, 2013 Views
DCIIA Is Thinking Outside The Box
DCIIA thinks alternative investments are a wise bet. ..
401kWire.com - Wednesday, June 05, 2013 - Reader Rating: 5
Morningstar Hearts Three EM Funds
Analyst likes these funds, he really likes these funds...
MutualFundWire.com - Wednesday, June 05, 2013 Views
Gundlach's Next Mutual Fund is Almost Here
The new mutual fund will reportedly launch on July 1...
MutualFundWire.com - Wednesday, June 05, 2013 Views
Bob Reynolds Hams It Up
Bob Reynolds sends off Mayor Thomas Menino with song. ..
MutualFundWire.com - Wednesday, June 05, 2013 Views
Two Gross Funds Had a Bad May
Both the original and ETF version of the Total Return Fund saw outflows...
MutualFundWire.com - Wednesday, June 05, 2013 Views
Cash Fund Reform is "More Likely If Far From a Sure Bet"
Today the SEC commissioners will vote on a new proposal, and Bloomberg ponders that proposals...
MutualFundWire.com - Wednesday, June 05, 2013 Views
FINRA Slaps Merrill and Wells Fargo With Big Fines
FINRA orders both firms to reimburse investors for risk related to the funds..
MutualFundWire.com - Wednesday, June 05, 2013 Views
PM Looks at Market Yield on the Ball Field
Thomas Metzold backs the Mets as they make a financial comeback. ..
MutualFundWire.com - Wednesday, June 05, 2013 Views
Pimco's Top Two Diss Risk Equities
El-Erian and Gross both have problems with risk-related assets...
MutualFundWire.com - Wednesday, June 05, 2013 Views
Even Dow Jones Confuses BlackRock and Blackstone
Contrary to published reports, Larry Fink and his team are not about to buy a Brazilian company...
MutualFundWire.com - Wednesday, June 05, 2013 Views
Paul Hatches New Plans
The wirehouse's gatekeeper leaves during a reorg...
MutualFundWire.com - Tuesday, June 05, 2012 Views - Reader Rating: 3
Neuberger Berman Execs to Up Control by Year End
George Walker gave reporters his now annual "state of NB" report on Tuesday...
MutualFundWire.com - Tuesday, June 05, 2012 Views - Reader Rating: 3
A Retirement Advisor Joins a Minnesota Benefits Shop
An RPAG and Financial Telesis affiliate ponders acquisitions...
401kWire.com - Tuesday, June 05, 2012 - Reader Rating: 1
American Century's Thomas Promotes Cieszko
The Fido alum joins the senior leadership team and takes a new post...
MutualFundWire.com - Tuesday, June 05, 2012 Views - Reader Rating: 4
Loomis Vets Power Pru's New Fund
Prudential Investments is launching a new fund built around the talents of Mark Baribeau and his team...
MutualFundWire.com - Tuesday, June 05, 2012 Views
McLeod Expands His Job at Great-West
The current managing director of a Great-West investment subsidiary is taking on bigger duties...
401kWire.com - Tuesday, June 05, 2012 - Reader Rating: 5
AUL Sees increase in Managed Account Services
Use of managed account services product by sponsors and participants has more than doubled..
401kWire.com - Tuesday, June 05, 2012
Nominations open for the ERISA Advisory Board
Five three year spots open on council to advise DoL ..
401kWire.com - Tuesday, June 05, 2012 - Reader Rating: 5
Rekenthaler Says Investors Aren't "Dumb Bunnies"
Morningstar's Reckenthaler takes on the myth of the dumb investor...
MutualFundWire.com - Tuesday, June 05, 2012 Views
PMs From DoubleLine and Pimco Land on a New List
A trade pub says these ten have proven strategies...
MutualFundWire.com - Tuesday, June 05, 2012 Views
Boring is Better For DFA
The mutual fund shop's founder says better safe than risky when it comes to fixed income ...
MutualFundWire.com - Tuesday, June 05, 2012 Views
BlackRock's Doll Moves On to the Next Chapter
The chief equity strategist and multi-billion-dollar PM will retire...
MutualFundWire.com - Tuesday, June 05, 2012 Views
Fidelity Lays Off in Merrimack
The fund giant experiences both layoffs and an individual move this week...
MutualFundWire.com - Friday, June 05, 2009 Views
Sun Life Lands a Key Executive from MassMutual
The retirement income and advice specialist will head Sun Life's annuity business starting on Monday...
401kWire.com - Friday, June 05, 2009
BlackRock Nears Deal for BGI, FT Reports
The British bank reportedly nears a deal to sell its whole asset management arm to the fixed income specialists...
MutualFundWire.com - Friday, June 05, 2009 Views - Reader Rating: 3
Picture This: Marketing Chief Leaves Sentinel
A veteran marketing exec leaves the New England fund firm after a reported scandal...
MutualFundWire.com - Friday, June 05, 2009 Views - Reader Rating: 2
Reynolds Hedges Putnam's Product Lineup
The high profile fund chief points to a new, non-mutual fund market he may steer towards...
MutualFundWire.com - Friday, June 05, 2009 Views
WSJ Anoints a New Mutual Funds Editor
The business paper assigns a new chief for a special monthly section...
MutualFundWire.com - Friday, June 05, 2009 Views
MassMutual Touts High Marks From Plan Sponsors
A customer satisfaction survey reveals good ratings for the insurer...
401kWire.com - Friday, June 05, 2009 - Reader Rating: 1
Pru Ponders Target Date Fund Woes
A product exec discusses the future of the popular retirement plan default...
401kWire.com - Friday, June 05, 2009 - Reader Rating: 2.5
Gross Sees A New Normalcy
The latest podcast from Pimco's founder urges a readjustment of expectations...
MutualFundWire.com - Friday, June 05, 2009 Views
Winters' Activist Approach Catches Morningstar's Eye
A fund manager gains praise for successfully fighting management at a portfolio company...
MutualFundWire.com - Friday, June 05, 2009 Views
A Biz Paper Spotlights Magellan's Turnaround
The paper notes some positive vibes from the re-opened fund...
MutualFundWire.com - Friday, June 05, 2009 Views
Newkirk Helps Get the Word Out On Lineup Changes
The DC communications provider unveils a new offering...
401kWire.com - Thursday, June 05, 2008
DST Sales Exec Takes a New Track
The sales exec has moved to a Midwest plan provider...
401kWire.com - Thursday, June 05, 2008
UBS Shutters its Muni-Bond Underwriting Business
UBS AG has officially shuttered its municipal bond underwriting business...
MutualFundWire.com - Thursday, June 05, 2008 - Reader Rating: 3
Callan: Q1 Reversed Stable Value Flows
According to the latest DC data from the consulting firm, the turbulent first quarter of 2008 smiled on capital preservation funds in a way that 2007 did not. ..
401kWire.com - Thursday, June 05, 2008
Fido Taps Pershing Vet to Head Up Product Development for Advisor Biz
The Boston Behemoth has hired away a Pershing veteran to head up product development for its institutional wealth services business...
MutualFundWire.com - Thursday, June 05, 2008
What Companies Might Make JPMorgan Shopping List?
Jamie Dimon is in an enviable position compared to most other Street CEOs at the moment...
MutualFundWire.com - Thursday, June 05, 2008 - Reader Rating: 2.83
ING Bids Adieu to Institutional Markets in Name Only
The insurer rebrands one of its units. ..
401kWire.com - Thursday, June 05, 2008
Advisors, Analysts and Reporters Attend SPDR School
On Tuesday, State Street Global Advisors turned a midtown Manhattan conference center into a SPDR University...
MutualFundWire.com - Thursday, June 05, 2008 Views - Reader Rating: 5
Performance Fees are Catching On
Only a small number of funds adjust management fees based on performance, but the trend is growing, according to a Lipper study...
MutualFundWire.com - Thursday, June 05, 2008 Views
Vince Joins Chetney and Co.
A 401k Producer Services alum joins another SoCal retirement-focused firm. ..
401kWire.com - Thursday, June 05, 2008 - Reader Rating: 3.33
Van Kampen Vet Switches Sides
In the Thursday edition of the WSJ Fund Track column, Ian Salisbury reports on a Van Kampen portfolio manager trekking to another business silo...
MutualFundWire.com - Thursday, June 05, 2008 Views
Rydex Tops Growth Marks
Rydex has accumulated $5 billion in assets in its suite of products...
MutualFundWire.com - Tuesday, June 05, 2007 Views - Reader Rating: 3.57
SEC Wins Case Against Entrust Broker
The SEC has won a final judgment against Rajeev Johar in connection with fund misappropriation allegations...
MutualFundWire.com - Tuesday, June 05, 2007
Mercer: It's Time to Educate Sponsors About SRI
A new report from the consultants shows many sponsors are eager to add socially responsible investments to their plans, but that there's still teaching to be done. And an industry trade group releases a guide to walk sponsors through the process. ..
401kWire.com - Tuesday, June 05, 2007
Adam Bold: Fund Managers are the Secret of My Success
Adam Bold of The Mutual Fund Store says he follows managers not funds...
MutualFundWire.com - Tuesday, June 05, 2007 Views - Reader Rating: 4
New York Lawyer Joins SEC’s Division of Investment Management
Thomas R. Smith, Jr.has joined the SEC’s Division of Investment Management as a senior advisor to Division Director Andrew J. Donohue...
MutualFundWire.com - Tuesday, June 05, 2007 Views
WisdomTree Broadens ETF Roster
The New York-based firm has added an international real estate fund to its lineup...
MutualFundWire.com - Tuesday, June 05, 2007 Views - Reader Rating: 2
optionsXpress Launches Portfolio Margining System
optionsXpress has launched real-time portfolio margining to eligible customers...
MutualFundWire.com - Tuesday, June 05, 2007 - Reader Rating: 3
Study: High-Net Worth Investors Not Keen on Index Funds
A new study from Advisor Perspective found that high- and ultra-high net worth investors don't have the same affinity for index funds as individual investors...
MutualFundWire.com - Tuesday, June 05, 2007 Views - Reader Rating: 3.37
New ASPPA Org Lobbies for the Unbundled
The new group caters specifically to independent 401(k) recordkeepers and appears to encroach on another trade group's territory. ..
401kWire.com - Tuesday, June 05, 2007 - Reader Rating: 2
SEI to Hold Webcast of Investor Conference
SEI Investments Company will hold a live webcast of its annual investor conference on Thursday, June 7...
MutualFundWire.com - Tuesday, June 05, 2007 Views
ProShares Marks a Milestone
The ProShares ETF family, part of ProFunds, has passed the $6 billion mark—less than a year after its launch...
MutualFundWire.com - Tuesday, June 05, 2007 Views
Regional BD Takes a Hard Look at the F-Word
No, this isn't a story about a new rap album. Instead , a Show Me State broker-dealer contemplates what to do next in a changing retirement plan marketplace. ..
401kWire.com - Tuesday, June 05, 2007 - Reader Rating: 5
Fund Leaders Support Management More than Shareholders
Today's Fund Track column spotlights a study which found that funds supported majority of management sponsored proposals...
MutualFundWire.com - Tuesday, June 05, 2007 Views
Financial Engines On A Roll With Managed Accounts
The California investment advice provider has seen assets under management balloon to over $4 billion...
401kWire.com - Monday, June 05, 2006 - Reader Rating: 2
UBS Broker Jumps to New BD
One of the leading registered representatives in the Southern California 401kWire market has jumped from UBS...
401kWire.com - Monday, June 05, 2006 - Reader Rating: 1
DOL Targets Three More Plan Sponsors
In a trio of lawsuits last week, the department alleged misconduct on the part of the plans' fiduciaries...
401kWire.com - Monday, June 05, 2006 - Reader Rating: 4
Former Janus Manager Not Through With Mutual Funds
Sandy Rufenacht left Janus to focus on institutional and high net worth clients, but his high-yield approach is now on offer to mutual fund investors once again. ..
MutualFundWire.com - Monday, June 05, 2006 Views
Vanguard Has New Low-Cost Shares for Institutional Market
Vanguard has introduced a special class of low-cost shares targeted at institutional investors, the company highlighted in a new advisory...
MutualFundWire.com - Monday, June 05, 2006 Views
Will Fidelity Move More From Boston?
Sources say Fidelity is far advanced in plans to further expand business away from its Beantown roots...
MutualFundWire.com - Monday, June 05, 2006 Views
Hands Off, Another Judge Tells Lockyer
California Attorney General Bill Lockyer ahs been foiled again in his efforts to wield authority over financial services firms...
MutualFundWire.com - Monday, June 05, 2006 Views - Reader Rating: 2.33
ICI Hires Lobbyist with Ties to the GOP
The fund industry trade group has recently filled a newly-created senior-level position with a Republican...
MutualFundWire.com - Thursday, June 05, 2003 Views
How is Fidelity Managing its SMAs?
We caught up with Fido COO Bob Reynolds recently to find out...
401kWire.com - Thursday, June 05, 2003 - Reader Rating: 4
Is T. Rowe in a Buying Mood?
It may be, but the fit has to be right says a top executive...
401kWire.com - Thursday, June 05, 2003 - Reader Rating: 3
A Turnaround Story
Attendees at Spark heard how Merrill almost pulled the plug on its recordkeeping business before a new management team righted the ship...
401kWire.com - Thursday, June 05, 2003 - Reader Rating: 4.2
Vanguard and Financial Engines Tie Services Together
The firms have tied together advice and aggregation for participants...
401kWire.com - Thursday, June 05, 2003 - Reader Rating: 4.33
BISYS Boosts Distribution Solutions via Alliance
The multi-channel, integrated approach of its partner is designed to increase the sales efficiency and effectiveness of investment managers...
MutualFundWire.com - Thursday, June 05, 2003 Views
Ceridian Adds Dreyfus to its Tier One Fund List
The Florida-based provider aims to provide more investment flexibility to plan sponsors and financial advisors...
401kWire.com - Thursday, June 05, 2003
Eaton Vance to Buy Bulk of SMA Player
The deal marks the strategic expansion of the tax-managed and SMA businesses of the Boston-based investment management firm...
MutualFundWire.com - Thursday, June 05, 2003 Views
Vendor Hustles to Meet Tax Change Needs
Pittsburgh-based Confluence moves quickly to provide mutual fund firms with an after-tax performance solution...
MutualFundWire.com - Thursday, June 05, 2003 Views
Nationwide Separates Chairman, CEO Roles
The move is designed to fortify the corporate governance structure of the firm...
401kWire.com - Thursday, June 05, 2003
PFPC Chief Promoted
The retirement honcho gets a new title at PFPC...
401kWire.com - Wednesday, June 05, 2002
Ceridian Makes HR Purchase
The adminstrator is adding to its suite of HR tools...
401kWire.com - Wednesday, June 05, 2002
Houston Firm Launching Branding Campaign
Don't mess with this Texas-sized firm's new message!..
MutualFundWire.com - Tuesday, June 05, 2001 - Reader Rating: 3
Bright Ideas
An upcoming conference aims to unite plan sponsors with consultants in the name of better communication...
401kWire.com - Tuesday, June 05, 2001 - Reader Rating: 3
Our Retirement Town
LIMRA is launching an online portal as a virtual community for retirement services professionals...
401kWire.com - Tuesday, June 05, 2001 - Reader Rating: 3
Lincoln Adds
3 New funds for Multi-Fund ... PPS makes life easier...
MutualFundWire.com - Tuesday, June 05, 2001 - Reader Rating: 3
Lincoln Adds
3 New funds for Multi-Fund ... PPS makes life easier...
401kWire.com - Tuesday, June 05, 2001 - Reader Rating: 3
Making More Room
Two major players trump up their advice alliance...
401kWire.com - Tuesday, June 05, 2001 - Reader Rating: 3
E*Trade Weaves Baskets with S&P
The basket trading crowd is about to welcome one more member. The Web-broker is licensing S&P indexes for its offering...
MutualFundWire.com - Tuesday, June 05, 2001 - Reader Rating: 3
It's Liberty for FleetBoston!
The bank has inked a billion dollar deal for Liberty's asset management units...
MutualFundWire.com - Tuesday, June 05, 2001 - Reader Rating: 3
Principal Taps Sales and Marketing Head
The insurer is bringing its U.S. sales and marketing under one head...
MutualFundWire.com - Monday, June 05, 2000 Views - Reader Rating: 3
Principal Taps Sales and Marketing Head
The insurer is bringing its U.S. sales and marketing under one head. ..
401kWire.com - Monday, June 05, 2000 - Reader Rating: 3
Putnam Marketing Honcho Leaves
Louise Kuo, director of corporate marketing at Putnam Investments, left the fund company at the end of May...
MutualFundWire.com - Monday, June 05, 2000 - Reader Rating: 3
Putnam Marketing Honcho Leaves
Louise Kuo, director of corporate marketing, left the fund company at the end of May...
401kWire.com - Monday, June 05, 2000 - Reader Rating: 3
JP Morgan Exec Resuming Mutual Fund Role
A 14-year JP Morgan veteran has returned from a stint in the Far East to take over the reins as head of its mutual funds business...
MutualFundWire.com - Monday, June 05, 2000 Views - Reader Rating: 3
Vanguard Gets Tipsy
The fund giant is launching two new funds, with one aimed at protection against inflation...
MutualFundWire.com - Monday, June 05, 2000 - Reader Rating: 3
Vanguard Gets Tipsy
The fund giant points out that its new TIPS fund works well in 401k plans...
401kWire.com - Monday, June 05, 2000 - Reader Rating: 3
June 5, 2000
AIG Looks to buy ... T. Rowe to sell through Salomon ... The cost of churn ... Funds cool on China ... ETF timers hold 3 days ... Soros CEO quits...
401kWire.com - Monday, June 05, 2000 - Reader Rating: 3
June 5, 2000
AIG Looks to buy ... T. Rowe to sell through Salomon ... The cost of churn ... Funds cool on China ... ETF timers hold 3 days ... Soros CEO quits...
MutualFundWire.com - Monday, June 05, 2000 Views - Reader Rating: 3
Week of May 31, 1998
Friday, June 5, 1998. CNN & Co.
Dorcas Hardy, former Social Security Commisioner; Mary Beth Franklin, reporter with Kiplinger Finance Magazine; Everly Morton, AARP; and J.C. Herz, a reporter with The New York Times were the guests on the morning talk show. The main topic of the discussion was the Savers Summit in Washington, DC. According to the panelists, boomers not saving enough for retirement, and members of Gen-X do not believe that Social Security will be available to them. Hardy said that the Social Security crisis will occur as early as 2010...

401kWire.com - Friday, June 05, 1998 - Reader Rating: 3
Style Drift Not a Concern for Sponsors
Sponsors of 401(k) plans have many concerns -- discrimination testing, rise in fees, the latest bells and whistles -- but style drift in mutual funds is not one of them...
401kWire.com - Friday, June 05, 1998 - Reader Rating: 3
May 31, 1998: The Week in Searches
Shoreview, MN-headquartered Deluxe Corp. (NYSE: DLX) has recently hired Jeffrey Slocum & Co. to be the consultant for its 401(k) plan. The plan has approximately $1.5 billion in assets with 14,000 participants, according to The Money Market Directory, 1998...
401kWire.com - Friday, June 05, 1998 - Reader Rating: 3
Saver Summit Day One
After a long day of presentations, working groups, and receptions yesterday, the 200 delegates to the Saver Summit are regrouping to continue their work this morning. The primary part of the delegates function at the Summit is being done in nine working groups, each of which is coming up with ideas on how individual retirement savings can be encouraged. ..
401kWire.com - Friday, June 05, 1998 - Reader Rating: 3
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