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Charles Schwab Investment Management [view profile ]
211 Main Street  San Francisco  CA  94105  ph: 800-648-5300 

http://www.schwab.com  -  SEC Filings
Fund Profiles
News Stories Archives - Since 1998
Are Sponsors and Workers in Sync?
A new study from the Transamerica Center for Retirement Studies looks at disconnects between workers and employers in the retirement space...
401kWire.com - Friday, August 24, 2018
Schlichter Dukes It Out With the Same School Twice
With one 403(b) case against the university still pending, the law firm has sued again...
401kWire.com - Friday, August 24, 2018
A 21-Year Dreyfus Vet Departs
This Michigan State grad worked 40 years in the asset management industry...
MutualFundWire.com - Friday, August 24, 2018 Views
Tremko Brings a Mercer DC Alum to USI
The new hire joins as a VP in southern California...
401kWire.com - Friday, August 24, 2018
A 22-Year Transamerica Vet Moves On
This Transamerica Vet will be based in Play Vista, California..
401kWire.com - Friday, August 24, 2018 - Reader Rating: 4.67
23 Years In, Will Voters Keep This Nemesis to Fundsters?
A prominent state regulator faces a primary challenge on September 4, his first such challenge in more than a decade...
MutualFundWire.com - Friday, August 24, 2018 Views
Lessons From Google's 401k Experiment
The tech giant did a little experiment with their 401(k) participants — and it worked. ..
401kWire.com - Thursday, August 24, 2017 - Reader Rating: 4
New Fund Fuss - August 24, 2017
A roundup of recent fund launches and other industry news...
MutualFundWire.com - Thursday, August 24, 2017 Views
Fidelity Findings Show Why 401k Folks Like HSAs
The projected medical expense in retirement continues to rise, bringing HSAs and 401(k)s closer together. ..
401kWire.com - Thursday, August 24, 2017 - Reader Rating: 5
ETC Breaks $1B and Nationwide Shines
An analysis of $1B to $10B AUM fund flow data for July 2017...
MutualFundWire.com - Thursday, August 24, 2017 Views
MassMutual Provides KPAs With a New Advantage
The Springfield, Massachusetts-based firm has launched a new website for retirement plan advisors. ..
401kWire.com - Thursday, August 24, 2017
Do You Want to Run Maryland's SARP?
The state is looking for an executive director for its SARP. ..
401kWire.com - Thursday, August 24, 2017 - Reader Rating: 5
The Invesco-Guggenheim Deal Talk Narrows
The scope of Marty Flanagan and Mark Walter's rumored deal has shifted to a single piece of business...
MutualFundWire.com - Thursday, August 24, 2017 Views - Reader Rating: 4
Filings for Fundsters - August 24, 2016
A compilation of recent SEC filings...
MutualFundWire.com - Wednesday, August 24, 2016 Views
TCRS Weighs Retirement Outcomes Across Generations
This survey discusses the key retirement findings amongst different generations..
401kWire.com - Wednesday, August 24, 2016 - Reader Rating: 4.5
St. Louis Broker-Dealer Faces Excessive Fee Complaint
Bailey Glasser is the law firm representing the plaintiff. ..
401kWire.com - Wednesday, August 24, 2016 - Reader Rating: 4.25
A Founder of a Cali KPA Shop Changes B-Ds
...according to FINRA brokercheck. ..
401kWire.com - Wednesday, August 24, 2016
Mercer Adds a Callan Alum in Boston
The senior consultant recently started her second stint at the retirement and investment consulting firm. ..
401kWire.com - Wednesday, August 24, 2016
Judge OKs Class-Action Status in SunTrust Stock Drop Suit
Meanwhile, the judge dismissed one of the claims. ..
401kWire.com - Wednesday, August 24, 2016 - Reader Rating: 5
Here Are the Nine Fund Firms On LPL's New NTF Platform
The platform is scheduled to roll out on December 1...
MutualFundWire.com - Wednesday, August 24, 2016 Views - Reader Rating: 5
A Florida University to Streamline RKers in 2017
The university is moving from eight to a trio of recordkeepers next year. ..
401kWire.com - Wednesday, August 24, 2016
Participants Appreciate Managed Accounts, But Education Can Heighten the Favorability
...according to Fido's survey...
401kWire.com - Wednesday, August 24, 2016 - Reader Rating: 4
Bob Turner Shares the Throne Post-Merger
Can his Philly-area fund firm increase its AUM by a factor of 39 in five years?..
MutualFundWire.com - Wednesday, August 24, 2016 Views
Happy 75th, '40 Act!
Happy belated birthday to the Investment Company Act of 1940, which celebrated its 75th birthday on Saturday!..
MutualFundWire.com - Monday, August 24, 2015 Views
Bloomberg Blasts Amazon's 401(k)
But is this analysis fair?..
401kWire.com - Monday, August 24, 2015 - Reader Rating: 4
ABG Rolls Out a New Service
Alliance Benefits Group (ABG) has just rolled out a new service!..
401kWire.com - Monday, August 24, 2015 - Reader Rating: 1
FIA Adds a Research Analyst
The Windsor, Connecticut-based KPA shop welcomes a new research analyst...
401kWire.com - Monday, August 24, 2015
Guardian Introduces New Investment Options for Plan Sponsors
Guardian increases its number of available funds for retirement...
401kWire.com - Monday, August 24, 2015 - Reader Rating: 4
Stark Puts a Merrill Vet Into a Key JPMAM Role
The exec being promoted first joined the mutual fund shop four years ago...
MutualFundWire.com - Monday, August 24, 2015 Views
Casey Quirk, or Quirk Casey?
One of the consulting firmís co-founders steps down but not out...
MutualFundWire.com - Monday, August 24, 2015 Views
This KPA is No Longer Licensed with LPL
A 401(k) plan advisor (KPA) based in Roanoke, Virginia is no longer aligned with LPL...
401kWire.com - Monday, August 24, 2015
Ned Johnson: Former Fido Chief, and the Most Influential Person At This Museum
The Boston Behemoth's old chief's hometown paper highlights his massive, and anonymous, art patronage...
MutualFundWire.com - Monday, August 24, 2015 Views
This Mega Plan Will Freeze Its DB Plan and Go Full DC
End of an era.....
401kWire.com - Monday, August 24, 2015 - Reader Rating: 5
UBS Loses Its 401k Head
The smallest wirehouse says goodbye to another top DC industry insider and welcomes two others...
401kWire.com - Friday, August 24, 2012 - Reader Rating: 3.25
SEC Puts Arrow's Active ETFs in Flight
Fresh off its first ETF launch, the SEC gives Joe Barrato's firm the green light for active strategies...
MutualFundWire.com - Friday, August 24, 2012 Views
Target-Date Funds Win Sometimes Too
Research published by The Principal Financial Group says target-date funds can provide the security often lacking in do-it-myself retirement plan portfolios...
401kWire.com - Friday, August 24, 2012
Sammons Retirement Launches LiveWell Portfolio Models
Sammons Retirement Solutions has launched a series of risk-based model portfolios, dubbed LiveWell Models...
401kWire.com - Friday, August 24, 2012
Seen and Heard at Matrix 2012
About 600 DC industry insiders gathered this week in the Rocky Mountains...
401kWire.com - Friday, August 24, 2012
Palladiem Hires a Sales Director for Its TAMPalike
Palladiem brings on a national sales director for its turnkey asset management program. ..
MutualFundWire.com - Friday, August 24, 2012 Views
A Midwestern TPA Hires Two
Baden has hired two new sales managers...
401kWire.com - Friday, August 24, 2012
Stork and Reaper for August 24, 2012
The MFWire's daily report on mutual fund births, deaths, and changes. ..
MutualFundWire.com - Friday, August 24, 2012 Views
Money Fund Reform Spotlight Turns from SEC to FSOC
The WSJ, Bloomberg and the New York Times speculate that the FSOC will pick up where the SEC left off...
MutualFundWire.com - Friday, August 24, 2012 Views
Why Did Aguilar Stand Up to Schapiro?
The WSJ digs into the swing vote that killed proposed money fund regs...
MutualFundWire.com - Friday, August 24, 2012 Views
Two Shops Cheer the SEC MMF Decision
Federated and Fidelity both stand to benefit from the dropping of reform push...
MutualFundWire.com - Friday, August 24, 2012 Views
Morgan Stanley Bets Big on Facebook
Funds run by Facebook IPO underwriter Morgan Stanley have taken big bets on the stock...
MutualFundWire.com - Friday, August 24, 2012 Views
Pyramis Shakes Up Its Distribution
Fidelity's institutional asset management group has hired two new distribution heads, and plans to change its focus...
MutualFundWire.com - Friday, August 24, 2012 Views - Reader Rating: 5
A Large Plan Jettisons its Company Stock Fund
The fund is slated for termination by November...
401kWire.com - Wednesday, August 24, 2011 - Reader Rating: 4
MainStay Sales are Up 62 Percent in the First Half
New York Life execs reveal sales numbers for their proprietary mutual fund family...
MutualFundWire.com - Wednesday, August 24, 2011 Views
MassMutual Enhances a TPA Kit
It's in its third iteration...
401kWire.com - Wednesday, August 24, 2011
Eagle Launches R-6 Shares
The Raymond James subsidiary has made the share class available in five of its funds...
401kWire.com - Wednesday, August 24, 2011 - Reader Rating: 5
A Great-West Wholesaler Moves On to Broad Street
The sales pro is now with Broad Street Capital Advisors...
401kWire.com - Wednesday, August 24, 2011 - Reader Rating: 4
First Trust Plans to Expand its Roster of International ETFs
Company officials rang the opening bell at the NYSE Euronext on Wednesday to mark the recent launch of 14 AlphaDEX ETFs...
MutualFundWire.com - Wednesday, August 24, 2011 Views
JPMorgan and State Street Earned $168.6M Rescuing Money Funds
Bloomberg outlines the two custody banks' roles in a Fed program after the collapse of the Reserve Primary Fund...
MutualFundWire.com - Wednesday, August 24, 2011 Views
U.S. Global Unveils Apps
The Texas firm rolls out apps for the iPad, iPhone and BlackBerry...
MutualFundWire.com - Wednesday, August 24, 2011 Views
Fidelity Names a New Vice Chair for Pyramis
The firm names a replacement for the executive who died earlier this month from a kayaking accident...
MutualFundWire.com - Wednesday, August 24, 2011 Views
Advice Adoption is Increasing, Says Schwab
Schwab officials on Tuesday released data on client behavior...
401kWire.com - Tuesday, August 24, 2010
Greenwald Warns of Plan Participant Dissatisfaction
Matt Greenwald presents new research at the Matrix conference and urges those in the business to help plan sponsors better serve participants...
401kWire.com - Tuesday, August 24, 2010
CPI Hires in Alabama
The Great Bend, Kansas-based TPA is making its presence felt in the South. ..
401kWire.com - Tuesday, August 24, 2010 - Reader Rating: 5
401k Firms Clinch Spots on 'Fastest-Growing' List
Inc.'s top 5000 list includes some fast-growing 401k industry players...
401kWire.com - Tuesday, August 24, 2010 - Reader Rating: 1.25
An ING Sales Exec Takes On a New Post
The exec moves to a newly created role within the Connecticut-based insurer...
401kWire.com - Tuesday, August 24, 2010
Mutual Fund Players are Among the Fastest-Growing Firms
Investment managers and PR firms are among those who made Inc.'s 5000 list...
MutualFundWire.com - Tuesday, August 24, 2010 Views - Reader Rating: 5
Hancock Now Serves Up Two Target-Date Menus
The Boston firm unveils a second suite of target-date funds...
401kWire.com - Tuesday, August 24, 2010
Bill Carey Resurfaces
The Fidelity alum and ex-OppenheimerFunds distribution exec lands a board gig...
MutualFundWire.com - Tuesday, August 24, 2010 Views
RKing TPAs Urge Advisors to Find Partners with a Similar 'Personality'
A panel of open architecture providers talk to advisors and other attendees at the annual Matrix conference...
401kWire.com - Tuesday, August 24, 2010 - Reader Rating: 5
Fidelity's Numbers Go Viral
Fidelity's data has turned up almost everywhere...
MutualFundWire.com - Tuesday, August 24, 2010 Views - Reader Rating: 1
WisdomTree Chalks Up its Best Product Launch Ever
Jonathan Steinberg and co. watch assets roll into the Emerging Markets Local Debt Fund...
MutualFundWire.com - Tuesday, August 24, 2010 Views
Investors Embrace Muni-Bond Funds
Muni-bond funds are reportedly enjoying a revival while equity offerings are hemorrhaging money. ..
MutualFundWire.com - Tuesday, August 24, 2010 Views
Jaffe Pens a To-Do List for the Next Fund Czar
Chuck Jaffe lists the issues the Buddy Donohue's replacement must tackle. ..
MutualFundWire.com - Tuesday, August 24, 2010 Views
ING Taps a Sales and Service Head for the Under-$150 Million Market
The firm draws from its own ranks to fill the newly created post...
401kWire.com - Monday, August 24, 2009 - Reader Rating: 2
Matrix Preps an ETF Platform
The clearing firm is promising a way for clients to trade ETFs like mutual funds that will be ready by the end of the year...
401kWire.com - Monday, August 24, 2009 - Reader Rating: 5
JennisonDryden is Hiring Wholesalers
Prudential Financial's mutual fund arm has cast its net into the wholesaler pool...
MutualFundWire.com - Monday, August 24, 2009 Views
Kasina Puts Numbers on Sales People's Falling Comp
How much of a bite did last year's market collapse take out of the typical mutual fund sales persons paycheck? You may not want to know ... unless you are an internal or hybrid wholesaler...
MutualFundWire.com - Monday, August 24, 2009 Views
Turner Expands its Private Client Group
The fund firm has promoted one of its own in an effort to add B-D and financial planning firm distribution for its funds...
MutualFundWire.com - Monday, August 24, 2009 Views
A Beantown Fund Shop Plans to Grow its DC I-O Team
The top distribution executive at the Boston-based mutual fund firm reveals expansion plans...
401kWire.com - Monday, August 24, 2009 - Reader Rating: 4
MFS CEO Seeks Organic Growth
Robert Manning's mission is to double MFS AUM number in five years. He doesn't want to do deals, though...
MutualFundWire.com - Monday, August 24, 2009 Views - Reader Rating: 3
Harvard Management to Cut Mandates
Many of the endowment's nearly 200 external managers are likely to lose their mandates as the battered advisor to Harvard's endowment looks to right its ship...
MutualFundWire.com - Monday, August 24, 2009 Views - Reader Rating: 5
The "Dow" is on the Block
Dow Jones has tapped bankers to shop its index creation arm. A sale could cement the S&P 500...
MutualFundWire.com - Monday, August 24, 2009 Views
Goldman "Trading Huddle" Benefited Janus Shares
Janus shareholders may have benefited from controversial "trading huddles" called by Goldman, reports the WSJ...
MutualFundWire.com - Monday, August 24, 2009 Views - Reader Rating: 5
FundQuest (and the WSJ) Give Some Active Funds a Boost
Could the public debate between active versus passive indexing be about to take a turn?..
MutualFundWire.com - Monday, August 24, 2009 Views - Reader Rating: 3
Target Date Analyzer Considers Expanding Research
The co-author of a new research report on lifecycle funds may look beyond mutual funds. For now, he's helping readers customize his research. ..
401kWire.com - Friday, August 24, 2007
Empire State Provider Ups Focus On Third-Party Distribution
The provider also plans to make auto enrollment available to clients next year...
401kWire.com - Friday, August 24, 2007
Exchange Your Job for Better One
Job openings at companies in the ETF space are highlighted this week...
MutualFundWire.com - Friday, August 24, 2007 Views
FINRA Releases Arbitration and Mediation Stats
The regulator has released data on the arbitration and mediation cases decided through July 2007...
MutualFundWire.com - Friday, August 24, 2007 - Reader Rating: 3
Bear Stearns Ordered to Pay Former Director for Violating Severance Agreement
A FINRA arbitration panel has found Bear Stearns liable to a former senior managing director for soliciting his clients in violation of a severance agreement...
MutualFundWire.com - Friday, August 24, 2007 - Reader Rating: 3
Janus Lawsuit: Black Acknowledged Violation of Contract
More details of the suit filed against Janus on August 21st by a former portfolio manager are coming to light...
MutualFundWire.com - Friday, August 24, 2007 Views - Reader Rating: 5
Financial Services Plan Sponsors Are the Biggest Target-Date Adopters, Schwab Says
Schwab's plan sponsor clients in the financial services community have embraced the firm's target-date funds more than any other sector...
401kWire.com - Friday, August 24, 2007
New WMSI Chief Hints at Deals to Come
There's a new face at the top of the Garden State rollover provider. ..
401kWire.com - Friday, August 24, 2007
Pennsylvania Advisory Firm Adds Eight New Principals
The Pittsburgh firm has expanded the number of firm owners to 11...
MutualFundWire.com - Friday, August 24, 2007
Investors Retreating From Bank-Loan Funds
Assets in bank-loan funds have dipped 33 percent in recent weeks...
MutualFundWire.com - Friday, August 24, 2007 Views
Eaton Vance Stock Receives Downgrade
Eaton Vance's stock was downgraded by a JPMorgan analyst...
MutualFundWire.com - Friday, August 24, 2007 Views
Who Shall Inherit the Nation from the Meek?
Decisionmakers at Nationwide Financial have chosen a successor for Duane Meek. As reported earlier, the head of the insurer's retirement business will retire at the end of the year...
401kWire.com - Thursday, August 24, 2006
NAGDCA Names 2006 Media Award Winners
The two authors of the annual Retirement Confidence Survey are recognized by public DC plan sponsors...
401kWire.com - Thursday, August 24, 2006
Loan Outsourcer Releases Module
The St. Cloud, Minnesota-based firm has released a new lending calculations and documents module for recordkeepers and TPAs...
401kWire.com - Thursday, August 24, 2006 - Reader Rating: 1
Lord Abbett Adds Option For Small Businesses
The New Jersey-based provider has added a new option for plans catering to the small-business segment...
401kWire.com - Thursday, August 24, 2006 - Reader Rating: 1.5
Consistent 401(k) Participants Weather Bear Market
Account balances of consistent participants jumped 50 percent from 1999 to 2005...
401kWire.com - Thursday, August 24, 2006 - Reader Rating: 4
The Pick of the Litter
Which fund families are the best of the best, and which of their funds stand out from the rest? Kiplinger's came up with a list of 12 top-notch fund shops: three "department stores" and nine boutiques...
MutualFundWire.com - Thursday, August 24, 2006 Views
A Mature Benchmark for Emerging Markets Fund
Vanguard has swapped benchmarks for its Emerging Markets index fund. In this case, though, the move will leave the $ 9.6 billion index fund under the control of the index-makers at MSCI. ..
MutualFundWire.com - Thursday, August 24, 2006 Views
Bank Brokerages Part II: Why So Rare?
A consulting executive ponders why more banks aren't pursuing brokerage programs...
MutualFundWire.com - Thursday, August 24, 2006
In the Trenches: Morgan Keegan ZipLips It
The brokerage firm has tried three email archiving systems in the past eight years. Its current platform passes the compliance test without slowing the BD's email traffic...
MutualFundWire.com - Thursday, August 24, 2006
Small Businesses Low Priority at Big BDs
An industry consulting firm says BDs are still in the "early stages" of reaching the small business market. ..
MutualFundWire.com - Thursday, August 24, 2006 - Reader Rating: 3
Wachovia Extends Distribution of Annuities
A Great Lakes insurance company wins an expansion of its annuities by the bank's BD into another channel...
MutualFundWire.com - Thursday, August 24, 2006
Earnings: Eaton Vance Disappoints
Strong fund flows is was not enough to save the asset manager from making Wall Street miss its two cents...
MutualFundWire.com - Thursday, August 24, 2006 Views
Even Cheaper Trading for Fidelity?
Is Scott DeSano finally getting his wish? Although the former head of Fidelity's equity trading was moved to another area in July, his pursuit of rock-bottom trading costs lives on .....
MutualFundWire.com - Wednesday, August 24, 2005 Views
Fund Firm Readies Roth Plan
The new plan gives the firm's advisors a third option...
401kWire.com - Wednesday, August 24, 2005 - Reader Rating: 1
MassMutual Names Regional Manager
An insider shifts gears and offices...
401kWire.com - Wednesday, August 24, 2005 - Reader Rating: 1
Fund Charity to Hold Wine Tasting Event
Mutual Funds Against Cancer is reaching out to the fund industry for help. The organization will hold its second annual wine tasting event in downtown Boston on November 16th to raise money to fight cancer .....
MutualFundWire.com - Wednesday, August 24, 2005 Views
Fifth Third Chooses SMA Administrator
Fifth Third Asset Management has picked Bisys' WealthSolutions SMA administration product for their managed account program .....
MutualFundWire.com - Wednesday, August 24, 2005 Views
F is for Fiduciary
Morningstar is giving out grades for good behavior...
MutualFundWire.com - Tuesday, August 24, 2004 - Reader Rating: 4
Invesmart Expands Sales Team
The firm hired a national sales manager a few months ago - heís filling in the ranks...
401kWire.com - Tuesday, August 24, 2004
DOL Sues Deadbeat Sponsor
Two plan trustees allegedly abandoned their participants...
401kWire.com - Tuesday, August 24, 2004 - Reader Rating: 3
Kansas TPA Upgrades Plan Sponsor Site
New reporting capabilites give sponsors real-time access to statement data...
401kWire.com - Tuesday, August 24, 2004 - Reader Rating: 5
ExpertPlan Excerpts
Notes from the second client conference...
401kWire.com - Tuesday, August 24, 2004
Are Retail Investors Leaving Stock Funds?
Uncertainty may be driving retail investors out of equity funds. That conclusion is hinted at by Lipper in its monthly fund flow report released Monday afternoon. While total flows to equity funds reached $8 billion, the fund tracker estimates that as much as $10 to $12 billion of equity fund buys are on autopilot through 401(k) plans. Take those numbers out and equity fund flows were negative, according to the report...
MutualFundWire.com - Tuesday, August 24, 2004 Views - Reader Rating: 3
From Fund of Funds to Simply, a Fund
AssetMark hires two subadvisors for a former fund of funds...
MutualFundWire.com - Tuesday, August 24, 2004 Views
The SEC Opens Up
There is now another way to keep tabs on the five commishes in Washington. It appears that more of the statements made by (some) commissioners are being posted online...
MutualFundWire.com - Tuesday, August 24, 2004 Views
Vanguard Closes Fifth Fund in Eight Months
The $1.4 billion Vanguard International Explorer fund is the latest to shutter...
MutualFundWire.com - Tuesday, August 24, 2004 Views
529 Plan Assets are Booming, but Why?
Just released numbers from FRC and the CSF show that 529 plans have staged a comeback in the past 12 months, but the rebound may be driven as much by the markets as by asset gathering...
MutualFundWire.com - Tuesday, August 24, 2004 Views - Reader Rating: 4
Money Funds Increase Assets
Money Fund Assets Increase ... CPA Web Site Adds Morningstar. ..
MutualFundWire.com - Friday, August 24, 2001 - Reader Rating: 3
Money Funds Increase Assets
Money fund assets increase ... CPA Web site adds Morningstar. ..
401kWire.com - Friday, August 24, 2001 - Reader Rating: 3
StockJungle is Closed
The idea of community intelligence is dealt a blow as the startup liquidates its final fund. ..
MutualFundWire.com - Friday, August 24, 2001 - Reader Rating: 3
Psychiatrists Get 401k Help
The American Psychiatric Association has a new plan provider in the chair. ..
401kWire.com - Friday, August 24, 2001 - Reader Rating: 3
Japanese DC Rules May Discourage Company Stock
The Labor Ministry is preparing rules banning forced company stock purchases in the new Japanese defined contribution system. ..
401kWire.com - Friday, August 24, 2001 - Reader Rating: 3
ExpertPlan Secures Its Infrastructure
The startup 401k ASP has tapped two firms to host and maintain its systems. ..
401kWire.com - Friday, August 24, 2001 - Reader Rating: 3
SEC Responds on Folios
No Virginia, Folios are not funds after all. ..
MutualFundWire.com - Friday, August 24, 2001 - Reader Rating: 3
August 24, 2000
Hedge funds-of-funds for Europeans ... Emerging market bond funds roar back...
401kWire.com - Thursday, August 24, 2000 - Reader Rating: 3
August 24, 2000
Hedge funds-of-funds for Europeans ... Emerging market bond funds roar back...
MutualFundWire.com - Thursday, August 24, 2000 - Reader Rating: 3
E*Trade to Buy PrivateAccounts
The acquisition will provide a means for the Web-based broker to offer separate accounts rather than funds to its upscale clients...
MutualFundWire.com - Thursday, August 24, 2000 Views - Reader Rating: 3
Principal Plans Demutualization
The largest administrator of 401k plans is working out a plan to convert to a stock company...
401kWire.com - Thursday, August 24, 2000 - Reader Rating: 3
New Head of DC at Invesco, U.K.
Invesco U.K. has a new head of defined contribution, coming over from Flemings...
MutualFundWire.com - Tuesday, August 24, 1999 - Reader Rating: 3
Russell Promotes Two
The Washington State firm has promoted two of its key execs, resulting in a new chief operating officer and a new head of third-party fund distribution...
MutualFundWire.com - Tuesday, August 24, 1999 - Reader Rating: 3
Russell Promotes Two
Tacoma, Washington-based Frank Russell Company is promoting two executives within the company. The two who are being promoted are P. Craig Ueland and Leonard P. Brennan...
401kWire.com - Tuesday, August 24, 1999 - Reader Rating: 3
Pyramid Taps Three
Birmingham, Alabama-headquartered Pyramid Digital Solutions, Inc. has named three new executives, two of whom will be stationed in its Boston office where it runs its PlanPeople service. The new hires are Paul Flynn, Carol Osler, and Kelly Owens. One of PlanPeople's primary tasks is in assisting recordkeeping clients with implementing the firm's technological products...
401kWire.com - Tuesday, August 24, 1999 - Reader Rating: 3
Mainstay Hires CFO
New York Life's MainStay Capital Management taps Strong Funds executive to take over CFO reins...
MutualFundWire.com - Tuesday, August 24, 1999 - Reader Rating: 3
Odd Lots, August 24, 1999
Tease: Managers try to reduce Y2K fears ... Bogle's public outcry ... SEC makes tougher fund manager regulations ... Shareholders want "socially responsible" holdings ... Attracting those who pound the keyboard from at home...
MutualFundWire.com - Tuesday, August 24, 1999 - Reader Rating: 3
Some Key Deals
Key Asset Management has penned deals with two sponsors. The top lock, Webster, New York-based PSC Inc., has 900 participants and $25 million under management. The other latch is Okemos, Michigan-based Delta Dental with 251 participants and $15 million in assets...
401kWire.com - Tuesday, August 24, 1999 - Reader Rating: 3
Union Votes for 401k
Members of the United Food and Commercial Workers Union who work at Ernest & Julio Gallo Winery have voted for a new contract that will allow them to participate in a company-sponsored 401(k) plan, Robert Tubman, investment manager, told the 401kWire...
401kWire.com - Monday, August 24, 1998 - Reader Rating: 3
Bundled Provider Focuses on Small Size Market -- Online
What's a plan sponsor in the small-size market to do? In this tight job market, an employer needs to remain competitive and keep workers happy. 401(k) plans are a popular benefit. Employees like them. But they're just so darned expensive to run and maintain. Many of the larger financial institutions shy away from the smaller end of the market because it simply is not cost effective. Believing that it has found a solution to this problem, Daily Access Concepts, Inc. (DAC) introduced a new Internet product this past Spring: Access K...
401kWire.com - Monday, August 24, 1998 - Reader Rating: 3
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