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Schwab Asset Management [view profile

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News Stories Archives - Since 1998
Amid Differing Takes on ESG, Focus on Fiduciary Duty A KPA talks to my colleague Andrew about fitting ESG investments inside ERISA plans... 401kWire.com - Thursday, March 2, 2023 - Reader Rating: 1
A 50-Year-Old Firm Enters the ETF Space Via Conversion The freshly transformed fund is now the asset manager's first ever ETF... MutualFundWire.com - Thursday, March 2, 2023 - Reader Rating: 1
A 23-Year T. Rowe Vet Extends His Reach Beyond DC The company veteran most recently held a DC I-O sales role... 401kWire.com - Thursday, March 2, 2023 - Reader Rating: 1
An IRS and Consulting Vet Joins a Hub KPA Shop The new hire now serves as a consultant in the firm's retirement plan services group... 401kWire.com - Thursday, March 2, 2023 - Reader Rating: 1
Empower Versus "One of the Last Taboos" Corrected \| Steve Jenks talks about an ad campaign, a new website, and a rebranding... 401kWire.com - Thursday, March 2, 2023 - Reader Rating: 1
Principal AM Expands Via Reorg A publicly traded, multinational insurer is integrating more business into its asset management arm... MutualFundWire.com - Thursday, March 2, 2023 - Reader Rating: 1
RBC C&C Teams With a $27B-AUA RKer The ally to B-Ds and RIAs now has an exclusive small retirement plan provider partner... 401kWire.com - Thursday, March 2, 2023 - Reader Rating: 1
Five Join an Industry Charity's Board The cancer-fighting group's team is also gearing up for what could be their biggest fundraiser yet... MutualFundWire.com - Wednesday, March 2, 2022 - Reader Rating: 1
DCIIA Updates Its Leadership On Two Fronts The trade group's team reveals their updated executive committee and the inaugural executive committee for their Retirement Research Center... 401kWire.com - Wednesday, March 2, 2022 - Reader Rating: 1
A 19-Community Group Teams Up With Lincoln, TRA, and an LPL Trio A chamber of commerce is launching a multiple employer aggregation program, with 3(38) and 3(16) fiduciary services built in... 401kWire.com - Wednesday, March 2, 2022 - Reader Rating: 1
Biden's 1st SOTU is 401k-Free, But ... The Republican delivering the official rebuttal did mention retirement income... 401kWire.com - Wednesday, March 2, 2022 - Reader Rating: 1
A $372B-AUM Boutique Teams Up With an HBCU 10 percent of the revenue from a giant fund's new share class will be donated to a university grant program... MutualFundWire.com - Wednesday, March 2, 2022 - Reader Rating: 1
What to Make of the DoL's Climate-Related RFI ERISA legal eagles and trade group leaders weigh in... 401kWire.com - Wednesday, March 2, 2022 - Reader Rating: 1
The Boston Behemoth's AUM Rises 19 Percent Money market funds dominated inflows for the big, privately held mutual fund firm... MutualFundWire.com - Tuesday, March 2, 2021 - Reader Rating: 1
Participants Spread SDBA Assets Out More Self-directed brokerage account participants held an average of 11.4 different investments each within their accounts last quarter... 401kWire.com - Tuesday, March 2, 2021 - Reader Rating: 1
A Giant Adds $121.5B In New DC Client AUA The industry's largest 401k recordkeeper releases its 2020 shareholder update... 401kWire.com - Tuesday, March 2, 2021 - Reader Rating: 1
GRPF's White Adds a 2nd Risk Management Director The new hire is an FA who most recently worked for LPL... 401kWire.com - Tuesday, March 2, 2021 - Reader Rating: 1
A Goldman AM Co-Chief Heads For a HF The move follows the money center bank's combination of the merchant banking and asset management divisions... MutualFundWire.com - Tuesday, March 2, 2021 - Reader Rating: 1
Four of the Best Places For KPAs to Work A trade pub recognizes 75 firms, including several with significant presences in the retirement plan advisor space... 401kWire.com - Tuesday, March 2, 2021 - Reader Rating: 1
A FinTech Starts Bringing RKing In-House The firm turned on its own platform in January. Yet they're keeping their outside recordkeeping alliances, too... 401kWire.com - Monday, March 2, 2020 - Reader Rating: 1
What's In a Fund Name? The SEC wants feedback on how to improve its rules on naming mutual funds... MutualFundWire.com - Monday, March 2, 2020 - Reader Rating: 1
A FuturePlan Shop Welcomes a TRA Vet In PA The new hire now serves as a pension consultant at the Ascensus unit... 401kWire.com - Monday, March 2, 2020 - Reader Rating: 1
An Outsourced Fiduciary Team Adds a COO An Ascensus alum switches to a different side of the DC industry... 401kWire.com - Monday, March 2, 2020 - Reader Rating: 1
Week In Preview, March 2-8 This week the team at IDC is hosting an event... MutualFundWire.com - Monday, March 2, 2020 - Reader Rating: 1
Week In Preview, March 2-8 This week, the teams at AIMSE, DCIIA, and P&I are hosting events. .. 401kWire.com - Monday, March 2, 2020 - Reader Rating: 1
New Research Highlights a Financial Education Gap At Work A new study from MassMutual raises awareness of the value of financial education to middle class workers' financial security... 401kWire.com - Friday, March 2, 2018 - Reader Rating: 1
A 30-Year Vanguard Vet Retires A well-known principal at the Valley Forge, Pennsylvania-based recordkeeper has retired after three decades at the company... 401kWire.com - Friday, March 2, 2018 - Reader Rating: 1
Two Single-Fund ETF Shops Won January, Proportionately M* updates Morningstar Direct data on mutual fund and ETF flows in January... MutualFundWire.com - Friday, March 2, 2018 - Reader Rating: 1
EGPS Welcomes Three in San Diego The TPA recently appointed a regional vice president of sales, a retirement plan assistant, and a compliance manager. .. 401kWire.com - Friday, March 2, 2018 - Reader Rating: 1
George Walker Shares the Scope of His Unhurried M&A Strategy The FT interviews the chief of a $295-billion, employee-owned asset manager... MutualFundWire.com - Friday, March 2, 2018 - Reader Rating: 1
A Lincoln Alum Returns to CT He previously served as a wholesaler on the West Coast... 401kWire.com - Friday, March 2, 2018 - Reader Rating: 1
Study Finds Workers Want More Workplace DC Plans The study determines that most workers who don't have access to a defined contribution at work want one. .. 401kWire.com - Thursday, March 2, 2017 - Reader Rating: 1
KPAs, This New Software Will Make Picking Funds for Plan Sponsors a Whole Lot Easier This new software brings quantitative analysis to 401(k) plans enabling KPAs to save money for plan sponsors... 401kWire.com - Thursday, March 2, 2017 - Reader Rating: 1
Industry Reaction to Fiduciary Reg Delay Varies With news from the Department of Labor that the fiduciary regulation will officially be delayed 60 days for comment and further analysis, a few financial firms weigh in with their thoughts. .. 401kWire.com - Thursday, March 2, 2017 - Reader Rating: 1
Read and Respond to DoL Rule Delay! The federal regulator publishes its proposal for pushing back the controversial fiduciary regulation... MutualFundWire.com - Thursday, March 2, 2017 - Reader Rating: 1
Moran Shifts Two BNY Mellon IM Channels The asset manager's boutiques take over a piece of distribution while the advisor wholesaling force takes over another... MutualFundWire.com - Thursday, March 2, 2017 - Reader Rating: 1
Fiduciary Rule Delay: Ready, Set, Comment The delay to the fiduciary rule is officially published on the federal register. .. 401kWire.com - Thursday, March 2, 2017 - Reader Rating: 1
Harris Shakes Up BNY Mellon's DC I-O Team Word is that the bank's asset management arm is changing the way it approaches the defined contribution channel... 401kWire.com - Thursday, March 2, 2017 - Reader Rating: 1
Filings for Fundsters - March 2, 2017 A compilation of the latest SEC filings!.. MutualFundWire.com - Thursday, March 2, 2017 - Reader Rating: 1
Who Will Lead This $460B Shop's DC I-O Team? As one company veteran heads out, a Beantown asset manager's leaders are searching for a new defined contribution investment-only chief... 401kWire.com - Thursday, March 2, 2017 - Reader Rating: 1
An Asset Management Titan Trims Bonuses News of the move comes a day after another giant made its first-ever broad, voluntary buyout offer to its employees... MutualFundWire.com - Thursday, March 2, 2017 - Reader Rating: 1
The Hiring Outlook Is Improving For Only One Fund Sales Role Neil Bathon and his team dig into distro chiefs' hiring plans... MutualFundWire.com - Wednesday, March 2, 2016 - Reader Rating: 1
Women's Retirement Savings and Confidence Both Lag Two new studies highlight defined contribution gaps between men and women... 401kWire.com - Wednesday, March 2, 2016 - Reader Rating: 1
Why Do Many Participants Ignore the TDF Manual? Financial Engines' Chris Jones urges DC industry insiders to think everything they think they know about the misuse of target date funds... 401kWire.com - Wednesday, March 2, 2016 - Reader Rating: 1
A SacTown KPA Switches B-Ds A Sacramento, California 401(k) plan advisor (KPA) chooses a new broker-dealer... 401kWire.com - Wednesday, March 2, 2016 - Reader Rating: 1
In the Heartland, a Fund Firm Prez Leaves Updated \| The move comes shortly after a PM on a key pair of mutual funds departed from the shop... MutualFundWire.com - Wednesday, March 2, 2016 - Reader Rating: 1
Retirement Savers Are Savers Across The Board The LIMRA Secure Retirement Institute surveys non-profit and for profit workers about their savings habits... 401kWire.com - Wednesday, March 2, 2016 - Reader Rating: 1
Fidelity Precisely Engineers a $3.5B RKing Deal The deal is with a jumbo-plan-sponsor in the mountain west region. .. 401kWire.com - Wednesday, March 2, 2016 - Reader Rating: 1
Columbia's Second Founder Dies Updated \| Jim Rippey's death at the age of 84 comes six and a half years after the death of Columbia Management's other founder, John Inskeep... MutualFundWire.com - Wednesday, March 2, 2016 - Reader Rating: 1
RayJay's Eagle Catches a $1B Cat Updated \| The B-D's asset management arm prepares to sink its talons into an ETF strategist... MutualFundWire.com - Monday, March 2, 2015 - Reader Rating: 1
Chapman Steps Aside But Not Out at Stadion A familiar face takes over the Peach State QDIA specialist... 401kWire.com - Monday, March 2, 2015 - Reader Rating: 1
Empower Keeps a $516MM JPM RPS Client A cosmetics company sticks with the Great-West subsidiary... 401kWire.com - Monday, March 2, 2015 - Reader Rating: 1
Hawaii KPA Shop Says Aloha to Two Peter Tsukazaki, managing partner of Honolulu, Hawaii-based KPA shop Tsukazaki & Associates, LLC, recently said aloha to two advisors who specializes in 401(k) plans... 401kWire.com - Monday, March 2, 2015 - Reader Rating: 1
Forward's Selling, and a Top-Level Goodbye Will Follow A key executive will stick around until the deal closes... MutualFundWire.com - Monday, March 2, 2015 - Reader Rating: 1
401k Investment Fees Lessen While Total Plan Fees Remain the Same or More ...according to the just-released latest edition of the 401k Averages book... 401kWire.com - Monday, March 2, 2015 - Reader Rating: 1
TIAA-CREF Scores a $3.3B Consolidated Plan A university switches from eight vendors to just one... 401kWire.com - Monday, March 2, 2015 - Reader Rating: 1
The SEC Wants to Throw ETF Upstarts a Bone Reuters reports that the regulatory agency is looking into a move that would take away a key advantage held by the big three ETF shops... MutualFundWire.com - Monday, March 2, 2015 - Reader Rating: 1
Fidelity Adds Deposit By iPad The mutual fund giant's discount brokerage sibling upgrades an app... MutualFundWire.com - Friday, March 2, 2012 - Reader Rating: 1
TED Honors a Bundled 401(k) Provider The conference-based nonprofit focused on "Ideas Worth Spreading" names ten "Ads Worth Spreading.".. 401kWire.com - Friday, March 2, 2012 - Reader Rating: 1
Advisors Listen to J.P. Morgan's Experts kasina and Horsesmouth release new FA Vision data... MutualFundWire.com - Friday, March 2, 2012 - Reader Rating: 1
Valic Dials Up Smartphones The Lone Star State-based DC provider unveils a new app... 401kWire.com - Friday, March 2, 2012 - Reader Rating: 1
Westwood's New Fund Takes Investors SKY High The Lone Star State mutual fund firm again teams up with an institutional asset manager in Connecticut... MutualFundWire.com - Friday, March 2, 2012 - Reader Rating: 1
20 Mercer Clients Say Hello to a New Service The open architecture provider offers some data around a "financial wellness" tool... 401kWire.com - Friday, March 2, 2012 - Reader Rating: 1
"Say on Pay" Bites Janus' Weil The Colorado mutual fund firm's chief sees his pay drop by 40 percent, plus ..... MutualFundWire.com - Friday, March 2, 2012 - Reader Rating: 1
11 New Emerging Global ETFs Are Coming Soon The Garden State ETF specialist files for new offerings... MutualFundWire.com - Friday, March 2, 2012 - Reader Rating: 1
State Street Adds a Pair of International Equity SPDRs The Beantown mutual fund firm launches two new ETFs... MutualFundWire.com - Friday, March 2, 2012 - Reader Rating: 1
How Important is the Retirement Market to JPMorgan? George Gatch talks about where the retirement space stands in JPMorgan's future... 401kWire.com - Wednesday, March 2, 2011 - Reader Rating: 1
Hancock Debuts New iPad App John Hancock quietly unveiled a new app for advisors last month... 401kWire.com - Wednesday, March 2, 2011 - Reader Rating: 1
Franklin's Mahoney Now Looks Inward The company vet moves to a new role... MutualFundWire.com - Wednesday, March 2, 2011 - Reader Rating: 1
Scout Taps a Marketing Pro Two months after it rebranded, Scout Investments brings in a marketing chief... MutualFundWire.com - Wednesday, March 2, 2011 - Reader Rating: 1
A Jumbo Sponsor Will Pay $6.43M to Schlichter A federal judge gives the final stamp of approval to an eight-figure settlement to a 401k fee suit... 401kWire.com - Wednesday, March 2, 2011 - Reader Rating: 1
A Transamerica Exec Departs The plan provider does not plan to fill his post any time soon... 401kWire.com - Wednesday, March 2, 2011 - Reader Rating: 1
Top Advisor: Jim Sampson Cornerstone Retirement Advisors (NRP/LPL).. 401kWire.com - Wednesday, March 2, 2011 - Reader Rating: 1
Top Advisor: Marc Zimmerman Mahoney & Associates.. 401kWire.com - Wednesday, March 2, 2011 - Reader Rating: 1
Top Advisor: Richard Robb Capital Management Partners.. 401kWire.com - Wednesday, March 2, 2011 - Reader Rating: 1
Is Guggenheim Combining its ETF Biz? The Chicago firm is reportedly looking for ways to scale up its ETF businesses... MutualFundWire.com - Wednesday, March 2, 2011 - Reader Rating: 1
Target Date Fund Fees Cluster A wire service uses Morningstar to examine the economics of the increasingly-popular asset class... MutualFundWire.com - Wednesday, March 2, 2011 - Reader Rating: 1
A Fund Distributor Draws a $230 Million Investment The distributor of mutual fund and life insurance products will receive a $230 million investment from private equity firm Warburg Pincus... MutualFundWire.com - Tuesday, March 2, 2010 - Reader Rating: 1
Gundlach's DoubleLine Gets an Online Home DoubleLine's Web site went live two-and-a-half month after the company was born... MutualFundWire.com - Tuesday, March 2, 2010 - Reader Rating: 1
Needles Taps a Fellow Touchstone Alum for a Key Post at American Beacon American Beacon taps a Touchstone exec as chief operating officer... MutualFundWire.com - Tuesday, March 2, 2010 - Reader Rating: 1
American Beacon Unveils a Global Real Estate Fund The Texas-based firm broadens its product lineup with a global real estate fund... MutualFundWire.com - Tuesday, March 2, 2010 - Reader Rating: 1
Top 40 Advisor: John Spach This Los Angeles-based 401k Advisors member lands in the top 40 DC advisors of 2009 as one of the ten finalists in the micro market... 401kWire.com - Tuesday, March 2, 2010 - Reader Rating: 1
Petroff Bids Heartland Adieu The Heartland Value Plus co-manager leaves the Milwaukee firm to pursue other interests... MutualFundWire.com - Tuesday, March 2, 2010 - Reader Rating: 1
Scarborough and Co. Launch a Managed Account Service For Advisors Under a new brand, a familiar face in the DC advice world is reaching out to support other intermediaries in the business... 401kWire.com - Tuesday, March 2, 2010 - Reader Rating: 1
A TPA Attracts Silicon Valley Money The Los Angeles firm receives a 'significant investment' from a Silicon Valley investment banker... 401kWire.com - Tuesday, March 2, 2010 - Reader Rating: 1
ExpertPlan Makes a Smart Plan Move New Jersey-based ExpertPlan links up with an education firm, becoming the first plan provider to deploy the latter's product under a new pricing system... 401kWire.com - Tuesday, March 2, 2010 - Reader Rating: 1
An ERISA Attorney Calls Up Nokia A law firm familiar with stock drop suits is going after the Nokia Corporation for 2008 ERISA violations.. 401kWire.com - Tuesday, March 2, 2010 - Reader Rating: 1
Jaffe Blasts an Anti-Mutual Fund Book The MarketWatch columnist gives his take on "Payback Time.".. MutualFundWire.com - Tuesday, March 2, 2010 - Reader Rating: 1
Vanguard Diversifies Ten Stock Funds Updated \| The low-cost mutual fund giant switches a group of funds and ETFs to new indexes to avoid tax penalties... MutualFundWire.com - Tuesday, March 2, 2010 - Reader Rating: 1
DST Rolls Out E-Delivery of Compliance Test Results The firm has made an enhancement to its Web-based compliance tool... 401kWire.com - Monday, March 2, 2009 - Reader Rating: 1
A GIC Provider Shuts Off Public Rates Amid Layoffs This firm will continue to quote guaranteed investment contract rates to specific firms... 401kWire.com - Monday, March 2, 2009 - Reader Rating: 1
SSgA Names Sales Chief The Boston firm has turned to an ING alum to lead global sales and marketing... MutualFundWire.com - Monday, March 2, 2009 - Reader Rating: 1
Are Additional Layoffs Coming at AllianceBernstein? A source tells The MFWire that the New York City-based investment manager is planning an additional headcount reduction this month... MutualFundWire.com - Monday, March 2, 2009 - Reader Rating: 1
Principal, Transamerica Top Web Site Rankings Dalbar has released the results on its study of plan sponsor and participant Web sites... 401kWire.com - Monday, March 2, 2009 - Reader Rating: 1
Keane Hires From Within For Retirement Services The Pennsylvania firm brings a new exec to its missing participant-focused team... 401kWire.com - Monday, March 2, 2009 - Reader Rating: 1
Marsico Sub-Advises a Brand New Fund A Midwestern fund firm unveils its latest offering... MutualFundWire.com - Monday, March 2, 2009 - Reader Rating: 1
Gabelli's Daughter Joins Gamco's Board Mario Gabelli's daughter is now part of his company's board of directors... MutualFundWire.com - Monday, March 2, 2009 - Reader Rating: 1
UNIFI Takes Aim at the $3 to $20 Million Crowd The Cincinnati-based plan provider takes the wraps off a new product... 401kWire.com - Monday, March 2, 2009 - Reader Rating: 1
For Some Workers, Auto Enrollment Comes Amid a Rocky Period In Monday's Wall Street Journal Fund Track, Daisy Maxey notes that many companies have adopted auto enrollment by 2008, which meant that some employees were automatically enlisted just in time for the market turmoil... 401kWire.com - Monday, March 2, 2009 - Reader Rating: 1
A Target-Date Player Calls it Quits after Less than One Year An Illinois-based firm is getting out of the target-date fund business... 401kWire.com - Monday, March 2, 2009 - Reader Rating: 1
Sex, Lies and 401k Embezzlement Federal prosecutors circle a former plan fiduciary from an RIA... 401kWire.com - Monday, March 2, 2009 - Reader Rating: 1
A Retirement Advisory Shop Brings on a Fourth Branch A Mid-Atlantic firm expands again and hunts for more advisors... 401kWire.com - Monday, March 2, 2009 - Reader Rating: 1
Pimco to Advise the Government on BofA The U.S. government tapped Pimco to advise it on the value of assets guaranteed in the bailout of Bank of America, Bloomberg reports... MutualFundWire.com - Monday, March 2, 2009 - Reader Rating: 1
WSJ Smiles on Two Fund Firms, Frowns on Target Dates The monthly Investing in Funds report returns yet again... MutualFundWire.com - Monday, March 2, 2009 - Reader Rating: 1
Goldman Sachs Cuts its Rating on State Street's Stock Saying the Boston firm faces further risk of securities writedowns, Goldman Sachs slashes its rating on State Street's stock, according to Reuters... MutualFundWire.com - Monday, March 2, 2009 - Reader Rating: 1
For Some Workers, Auto Enrollment Comes at a Tumultuous Time In Monday's WSJ Fund Track, Daisy Maxey notes that with several companies adopting 401k auto enrollment for their workers by 2008, some workers were automatically enlisted just in time for the market turmoil... MutualFundWire.com - Monday, March 2, 2009 - Reader Rating: 1
A C-Level Exec Exits the Reserve Bruce Bent waves goodbye to one of his chiefs... MutualFundWire.com - Monday, March 2, 2009 - Reader Rating: 1
Ex-Eaton Vance Chief Signs On with a Private Equity Firm The former top executive of the Boston asset manager will focus on evaluating investment opportunities in the financial services sector... MutualFundWire.com - Monday, March 2, 2009 - Reader Rating: 1
Morgan Stanley is Reportedly on the Hunt for a New Investment Management Head Morgan Stanley has retained recruiting firm Jamesbeck Global Partners, according to a published report... MutualFundWire.com - Monday, March 2, 2009 - Reader Rating: 1
New NRP Hire Eyes Wirehouse Reps A new executive at the national network of advisors hopes to recruit others like him. .. 401kWire.com - Friday, March 2, 2007 - Reader Rating: 1
Fun at ASPPA 2007 Retirement industry vendors wined and dined advisors and others with several big parties and numerous small ones... 401kWire.com - Friday, March 2, 2007 - Reader Rating: 1
Final QDIA Regs May Include Expansions and Elaboration Banks and advisors may get some good news from the DoL in the final QDIA rules. .. 401kWire.com - Friday, March 2, 2007 - Reader Rating: 1
Sponsor Cements New Default A Wolverine State manufacturing firm goes lifecycle. .. 401kWire.com - Friday, March 2, 2007 - Reader Rating: 1
Fees Vs. Expenses A reader responds to a previous guest column on 401(k) fees... 401kWire.com - Friday, March 2, 2007 - Reader Rating: 1
New IRAs Could be Next Key Senators are enthralled by the idea of payroll deduction IRAs, says a Washington source. Meanwhile, the PPA's technical correction bill is likely to debut to yawns... 401kWire.com - Friday, March 2, 2007 - Reader Rating: 1
Fido Posts 20% Profit Jump Fidelity Investments saw net earnings rise 20 percent to $1.3 billion in 2005, the second highest amount ever in the Boston Behemoth's history... MutualFundWire.com - Thursday, March 2, 2006 - Reader Rating: 1
NAGDCA Leaders Voice DC Concerns in D.C. EGGTRA, ERSAs, and raising awareness on the agenda. .. 401kWire.com - Thursday, March 2, 2006 - Reader Rating: 1
Lord Abbett Finds Big Success With Small Business Plans Over 2005, it added a record number of plans in market it calls "under-serviced." .. 401kWire.com - Thursday, March 2, 2006 - Reader Rating: 1
CPI Expands Retirement Platform The Great Bend, Kansas-based firm has added new funds from Seligman Advisors Inc... 401kWire.com - Thursday, March 2, 2006 - Reader Rating: 1
ASPPA To Answer ICI's Proposal On TPAs The proposal brought forward by the mutual fund trade group on the regulation of TPAs has put it on a collision course with ASPPA... 401kWire.com - Thursday, March 2, 2006 - Reader Rating: 1
Members Capital Advisors Tweaks Fund Lineup Members Capital Advisors has realigned some of its funds as part of a string of moves aimed at boosting portfolio returns... MutualFundWire.com - Thursday, March 2, 2006 - Reader Rating: 1
Principal Investors Funds Score Well With Barron's The magazine's latest rankings place this family's performance near the 75th percentile... MutualFundWire.com - Thursday, March 2, 2006 - Reader Rating: 1
John Hancock Launches New Subadvised Fund The firm bets on Pzena Investment Management to mimic its success with plain vanilla Classic Value... MutualFundWire.com - Thursday, March 2, 2006 - Reader Rating: 1
Van Kampen Rolls Out Fund of Funds Van Kampen Investments has taken the wraps off its first fund of funds portfolio. Billed Van Kampen Leaders Fund, the new offering enables investors to access three of the Chicago-based firm's funds... MutualFundWire.com - Thursday, March 2, 2006 - Reader Rating: 1
Grassley: Dem Delays Threaten Pension Bill Senate Finance Committee Chair Charles Grassley slammed Democrats for their failure to appoint conferees at the Saver Summit Thursday morning... 401kWire.com - Thursday, March 2, 2006 - Reader Rating: 1
Fido Ups Ante in Price War with Vanguard Fidelity isn't backing down in its battle with Vanguard. The Boston Behemoth effectively made the fee cuts in its index funds permanent by amending its contracts so any increase would require shareholder approval. At 10 basis points, the fees charged by Fidelity for its broad market U.S. index fund are well below those of Vanguard and in the ballpark of ETFs. .. MutualFundWire.com - Wednesday, March 2, 2005 - Reader Rating: 1
Morningstar Replaces DataLab with Direct The new generation product adds more investment types and capablities and links through the Web... MutualFundWire.com - Wednesday, March 2, 2005 - Reader Rating: 1
Brokers: Thanks for the Memories JP Morgan How can a fund firm stay top of mind with advisors? Perhaps you can give them more memory. That is what one fund firm tried... MutualFundWire.com - Wednesday, March 2, 2005 - Reader Rating: 1
Arnold Wants Vote on DC Plan Amendment The California governor hits the road in "Reform 1" seeking signatures as part of a campaign for a new state DC plan... 401kWire.com - Wednesday, March 2, 2005 - Reader Rating: 1
IRS: Bank of America Transfers Violated Anti-Cutback Rule The dispute stems from an audit of the bank's retirement plans for 1998 and 1999... 401kWire.com - Wednesday, March 2, 2005 - Reader Rating: 1
State of Connecticut ING U.S. Financial Services has reportedly won a mandate recordkeeping and administration mandate from for the Nutmeg state's Retirement Plans and Trust Funds... 401kWire.com - Wednesday, March 2, 2005 - Reader Rating: 1
IRS Proposes Roth 401k Rules The Treasury Department gives the 401k industry a look at the proposed rules for Roth plans... 401kWire.com - Wednesday, March 2, 2005 - Reader Rating: 1
MetLife Prepares Flashy Enrollments The bundled plan provider says it has found a simple way for its enrollers to create Flash presentations for participants... 401kWire.com - Wednesday, March 2, 2005 - Reader Rating: 1
RIA Services Founder to Focus on TPA Michael Duke is not part of the deal bringing RIA Services into Nationwide's portfolio. .. 401kWire.com - Wednesday, March 2, 2005 - Reader Rating: 1
Marsh CEO Scotches Talk of Putnam Sale Cherkasky says he does not like fire sales and sees a rebound in Putnam's future... 401kWire.com - Wednesday, March 2, 2005 - Reader Rating: 1
Marsh CEO Scotches Talk of Putnam Sale Cherkasky says he does not like fire sales and sees a rebound in Putnam's future... MutualFundWire.com - Wednesday, March 2, 2005 - Reader Rating: 1
IRS News Flash Complicates Rollover Rules Lawyers at McDermott Will & Emory warn that the IRS has included some unexpected hurdles in its most recent clarifications to the EGTRRA rollover... 401kWire.com - Wednesday, March 2, 2005 - Reader Rating: 1
Pushing for Self-Regulation Don Trone has developed a framework that helps investment advisors understand their fiduciary responsibilities. It may be an idea whose time has come... 401kWire.com - Tuesday, March 2, 2004 - Reader Rating: 1
The Mass Affluent and How to Reach Them A new program of tools and services is aimed at independent financial advisors who work with investors who have $1 million or less to invest... MutualFundWire.com - Tuesday, March 2, 2004 - Reader Rating: 1
Is It Safe to Invite the Press to Lunch? Is it a good idea for a fund company to hold a press event in such a seemingly hostile media environment?.. MutualFundWire.com - Tuesday, March 2, 2004 - Reader Rating: 1
Small Cap Growth Fund Launch A successful joint venture between a money management veteran and a private investment bank expands with a new fund launch... MutualFundWire.com - Tuesday, March 2, 2004 - Reader Rating: 1
Botched Conversion Costs Two Top Putnam DC Execs Problems in a $1 billion plan lead to the departures of four Putnam executives. Firm will make good on $3.8 million in errors... 401kWire.com - Tuesday, March 2, 2004 - Reader Rating: 1
Citigroup Received Subpoenas The SEC and a U.S. attorney are investigating the Smith Barney mutual fund unit of behemoth Citigroup... MutualFundWire.com - Tuesday, March 2, 2004 - Reader Rating: 1
Participants Are Trading More Trading activity is rising in brokerage options, says provider. Mutual funds still popular despite scandals... 401kWire.com - Tuesday, March 2, 2004 - Reader Rating: 1
mPower Does a Public Service A Hartford insurer hires on mPower to bring investment advice to a forgotten sector... 401kWire.com - Friday, March 2, 2001 - Reader Rating: 1
Fleet Gains Vantage Point Firm is dipping its toes in new waters... MutualFundWire.com - Friday, March 2, 2001 - Reader Rating: 1
Franklin Sidesteps Trouble Firm gets all its ducks in a row with a fund's facelift... MutualFundWire.com - Friday, March 2, 2001 - Reader Rating: 1
Going, Going, Gone! John Hancock sells its recordkeeping biz to UPI. Go figure... 401kWire.com - Friday, March 2, 2001 - Reader Rating: 1
NY Life Cements a New Deal Big Apple union switches to provide member-directed plan... 401kWire.com - Friday, March 2, 2001 - Reader Rating: 1
The Last Frontier State of Alaska selects socially responsible fund for its mega-plan... 401kWire.com - Thursday, March 2, 2000 - Reader Rating: 1
The Broker Price War Heats Up The online broker Web Street now offers mutual fund trades without commission... MutualFundWire.com - Thursday, March 2, 2000 - Reader Rating: 1
Eaton Vance Restructures Management Eaton Vance has shuffled its sales management, creating four new regional sales heads as well as a national sales manager... MutualFundWire.com - Thursday, March 2, 2000 - Reader Rating: 1
A Fund By Any Other Name... Vanguard and Turner Investment Partners are teaming up to reorganize a fund under the Vanguard brand... MutualFundWire.com - Thursday, March 2, 2000 - Reader Rating: 1
401(k) on the Go Execs on-the-go will be able to log-on to their 401(k) accounts via wireless communications... 401kWire.com - Thursday, March 2, 2000 - Reader Rating: 1
Lincoln National: More Emphasis on Broker-Dealers This Fort Wayne, Ind., insurance firm is adding funds to its lineup in order to better focus on the broker-dealer community... MutualFundWire.com - Thursday, March 2, 2000 - Reader Rating: 1
Virtual Solutions Automatic Data Processing is now giving employers the ability to get 401(k) and HR assistance online... 401kWire.com - Thursday, March 2, 2000 - Reader Rating: 1
Odd Lots, March 2, 2000 The Far East meets the new economy ... Some funds need a flu shot ... NY Life to consolidate ... The fight to take over Aetna ... ReliaStar continues its shopping spree. .. 401kWire.com - Thursday, March 2, 2000 - Reader Rating: 1
Odd Lots, March 2, 2000 The Far East meets the new economy ... Some funds need a flu shot ... NY Life to consolidate ... The fight to take over Aetna ... ReliaStar continues its shopping spree. .. MutualFundWire.com - Thursday, March 2, 2000 - Reader Rating: 1
Technology Blossoms at Aetna Technology funds are springing up almost as fast as the companies that fill the funds' portfolios. The latest blossom comes from Aeltus Investment Management... MutualFundWire.com - Thursday, March 2, 2000 - Reader Rating: 1
Fidelity to Go Online for Small Businesses As The 401kWire.com reported a year ago, Fidelity has launched a website aimed specifically at small 401(k) plans... MutualFundWire.com - Tuesday, March 2, 1999 - Reader Rating: 1
Fidelity to Go Online for Small Businesses The Boston Behemoth has introduced a new product, e401(k), that is designed to provide a full-service 401(k) plan to small companies with between 5 and 100 participants, a Fidelity spokesperson told the 401kWire.com. There is no minimum on the amount of assets. As Robert L. Reynolds, president of Fidelity Investments Institutional Retirement Group, told the 401kWire.com at the beginning of 1998, the hope was to administer a 401(k) completely online. Now, it looks like the firm believes it has met those goals... 401kWire.com - Tuesday, March 2, 1999 - Reader Rating: 1
Goldman Sachs Funds Find New Distribution Partner Goldman Sachs announced an agreement with American Express to distribute its family of funds, and hints of more to come... MutualFundWire.com - Tuesday, March 2, 1999 - Reader Rating: 1
TAG On: Distribution of Assets We just received a check for $15,000 from the 401(k) plan where my wife (age 66) used to work. Don't they need my consent or at least hers before they can make a distribution?.. 401kWire.com - Tuesday, March 2, 1999 - Reader Rating: 1
Odd Lots, March 2, 1999 John Hancock revamping sales system in order to offer broader array of products...Schwab down again early Monday...Fund managers at Florida "Making Money" conference discuss hot sectors... MutualFundWire.com - Tuesday, March 2, 1999 - Reader Rating: 1
EDS Makes Decisions about Plan Plano, Texas-headquartered Electronic Data Systems (NYSE: EDS) has made a number of changes to its 401(k) plan, Marsha MacLeod, manager of benefits development, told the 401kWire.com. The plan has 50,000 participants and $1.8 billion in assets... 401kWire.com - Tuesday, March 2, 1999 - Reader Rating: 1
Vanguard Lowers Fees on Funds The crew in Valley Forge has eliminated or reduced the purchase fees on three of its stock index funds, a spokesperson for the firm told the MFWire.com... MutualFundWire.com - Tuesday, March 2, 1999 - Reader Rating: 1
Anchors Away as Anchor Glass Enters Finals Tampa, FL-headquartered Anchor Glass Container Corporation is down to three finalists in search for a provider for its roughly $60 million 401(k). Mark Karrenbauer, vice-president, human resources reports that the bottle and glass maker put out RFP between four and five months ago. .. 401kWire.com - Monday, March 2, 1998 - Reader Rating: 1
The Odds of Surviving a DoL Audit One of the most dreaded events for plan sponsors and their vendors alike is having to suffer through a Department of Labor audit. Through the first three quarters of 1997 the DOL launched 5,000 investigations of plan sponsors. The good news for sponsors is that the majority of these cases were closed with no violations found or indictments handed down. By last October, 4,500 or 90% of these cases had been closed with only 1,200 violations or what the DOL calls "results", says Billy F. Beaver, director of enforcement at the Department... 401kWire.com - Monday, March 2, 1998 - Reader Rating: 1
Making Late 401k Deposits a Misdemeanoner in Iowa Plan sponsors may have thought the brouhaha over late deposits to 401(k) plans had died away after the DOL changed the rules a couple of years ago, but the issue may not be over yet. Last week the Iowa House of Representatives introduced a bill to enhance the penalties for 401(k) sponsors who fail to deposit employee contributions in a timely manner... 401kWire.com - Monday, March 2, 1998 - Reader Rating: 1

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