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News Stories Archives - Since 1998
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Bonds, Commodities, and World Stocks Drive Fund Flows Up By $12B
A mutual fund industry trade group's team shares their most recent flows data for long-term mutual funds and ETFs...
MutualFundWire.com -
Thursday, March 5, 2026
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Two OG DoubleLiners Power a New ETF
The Florida fund firm's team is rolling out another actively managed fund...
MutualFundWire.com -
Wednesday, March 5, 2025
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Reader Rating: 1
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More Than 48K Participants Were Exposed By a TPA Data Breach
At least a dozen plan sponsors in Oregon have been affected...
401kWire.com -
Wednesday, March 5, 2025
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Reader Rating: 1
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It's a Bright New Day At 17YO Provider
A PE-backed retirement plan and benefits provider is rebranding...
401kWire.com -
Wednesday, March 5, 2025
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Reader Rating: 1
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Bond Funds Win, But 401k Trading Dips Slightly In February
Stable value and money market funds also won participant trading flows last month, even as TDFs and large cap funds continued to dominate contributions...
401kWire.com -
Wednesday, March 5, 2025
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Reader Rating: 1
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In Boston, an Alts ETF Shop Turns 25
The 11-person team now has $1.3 billion in AUM...
MutualFundWire.com -
Wednesday, March 5, 2025
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Reader Rating: 1
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In California, a Sales Vet Retires From T. Rowe
Updated | The executive also worked with Great-West Hancock, Hartford, and Lazari...
401kWire.com -
Wednesday, March 5, 2025
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Reader Rating: 1
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After 22 Years, an SVP Leaves M*, And ...
The departing executive is joining a Chi-Town ally to RIAs...
MutualFundWire.com -
Tuesday, March 5, 2024
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Reader Rating: 1
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Cap Group, Great Gray, and FlexPath Team With an RKer
The new offering is the Midwestern retirement plan provider's second foray into the TDF space...
401kWire.com -
Tuesday, March 5, 2024
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Reader Rating: 1
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Post-Deal, a PEP Maneuvers to a Familiar New 338
Yet the same team and process will still power the pooled employer plan, despite the change...
401kWire.com -
Tuesday, March 5, 2024
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Reader Rating: 1
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PE Buys a 23-Year-Old RKer and David Takes Over
A retirement plan provider's founder is passing the reins as new majority owners buy in...
401kWire.com -
Tuesday, March 5, 2024
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Reader Rating: 1
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An FBI-Vet-Turned-Fundster-C-Suiter Dies
The Peach State executive was 62 years old...
MutualFundWire.com -
Tuesday, March 5, 2024
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Reader Rating: 1
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A 12-Year MassMutual Vet Joins a National Accounts Team
The customer service and client relationship vet is based in Massachusetts...
401kWire.com -
Tuesday, March 5, 2024
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Reader Rating: 1
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A Kudu-Backed Multiboutique Builds an AM Incubator
A veteran asset management chief will lead the new venture...
MutualFundWire.com -
Friday, March 5, 2021
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Reader Rating: 1
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Two Consultant Relations VPs Join ICMA-RC
Rick Donley reveals a pair of hires and highlights the appointment of a longtime veteran of the provider...
401kWire.com -
Friday, March 5, 2021
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Reader Rating: 1
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Truist Seals One of Its Exiting Deals
A PE-backed recordkeeper buys part of the publicly traded bank's retirement plan business...
401kWire.com -
Friday, March 5, 2021
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Reader Rating: 1
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Bathon Promotes One Analyst and Hires Another
The Fuse chief makes a pair of changes at his asset manager-focused research and consulting firm...
MutualFundWire.com -
Friday, March 5, 2021
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Reader Rating: 1
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A 17-Year Ascensus Vet Departs
The exec served on the PE-backed RKer's sales team...
401kWire.com -
Friday, March 5, 2021
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Reader Rating: 1
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Is It Time to Talk About the Plunge?
Fresh data shows that some participants are reacting to the market volatility. Most aren't...
401kWire.com -
Thursday, March 5, 2020
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Reader Rating: 1
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MFDF's Board Anoints Wyderko's Successor
The fund directors trade group is about to gain its first new chief in eight years...
MutualFundWire.com -
Thursday, March 5, 2020
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Reader Rating: 1
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A Provider Builds an I-O Stable Value Product ... For 403bs
The new option comes with a $40-million investment minimum at the plan level and is available in any state except California, Minnesota, and New York...
401kWire.com -
Thursday, March 5, 2020
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Reader Rating: 1
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Fielding Miller Anoints Four CapTrust Leaders
Three of the four execs have been with the giant KPA RIA for at least a decade each...
401kWire.com -
Thursday, March 5, 2020
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Reader Rating: 1
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28 Years In, a Gotham TDF Leader Will Retire
The exec has led the asset manager's retirement product offerings and research for 20 years...
401kWire.com -
Thursday, March 5, 2020
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Reader Rating: 1
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From 401k Managed Accounts Chief to RIA Acquirer C-Suiter
An acquisitive player in the retail RIA space adds a DC industry veteran to its senior ranks...
401kWire.com -
Thursday, March 5, 2020
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Reader Rating: 1
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Retail Investors Flinch, But ...
Last week was a terrible week in the markets. Mutual fund and ETF investors reacted, but maybe not as bad as you'd think?..
MutualFundWire.com -
Thursday, March 5, 2020
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Reader Rating: 1
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NextNextShares? Eaton Vance Preps an ETF Structure
Stephen Clarke and his team are creating another way to balance active PMs' transparency concerns with the benefits of trading on an exchange and the importance of distribution...
MutualFundWire.com -
Tuesday, March 5, 2019
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Reader Rating: 1
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One of the Big Seven Picks a Sole RKer
A provider based on the east coast will be this organization's only "retirement industry partner."..
401kWire.com -
Tuesday, March 5, 2019
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Reader Rating: 1
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Lincoln Teams Up In Texas
The provider is one of two new 401k recordkeeper allies for a Lone Star State bank...
401kWire.com -
Tuesday, March 5, 2019
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Reader Rating: 1
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A 68-Year-Old Fund Lion Partially Fades
A publicly traded multinational is rebranding a 94-mutual fund unit...
MutualFundWire.com -
Tuesday, March 5, 2019
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Reader Rating: 1
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Chepenik Continues Expanding His Team and More
Chepenik Financial Services continues to grow with their five new hires. ..
401kWire.com -
Tuesday, March 5, 2019
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Reader Rating: 1
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Fundsters, Help Bash Myths About Advisors
A veteran industry data exec is writing his first book, and he wants input from executives like you...
MutualFundWire.com -
Monday, March 5, 2018
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Reader Rating: 1
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NIPA and 401kTV Team Up
The National Institute of Pension Administrators and 401kTV are creating something new for plan sponsors.
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401kWire.com -
Monday, March 5, 2018
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Reader Rating: 1
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Week In Preview, March 5-11
In the final week before Daylight Savings Time 2018 kicks in, the MFDF, MFEA, RBC CApital Markets, and the SEC are all hosting events. This week is also the beginning of the fourth "Ring the Bell for Gender Equality" movement...
MutualFundWire.com -
Monday, March 5, 2018
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Reader Rating: 1
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A Recruiter Leaves a KPA-Focused RIA-OSJ
A Midwestern ally to KPAs is on the hunt to fill the position...
401kWire.com -
Monday, March 5, 2018
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Reader Rating: 1
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Spruce Up Your LinkedIn Presence
Facebook may be popular with the youngsters, but LinkedIn is where it's at for business professionals. A DC I-O offers KPAs tips to improve their profiles on the social networking site...
401kWire.com -
Thursday, March 5, 2015
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Reader Rating: 1
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Stadion Says Stay Tuned
The 401k managed account specialist is prepping a new version of its flagship product...
401kWire.com -
Thursday, March 5, 2015
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Reader Rating: 1
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An FL Property Insurer Needs a KPA
The employer offers three defined contribution plans...
401kWire.com -
Thursday, March 5, 2015
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Reader Rating: 1
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Two to Three Deals Per Year: a Multi-Boutique's Target
An $8B AUM shop just brought in its third boutique in a year and a half. And it wants to do more...
MutualFundWire.com -
Thursday, March 5, 2015
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Reader Rating: 1
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A Fund-of-Funds Shop Debuts Its 2nd Mutual Fund
Yet don't expect them to keep cranking out even more mutual funds anytime soon...
MutualFundWire.com -
Thursday, March 5, 2015
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Reader Rating: 1
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The Gender Savings Gap Continues, But...
Millennial women are becoming more financially active, showcasing changing saving habits. ..
401kWire.com -
Thursday, March 5, 2015
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Reader Rating: 1
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Five KPAs Join the Retirement Advisor Council
Take five. And no, this is not in reference to taking a break. The Retirement Advisory Council just added five new members to join the Retirement Advisor Council!..
401kWire.com -
Thursday, March 5, 2015
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Reader Rating: 1
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One Third of Participants Want Help
And what they really want, a new survey finds, is one-on-one help...
401kWire.com -
Thursday, March 5, 2015
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Reader Rating: 1
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NFP Welcomes Five KPAs
NFP Retirement recently added five 401(k) plan advisors (KPAs) to join the collaborative...
401kWire.com -
Thursday, March 5, 2015
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Reader Rating: 1
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An NC Rker Hires Four and Promotes One
A Winston-Salem, North Carolina-based small market recordkeeper just welcomed 4 new hires and announced a promotion!..
401kWire.com -
Thursday, March 5, 2015
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Reader Rating: 1
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This Giant B-D Doubles Down On Its Proprietary Funds
Four more subadvised mutual funds will soon follow its first, launched in 2013...
MutualFundWire.com -
Thursday, March 5, 2015
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Reader Rating: 1
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Can Legg Do Damage with an Alts Army?
Be skeptical, says one analyst. Also, more info on the pricing of the QS Investors deal...
MutualFundWire.com -
Wednesday, March 5, 2014
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Reader Rating: 1
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A Producing TPA Hires an NRP Alum to Lead an Auto-IRA Push
An LPL affiliate in the Southeast brings an LPL and NRP alum on board...
401kWire.com -
Wednesday, March 5, 2014
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Reader Rating: 1
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Four Messages Helped USAA Get on Schwab
The team led by third-party distribution VP Keith Sloanefocused on a few key points in their discussion with the trustodian...
MutualFundWire.com -
Wednesday, March 5, 2014
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Reader Rating: 1
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Gordon Revamps Hancock's 401k Signature
Last year the bundled provider publicly launched its new mid-market 401k platform. Now Gordon and his team are transforming their core small-market product, too...
401kWire.com -
Wednesday, March 5, 2014
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Reader Rating: 1
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Here's How One Journalist Views Alts
This Forbes columnist notes the consolidation of hedge funds, the challenges of translating niche strategies into '40 Act vehicles, and the resulting opportunities for retail investors...
MutualFundWire.com -
Wednesday, March 5, 2014
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Reader Rating: 1
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Can Dial Take Target Date Customization to the Next Level?
Allianz's retirement chief talks about a new, international- and institutional-inspired approach to the popular default options...
401kWire.com -
Wednesday, March 5, 2014
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Reader Rating: 1
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Fund Firms Are Questioning Their National Accounts
New research from kasina shows that firms are asking their distributors, "What have you done for me lately?"..
MutualFundWire.com -
Tuesday, March 5, 2013
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Reader Rating: 1
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Fidelity Reports 34 Percent Growth in Small- to Mid- DC
Boston Behemoth saw record sales in 2012...
401kWire.com -
Tuesday, March 5, 2013
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Reader Rating: 1
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Lincoln Preps Fiduciary Product for B-Ds
System provides risk management for small- and mid-sized DC market...
401kWire.com -
Tuesday, March 5, 2013
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Reader Rating: 1
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Beware the Government's $50B Designs on Retirement Plans
A top provider exec and an industry vet with a think tank talk to attendees on the final day of the 401(k) Summit in Sin City...
401kWire.com -
Tuesday, March 5, 2013
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Reader Rating: 1
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A Korean Manager Anoints An American Triumvirate
Global firm names chief executive, president and chief operating officer for U.S. subsidiary.
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MutualFundWire.com -
Tuesday, March 5, 2013
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Reader Rating: 1
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A Boutique Bangs Drum for U.S. Energy
Firm plans to rapidly grow product line and sales force to promote benefits of an asset class expected to triple to $1 trillion in 15 years...
MutualFundWire.com -
Tuesday, March 5, 2013
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Reader Rating: 1
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Prudential Garners Four New Sponsors
New clients represent over 1,500 participants and nearly $90 million in assets...
401kWire.com -
Tuesday, March 5, 2013
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Reader Rating: 1
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Can B-Ds Create a Match.com for 401k Advisors?
Four broker-dealers' retirement bigwigs speak to industry insiders gathered in Sin City...
401kWire.com -
Tuesday, March 5, 2013
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Reader Rating: 1
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A Former Zacks Honcho Is Now With U.S. Bancorp
Exec now handles business development at fund servicer...
MutualFundWire.com -
Tuesday, March 5, 2013
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Reader Rating: 1
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A Fixed Income Shop Names a Chief Impact Investment Officer
Promoted exec is also a co-founder...
MutualFundWire.com -
Tuesday, March 5, 2013
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Reader Rating: 1
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Vanguard Seeks Internal Sales Manager
Exec will manage, develop and coat internal sales consultants...
MutualFundWire.com -
Tuesday, March 5, 2013
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Reader Rating: 1
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ING Unveils New Income Product
Annuity product offers income benefits and increases, withdrawal access and death benefit protection...
401kWire.com -
Tuesday, March 5, 2013
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Reader Rating: 1
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Gundlach Goes Gaga Over Treasuries Again
DoubleLine doubles down on government debt...
MutualFundWire.com -
Tuesday, March 5, 2013
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Reader Rating: 1
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Don't Expect Fireworks for Artisan IPO
Expert says other IPOs will likely steal attention...
MutualFundWire.com -
Tuesday, March 5, 2013
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Reader Rating: 1
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Kiplinger Names 100 Best Funds for 401ks
Is your fund on the list?..
MutualFundWire.com -
Tuesday, March 5, 2013
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Reader Rating: 1
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M* Issues New Fund Ratings
In all seven funds saw new grades on their report cards, including one managed by Bogle, Jr...
MutualFundWire.com -
Tuesday, March 5, 2013
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Reader Rating: 1
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Principal Buys a Hedge Fund
Deal will expand firm's capabilities in alternatives...
MutualFundWire.com -
Tuesday, March 5, 2013
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Reader Rating: 1
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How to Get Plan Participants to Save More
Speaking at the inaugural 401kWire Top DC Advisor Summit on Monday, UCLA's Shlomo Benartzi shares his ideas on how to increase plan participants' savings...
401kWire.com -
Monday, March 5, 2012
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Reader Rating: 1
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Wasatch Launches a Frontier Markets Fund
The Utah-based firm gains distribution via Schwab, Fidelity and TD Ameritrade for its newly launched fund...
MutualFundWire.com -
Monday, March 5, 2012
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Reader Rating: 1
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Matrix Feeds B-D 401k Data
The Broadridge subsidiary offers a plethora of services to broker-dealers working in the retirement plan space...
401kWire.com -
Monday, March 5, 2012
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Reader Rating: 1
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M&I Aims to Get Plan Participants on the Right Track
The Milwaukee-based plan provider unveils a batch of tools for plan participants...
401kWire.com -
Monday, March 5, 2012
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Reader Rating: 1
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OneAmerica Chalks Up a 51 Percent Rise in Retirement Sales
Bill Yoerger says growth is consistent and balanced across the plan provider's core markets...
401kWire.com -
Monday, March 5, 2012
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Reader Rating: 1
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Fidelity, But Not BlackRock, Prophesies Money Fund Doom
The two giant asset managers respond differently to the SEC's desire to float money market mutual fund NAVs...
MutualFundWire.com -
Monday, March 5, 2012
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Reader Rating: 1
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Fidelity Goes to Patent War
The Boston Behemoth filed suit against a California company that has asked Fidelity to pay licensing fees for mobile technology...
MutualFundWire.com -
Monday, March 5, 2012
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Reader Rating: 1
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Bernanke Warns of 'Still More Risks' in Money Funds
The chairman of the Federal Reserve testifies that now his options for battling a money fund run are more limited...
MutualFundWire.com -
Monday, March 5, 2012
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Reader Rating: 1
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Cafaro Strikes Silver With a New Hire
Update | A top DC advisory practice brings another top advisor on board...
401kWire.com -
Friday, March 5, 2010
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Reader Rating: 1
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ICMA-RC is Poised to Take Over a Hartford Client
Contract negotiations are still ongoing between ICMA-RC and the Oregon-based plan sponsor...
401kWire.com -
Friday, March 5, 2010
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Reader Rating: 1
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Van Eck Says 'Tot Ziens' to its DC I-O Exec
The New York City-based asset manager is currently looking for an insurance and DC I-O wholesaler...
401kWire.com -
Friday, March 5, 2010
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Reader Rating: 1
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Introducing the 401k Roundup
The MFWire kicks off what will be a regular column intended to keep mutual fund executives up-to-date
on the goings-on in the 401k industry...
MutualFundWire.com -
Friday, March 5, 2010
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Reader Rating: 1
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What Are Your Competitors Doing in DC?
Here's a roundup of what some fund firms are doing in the 401k market...
MutualFundWire.com -
Friday, March 5, 2010
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Reader Rating: 1
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New Faces and Opportunities Crop Up at DC Distributors
Here's a roundup of people moves at 401k plan providers...
MutualFundWire.com -
Friday, March 5, 2010
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Reader Rating: 1
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The Coming Regulatory Storm?
401k industry insiders are keeping an eye out for possible new
408b2 regs, among others...
MutualFundWire.com -
Friday, March 5, 2010
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Reader Rating: 1
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Top 40 Advisor: Gary Handler
This SoCal-based UBS advisor lands in the top 40 DC advisors of 2009 as one of the ten finalists in the large market...
401kWire.com -
Friday, March 5, 2010
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Reader Rating: 1
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Guardian Makes a Sales Hire in the South
A former ADP sales manager has joined Guardian to cover two southern states...
401kWire.com -
Friday, March 5, 2010
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Reader Rating: 1
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Bettinger Recalls His Cold-Calling Days at Hampton
Schwab CEO Walt Bettinger recalls the time he had no clients a year after starting The Hampton Company, which he eventually sold to Schwab in 1995...
401kWire.com -
Friday, March 5, 2010
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Reader Rating: 1
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American Funds Fee Suit Ain't Over 'Til the Ninth Circuit Sings
Will an appeals court overturn the victory Capital Group won in December? The attorneys for the plaintiffs have until July 21 to file their full appeal...
MutualFundWire.com -
Friday, March 5, 2010
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Reader Rating: 1
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Ex-Magellan Manager Goes Pro
A former Fidelity big-shot completes his acquisition of a professional sports team...
MutualFundWire.com -
Friday, March 5, 2010
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Reader Rating: 1
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Buffett Trumps All Mutual Funds
Warren Buffett has outperformed every other mutual fund since 1965...
MutualFundWire.com -
Friday, March 5, 2010
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Reader Rating: 1
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DoL and SEC Prep an Investor Alert on Target Dates
The two agencies are reportedly working on an investor alert that will address how target-date funds work in retirement plans...
401kWire.com -
Friday, March 5, 2010
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Reader Rating: 1
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AllianceBernstein Chief Faces Scrutiny Over His (Pricey) Merrill Past
Peter Kraus is reportedly among the former Merrill Lynch executives subpoenaed by New York State Attorney General Andrew Cuomo as part of a probe into whether bonuses given to Merrill officials violated securities laws...
MutualFundWire.com -
Thursday, March 5, 2009
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Reader Rating: 1
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Another Fido Plan Sponsor Beats Schlichter
The St. Louis law firm suffers another DC fee suit defeat...
401kWire.com -
Thursday, March 5, 2009
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Reader Rating: 1
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Ivy Borrows Another Page from its Sister's Playbook
Ivy Funds is preparing to launch two funds, both of which employ strategies imported from Waddell & Reed Advisors Funds...
MutualFundWire.com -
Thursday, March 5, 2009
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Reader Rating: 1
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An A.G. Edwards DC Alum Switches to a New B-D
A retirement executive moves to a different brokerage as Wells Fargo gobbles Wachovia...
401kWire.com -
Thursday, March 5, 2009
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Reader Rating: 1
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Chiricotti Unveils 'Dream Team' For New Online Events
The CFDD chief launches a series of web meetings with appearances from recognizable industry faces...
401kWire.com -
Thursday, March 5, 2009
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Reader Rating: 1
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One Fixed Income Fund Draws Two More Suits to OppFunds
The Big Apple fund firm feels the pain as a pair of law firms pile on to smite it...
MutualFundWire.com -
Thursday, March 5, 2009
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Reader Rating: 1
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Citi Resumes its Look at Asset Managers
Citigroup has a new asset management analyst in the wake of Prashant Bhatia's departure last fall...
MutualFundWire.com -
Thursday, March 5, 2009
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Reader Rating: 1
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Fido Advisor K Sales Rose 36 Percent in 2008
The intermediary-targeted segment sees big gains at the Boston Behemoth...
401kWire.com -
Thursday, March 5, 2009
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Reader Rating: 1
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Hancock Rolls Out an Education Campaign
The Boston-based plan provider hopes to remind plan sponsors that 401ks are not just about the price.
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401kWire.com -
Thursday, March 5, 2009
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Reader Rating: 1
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ASPPA Fights Another State 401k Proposal
Government-run DC plans continue to loom...
401kWire.com -
Thursday, March 5, 2009
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Reader Rating: 1
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Legg Mason Declares its Money Market Funds 'SIV-Free'
Legg Mason sold the remaining SIV holdings of its money market funds...
MutualFundWire.com -
Thursday, March 5, 2009
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Reader Rating: 1
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Another Money Fund Prepares to Liquidate
A Midwestern fund firm pulls its government money market offering entirely...
MutualFundWire.com -
Thursday, March 5, 2009
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Reader Rating: 1
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Index Funds Chalk Up 2008 Victory Over Active Funds
Index funds saw their share of the market increase 1.4 percentage points in 2008, according to Lipper data picked up by Sam Mamudi in Thursday's WSJ Fund Track...
MutualFundWire.com -
Thursday, March 5, 2009
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Reader Rating: 1
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A Treasury Money Fund Returns to the Shelf
A Wall Street giant gives a promising sign to one money market fund niche...
MutualFundWire.com -
Thursday, March 5, 2009
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Reader Rating: 1
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SEC Names Lynch in Fido Case
Peter Lynch is among 13 current and former Fidelity employees charged by the SEC for improperly accepting lavish gifts paid for by brokers.
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MutualFundWire.com -
Wednesday, March 5, 2008
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Reader Rating: 1
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American Beacon Circulates its Black Book ... Again
American Airlines has once again put its asset manager arm on the auction block, say fund industry insiders. The fund unit has built a specialty in DC I-O for the airline and other plan sponsors...
401kWire.com -
Wednesday, March 5, 2008
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Reader Rating: 1
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Principal Funds Taps a New President
Could Principal Funds be in the market for another acquisition?..
MutualFundWire.com -
Wednesday, March 5, 2008
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Reader Rating: 1
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Goldman Investment Management Arm is Down to One Boss
One head of Goldman's Investment Management Arm has retired...
MutualFundWire.com -
Wednesday, March 5, 2008
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Reader Rating: 1
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Campbell Says Final Provider Disclosure Reg Likely to Emerge Toward Yearend
At the SIFMA conference last week, the EBSA chief talked about what to expect from the DoL in the coming months...
401kWire.com -
Wednesday, March 5, 2008
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Reader Rating: 1
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Northwestern Advisors and Insurer Merge
A more than three-decade-old benefits firm combines with another financial services firm.
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401kWire.com -
Wednesday, March 5, 2008
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Reader Rating: 1
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Punk Ziegel is Sold
Punk Ziegel has inked a agreement to sell itself to a Miami firm in a deal expected to close in the second quarter...
MutualFundWire.com -
Wednesday, March 5, 2008
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Reader Rating: 1
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PFPC Names a New CEO
A 31-year company vet has moved to the CEO spot at the Pittsburgh-based back-office provider while Timothy Shack remains chairman and CIO...
MutualFundWire.com -
Wednesday, March 5, 2008
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Reader Rating: 1
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American Beacon Unveils a New FA Website
The Fort Worth, Texas-based asset manager is making it easier for financial intermediaries to access information about its products...
MutualFundWire.com -
Wednesday, March 5, 2008
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Reader Rating: 1
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RBC Dain Rauscher Shifts Brand Names
RBC Dain Rauscher will now be known simply as RBC Wealth Management...
MutualFundWire.com -
Wednesday, March 5, 2008
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Reader Rating: 1
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A TPA Roll-Up Aims to Double Earnings and Buy Again
A serial acquirer releases 2007 estimates and looks to continue its growth with more acquisitions.
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401kWire.com -
Wednesday, March 5, 2008
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Reader Rating: 1
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Fido Fund Managers Diverge on State Street Prospects
State Street could have two distinctly different paths after being battered by lawsuits related to subprime holdings...
MutualFundWire.com -
Wednesday, March 5, 2008
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Reader Rating: 1
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SEC Commishes Give Unanimous OK to Speedy ETF Proposal
SEC commissioners voted 3-0 yesterday to propose changes that would make it easier for ETF companies to bring their product to market...
MutualFundWire.com -
Wednesday, March 5, 2008
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Reader Rating: 1
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IFEBP Celebrates National Employee Benefits Day Online
The Badger State nonprofit will offer a webinar and more to plan sponsors, administrators and consutlants...
401kWire.com -
Monday, March 5, 2007
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Reader Rating: 1
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Are Miller's Hearings the End of an Era?
The costs of new government regulations often take the form of missed opportunities rather than dollars and cents. One question not likely to come up tomorrow is the cost of stifling further industry innovation...
401kWire.com -
Monday, March 5, 2007
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Reader Rating: 1
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Morley Hops North
The Beaver State stable value specialists move just under ten miles to a new office.
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401kWire.com -
Monday, March 5, 2007
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Reader Rating: 1
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401k Searches Reported This Week
Information on searches reported during the week...
401kWire.com -
Friday, March 5, 2004
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Reader Rating: 1
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Pru Plans Job Cuts from Cigna Unit
About 200 Cigna Retirement workers will lose their jobs after the purchase is final...
401kWire.com -
Friday, March 5, 2004
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Reader Rating: 1
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Public Sector Plans Face Challenges
A report outlines challenges faced by the public sector retirement industry...
401kWire.com -
Friday, March 5, 2004
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Reader Rating: 1
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New SEC Surveillance Program Planned
In a speech today, the SEC chairman announced new initiatives and staff, which are part of an expansion of SEC oversight capabilities...
MutualFundWire.com -
Friday, March 5, 2004
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Reader Rating: 1
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Three Down at Columbia
Columbia Funds has replace three managers implicated in an SEC civil action...
MutualFundWire.com -
Friday, March 5, 2004
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Reader Rating: 1
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Number Two Fund Firm Closes Two Funds
After a year of strong returns, Vanguard closes two funds to protect current investors...
MutualFundWire.com -
Friday, March 5, 2004
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Reader Rating: 1
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Georgeson Goes on the Block
The privately held proxy solicitation specialist may go for as much as $400 million...
MutualFundWire.com -
Wednesday, March 5, 2003
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Reader Rating: 1
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Web Advisor Seeks Buyer
The CEO confirms the firm may go up for sale, as it aims to shed its venture-funded status...
401kWire.com -
Wednesday, March 5, 2003
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Reader Rating: 1
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CIGNA Rolls Out Retirement Goal Funds
The new fund offerings from the provider evolve to meet life-stage needs...
401kWire.com -
Wednesday, March 5, 2003
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Reader Rating: 1
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ASPA Speaker Warns of Waning Service, Monitor Goes Missing
More than 600 advisors and providers turned out last week in Scottsdale for what has become the industry-leading event...
401kWire.com -
Wednesday, March 5, 2003
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Reader Rating: 1
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Maryland Firm Seeks Sales Pros
The firm is hunting for a sales executive to oversee its broker-dealer distribution...
MutualFundWire.com -
Wednesday, March 5, 2003
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Reader Rating: 1
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B-Share Suit Rests On Academic Work
A Wake Forest Prof authored the study the plaintiffs are using against Morgan Stanley...
MutualFundWire.com -
Wednesday, March 5, 2003
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Reader Rating: 1
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New Player Offers Protected Funds
The new fund firm is foregoing insurance and touting a different way to provide the guaranty...
MutualFundWire.com -
Wednesday, March 5, 2003
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Reader Rating: 1
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Enterprise Moves Ahead with DC Initiatives
Enterprise says it is on track with its Solo(k) product, and it is looking to enhance its turnkey program...
401kWire.com -
Wednesday, March 5, 2003
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Reader Rating: 1
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Hancock Reportedly Finds Tower Buyer
The winning bidder for the Boston towers may pay up to $880 million...
MutualFundWire.com -
Wednesday, March 5, 2003
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Reader Rating: 1
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First Merc Revamps Web
The bank provider has spiffed up its Web site...
401kWire.com -
Wednesday, March 5, 2003
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Reader Rating: 1
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Frank Russell Teams with Delaware
The former has hired the latter to manage three of its funds...
MutualFundWire.com -
Tuesday, March 5, 2002
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Reader Rating: 1
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Nikko Joins Enron Suit
Companies Adopting EGTRRA Provisions ... AIM Director ... More Company Stock Please ... CBS Taps GoldK ... Nikko Joins Enron Suit ... SAFECO Buys Two...
401kWire.com -
Tuesday, March 5, 2002
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Reader Rating: 1
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AIM Taps Director
Companies Adopting EGTRRA Provisions ... AIM Director ... More Company Stock Please ... CBS Taps GoldK ... Nikko Joins Enron Suit ... SAFECO Buys Two...
MutualFundWire.com -
Tuesday, March 5, 2002
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Reader Rating: 1
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New Marketing Push for Keeley
The Chicago firm is undaunted by the recession...
MutualFundWire.com -
Tuesday, March 5, 2002
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Reader Rating: 1
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Schwab Woos TPAs
The broker is offering new goodies and pricing to keep its TPA partners happy.
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401kWire.com -
Tuesday, March 5, 2002
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Reader Rating: 1
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401k Reform is Taking Shape
The Republicans come together ... will the DoL get new powers to define needed investment options?..
401kWire.com -
Tuesday, March 5, 2002
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Reader Rating: 1
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Fido Adds International Options
Stock option plan servicing for overseas employees is the newest arrow in the quiver of the Boston Behemoth...
401kWire.com -
Tuesday, March 5, 2002
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Reader Rating: 1
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Dual Approach
The MutualFundWire.com spoke with Citizens Funds president John Shields about socially responsible investing in a post-Enron world...
MutualFundWire.com -
Tuesday, March 5, 2002
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Reader Rating: 1
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Snow Day!
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401kWire.com -
Monday, March 5, 2001
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Reader Rating: 1
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Snow Day!
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MutualFundWire.com -
Monday, March 5, 2001
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Reader Rating: 1
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Budd(ing) Biz Up For Grabs?
Michigan firm mulls over adding Portfolio Passport...
401kWire.com -
Monday, March 5, 2001
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Reader Rating: 1
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Rydex Takes a Dose of Vitamin C
Maryland firm staves off scurvy with share class innovations...
MutualFundWire.com -
Monday, March 5, 2001
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Reader Rating: 1
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Branding with the Triple Lutz
Common Stock Buyback for Gabelli ... Ameritrade Lassos Merrill 401k Exec ... Northern Is Making a Statement..
MutualFundWire.com -
Monday, March 5, 2001
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Reader Rating: 1
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Ameritrade Lassos Merrill 401k Exec
Common Stock Buyback for Gabelli ... Ameritrade Lassos Merrill 401k Exec ... Branding with the Triple Lutz ... Northern Is Making a Statement..
401kWire.com -
Monday, March 5, 2001
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Reader Rating: 1
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Architec(k)ting a Deal
Baltimore firm gets more than just a selling agreement from Nelson...
401kWire.com -
Monday, March 5, 2001
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Reader Rating: 1
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How Good is Good?
Dalbar reports surprising results for best fund sites...
MutualFundWire.com -
Monday, March 5, 2001
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Reader Rating: 1
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Week of March 5, 1999
RFP Roundup
The Weekly Roundup is a regular column examining the RFPs that appeared on our pages and the pages of other publications this week...
401kWire.com -
Friday, March 5, 1999
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Reader Rating: 1
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SVA March 5, 1999
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401kWire.com -
Friday, March 5, 1999
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Reader Rating: 1
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Strong Enterprise Manager, Live in Your Living Room
The portfolio manager of the Strong Enterprise fund will be live via video on the Internet March 11th, adding to the growing trend...
MutualFundWire.com -
Friday, March 5, 1999
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Reader Rating: 1
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How to Run Mutual Funds in 3 Easy Steps
Fidelity Management & Research head has designed a video series about the mutual fund industry for "financial professionals, students, and investors."..
MutualFundWire.com -
Friday, March 5, 1999
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Reader Rating: 1
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Small Plan Market Heats Up
The small plan market has just gotten a lot more competitive this week. On the heels of Fidelity's announcement on launching a major endeavor into this end of the marketplace, Mobile, Alabama-headquartered Daily Access Concepts (DAC) has just announced that they are changing their pricing structure for their paperless recordkeeping services, ACCESS K...
401kWire.com -
Friday, March 5, 1999
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Reader Rating: 1
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Odd Lots, March 5, 1999
Merrill Lynch's foray into on-line trading, how do they plan to keep clients? ... Waiting out the small-cap slump at T. Rowe Price's New Horizon fund ... BankBoston has agreed to measures to better supervise mutual-fund sales ... How returns for select and more diversified funds run by the same manager compare...
MutualFundWire.com -
Friday, March 5, 1999
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Reader Rating: 1
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BT Eyes IRA's for New Stable Value Fund
Can the concept of stable value be applied to markets outside of defined contribution plans? Bankers Trust (BT) believes it just may be possible. The 401kWire has learned that the New York-based bank is eyeing the rollover IRA market as the next place to offer stable value. Eric Kirsch, portfolio manager of the BT PreservationPlus Fund reports that both the IRA market and the 403(b) and 457 markets are possible targets for the fund...
401kWire.com -
Thursday, March 5, 1998
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Reader Rating: 1
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GoodMark Seeks New Recordkeeper
Raleigh, NC-based GoodMark Foods, Inc., makers of Slim Jims(R) and other snack foods, in concert with its consultant, Aon Consulting, is evaluating a potential new trustee, custodial and recordkeeping relationship...
401kWire.com -
Thursday, March 5, 1998
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Reader Rating: 1
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