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News Stories Archives - Since 1998
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With Vident and SEI, a $170B-AUM AM Enters the ETF Space
A Mid-Atlantic asset manager's team has rolled out their first exchange-traded fund by transforming some SMAs...
MutualFundWire.com -
Monday, December 2, 2024
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Reader Rating: 1
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Cricenti and Wiggins Pick RVPs In IN and TX
Two FuturePlan DVPs appoint external wholesalers at the national TPA. One appointee is a new hire, while the other is an eight-year company veteran...
401kWire.com -
Monday, December 2, 2024
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Reader Rating: 1
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In SoCal, a 19YO Firm Enters the PEP Space
A healthcare staffing agency's chief files for the firm to become a PPP...
401kWire.com -
Monday, December 2, 2024
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Reader Rating: 1
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Aiming For a Better Way to TPA, Mulka and Davis Team With an Acquirer, And ...
The deal is a Midwestern firm's 8th TPA acquisition, boosting the overall organization to 177 people serving more than 6,500 plan sponsors. And it also expands the firm's senior leadership team...
401kWire.com -
Monday, December 2, 2024
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Reader Rating: 1
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Week in Preview, December 2 - 8
This week, the teams at American Century Investments, EBRI, ERISApedia, Faegre Drinker, the Spark Institute, WIPN, and WP&BC will host events...
401kWire.com -
Monday, December 2, 2024
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Reader Rating: 1
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Week in Preview, December 2 - 8
This week, the teams at Gamco, IDC, Natixis, Nicsa, and WE will host events...
MutualFundWire.com -
Monday, December 2, 2024
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Reader Rating: 1
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In 2023, a Top Distro Leader Will Leave a $541B-AUM Firm
The executive oversees institutional and intermediary distribution in the Americas...
MutualFundWire.com -
Friday, December 2, 2022
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Reader Rating: 1
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Vote Now! Today's Nine New Nominees Are ...
We need your help! The 401kWire team is once again working on a list of the Most Influential People In Defined Contribution...
401kWire.com -
Friday, December 2, 2022
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Reader Rating: 1
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As a 401k Robo Shutters, a Wirehouse Swoops In
The deal includes onboarding team members from the roboadvisor and buying some of the robo's tech...
401kWire.com -
Friday, December 2, 2022
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Reader Rating: 1
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A 14-Firm Alliance Tackles Cybersecurity
The group is teaming with an IT company in Arizona...
401kWire.com -
Friday, December 2, 2022
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Reader Rating: 1
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A 15-Year Transamerica Vet Joins Lincoln
The new hire moved over last month...
401kWire.com -
Friday, December 2, 2022
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Reader Rating: 1
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Outflows Return, Except In Money Funds and Muni Bond ETFs
The Refinitiv Lipper folks reveal the latest weekly U.S. fund flows data...
MutualFundWire.com -
Friday, December 2, 2022
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Reader Rating: 1
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Five Subadvisors Will Power a New ETF
A Midwestern firm rolls out its third ETF...
MutualFundWire.com -
Thursday, December 2, 2021
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Reader Rating: 1
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QPA Partners With an RKer-PPP
The KPA shop is launching its own PEP...
401kWire.com -
Thursday, December 2, 2021
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Reader Rating: 1
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A $1.5T-AUM Titan Teams Up to Support Small Plans
The giant asset manager is partnering with an RKer, a TPA, and an RIA on a new group plan solution...
401kWire.com -
Thursday, December 2, 2021
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Reader Rating: 1
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Pershing Buys Into Direct Indexing
The ally to B-Ds and RIAs is poised to snap up a direct indexing solutions provider...
MutualFundWire.com -
Thursday, December 2, 2021
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Reader Rating: 1
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Sphere's First Fund Arrives. Stay Tuned For More
The ESG DC I-O firm's first mutual fund debuted last month...
401kWire.com -
Thursday, December 2, 2021
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Reader Rating: 1
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A McKinsey Vet Takes Over Part of a $631B-AUM Firm
The exec will oversee distribution, service, and more...
MutualFundWire.com -
Wednesday, December 2, 2020
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Reader Rating: 1
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In Missouri, a TPA Partner Rises
The exec has spent two years with the firm...
401kWire.com -
Wednesday, December 2, 2020
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Reader Rating: 1
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What's In a PEP Name? A Consulting Firm Wonders
They're teaming up with another recordkeeper and preparing to launch a pooled employer plan. Stay tuned for branding updates...
401kWire.com -
Wednesday, December 2, 2020
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Reader Rating: 1
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A 365-Employee RKer's Chief Embraces His Next Chapter
He'll pass the CEO reins at the end of the year but remain on the board...
401kWire.com -
Wednesday, December 2, 2020
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Reader Rating: 1
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An $86B-AUM Shop's Prez Bids Adieu
A pair of senior execs will fill the retiring leader's shoes...
MutualFundWire.com -
Wednesday, December 2, 2020
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Reader Rating: 1
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An Early SARP Switches Providers and Expands Coverage
Personal Support Workers (PSWs) represented by SEIU are able to join the program...
401kWire.com -
Wednesday, December 2, 2020
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Reader Rating: 1
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After 18 Years, an SVP Leaves WFAM
The executive was based in the asset manager's San Francisco office...
MutualFundWire.com -
Monday, December 2, 2019
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Reader Rating: 1
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The Ameritas Team Mourns a National Accounts Vet
A 401k industry veteran in Louisiana died last month...
401kWire.com -
Monday, December 2, 2019
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Reader Rating: 1
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A 15-Year Invesco Vet Joins BofA
This change comes after fifteen years at Invesco..
401kWire.com -
Monday, December 2, 2019
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Reader Rating: 1
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A Principal Vet Exits From T. Rowe
The DC I-O exec is based in the Midwest...
401kWire.com -
Monday, December 2, 2019
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Reader Rating: 1
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Week In Preview, December 2-8
This week the teams at Bloomberg, FIASI, ICI, InvestmentNews, Natixis, and Opal Group are hosting events...
MutualFundWire.com -
Monday, December 2, 2019
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Reader Rating: 1
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Week In Preview, December 2-8
This week the teams at 401kTV and WiPN are hosting events...
401kWire.com -
Monday, December 2, 2019
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Reader Rating: 1
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Transamerica Cuts 800 Jobs
Along with the layoffs, three business locations will be closed. ..
401kWire.com -
Friday, December 2, 2016
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Reader Rating: 1
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Another Wirehouse Reveals Terms of DoL Rule Compliance
Another wirehouse has decided to keep commission-based retirement accounts under the DoL fiduciary regulations. ..
401kWire.com -
Friday, December 2, 2016
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Reader Rating: 1
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Betterment For Business Tops 300 Plan Sponsors
The largest independent rob-advisor is adding nearly a plan per day. ..
401kWire.com -
Friday, December 2, 2016
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Reader Rating: 1
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Turner Strategically Builds Out a Full Menu
Fresh from a merger, the 30-year asset management industry veteran is transforming his eponymous firm from a focused growth equity manager into something much more...
MutualFundWire.com -
Friday, December 2, 2016
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Reader Rating: 1
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The PBGC is Poised to Make a 401k Play
The Pension Benefit Guaranty Corporation is entering the defined contribution space with its new proposed rule...
401kWire.com -
Friday, December 2, 2016
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Reader Rating: 1
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This Millennial Advisor Launches a Millennial-Focused KPA Shop
A New York-based KPA launches a millennial-focused KPA shop!..
401kWire.com -
Friday, December 2, 2016
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Reader Rating: 1
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Filings for Fundsters - December 2, 2016
A compilation of the latest SEC filings!..
MutualFundWire.com -
Friday, December 2, 2016
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Reader Rating: 1
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SEC Smites Pimco For $20MM Over BOND
The regulatory agency is Grossed out by what it describes as NAV screw-ups on the part of the fixed income giant...
MutualFundWire.com -
Friday, December 2, 2016
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Reader Rating: 1
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An Original PM Will Retire From a $1.5B Bond Fund
A subadvised mutual fund will say goodbye to one of its six PMs...
MutualFundWire.com -
Wednesday, December 2, 2015
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Reader Rating: 1
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The Folks Behind Call of Duty Switch RKers
A big video game company moves its 401k plan...
401kWire.com -
Wednesday, December 2, 2015
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Reader Rating: 1
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CBIZ Buys a Producing TPA in Kansas
The publicly-traded professional business services shop makes an acquisition elsewhere in the Midwest, an acquisition that includes a DC practice...
401kWire.com -
Wednesday, December 2, 2015
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Reader Rating: 1
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Janus' Other Bond Bigwig Is Leaving
In the spring the publicly traded mutual fund shop will say goodbye to its fixed income chief whose name doesn't rhyme with grandiose...
MutualFundWire.com -
Wednesday, December 2, 2015
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Reader Rating: 1
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Is Your Physician Saving Less for Retirement Than You?
A new study conducted by Fidelity shows some interested facts about the individuals who may administer your health advice...
401kWire.com -
Wednesday, December 2, 2015
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Reader Rating: 1
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This Fundster CEO Most Respects Buffett and Mansueto
A mutual fund industry entrepreneur sits down with his local paper...
MutualFundWire.com -
Wednesday, December 2, 2015
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Reader Rating: 1
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Victory Sets Its Course Post Deal
A top exec at the PE-backed mutual fund shop talks about their latest deal...
MutualFundWire.com -
Tuesday, December 2, 2014
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Reader Rating: 1
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Which ETFers Are the Best of 2014?
The self-proclaimed "leading authority on exchange-traded funds" just opened nominations for its 2nd annual awards to recognize the best of the best in the ETF business...
MutualFundWire.com -
Tuesday, December 2, 2014
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Reader Rating: 1
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401k Advisors Finally Rebrands
... as expected...
401kWire.com -
Tuesday, December 2, 2014
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Reader Rating: 1
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DiCenso Hires Two More
..to supplement the investment strategies division. ..
401kWire.com -
Tuesday, December 2, 2014
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Reader Rating: 1
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Lincoln's Kennedy Anoints an Advisor Sales Manager
An RS Investments alum joins the retirement solutions distro team at the insurer…..
401kWire.com -
Tuesday, December 2, 2014
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Reader Rating: 1
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Legg Mason Receives an Outside Hand With Transforming Its TDFs
A pair of outside shops team up with the DC I-O giant and one of its subsidiaries to launch a new suite of target date funds...
401kWire.com -
Tuesday, December 2, 2014
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Reader Rating: 1
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A KPA in Michigan Switches Broker-Dealers
A 401(k) plan advisor (KPA) that has over 25 years of experience in the retirement plan industry recently switched broker-dealers to feel a closer to his B-D home. ..
401kWire.com -
Tuesday, December 2, 2014
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Reader Rating: 1
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Peltz, Very Pleased, Leaves Legg Mason's Board
The famous activist shareholder's company remains the largest shareholder of the mutual fund shop...
MutualFundWire.com -
Tuesday, December 2, 2014
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Reader Rating: 1
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Custom Target Date Strategies Beat DIYers
Transamerica's new white paper finds custom target date investments to achieve better results than do-it-yourself strategies. ..
401kWire.com -
Monday, December 2, 2013
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Reader Rating: 1
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10 Years and Counting: Celebrate an Event-Driven Fund
A Keystone State mutual fund shop's event-driven fund is now more than a decade old...
MutualFundWire.com -
Monday, December 2, 2013
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Reader Rating: 1
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A $13MM Fido Plan Chooses Prudential
Prudential Retirement won the $13 million LiveOps 401k plan from Fidelity due to better service. ..
401kWire.com -
Monday, December 2, 2013
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Reader Rating: 1
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Ex-Artio Bigwigs Debut Their New Shop's First Fund
A team that hailed from the former Julius Baer Investment Management business, bought by Aberdeen earlier this year, launches an institutional equity mutual fund...
MutualFundWire.com -
Monday, December 2, 2013
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Reader Rating: 1
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Vanguard, Fido, T. Rowe, J.P. Morgan, DFA and OpFunds Take Bigger Slices of the Growing Pie
Cerulli releases its U.S. monthly product trends report for November...
MutualFundWire.com -
Monday, December 2, 2013
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Reader Rating: 1
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Pru Wins a $33MM 401k
Rochester-based Bergmann Associates chose Prudential as its new service provider. ..
401kWire.com -
Monday, December 2, 2013
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Reader Rating: 1
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Rekenthaler Pokes at Janus
The M* guru picks apart a marketing presentation from the Colorado mutual fund shop...
MutualFundWire.com -
Monday, December 2, 2013
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Reader Rating: 1
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Fido's Dixon Describes the Holiday Shopping Food Fight
The Boston Globe interviews a Boston Behemoth PM...
MutualFundWire.com -
Monday, December 2, 2013
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Reader Rating: 1
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Gundlach and a Nobel Laureate Gaze Into Their Crystal Ball
Barron's interviews the duo, who have teamed up to launch a fund...
MutualFundWire.com -
Monday, December 2, 2013
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Reader Rating: 1
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Two Back Office Giants Seal a 401k Alliance
SunGard gains a publicly traded communication ally...
401kWire.com -
Monday, December 2, 2013
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Reader Rating: 1
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Goldman's McNamara Answers to a New Boss
Ed Forst is moving on after spending 16 years at Goldman...
MutualFundWire.com -
Friday, December 2, 2011
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Reader Rating: 1
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Hatteras Preps for an Alts Renaissance
The firm is beefing up its sales and distribution team and prepping a new fund to meet its perceived demand for alternative products next year...
MutualFundWire.com -
Friday, December 2, 2011
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Reader Rating: 1
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The Vice Fund Adds Share Classes
USA Mutuals will soon boast load-based shares of its flagship mutual fund...
MutualFundWire.com -
Friday, December 2, 2011
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Reader Rating: 1
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Say Goodbye to an Old FRC Service
Post-deal, Strategic Insight shuts down part of its one-time rival...
MutualFundWire.com -
Friday, December 2, 2011
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Reader Rating: 1
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A Wirehouse Preps New Models For 401k Plans
Customized glide paths and more are on their way...
401kWire.com -
Friday, December 2, 2011
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Reader Rating: 1
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An ERISA Law Firm Trucks Across Town
A team of legal eagles on the West Coast moves into new offices...
401kWire.com -
Friday, December 2, 2011
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Reader Rating: 1
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SageView Lures an AUL Alum
The SoCal advisory firm expands in Florida...
401kWire.com -
Friday, December 2, 2011
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Reader Rating: 1
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Putnam Arms Itself for a Market Recovery
Bill Connolly is ramping up his retail sales team in an effort to catch a much anticipated market upswing...
MutualFundWire.com -
Friday, December 2, 2011
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Reader Rating: 1
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DWS Sale Could be a Mixed Blessing for Shareholders
Morningstar overviews the mutual fund firm's painful history and wonders what a possible sale would mean for fund shareholders...
MutualFundWire.com -
Friday, December 2, 2011
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Reader Rating: 1
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Janus News Sends its Stock North
Janus says it is not a target of the government probe...
MutualFundWire.com -
Thursday, December 2, 2010
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Reader Rating: 1
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A Fund Firm's Founder Will Return to Fund Management
The change is effective January 3...
MutualFundWire.com -
Thursday, December 2, 2010
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Reader Rating: 1
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Pimco Picks a Retirement Sales Head
The fund giant hires away a Goldman exec for the job...
401kWire.com -
Thursday, December 2, 2010
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Reader Rating: 1
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Allianz Global Investors Backs RIIA's Awards and Pub
The investment manager is sponsoring a pair of RIIA initiatives...
401kWire.com -
Thursday, December 2, 2010
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Reader Rating: 1
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Pru Taps Talent from Great-West
The New Jersey-based plan provider has a new face in its relationship management and business development taem.
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401kWire.com -
Thursday, December 2, 2010
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Reader Rating: 1
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Munder Makes a Buy
The deal is expected to close before the year is over...
MutualFundWire.com -
Thursday, December 2, 2010
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Reader Rating: 1
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TPAs See Growth in the 403b Market
A new study finds that TPAs are bullish about the 403b market.
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401kWire.com -
Thursday, December 2, 2010
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Reader Rating: 1
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Vanguard Wore the White Hat and Reserve the Black One During AMLF
One fund headed the line; one stayed home...
MutualFundWire.com -
Thursday, December 2, 2010
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Reader Rating: 1
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TCW Fires a Fresh Shot in Gundlach's Direction
TCW launches a complaint against DoubleLine Funds Trust...
MutualFundWire.com -
Thursday, December 2, 2010
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Reader Rating: 1
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SSgA is Not Spared from State Street's Cuts
SSgA will trim less than three percent of its staff as part of a broader staff reduction being carried out by parent State Street Corp.
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MutualFundWire.com -
Thursday, December 2, 2010
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Reader Rating: 1
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WSJ Takes Notice of a DWS Fund
Amy Or features a four-year-old DWS fund in today's WSJ Fund Track.
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MutualFundWire.com -
Thursday, December 2, 2010
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Reader Rating: 1
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An Insurer Dives Into Rollovers
A providers launches a rollover consulting group to help participants think about their money when retired or between employers...
401kWire.com -
Wednesday, December 2, 2009
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Reader Rating: 1
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Post-Deal, a Fund Chief Moves On
The fund executive is now with a manager of fund of hedge funds...
MutualFundWire.com -
Wednesday, December 2, 2009
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Reader Rating: 1
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Vote For the Most Influential People in Defined Contribution!
The 401kWire wants you to help choose the 2010 list of the 100 Most Influential People in Defined Contribution...
401kWire.com -
Wednesday, December 2, 2009
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Reader Rating: 1
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DFA Buys Into DC Advice
The niche index mutual fund giant buys a startup in the retirement industry...
401kWire.com -
Wednesday, December 2, 2009
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Reader Rating: 1
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Over 13 Percent of 403b Sponsors are Unsure of Their ERISA Status
A survey of non-profit DC sponsors also found that almost three-fourths did not change their match in the past year, yet less than a quarter of those plan to bring it back soon...
401kWire.com -
Wednesday, December 2, 2009
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Reader Rating: 1
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Ameriprise Picks a New Ad Agency
The firm, which owns RiverSource Investments and is in the process of acquiring Columbia's long-term asset management business, is switching ad agencies...
MutualFundWire.com -
Wednesday, December 2, 2009
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Reader Rating: 1
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First Merc Hires Again
The MassMutual subsidiary adds to their sales team again, grabbing a district manager from ADP...
401kWire.com -
Wednesday, December 2, 2009
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Reader Rating: 1
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Account Balances Rise Over a Two Year Period
A new study from a provider watches participants 'account balances ebb and flow between 2007 and 2009..
401kWire.com -
Wednesday, December 2, 2009
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Reader Rating: 1
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Van Eck Talks Poland with Reporters
The New York-based asset manager held a press briefing on Wednesday to discuss the launch of the first ever U.S.-based Poland ETF, which began trading last week...
MutualFundWire.com -
Wednesday, December 2, 2009
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Reader Rating: 1
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FAF Advisors Taps a Distribution Partner
The asset management arm of US Bank has turned to a Florida firm to help it boost assets in the DC I-O space...
401kWire.com -
Wednesday, December 2, 2009
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Reader Rating: 1
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Navellier Switches Distributors
Navellier has tapped a replacement for IFS Fund Distributors...
MutualFundWire.com -
Wednesday, December 2, 2009
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Reader Rating: 1
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Fidelity Cuts 529 Fees By At Least One-Third
The Boston Behemoth also adds new investments to the college savings plans and ups their exposure to foreign stocks...
MutualFundWire.com -
Wednesday, December 2, 2009
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Reader Rating: 1
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Barclays Pockets an Extra $1.7 Billion from the BlackRock Deal
Due to a rise in BlackRock's share price, Barclays gets more than expected for the sale of BGI...
MutualFundWire.com -
Wednesday, December 2, 2009
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Reader Rating: 1
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Report: Carlyle Passes on Neuberger Again
Is only one offer for the asset manager left on the table?..
MutualFundWire.com -
Tuesday, December 2, 2008
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Reader Rating: 1
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ProFunds Names its New Investment Chief
The Bethesda, Maryland-based firm hires an exec to oversee investment operations for its ETFs and mutual funds...
MutualFundWire.com -
Tuesday, December 2, 2008
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Reader Rating: 1
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Fidelity Reopens Contra
Two Boston Behemoth offerings will welcome new investors again soon...
MutualFundWire.com -
Tuesday, December 2, 2008
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Reader Rating: 1
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Putnam Chief Hires Two from Fidelity
Bob Reynolds continues to hire executives with Fidelity backgrounds over to Putnam...
MutualFundWire.com -
Tuesday, December 2, 2008
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Reader Rating: 1
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Two More Sponsors Fold Their DC Matches
The now official recession claims more 401k contribution victims...
401kWire.com -
Tuesday, December 2, 2008
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Reader Rating: 1
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Deadline for Neuberger Bids Extended a Third Time
It was unclear whether there any counterbids were made...
MutualFundWire.com -
Tuesday, December 2, 2008
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Reader Rating: 1
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Who Will Shape 401k in 2009?
We are opening up the transom to hear your thoughts: who is most influential? Why? We look forward to hearing from you. Send an email to "editors" at investmentwires.com to let us know your thoughts...
401kWire.com -
Tuesday, December 2, 2008
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Reader Rating: 1
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Transamerica Says its TPA Tool Has Spurred a Jump in Sales
Executives at the Los Angeles-based plan provider say they've seen a "significant" sales increase through the TPA channel...
401kWire.com -
Tuesday, December 2, 2008
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Reader Rating: 1
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Half of Plan Sponsors Review DC Fees Annually
New research from a consulting firm suggest that sponsors are taking retirement plan expenses more seriously...
401kWire.com -
Tuesday, December 2, 2008
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Reader Rating: 1
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DC Consulting Firm Scores Fees
A New England-based company unveils a new offering to help plan sponsors understand retirement plan expenses and plans a follow-up...
401kWire.com -
Tuesday, December 2, 2008
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Reader Rating: 1
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A DC Administrator Snags its 24th Subsidiary
A nearly $5 million deal brings a Southern California-based firm into a national fold...
401kWire.com -
Tuesday, December 2, 2008
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Reader Rating: 1
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Legg Lends Another Hand to its Money Funds
The Baltimore fund firm will incur charges of $523 million because of the move and other efforts to support the funds...
MutualFundWire.com -
Tuesday, December 2, 2008
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Reader Rating: 1
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Pimco Closed-End Munis to Delay Divvies
Up to eight Pimco bond funds are looking at delaying dividends because of the freeze in the auction-rate preferred market...
MutualFundWire.com -
Tuesday, December 2, 2008
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Reader Rating: 1
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Magellan Slowly Fades Away
The fund that was once the bellwether to the mutual fund industry is seeing its reputation slowly fade away. This time, Magellan's wounds are inflicted by bad tech and financial stock bets and not a Filipino chieftain...
MutualFundWire.com -
Tuesday, December 2, 2008
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Reader Rating: 1
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Janus Stock Tumbles on No News
The fund firm had the ignominious privilege of taking second place on Monday's small cap losers board...
MutualFundWire.com -
Tuesday, December 2, 2008
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Reader Rating: 1
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Brian Tarbox, Advice Pioneer, is Dead
The former TCW executive and consultant was a driving spirit behind the participant advice and managed account concepts...
401kWire.com -
Friday, December 2, 2005
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Reader Rating: 1
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Hancock Names Head Retirement Marketer
The 401k plan provider has tapped one of its heads to take over marketing duties...
401kWire.com -
Friday, December 2, 2005
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Reader Rating: 1
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Merrill Unit Gets Subpoena Amid Pension Probe
The Securities and Exchange Commission has issued a subpoena to Merill Lynch & Co.'s pension consulting unit in Florida in connection with its probe into conflicts of interest among advisers to pension funds...
MutualFundWire.com -
Friday, December 2, 2005
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Reader Rating: 1
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Arrivato Scouting For More Acquisitions
Arrivato's purchase of the advisor to the $600 million American Independence Funds will not be its last, says Eric Rubin...
MutualFundWire.com -
Friday, December 2, 2005
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Reader Rating: 1
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PlanSponsor Exec Finds New Path
The head of PlanSponsor's Pathfinder service will move to the sales side of the industry after Christmas...
401kWire.com -
Friday, December 2, 2005
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Reader Rating: 1
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Is Highfields Dumping its Janus Stake?
Highfields Capital Management sold off part of a small slice of its stake in Janus Capital this week. The move is being interpreted as a sign that the turnaround-focused hedge fund believes that Denver-based fund firm will not be sold...
MutualFundWire.com -
Friday, December 2, 2005
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Reader Rating: 1
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Fido, ADP Hit with Shelf Space Suit
A Kansas City mortgage broker is alleging that the two firms failed to tell retirement plan sponsors about shelf-space payments and referral fees...
401kWire.com -
Friday, December 2, 2005
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Reader Rating: 1
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Senator Calls for More Fund Reforms
The Senator behind this year’s fund reform bill sees a need for tighter indy director definition and clarification of directors fiduciary duties. He also wants to ban soft dollars...
MutualFundWire.com -
Thursday, December 2, 2004
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Reader Rating: 1
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MFS Adds International 529 Option
The Oregon 529 plan adds a proprietary fund option from its administrator...
MutualFundWire.com -
Thursday, December 2, 2004
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Reader Rating: 1
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Fund Voice Goes Silent
The fund industry learned the sad news this week that L. Erick Kanter, a founder of a public relations firm focusing on the mutual fund industry, died suddenly before the Thanksgiving holiday. Kanter was 62 years old and died from a brain aneurysm.
..
MutualFundWire.com -
Thursday, December 2, 2004
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Reader Rating: 1
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Informa Adds Funds to PSN
Informa Investment Solutions is adding mutual and exchange-traded funds to its investment manager performance database. The White Plains, New York-based firm primarily sells its PSN SMART service to pension plan sponsors and consultants.
..
MutualFundWire.com -
Thursday, December 2, 2004
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Reader Rating: 1
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Empire State 5500 Filers Get Extension
Flooding is a legitimate excuse for New York plan sponsors to take extra time with their 5500...
401kWire.com -
Thursday, December 2, 2004
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Reader Rating: 1
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Deal Brings 401k Capabilities to Florida Trust Startup
A merger adds the 401(k) capabilities Chicago-based GreatBanc Trust to offerings of a Florida trust firm...
401kWire.com -
Thursday, December 2, 2004
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Reader Rating: 1
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Securian Unveils Side Benefit of Pan-Am Acquisition
The plan administrator puts the experience it gained from the deal to good use.
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401kWire.com -
Thursday, December 2, 2004
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Reader Rating: 1
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Eaton Vance Eyes Staff Additions
Laid-off investment professionals in the Boston area have a ray of hope...
MutualFundWire.com -
Thursday, December 2, 2004
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Reader Rating: 1
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FE Founder Honored
William Sharpe is the first winner of a new award from the Chicago Merc Center for Innovation...
401kWire.com -
Thursday, December 2, 2004
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Reader Rating: 1
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Milliman Picks Up Ceridian Denver Office
The deal brings some small plan sponsors into the Milliman fold.
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401kWire.com -
Thursday, December 2, 2004
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Reader Rating: 1
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Spitzer, SEC and Colorado Go After Amvescap Unit
They bring civil fraud charges against both Invesco and Ray Cunningham...
MutualFundWire.com -
Tuesday, December 2, 2003
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Reader Rating: 1
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Northern Trust Picking Up Assets
The bank CEO says that NT is seeing inflows from ex-Putnam clients even as outflows from Putnam are slowing...
MutualFundWire.com -
Tuesday, December 2, 2003
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Reader Rating: 1
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401k Industry Lobbies the SEC ...
... But readies itself for a hard cutoff announcement from Donaldson. Some hope for compromise solutions to the late trading problem...
401kWire.com -
Tuesday, December 2, 2003
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Reader Rating: 1
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Sungard Exec Joins Pyramid
New exec to oversee company product development...
401kWire.com -
Tuesday, December 2, 2003
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Reader Rating: 1
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High Net Worth Investors Have Little Faith In Funds
A new survey finds that these individuals began reducing their investments in funds earlier this year...
MutualFundWire.com -
Tuesday, December 2, 2003
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Reader Rating: 1
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Law Firm Plans To Sue Janus and Putnam
A class action suit says fair value is the culprit...
MutualFundWire.com -
Tuesday, December 2, 2003
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Reader Rating: 1
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INVESCO Could Be Hit With Civil Charges
Spitzer and the SEC are rumored to be ready to file charges but the company says it is not going down without a fight...
MutualFundWire.com -
Tuesday, December 2, 2003
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Reader Rating: 1
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e401k Provider Adds Self-directed Brokerage Option
Energized ExpertPlan aims to expand its menu of services to TPAs with this new alliance...
401kWire.com -
Monday, December 2, 2002
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Reader Rating: 1
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Milliman USA Sharpens Sales Efforts
After winning the overwhelming majority of the RFPs it entered this year, the consultant has decided to get the word out on its services...
401kWire.com -
Monday, December 2, 2002
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Reader Rating: 1
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Saks Makes Advice-Account Management Deal
Workers at the department store chain will get a hands on asset allocation assist and education from a new vendor...
401kWire.com -
Monday, December 2, 2002
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Reader Rating: 1
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Vanguard Discounts Fund Supermarket Trades
The fund giant has loosened the ties it uses to prevent shareholders from trading funds in its NTF supermarket...
MutualFundWire.com -
Monday, December 2, 2002
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Reader Rating: 1
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ManuLife 529 Tools Give Top Honor
Marketing Matrix International says advisors ranked the tools from the insurer as tops among nine competitors...
MutualFundWire.com -
Monday, December 2, 2002
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Reader Rating: 1
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Reuters Buys Fund Info Specialist
Capital Access International will be folded into Lipper. Look for more detailed bond fund tracking...
MutualFundWire.com -
Monday, December 2, 2002
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Reader Rating: 1
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Enterprise Adds Short Bond Fund
The firm is targeting CD savers with its latest offering...
MutualFundWire.com -
Monday, December 2, 2002
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Reader Rating: 1
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Bisys Fine Tunes Staffing Level
The outsourced recordkeeper plans to hire in client services and lay some staff off elsewhere due to integration efforts...
401kWire.com -
Monday, December 2, 2002
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Reader Rating: 1
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Neuberger Buys Alts Shop
The New York City-based firm will pick up more than $1 billion of assets from a French bank...
MutualFundWire.com -
Monday, December 2, 2002
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Reader Rating: 1
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Janus Will Win Berger Assets
The Board is expected to make an announcement as early as this week in where the more than $1 billion in assets will go. Berger sales team seeks new work...
MutualFundWire.com -
Monday, December 2, 2002
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Reader Rating: 1
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First Mover Advantage?
A new index fund is being planned by a Midwest UIT specialist, touted as the first of its kind ... unfortunately one of the industry giants just launched a cheaper version of its own...
MutualFundWire.com -
Thursday, December 2, 1999
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Reader Rating: 1
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DAC Launches New Service
Daily Access Concepts, Inc. (DAC) has been hard at work yet again. The Mobile, Alabama firm is rolling out a new service called Enterprise K...
401kWire.com -
Thursday, December 2, 1999
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Reader Rating: 1
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Jones & Babson CEO Steps Down
Jones & Babson's longtime president and chief executive officer will step aside in early 2000, to be replaced by the firm's chairman...
MutualFundWire.com -
Thursday, December 2, 1999
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Reader Rating: 1
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Fast Food, Fast Service
Those people behind Snapple, Arby's, Mistic and T.J. Cinnamons are serving up something fresh...
401kWire.com -
Thursday, December 2, 1999
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Reader Rating: 1
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Fund Manager Changes This Week
Portfolio managers continue to do what they do best, get in and get out. This week changes are taking place at Lord Abbett, Blackrock and AIM...
MutualFundWire.com -
Thursday, December 2, 1999
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Reader Rating: 1
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PNC Finishes First Data ISG Acquisition
PNC Bank has completed the acquisition of First Data Investor Services, integrating it with PFPC...
MutualFundWire.com -
Thursday, December 2, 1999
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Reader Rating: 1
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Odd Lots, December 2, 1999
Mobius' opportunites abound ... Fund investors looking more, buying less online ... Will Vanguard 500 blow up?..
MutualFundWire.com -
Thursday, December 2, 1999
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Reader Rating: 1
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AERS Makes Advice Alliance
American Express Retirement Services (AERS) said today that it will be offering investment advice to its defined contribution plans through 401k Forum, which is a part of mPower (formerly Emergent Advisors)...
401kWire.com -
Thursday, December 2, 1999
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Reader Rating: 1
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Great-West Taps NYLBSI Exec for New Sales Post
Denver, Colorado-headquartered Great-West Life & Annuity Insurance Company has named Patricia Neal Jensen vice president for employee benefits pension sales, a newly created post. She will be charged with producing, managing, and assisting in improving and developing Great-West's 401(k) products and services...
401kWire.com -
Wednesday, December 2, 1998
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Reader Rating: 1
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CDR and Cendant Intro New 401k Mortgage Product
Just when you thought there could not be another innovation in the 401(k) market, along comes Chambers, Dunhill, Rubin & Co. (CDR) with a new product entitled Mortgage Acceptance Program 100 (MAP 100sm). Basically, the program allows plan participants the opportunity to purchase a home with no down payment if they make a revocable promise to take a 401(k) loan should they be unable to make timely mortgage payments...
401kWire.com -
Wednesday, December 2, 1998
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Reader Rating: 1
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Dupont Photomasks Taps New Provider
Round Rock, Texas-based Dupont Photomasks, Inc. (Nasdaq: DPMI), a manufacturer of photomasks for semiconductor wafers, has selected the 401(k) Company to be the bundled provider for the company's 401(k) plan, David Gino, executive vice-president and cfo, told the 401kWire.com. The plan has 1,000 participants and around $30 million in assets...
401kWire.com -
Wednesday, December 2, 1998
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Reader Rating: 1
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