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News Stories Archives - Since 1998
13 Years In, a TPA Ally Exits an RKer The exec has been in the business for more than 30 years... 401kWire.com - Friday, September 25, 2020
An Arkansas SMA Shop Makes an ETF Push The firm is partnering with ETC on the new suite... MutualFundWire.com - Friday, September 25, 2020
An RKer Waives Somes Fees and Offers TPAs Marketing Bucks The provider's team is framing the offers as part of an initiative to help small plan sponsors, their participants, and their TPAs... 401kWire.com - Friday, September 25, 2020 - Reader Rating: 1
A 403b Acquirer Ramps Up Its Call Center Support The Garden State shop launches an expanded facility in the Keystone State... 401kWire.com - Friday, September 25, 2020
A $147B-AUM Multinational Celebrates a Big U.S. Milestone The firm launched in 1997 and entered the U.S. mutual fund business a decade ago... MutualFundWire.com - Friday, September 25, 2020
401ks Recovered 82 Percent of Their Q1 Fall A trade group releases retirement asset data for Q2 2020... 401kWire.com - Friday, September 25, 2020
An Ex-KPA Resurfaces As a Recruiter The former NFP VP of institutional consulting has journeyed into the world of financial recruitment... 401kWire.com - Wednesday, September 25, 2019
A 44-Year-Old Indie Fund Firm Rebrands, Slightly The team at an employee-owned equity asset manager is tweaking the shop's name... MutualFundWire.com - Wednesday, September 25, 2019
TRA Buys In Texas and Virginia Matt Schoneman and his team seal two more deals... 401kWire.com - Wednesday, September 25, 2019 - Reader Rating: 5
Patterson Examines "Super Savers" of Gens X and Y This Principal research dives into the behaviors of younger workers who save a lot... 401kWire.com - Wednesday, September 25, 2019
A $43B-AUA Retail RIA Buys a 401k Ally The acquired firm's chief is staying on after the deal, which closed earlier this month... 401kWire.com - Wednesday, September 25, 2019 - Reader Rating: 4.6
The Six Most Powerful Women In Asset Management A trade publication puts six asset management executives on a list of the 25 most powerful women in finance... MutualFundWire.com - Wednesday, September 25, 2019
Regalbuto Adds Internals and Two Territories The PCS institutional sales chief expands his external and internal wholesaling teams by two each... 401kWire.com - Tuesday, September 25, 2018 - Reader Rating: 5
Post-Aberdeen, Smith Guides a Family Office Into Asset Management A 12-year-old firm is launching an asset management arm and looking for boutiques... MutualFundWire.com - Tuesday, September 25, 2018
Gregory Hires a Beantown DC I-O Vet The new hire joins Cuna Mutual Retirement Solutions as an RVP... 401kWire.com - Tuesday, September 25, 2018 - Reader Rating: 5
FFfL Hires Another BlackRock Alum A financial-wellness-focused DC I-O shop welcomes an EVP... 401kWire.com - Tuesday, September 25, 2018 - Reader Rating: 5
A Georgia Pentegra Vet Departs He spent more than eight years with the firm... 401kWire.com - Tuesday, September 25, 2018 - Reader Rating: 2
The Five Most Powerful Women In Asset Management A trade pub puts five fundsters on its list of the 25 most powerful women in finance... MutualFundWire.com - Tuesday, September 25, 2018
Filings For Fundsters - September 25, 2017 The latest mutual fund industry filings with the SEC... MutualFundWire.com - Monday, September 25, 2017
An Oregon Fund Firm Expands Its Tech Team A mutual fund entrepreneur in the Pacific Northwest is leaning on technology more than traditional wholesalers... MutualFundWire.com - Monday, September 25, 2017
McCarthy Hires a BNY Mellon Vet The Nuveen national sales manager hires a DC I-O wholesaler in the Southeast... 401kWire.com - Monday, September 25, 2017
Sigmund Officially Joins Alight Formerly a top exec at Conduent, he takes a key role at the recordkeeper formerly known as Aon Hewitt... 401kWire.com - Monday, September 25, 2017
Is Plan Sponsors' RKer Loyalty On the Rise? New data suggests that 401(k) plan sponsors are sticking with their providers for longer periods of time and plan to continue doing so... 401kWire.com - Monday, September 25, 2017
Week In Preview, September 25-October 1 eMoney Advisor, FIASI, Fund Intelligence, the ICI, informa, LPL, NAGDCA, the PSCA, and WiPN are all hosting events this week... MutualFundWire.com - Monday, September 25, 2017
A Chitown DC I-O Vet Joins an ETF Strategist A Midwestern DC I-O sales chief joins a tactical asset allocation shop... 401kWire.com - Monday, September 25, 2017
More than 700 Fundsters Return to Orlando With ICI This weekend the mutual fund industry trade group's annual tax and accounting conference will begin in Florida... MutualFundWire.com - Friday, September 25, 2015
WSJ Notices the Shift to Collective Trusts The Wall Street Journal notices the industry's shift from traditional mutual funds to collective trusts... 401kWire.com - Friday, September 25, 2015 - Reader Rating: 4.5
Gemini's 2015 Conference In Pictures This week the mutual fund back-office specialist and its sister companies brought more than 400 people to Music City... MutualFundWire.com - Friday, September 25, 2015 - Reader Rating: 1
NAGDCA Conference Kicks Off Next Week Government plan sponsors meet up in Indianapolis..... 401kWire.com - Friday, September 25, 2015
More Than 2,000 Advisors Converge on Beantown The Financial Planning Association is about to kick off its annual conference... MutualFundWire.com - Friday, September 25, 2015
These 16 Mercer Clients Could Be in Play Will the Mercer fallout lead to a windfall for RKers? .. 401kWire.com - Friday, September 25, 2015 - Reader Rating: 3.67
Transamerica Is Buying a $71B DC Biz Transamerica has entered a deal to acquire a defined contribution recordkeeping service with nearly $71 billion in plan assets... 401kWire.com - Friday, September 25, 2015 - Reader Rating: 4.25
Is It Back to Square One For the Russell Spinoff? The lead bidder, a Chinese firm, is reportedly being investigated by its own government for insider trading... MutualFundWire.com - Friday, September 25, 2015
Fight Robo Advisors With BeFi So-called robo advisors want in on the 401k space. Shlomo Benartzi offers tips on how to make sure your plan sponsor clients won't replace you with a computer... 401kWire.com - Thursday, September 25, 2014
Castille Prepares to Double CoRI's Reach The BlackRock U.S. retirement group chief and his team are working on more of their signature retirement income indexes... 401kWire.com - Thursday, September 25, 2014
For Neil Hennessy, It's Grow, Buy, or Be Bought CEO of Hennessy Advisors talks about distribution, the advantages of being on NASDAQ, and the food chain in mutual fund deals... MutualFundWire.com - Thursday, September 25, 2014
Montage's Henson Invests More In Key Accounts and Internals The multi-boutique's president and CIO is hiring for eight positions, four of which are newly-created... MutualFundWire.com - Thursday, September 25, 2014
ABG's Mackanos Now Offers a Financial Wellness Program to 401k Participants To help 401(k) participants save for a successful retirement, ABG's Don Mackanos now offers a retirement wellness program... 401kWire.com - Thursday, September 25, 2014
A Maryland KPA Moves To a New B-D Baltimore, Maryland-based 401(k) plan advisor switched broker-dealers... 401kWire.com - Thursday, September 25, 2014
Seen and Heard at Envestnet's First Retirement Symposium The Envestnet Retirement Solutions team concludes their first conference for retirement plan industry insiders... 401kWire.com - Thursday, September 25, 2014 - Reader Rating: 1
Pru Launches an Infrastructure Fund Today Prudential Investments [profile] president Stuart Parker unveiled the Prudential Jennison Global Infrastructure Fund, PMed by Jennison Associates' Shaun Hong and Bobby Edemeka. The duo have been PMing a similar strategy for more than five years for institutional investors... MutualFundWire.com - Wednesday, September 25, 2013 - Reader Rating: 1
M* Explains Part of Lord Abbett's C Lord Abbett [profile] is on the upswing, but has not earned the full confidence of Morningstar just yet. Yesterday Morningstar senior mutual fund analyst David Kathman explained the corporate culture component of the mutual fund ratings shop's "C" stewardship grade for Lord Abbett... MutualFundWire.com - Wednesday, September 25, 2013
Reid Debuts Another Forward Income Fund Yesterday Forward [profile] chief Alan Reid unveiled the shop's third new income mutual fund in just 10 months. Jim Welsh and David McGanney will PM the new Forward Dynamic Income Fund... MutualFundWire.com - Wednesday, September 25, 2013
For Advisors, Big Opportunities Come in Small Plans Advisors Need to Target Small Plan Cases.. 401kWire.com - Wednesday, September 25, 2013
YCG Officially Enters the Mutual Fund Biz Another Yacktman has officially entered the mutual fund business. Earlier this month MFWire reported that Brian Yacktman's YCG (formerly known as Yacktman Capital group) was launching the YCG Enhanced Fund, and YCG unveiled the new fund yesterday, as well as the addition of veteran Yacktman Asset Management [profile] PM Ronald Ball to the YCG team... MutualFundWire.com - Wednesday, September 25, 2013
A $1B Shop Debuts a Risk-Managed Fund Yesterday New York City-based American Independence Financial Services [profile] unveiled the American Independence Risk-Managed Allocation Fund. J.A. Forlines subadvises the new fund, which utilizes "an actively-managed, ETF-based global asset allocation strategy.".. MutualFundWire.com - Wednesday, September 25, 2013
A Midwestern TPA Brings His Own Take to 316 Services A non-RKing, non-producing shop ties in the fiduciary service model to a key non-retirement plan capability: payroll... 401kWire.com - Wednesday, September 25, 2013 - Reader Rating: 4.33
GSAM Snaps Up a $21.6B Business The parent of Goldman Sachs' mutual fund business is acquiring a retirement plan-focused book of business... MutualFundWire.com - Wednesday, September 25, 2013 - Reader Rating: 5
Goldman Buys Another Stable Value Shop The Wall Street giant's asset management arm makes another play to expand its DC I-O business... 401kWire.com - Wednesday, September 25, 2013
A Milwaukee Shop Refines its Dialogue with Advisors This firm continues to build on its two-year-old advisor council and continues to evolve its feedback process. Big focus for this year is bolstering presence on one particular social media site... MutualFundWire.com - Wednesday, September 25, 2013
Buckles Hires Two at Reliance Trust Kent Buckles has hired Martin Campbell and to champion Reliance Trust's collective investment trust funds. .. 401kWire.com - Wednesday, September 25, 2013
Capital Group, Vanguard, Franklin, Pimco and BlackRock Top a List According to FUSE Research Network's third report, released yesterday, in its Advisor Trend Monitor series, advisors picked Capital Group's [profile] American Funds, Vanguard, Franklin Templeton, Pimco and BlackRock as the top five asset managers in terms of image and reputation... MutualFundWire.com - Wednesday, September 25, 2013
Wechsler Sells Asset management-focused branding and communications specialists Wechsler Ross & Partners are getting acquired by Addison, a branding and communications design firm. The two companies unveiled the deal yesterday... MutualFundWire.com - Wednesday, September 25, 2013
MainStay's Parent Buys a $100B Asset Manager Overseas New York Life Investments, parent of MainStay Funds [profile], revealed a deal yesterday to buy Dexia Asset Management (which operates in Brussels, Luxembourg, Paris and Sydney) for 380 million euros. Dexia's AUM is about $100 billion and it covers 25 countries with its products. The deal is slated to close at year's end... MutualFundWire.com - Wednesday, September 25, 2013 - Reader Rating: 5
Vanguard Makes a "Highly Unusual" Money Market Move Megan Durisin of InvestmentNews reports that Vanguard [profile] made she described as the "unprecedented move" to pay out short-term capital gains on three money market mutual funds. Vanguard spokeswoman Emily White talked to Durisin about the move... MutualFundWire.com - Wednesday, September 25, 2013
BFDS Loses Its FRC Hire The job was created in December... MutualFundWire.com - Tuesday, September 25, 2012 - Reader Rating: 5
It's Time to Research Janus Worldwide Lipper Award winner was merged with another fund... MutualFundWire.com - Tuesday, September 25, 2012
Yoerger Sees Sales Increases The OneAmerica retirement chief breaks down the sales numbers for the 401kWire... 401kWire.com - Tuesday, September 25, 2012
Mario Widens the Gap Between GAMCO and Teton The company is rebranding six mutual funds. .. MutualFundWire.com - Tuesday, September 25, 2012
An FSC Alum Finds a Home at Achaean Mark Schlafly joins up with Mike Henkel's new retirement services company... MutualFundWire.com - Tuesday, September 25, 2012
JPM Mid-Size Push Finds Success Bill McDermott tells 401kWire about his sales teams' efforts among small and mid-sized plans... 401kWire.com - Tuesday, September 25, 2012 - Reader Rating: 2
Sponsors Reveal Their Flat-Fee Pricing As megaplans switch to a flat, per-participant fee structure, the 401kWire looks into what they're paying... 401kWire.com - Tuesday, September 25, 2012 - Reader Rating: 1
Inspira and Benefit Trust Join Forces Benefit Trust represents a new custodial and trading platform for Inspira's clients... 401kWire.com - Tuesday, September 25, 2012 - Reader Rating: 5
DFA Loses a Star The 401k Company founder and onetime BenefitStreet chief leaves DFA... 401kWire.com - Tuesday, September 25, 2012
Why SNW Gave Up on the Fund Biz An asset manager closes down its only mutual fund, says others are thinking the same thing... MutualFundWire.com - Tuesday, September 25, 2012
SunGard Announces an Omni Update The computing leaders have updated one of their major platforms... 401kWire.com - Tuesday, September 25, 2012 - Reader Rating: 1
Hasta La Vista, Smith Barney Morgan Stanley officially kills the other half of its wirehouse's brand... MutualFundWire.com - Tuesday, September 25, 2012
Personal Capital Rests Its 401k Bid on a Key Partner Part two of our story about a new player in the retirement industry, led by a Silicon Valley titan... 401kWire.com - Tuesday, September 25, 2012 - Reader Rating: 2
The Media Parties On Over the Gundlach Burglary But really guys, help the poor man out, writers plead... MutualFundWire.com - Tuesday, September 25, 2012
The Next Star PM? Jaffe's On the Case The Marketwatch columnist doesn't name names, but he gives an outline of who he thinks will be the great fund manager of the next generation... MutualFundWire.com - Tuesday, September 25, 2012
Vanguard Creates 500K New Shares of an ETF In one week, the ETF's share count jumps 1.6 percent... MutualFundWire.com - Tuesday, September 25, 2012
BlackRock's Dividend Guru Focuses on Costs, Too A top dividend-focused mutual fund PM shares his secrets with Reuters... MutualFundWire.com - Tuesday, September 25, 2012
Old Mutual Unifies Distribution Under One Chief The asset manager promotes one of its own... MutualFundWire.com - Friday, September 25, 2009 - Reader Rating: 3
Three New iShares ETFs Will Track Russell Top 200 Indexes Barclays finds value and growth in large caps... MutualFundWire.com - Friday, September 25, 2009
Senator Kohl Preps Another Hearing on 401k 'Leakage' The Senate Aging Committee chair wants to chat about 401k loans, hardship withdrawals and disclosure... 401kWire.com - Friday, September 25, 2009 - Reader Rating: 5
Sallie and Sue are New York Power Brokers Crain's New York Business magazine has produced its own list of the most powerful women in New York, and it includes BofA and BlackRock execs in the top ten... MutualFundWire.com - Friday, September 25, 2009
Russell Unveils a Non-Index Benchmarking Tool for Target Date Funds An index specialist launches a new, returns-based tool for the popular asset allocation funds... 401kWire.com - Friday, September 25, 2009
JPMorgan, MassMutual Win Big at PSCA Signature Awards JPMorgan and its clients leads pack with eight honors... 401kWire.com - Friday, September 25, 2009
Guardian Grows its DC Sales Team After Cementing an Alliance The provider plans to fill an external wholesaler post within the next month and a half... 401kWire.com - Friday, September 25, 2009
Artio's IPO Yields $650 Million Artio Global Investors celebrates their first public offering with a trip to the NYSE... MutualFundWire.com - Friday, September 25, 2009
2009 RMDs Don't Have to Be Permanent Participants who withdrew funds without knowing about the 2009 RMD suspension may return the money to their accounts without penalty... 401kWire.com - Friday, September 25, 2009 - Reader Rating: 3.67
Which Fidelity Funds Does Ned Johnson Own? Morningstar's Christopher Davis takes a peek into Ned Johnson's Fidelity fund holdings... MutualFundWire.com - Friday, September 25, 2009 - Reader Rating: 1
Calamos Jettisons a Fund After Poor Performance The Calamos Equity Fund will be liquidated next week, and is one of many to do so in the last year... MutualFundWire.com - Friday, September 25, 2009
Longleaf International Makes a Big Fee Cut Management fees will fall by 30 bps, but Morningstar's Ryan Leggio notes that the fund remains one of the more pricey no-load international large-cap funds of its size... MutualFundWire.com - Friday, September 25, 2009
An SEC Commish Defends Harris And Blasts Money Fund Proposals A top regulator sides with industry on several hot topics... MutualFundWire.com - Friday, September 25, 2009
NAGDCA Anoints a New Prez The organization of DC plan administrators and financial service providers has chosen its new leader... 401kWire.com - Friday, September 25, 2009
Schwab Accelerates its Pursuit of Wirehouse Brokers Amid the upheaval in the brokerage world, Schwab plans to deploy more feet on the street and ramp up advertising... MutualFundWire.com - Thursday, September 25, 2008
T. Rowe Jazzes Up its Retirement Income Calculator The Baltimore firm unveils an enhanced version of its retirement income calculator... 401kWire.com - Thursday, September 25, 2008
An I-O Firm Hunts for a Product Pro An investment manager searches to fill a senior-level product development opening, plus two other posts... 401kWire.com - Thursday, September 25, 2008
Pioneer Hires Three The Boston-based firm has made additions to its institutional sales and consultant relations teams... MutualFundWire.com - Thursday, September 25, 2008
Industry Heavyweights Weigh in on Bailout Plan A trade group is and a well-known face weigh in on the bailout plan. .. MutualFundWire.com - Thursday, September 25, 2008
DC-Focused RIA Adds a New Branch An East Coast-based advisory firm expands into Maryland... 401kWire.com - Thursday, September 25, 2008
Are HealthCare Sponsors Consolidating DC Vendors? Updated \| A new survey takes a look at the impact of the new IRS regs on one segment of the 403b marketplace... 401kWire.com - Thursday, September 25, 2008 - Reader Rating: 2.33
Wachovia Grabs Five Golds at PSCA Awards The Charlotte-based plan provider emerged as the winningest firm at the PSCA Awards last week... 401kWire.com - Thursday, September 25, 2008
Neuberger Sale is Held Up Widely expected last week, wrangling over the management structure and fund management compensation is delaying the deal... MutualFundWire.com - Thursday, September 25, 2008
Fund Chief Speaks of Spooked Investors A fund executive weighs in on the movement of investor dollars to more conservative destinations... MutualFundWire.com - Thursday, September 25, 2008
Second Brokerage Pledges to Make Primary Fund Investors Whole Hours after TD Ameritrade make the decision to kick in $50 million, another brokerage said it will do the same... MutualFundWire.com - Thursday, September 25, 2008
Miller Tweaks His Tack Legg Mason's Bill Miller is making some tactical adjustments to the poor-performing Legg Mason Value Trust... MutualFundWire.com - Thursday, September 25, 2008
WSJ Spotlights Brokerages' Money Fund Actions Moves by two brokerages to cover client's money fund losses take center stage... MutualFundWire.com - Thursday, September 25, 2008
Who Are the Women Leaders of the 401k Industry? The 401kWire's list of Senior Leaders Nominees includes women from across the industry... 401kWire.com - Tuesday, September 25, 2007 - Reader Rating: 4.2
Insurance Companies Up 401(k) Stake A new study finds that insurance companies are taking a bigger bite out of the small to mid-size, advisor-driven 401(k) market... 401kWire.com - Tuesday, September 25, 2007
PPA One Year Later: Sponsors Want Participant Advice An industry research firm takes a look at the popularity of the DC features promoted by last year's legislation. .. 401kWire.com - Tuesday, September 25, 2007
Invesco Wants Back on the NYSE Invesco wants to re-list it's stock on the NYSE.. MutualFundWire.com - Tuesday, September 25, 2007
AIM Fills One of Two Vacant Sales Head Positions AIM Investments has chosen a replacement for Gene Needles... MutualFundWire.com - Tuesday, September 25, 2007 - Reader Rating: 1
Survey: Target Funds Outweigh the Risk A new survey finds that advisors now prefer target date to target risk funds... 401kWire.com - Tuesday, September 25, 2007 - Reader Rating: 2
kasina Affirms E-mail's Sales Power Asset management firms that are not sure what to make of e-mail marketing fret no longer... MutualFundWire.com - Tuesday, September 25, 2007 - Reader Rating: 2.33
optionsXpress Secures a Place on the S&P SmallCap 600 optionsXpress is set to replace RARE Hospitality International in the S&P SmallCap 600 after the close of trading on Friday, September 28... MutualFundWire.com - Tuesday, September 25, 2007
Dodge & Cox is the Crown Jewel of the 2007 Luxury Brand Status Index In the high net worth crowd, Dodge & Cox is a king among mutual fund firms... MutualFundWire.com - Tuesday, September 25, 2007
Evergreen DC-IO Head Gets New Boss Sean Kelley has a new boss at Evergreen Investments... 401kWire.com - Tuesday, September 25, 2007
Wrays of Hope Make DC's Future Bright Sixty years after the PSCA's founding, the DC industry is poised on the verge of a golden era, David Wray tells plan sponsors at the trade group's annual meeting in sunny Palm Springs... 401kWire.com - Tuesday, September 25, 2007
Wolverine State Law Firm Adds Retirement Practice Leader The new hire leads a six-attorney team working with qualified and non-qualified plans. .. 401kWire.com - Tuesday, September 25, 2007
SEC Reaches an XBRL Milestone The SEC has completed its development of XBRL tags for the entire system of U.S. GAAP... MutualFundWire.com - Tuesday, September 25, 2007 - Reader Rating: 3
Making the Grade at Morningstar Miss Morningstar has released its new grades for fund stewardship... MutualFundWire.com - Tuesday, September 25, 2007 - Reader Rating: 3
NRP Storms Manhattan The SoCal retirement advisor network gains a toehold in Manhattan's financial district address and mid-market DC plans with its latest advisor sign on... 401kWire.com - Tuesday, September 25, 2007 - Reader Rating: 5
DB Freeze Sends More State Street DC Business to ... Itself? The Bay State asset management giant ups the ante on its 401k plan. .. 401kWire.com - Tuesday, September 25, 2007
Evergreen in the Market for New Sales Head as it Shuffles Distribution Teams Evergreen Investments has shaken up it's distribution structure with the formation of a new division to be headed by Mike Woods... MutualFundWire.com - Tuesday, September 25, 2007 - Reader Rating: 2.83
Hancock's Chief: Multi-Manager Makes the Most Sense in Lifecycle Funds John Hancock takes the non-proprietary approach to Lifecycle funds, says CEO Keith Hartstein... MutualFundWire.com - Tuesday, September 25, 2007 - Reader Rating: 3.27
Aussie BD Chooses Broadridge's SUMMIT Platform Australia-based Cameron Stockbrokers Limited has begun operations on Broadridge's SUMMIT platform... MutualFundWire.com - Tuesday, September 25, 2007 - Reader Rating: 2.85
Muni-bond ETFs Proliferate Despite Credit Woes It looks like the soon to be thriving muni-bond market is not taking a hit from the liquidity crunch... MutualFundWire.com - Tuesday, September 25, 2007
Want to Launch a 130/30 Fund? Talk to BoNY As 130/30 fund fever sweeps the mutual fund industry, one custodial just released a platform specifically for the new hot investment strategy... MutualFundWire.com - Tuesday, September 25, 2007 - Reader Rating: 2.88
DoL To Unveil Proposed Default Rules Tomorrow The department is set to release proposed rules on default investment options... 401kWire.com - Monday, September 25, 2006 - Reader Rating: 2
Lipper Ups Focus On Retirement Space The mutual fund research firm has entered into an alliance with The McHenry Group and plans to expand its business development and client services staff... 401kWire.com - Monday, September 25, 2006 - Reader Rating: 2
ING Boosts Transition Counselor Lineup The provider has nearly tripled the number of transition counselors in its lineup amid the growing number of Baby Boomers retiring... 401kWire.com - Monday, September 25, 2006
Ex-Merrill Reps Under the Glass of NYSE Investigaton The so-called "CBS group" is the target of a market-timing probe by the exchange, less than a year after an NYSE arbitration panel ordered their BD to pay them nearly $15 million as punishment for blaming them for market-timing... MutualFundWire.com - Monday, September 25, 2006
Dean Witter a Fading Memory at Morgan Stanley The two brokerage firms will eventually become one, but the wirehouse is already scrubbing its brand clean from the Dean Witter name... MutualFundWire.com - Monday, September 25, 2006
ING Outsources SMA to Gain Broader Reach The investment manager has tapped an outsourced provider of SMA services in a bid to more effectively reach a broad range of non-standard advisor platforms... MutualFundWire.com - Monday, September 25, 2006
Trader Publisher Gives Bankers Own Mag Fans of Trader Monthly are getting something new to read. Doubledown Media LLC, the publisher of Trader Monthly, is planning to launch a new magazine for investment bankers in mid-November... MutualFundWire.com - Monday, September 25, 2006 - Reader Rating: 3
Advisors Role is Key Hints Survey Participants in the smallest plans are better advised than those in the largest. Why?.. 401kWire.com - Thursday, September 25, 2003 - Reader Rating: 4.5
Deferral.com Wins ISOP Mandate The firm will provide online recordkeeping, administration and sales support for a new product... 401kWire.com - Thursday, September 25, 2003
Wirehouse Sales Head Departs The sales head at this top five 401k vendor is gone in less than a year... 401kWire.com - Wednesday, September 25, 2002
Bisys Fishes in Minnesota The firm picks up a regional insurance brokerage as part of its acquisition strategy... 401kWire.com - Wednesday, September 25, 2002 - Reader Rating: 3
Provident OKs Merger with Nationwide No fewer than a hundred DC plan sponsors to find a new home... 401kWire.com - Wednesday, September 25, 2002
DoL Blames DC Plans Americans are leaving workplaces sooner, the data collectors blame DC plans. .. 401kWire.com - Wednesday, September 25, 2002
Polaroid DB Plan is Short $1.2 Million The DoL and the sponsor disagree on who caught the error. Retirees are now covered by PBGC... 401kWire.com - Wednesday, September 25, 2002
Lipper & Barra Team Up The funds are combining their skills to provide an instividual tool for advisors... MutualFundWire.com - Wednesday, September 25, 2002
Catholic Fund Details 108 Proxies The fund firm sided against managment forty percent of the time... MutualFundWire.com - Wednesday, September 25, 2002
Wisconsin Sponsor Outsources Plan Packaging Co. picks a bundled plan provider for its efficient, customized approach... 401kWire.com - Wednesday, September 25, 2002
Baltimore Picks CitiStreet for Plan The city cites the importance of targeted communications and education in its selection... 401kWire.com - Wednesday, September 25, 2002
AdvisorCentral Adds Fund Family The joint venture of Fidelity, Putnam, Franklin and PFPC adds a broker-dealer sponsored fund family... MutualFundWire.com - Wednesday, September 25, 2002
Deal Bolsters Evergreen Institutional Lineup The Wachovia unit picked up a Boston-based value shop in a deal that reflects the declining value of pure asset managers... MutualFundWire.com - Wednesday, September 25, 2002
Schwab Impact Curtailed The annual advisor shindig will be cut to three days from five because of the recent terrorist attack. .. MutualFundWire.com - Tuesday, September 25, 2001 - Reader Rating: 3
Sponsor Taps mPower The advice provider has a new client... 401kWire.com - Tuesday, September 25, 2001 - Reader Rating: 3
Vanguard Gets Into the Life Game The fund giant is taking its low-cost, direct-selling strategy to the life insurance industry. .. MutualFundWire.com - Tuesday, September 25, 2001 - Reader Rating: 3
First Mercantile Makes Changing Easier The firm offers a new service to help sponsors change vendors with less cost... 401kWire.com - Tuesday, September 25, 2001 - Reader Rating: 3
Lockwood Donates Firm Helps with Disaster Relief ... Conference Still a Go... MutualFundWire.com - Tuesday, September 25, 2001 - Reader Rating: 3
Lockwood Donates Firm Helps with Disaster Relief ... Conference Still a Go... 401kWire.com - Tuesday, September 25, 2001 - Reader Rating: 3
W&R Changes Fund Names Waddell & Reed is renaming two funds to clarify their purpose for investors... MutualFundWire.com - Monday, September 25, 2000 - Reader Rating: 3
401k on PDA Fidelity will expand number of participants able to access 401k info on wireless devices from 1 million to all 8 million by year end... 401kWire.com - Monday, September 25, 2000 - Reader Rating: 3
The NEA is Traded Nationwide is handing off its NEA-endorsed retail 403b product to Security Benefit Life in order to concentrate on the wholesale distribution of 403bs... 401kWire.com - Monday, September 25, 2000 - Reader Rating: 3
September 25, 2000 Goldman Plus Schwab Rumors ... Merrill and HSBC? ... T. Rowe Files for Tax-Efficient Fund ... The Web Opens Closed Funds ... 401k Participants Learn Arbitrage... 401kWire.com - Monday, September 25, 2000 - Reader Rating: 3
September 25, 2000 Goldman Plus Schwab Rumors ... Merrill and HSBC? ... T. Rowe Files for Tax-Efficient Fund ... The Web Opens Closed Funds ... 401k Participants Learn Arbitrage... MutualFundWire.com - Monday, September 25, 2000 - Reader Rating: 3
Rudell Gets Promotion Robert Rudell, head of retirement services at Scudder Kemper, has been appointed to a post in the newly formed Office of the Chief Executive (OCE) at the firm. He will answer to the CEO, Edmond D. Villani. His mandate is to work with Villani in implementing the firm�s strategic and operating plans... 401kWire.com - Friday, September 25, 1998 - Reader Rating: 3
PSCA Hands Out Education Awards What does it take to create a winning education program? Attendees at the Profit Sharing/401(k) Council's 41st Annual Meeting held today in Orlando got a firsthand look. The PSCA awarded nine Signature Awards to honor companies for investment education and communication excellence... 401kWire.com - Friday, September 25, 1998 - Reader Rating: 3
Week of September 20, 1998: RFP Roundup The Weekly Roundup is a regular Friday afternoon column examining the week's RFPs, both those that appeared on our pages and the pages of other publications... 401kWire.com - Friday, September 25, 1998 - Reader Rating: 3
Stable Value Alert: BT Lures Psome from Bernstein Look for more new developments in stable value to come from Bankers Trust. Weeks ago, the New York City bank unveiled its second stable value mutual fund (this one is designed to capture IRA rollovers). This week the bank announced that it has hired C. Jason Psome from Sanford Bernstein. .. 401kWire.com - Friday, September 25, 1998 - Reader Rating: 3

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