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News Stories Archives - Since 1998
Long-Term Flows Improve By $37B The Refinitiv Lipper folks reveal the latest weekly U.S. fund flows data... MutualFundWire.com - Friday, March 24, 2023
What Do RKers Make of a New RPAG Offering? Recordkeepers talk about their connection with a new tool for supporting KPAs working with the smallest plans... 401kWire.com - Friday, March 24, 2023 - Reader Rating: 3
Three Years In, a Mutual of Omaha Wholesaler Rises The executive now serves as a regional sales consultant on the insurer's retirement services team... 401kWire.com - Friday, March 24, 2023
PenChecks Hires Near Beantown The new addition will serve on the retirement plan distribution specialists' sales team... 401kWire.com - Friday, March 24, 2023
A $665B-AUM Firm Adds 3 Active ETFs All three new funds focus on equities... MutualFundWire.com - Friday, March 24, 2023
A Colorado RKer Startup Hires In Phoenix The new hire joins the micro-market provider's sales team... 401kWire.com - Friday, March 24, 2023
Tackling Retirement Income Confusion Researchers at an asset manager share some insights from a recent survey of participants... 401kWire.com - Thursday, March 24, 2022
A $739B-AUMA Provider Upgrades Online A publicly traded firm's team rolls out upgrades to their app for participants... 401kWire.com - Thursday, March 24, 2022 - Reader Rating: 5
In PA, a 401k RM and Sales Vet Returns to the Provider Side The executive now serves as a senior relationship manager, covering Delaware and Pennsylvania for an insurer's retirement plan recordkeeping business... 401kWire.com - Thursday, March 24, 2022
Ned Johnson Dies The former Fidelity chief was 91 years old... MutualFundWire.com - Thursday, March 24, 2022 - Reader Rating: 5
What to Make of DoL's Crypto 401k Warning ERISA legal eagles and trade group leaders weigh in on the implications of the DoL's recently shared "serious concerns" about using bitcoin and other cryptocurrencies inside of DC plans... 401kWire.com - Thursday, March 24, 2022
Fundsters' Bonuses Surged In 2021, But ... A financial services-focused compensation consulting firm's team reflects on last year and offers a glimpse at what to expect this year from asset managers... MutualFundWire.com - Thursday, March 24, 2022 - Reader Rating: 5
Participants Smile On Virtual Education, And ... A provider's team shares 2021 data about education sessions... 401kWire.com - Thursday, March 24, 2022
An Acquirer Finds Its Foundational U.S. Centerpiece Watch for the firm to take minority stakes in more boutiques, too... MutualFundWire.com - Wednesday, March 24, 2021
Two RIAs Connect to an RKer's New AMA Program A publicly traded provider teams up in a new way with a longtime managed account ally... 401kWire.com - Wednesday, March 24, 2021
A 25-Year Invesco Vet Joins American Trust The new hire will have two roles on PE-backed RKer's sales team... 401kWire.com - Wednesday, March 24, 2021
Harris Swears In Biden's Labor Sec The ceremony yesterday followed the Senate's confirmation on Monday... 401kWire.com - Wednesday, March 24, 2021
BlackRock and Voya Win Praise For Statements An industry market research firm also praises Invesco, Cap Group, and Federated... MutualFundWire.com - Wednesday, March 24, 2021
Merrill and Pru Win DC Praise A freshly provided recordkeeper is another winner on a new list from an industry market research shop... 401kWire.com - Wednesday, March 24, 2021 - Reader Rating: 2.75
Hancock Wins a $500MM Empire State Plan The Beantown provider has been hired for plans covering more than 2,000 participants... 401kWire.com - Tuesday, March 24, 2020 - Reader Rating: 3
COVID-19 Pushes Back Two More Conferences Another pair of events, including one of the industry's most prominent events, have been postponed thanks to the ongoing coronavirus pandemic... MutualFundWire.com - Tuesday, March 24, 2020
Bill Mueller Resurfaces At a Former Sister Company The ex-Fi360 chief takes over another retirement plan industry firm... 401kWire.com - Tuesday, March 24, 2020
Charlie Nelson Reminds Clients About the 401k Marathon The Voya Retirement chief weighs in as markets shake and the coronavirus crisis continues... 401kWire.com - Tuesday, March 24, 2020 - Reader Rating: 1
Two Money Funds Get Rescued While a Third Dips Corrected \| The developments come after the Fed launched a money fund-boosting program last week... MutualFundWire.com - Tuesday, March 24, 2020
A 28-Year Principal Vet Exits The sales exec is based in the Buckeye State... 401kWire.com - Tuesday, March 24, 2020
The DoL Plans a Fiduciary Seminar The DoL will be hosting sessions to address fiduciary responsibilities. .. 401kWire.com - Friday, March 24, 2017 - Reader Rating: 4.5
The Show Must Go On, Excessive Fee Suit is Denied For This Tech Giant Order in the court! This particular 401(k) excessive fee suit has been denied... 401kWire.com - Friday, March 24, 2017
A New Player Squeezes into the ETF Market A Connecticut-based firm powers its first ETF... MutualFundWire.com - Friday, March 24, 2017
Filings for Fundsters - March 24, 2017 A compilation of the latest SEC filings!.. MutualFundWire.com - Friday, March 24, 2017
Vanguard, Nuveen, and Morgan Stanley Win Big in Gotham 99 mutual fund shops win at an industry awards show in the Big Apple, and most won multiple awards... MutualFundWire.com - Friday, March 24, 2017 - Reader Rating: 3
Kestra Financial Moves Office Location ...this company is moving office locations... 401kWire.com - Friday, March 24, 2017
Oregon KPA Shop Promotes an Executive 401(k) plan advisor (KPA) shop has recently promoted an executive at the firm!.. 401kWire.com - Friday, March 24, 2017
Warren Takes on Clayton President Trump's pick for SEC chair had his first scheduled confirmation hearing on Thursday... MutualFundWire.com - Friday, March 24, 2017
Lean On Local TPAs It's hard out here for a KPA. Remember that experienced third-party administrators can be useful problem-solvers that support your business... 401kWire.com - Thursday, March 24, 2016
Schweiss Evaluates Allies For TD's Next 401k Step The RIA custodian continues to ramp up its support for would-be KPAs... 401kWire.com - Thursday, March 24, 2016
The Few, the Proprietary, the TDF Giants New research reinforces conventional 401(k) wisdom about how concentrated the target date fund business is... 401kWire.com - Thursday, March 24, 2016 - Reader Rating: 5
A Boston-based KPA Changes B-D from Capitol Securities A Midwest 401(k) plan advisor (KPA) is no longer aligned with Capitol Securities as its broker-dealer... 401kWire.com - Thursday, March 24, 2016
Don't Launch Target Date Funds; Join Them New research serves as a harsh reminder of how difficult it is to make headway in the highly-concentrated TDF marketplace... MutualFundWire.com - Thursday, March 24, 2016
A NYC-based Advisory Shop Welcomes Veteran ERISA Lawyer A New York, New York-based independent fiduciary for retirement and 401(k) plans has added an ERISA lawyer to its team... 401kWire.com - Thursday, March 24, 2016
Valic Nabs Two Plans in Western New York The Houston, Texas-based plan provider continues it RFP hot streak. .. 401kWire.com - Thursday, March 24, 2016 - Reader Rating: 2
Goldfarb Falls On His Sword The Ruane, Cunniff & Goldfarb chief retires after his famed fund takes a beating thanks to its investment in troubled pharmaceutical company Valeant... MutualFundWire.com - Thursday, March 24, 2016 - Reader Rating: 1
RKers Say They Cannot Handle the New Money Fund World If SPARK's data is representative, new regs from the SEC may kill the use of no-governmental money funds in 401(k)s. .. 401kWire.com - Thursday, March 24, 2016 - Reader Rating: 4.5
Katz vs WisdomTree One of the biggest analysts watching asset managers sees bad things in the Gotham ETF shop's future... MutualFundWire.com - Thursday, March 24, 2016
Federated Stays "Very Active" in Deals, Agreeing to One and Prepping Another The Keystone State money market mutual fund giant continues to be a solution for other fundsters looking to exit that side of the business... MutualFundWire.com - Tuesday, March 24, 2015
Mr. No-Load Dies at 84 Sheldon Jacobs, author of first self-help book on no-load mutual funds, died on Friday. .. MutualFundWire.com - Tuesday, March 24, 2015
Wells Fargo Scores a Builder's $524MM Plan A Midwestern plan sponsor with about 1,600 full-time, salaried employees moves its .. 401kWire.com - Tuesday, March 24, 2015 - Reader Rating: 4
Ex-ASPPA Politico Makes Buzzfeed, For All The Wrong Reasons A bird's eye view caught a few things that could've been left unsaid... .. 401kWire.com - Tuesday, March 24, 2015 - Reader Rating: 5
NAPA Lauds an MA KPA Shop Drumroll, please ... A 401(k) plan advisor (KPA) team that is located in Peabody, Massachusetts, was just named the winner of the 2015 NAPA 401(k) Advisor Leadership Award!.. 401kWire.com - Tuesday, March 24, 2015
An Ex Ascensus Wholesaler Joins John Hancock The new hire will support financial representatives and 401(k) plan advisors (KPAs) in a Boston-based recordkeeper's Central Division!.. 401kWire.com - Tuesday, March 24, 2015 - Reader Rating: 3.67
Ascensus Wins Workplace Kudos, Four Years Running A local paper recognizes the Keystone State RKer yet again... 401kWire.com - Tuesday, March 24, 2015 - Reader Rating: 5
This NY RKer Epically Enhances Its Brand An upstate New York-based recordkeeper that does outsourced recordkeeping for banks and others who want to offer 401(k) plans to their clients recently launched a..... 401kWire.com - Tuesday, March 24, 2015
Law Firms Still Dominate When It Comes to 401k Generosity They won seven of the ten slots on BrightScope's latest list of the most generous plan sponsors... 401kWire.com - Tuesday, March 24, 2015 - Reader Rating: 5
Only One Asset Manager CEO Catches Barron's Eye The publication releases the latest iteration of its list of the 30 best CEOs in the world. A familiar face stayed on the list... MutualFundWire.com - Tuesday, March 24, 2015
Hancock's Arnott Assembles a S.W.A.T. Team Hancock now has a unit devoted to garnering business from tough-to-please prospects... MutualFundWire.com - Monday, March 24, 2014
Rock Creek Winds Around Retail Channel Yet another fund of funds group partners with a larger investment management firm to offer mutual funds... MutualFundWire.com - Monday, March 24, 2014
Glynn Returns in a B-D Leadership Role The Commonwealth and New York Life alum takes over retirement services for a hybrid B-D... 401kWire.com - Monday, March 24, 2014
The RBG Team Recruits an LPL Advisor in the OC A former Mother Merrill advisor joins the 401k advisory giant... 401kWire.com - Monday, March 24, 2014
NAPA Appoints a New President Steven Dimitriou takes the reins from Marcy Supovitz. .. 401kWire.com - Monday, March 24, 2014
Lincoln's McCrory Adds Two Wholesalers Two add-ons have been hired for the bundled provider's intermediary retirement plan sales force..... 401kWire.com - Monday, March 24, 2014
401k Advisors, SunGard's Got Your Back The recordkeeping software giant debuts a tool that "automates and documents the entire fiduciary investment process.".. 401kWire.com - Monday, March 24, 2014
Advisors, How Healthy Are Your Plans? A Midwestern provider debuts a tool to help retirement plan specialists show their value... 401kWire.com - Monday, March 24, 2014 - Reader Rating: 5
The More PMs the Merrier? Recent research suggests you should probably hire more managers... MutualFundWire.com - Monday, March 24, 2014 - Reader Rating: 2
Volatility Specialist Plans Three More Mutual Funds A niche startup fund firm could start prepping a second offering this summer... MutualFundWire.com - Thursday, March 24, 2011
A Transamerica Sales Exec Bails Four months after taking on a role... 401kWire.com - Thursday, March 24, 2011 - Reader Rating: 1.33
Minnesota Felon Admits He Stole 401k Funds A plan sponsor pleads guilty to pilfering his plan... 401kWire.com - Thursday, March 24, 2011 - Reader Rating: 5
Gross and Co Hire Two Lord Abbett Alums Pimco adds a pair of execs to its bank loan portfolio management team... MutualFundWire.com - Thursday, March 24, 2011
Direxion Launches a Trio of ETFs The Boston-based shop is offering three new ways to hedge rate movements. .. MutualFundWire.com - Thursday, March 24, 2011
A Now-Defunct RIA Allegedly Swiped $1M in 401k Cash The DoL sues a Chicago area retirement plan advisor, one who already faces the wrath of the SEC... 401kWire.com - Thursday, March 24, 2011
Paychex Seeks 401k Help in the Big Apple The payroll giant is looking for a NYC-based wholesaler... 401kWire.com - Thursday, March 24, 2011 - Reader Rating: 1
Heavy Inflows Pour into Japanese Equity ETFs Earthquake? Nuclear meltdown? Fuggedaboutit... MutualFundWire.com - Thursday, March 24, 2011
Globe Analyzes the Impact of Fido Moving The paper wonders how much the Marlborough office closing with impact Massachusetts... MutualFundWire.com - Thursday, March 24, 2011
MFS and Delaware Take Home the Gold Some mutual fund firms shine at an industry award show in the Big Apple... MutualFundWire.com - Thursday, March 24, 2011
An NY Fund Shop Hunts for an Acquisition The Manhattan-based firm, which runs a $1 million mutual fund, looks to grow by acquisition... MutualFundWire.com - Wednesday, March 24, 2010
MetLife Makes 5500 Filing Easier The insurer's retirement team is helping 403b clients with the new form regulations... 401kWire.com - Wednesday, March 24, 2010 - Reader Rating: 1
RiverPark Ramps Up its Active ETF Push The New York City-based firm is ramping up efforts to educate advisors on active ETFs... MutualFundWire.com - Wednesday, March 24, 2010
Top 40 Advisor: Todd Lohman This Iowa-based Principal veteran lands in the top 40 DC advisors of 2009 as one of ten finalists in the small market... 401kWire.com - Wednesday, March 24, 2010
Kelly's Team at Invesco Will Grow Bigger Terry Kelly will lead a bigger team of retirement consultants when Invesco completes its deal with Morgan Stanley... 401kWire.com - Wednesday, March 24, 2010
A Shariah-Compliant Fund Inks a Distribution Deal with Nationwide A Shariah-compliant collective investment fund has landed on the Nationwide platform... 401kWire.com - Wednesday, March 24, 2010
BofA Rings Up a Call Center Award For the 6th year in a row, the company has won the J.D. Power and Associates' distinction... 401kWire.com - Wednesday, March 24, 2010
Does "F" Stand for Fidelity? A contract code-named "Project F" has reportedly been approved by government officials in North Carolina... MutualFundWire.com - Wednesday, March 24, 2010 - Reader Rating: 2
DWS Targets ETFs for its Target Lineup Starting May, six Target funds intend to invest the equity portion mainly in ETFs... MutualFundWire.com - Wednesday, March 24, 2010
Pimco Makes 101 Promotions The co-head of the bank and brokerage channel are among the newly promoted at Pimco... MutualFundWire.com - Wednesday, March 24, 2010 - Reader Rating: 1
Vanguard, BlackRock and Pimco Talk Treasuries The Journal asks several top fund execs about their views on U.S. government debt... MutualFundWire.com - Wednesday, March 24, 2010
Segal Names its National Compliance Retirement Practice Leader Segal brought on board an employee benefits attorney who has worked with Washington law firms for the post... 401kWire.com - Tuesday, March 24, 2009
Fidelity Gears Up for the Launch of a Fund and the Reopening of Two The Boston Behemoth plans to launch a fund and reopen two others next week... MutualFundWire.com - Tuesday, March 24, 2009
M&I Hires a New Retirement Sales Chief The sales executive will lead a team of 18 external wholesalers at the Milwaukee-based plan provider... 401kWire.com - Tuesday, March 24, 2009
Conflicts of Interest Can Adversely Impact DC and DB Plans, GAO Says Testifying at a hearing on investment advice, an official with the Government Accountability Office says conflicts of interest can adversely affect DC and DB plans... 401kWire.com - Tuesday, March 24, 2009
A Fund Firm Swings the Job Ax Anew The asset manager cut 20 jobs and its subsidiary laid off 100 employees... MutualFundWire.com - Tuesday, March 24, 2009
AARP Taps a Recordkeeping Service Provider for its New 401k Products AARP Financial has taken the wraps off three 401k products... 401kWire.com - Tuesday, March 24, 2009 - Reader Rating: 4
GuidedChoice CEO to Testify at This Morning's Hearing on Advice The advice provider's top executive is one of six witnesses trekking to the Hill this morning to talk about investment advice... 401kWire.com - Tuesday, March 24, 2009 - Reader Rating: 3
Royce Pulls the Plug on a Tech Fund The New York City-based value specialist plans to shutter a fund next month... MutualFundWire.com - Tuesday, March 24, 2009
A Senator Takes Aim at Target-Date Funds In Tuesday's WSJ Fund Track, Daisy Maxey picks up on a senator's efforts to spur regulation of target-date funds' investments. .. MutualFundWire.com - Tuesday, March 24, 2009 - Reader Rating: 3
A Stable Value Wrapper Departs As the symptoms of sub-prime flu continue to spread and play themselves out, one firms gets out of the business of lending its rating to stable value assets. .. 401kWire.com - Monday, March 24, 2008
Hancock Taps Ten for its Sales Team The Boston-based provider has bulked up its sales force and has taken steps to deepen its TPA ties... 401kWire.com - Monday, March 24, 2008 - Reader Rating: 4
Chalk Wipes Slate Clean, Brands Anew After Deal Fresh off an acquisition, the Chalk 401k Advisory Board creates a new brand and aligns with a California broker-dealer... 401kWire.com - Monday, March 24, 2008
Ex-Smith Barney Exec to Lead Advanced Equities Wealth Management Advanced Equities Wealth Management has reportedly tapped a chairman and CEO... MutualFundWire.com - Monday, March 24, 2008
Morgan Wants Mack Morgan Stanley is urging it shareholders to vote against a proposal that would force CEO John Mack to give up the role of chairman... MutualFundWire.com - Monday, March 24, 2008
Morningstar Signs On Two B-Ds for its New Managed Portfolios Two independent b-ds have signed on to use the Morningstar Managed ETF Portfolios... MutualFundWire.com - Monday, March 24, 2008
B-D Focused Attorney Joins Haynes and Boone Law firm Haynes and Boone has hired a new attorney focused on broker-dealer compliance... MutualFundWire.com - Monday, March 24, 2008
Russell Lengthens its Target-Date Lineup The Tacoma, Washington-based firm has added half a dozen funds to its stable of target funds... 401kWire.com - Monday, March 24, 2008
Wells Fargo Moves Management of a Fund Outside its Walls Wells Fargo has switched up the sub-advisor for the Wells Fargo Advantage Dividend Income Fund... MutualFundWire.com - Monday, March 24, 2008
Spark Institute to IRS: Show Us How You Want 403b Done The lobbying group asks for more guidance for the non-profit DC world and offers to help. .. 401kWire.com - Monday, March 24, 2008
Fidelity to 401k Advisors: Follow These Three Steps The Boston Behemoth cites its own new research as support for suggested practice management strategies for intermediaries. .. 401kWire.com - Monday, March 24, 2008 - Reader Rating: 1
Dimon Asks Favor from Fellow Wirehouse Chiefs The chief of JPMorgan has asked rival brokerages to put the kibosh on hiring Bear brokers, for now... MutualFundWire.com - Monday, March 24, 2008
W&R Hire is a Bet that One Plus One Equals None Fund insiders seem not to be taking the Spitzer settlements seriously any longer... MutualFundWire.com - Monday, March 24, 2008
Fidelity to Launch K Shares The Boston Behemoth is adding a lower cost share class for its 401k clients.. MutualFundWire.com - Monday, March 24, 2008 - Reader Rating: 3
Short Gold ETNs Shoot Up Anti-gold bugs should take a look at the new exchange traded notes that short the commodity... MutualFundWire.com - Monday, March 24, 2008 - Reader Rating: 5
Small Plan Market is Consolidating Quickly Top providers in the small and micro plan markets are strengthening their grip, turning 401k's last open range into another take away contest... 401kWire.com - Friday, March 24, 2006 - Reader Rating: 4.33
AUL Unveils Online Education Tool The Midwest-headquartered provider rolls out a retirement planning resource for participants... 401kWire.com - Friday, March 24, 2006 - Reader Rating: 1
New TFS Fund Bets Big on Strong Performance The management firm says its new Small Cap Fund, launched earlier this month, has the market's most daring fulcrum fee... MutualFundWire.com - Friday, March 24, 2006 - Reader Rating: 4.67
Judge: Morgan Brokerage Chief Can Have Role In Recruitment The New York state judge who on Tuesday issued a temporary restraining order prohibiting a Morgan Stanley executive from "directly or indirectly" hiring Merrill Lynch employees appears to have softened her stance. .. MutualFundWire.com - Friday, March 24, 2006
Michigan RIA Launches Utopian Fund Family The Utopia Funds are tailored to the needs of small investors who want ample diversification and a simple portfolio... MutualFundWire.com - Friday, March 24, 2006
Alpine Woods Takes Aim At Institutional Market The father-and-son tandem behind Alpine Woods Investments is taking a stab at the institutional market. Stephen and Samuel Lieber have formed a new unit in a bid to broaden the Purchase, New York-based firm's presence in the institutional arena... MutualFundWire.com - Friday, March 24, 2006
GE Participants Sue Over Stock No, you did not miss the latest financial scandal. But, the lack of scandal is not stopping GE participants from suing over alleged 401k losses in GE stock... 401kWire.com - Friday, March 24, 2006
AST Taps Subadvisor AST Trust Co. has brought XTF Advisors on board to subadvise collective funds that invest in exchange-traded funds. .. 401kWire.com - Friday, March 24, 2006
Janus Sheds Two Subadvised Funds As part of a larger strategy to bring its funds under in-house management, Janus is planning to shed two of its subadvised funds... MutualFundWire.com - Thursday, March 24, 2005
Columbia Hires Away Putnam Exec Life's peachy for one Putnam executive. Columbia Management has hired former Putnam manager Stephen Peacher as chief investment officer of taxable fixed-income. He will manage 75 managers, analysts and traders... MutualFundWire.com - Thursday, March 24, 2005
Top Fidelity Trader Calls it Quits Another Fidelity Investments trader has left the firm amid continued scrutiny of the firm's entertainment and gifting practices.. MutualFundWire.com - Thursday, March 24, 2005 - Reader Rating: 2.33
Eggers Back at Dreyfus Thomas F. Eggers will reassume leadership of Dreyfus Corporation on April 1, according to a news release. Eggers will leave Scudder Investments, where he was president and chief executive officer... MutualFundWire.com - Thursday, March 24, 2005
How to Spot Top Producers What differentiates the top 401(k) advisors from the rest? Three advisors give tips on what makes them tick... 401kWire.com - Thursday, March 24, 2005 - Reader Rating: 2.67
Invesmart Exec Jumps to Consulting Firm There is no word yet on if he has been replaced... 401kWire.com - Thursday, March 24, 2005 - Reader Rating: 1
AOL Time Warner Stock Suit Moves Forward Fidelity is among the long roster of defendants... 401kWire.com - Thursday, March 24, 2005
Software Co. Forms Consulting Arm The new institute will offer plan consulting, documents and education... 401kWire.com - Thursday, March 24, 2005 - Reader Rating: 5
AIM Files to Shutter Eight Funds AIM Investments has filed to merge eight lackluster funds with approximately $5.8 billion in assets into eight other funds ..... MutualFundWire.com - Thursday, March 24, 2005
MassMutual Wins $4.4 Million Plan A big Washington DC real estate firm chose MassMutual Retirement as provider for their retirement plan... 401kWire.com - Wednesday, March 24, 2004 - Reader Rating: 1.67
Vanguard Reopens Precious Metals Fund Consolidation in precious metals also leads the fund to expand its investment field... MutualFundWire.com - Wednesday, March 24, 2004
Rollover Help on a Free CD-ROM T. Rowe Price will offer a free CD-ROM detailing retirement plan rollovers... 401kWire.com - Wednesday, March 24, 2004 - Reader Rating: 4
Janus May Settle Soon Reports say Janus is close to settling with regulators... MutualFundWire.com - Wednesday, March 24, 2004 - Reader Rating: 4
401k Searches Reported This Week A California chip-maker is on the prowl for a new provider. So is a law firm. Those searches and many more... 401kWire.com - Wednesday, March 24, 2004
Putnam Accuses SEC of Headline Seeking The fund firm is not going quietly into the night. Says it will pay penalties commensurate with harm done, but not what SEC is seeking... MutualFundWire.com - Wednesday, March 24, 2004 - Reader Rating: 5
SEC Looks at Fair Pricing An SEC study finds that fund firms are falling short when it comes to adopting fair pricing for securities held in their portfolios... MutualFundWire.com - Wednesday, March 24, 2004
Lineberry Signs on with Chicago Firm The former head of the AXA Financial and MetLife 401k businesses has signed on with a new employer. .. 401kWire.com - Wednesday, March 24, 2004 - Reader Rating: 3
SunGard INVEST ONE Module SunGard introduces a new module in response to client interest in increased operational efficiency... MutualFundWire.com - Wednesday, March 24, 2004 - Reader Rating: 4
AXA Unit in Outsourcing Talks The money management arm of Europe�s largest insurer is in talks to outsource some of its funds administration... MutualFundWire.com - Wednesday, March 24, 2004
Glavin Will Depart Scudder The president of Scudder Funds will start a new job as COO in April... MutualFundWire.com - Monday, March 24, 2003
SanFran Firm Hires Marketer The fund firm lands a Schwab marketing pro for new position... MutualFundWire.com - Monday, March 24, 2003
Fund Firm Markets Patriot Act Software The Win98 tool promises to ease compliance with the act... MutualFundWire.com - Monday, March 24, 2003
Crawford & Co. Narrows Advice Search The Atlanta insurance service provider is to decide between two advice providers... 401kWire.com - Monday, March 24, 2003
NYLIM Adds Relationship Head The DB-DC specialist adds an ex-Putnam exec for its client relationship efforts... 401kWire.com - Monday, March 24, 2003 - Reader Rating: 2
SunGard Unit Links TPAs, Sponsors to Fund Firms The unit is absorbing the Mid Atlantic acquisition, and continues to grow its institutional funds supermarket effort... 401kWire.com - Monday, March 24, 2003
401(q&a) with Jerry Bramlett Part 1 of a conversation between the head of The 401(k) Company and the 401kWire.com... MutualFundWire.com - Friday, March 24, 2000 - Reader Rating: 3
Another Index Looks like another tech index is being offered up and published on the American Stock Exchange... MutualFundWire.com - Friday, March 24, 2000 - Reader Rating: 3
MassMutual Hires Two Ted Maitland and Jim Moore join the sales force... 401kWire.com - Friday, March 24, 2000 - Reader Rating: 3
401(q&a) with Jerry Bramlett Part 1 of a conversation between the head of The 401(k) Company and the 401kWire.com... 401kWire.com - Friday, March 24, 2000 - Reader Rating: 3
Week of March 24, 2000, RFP Roundup The 401kWire.com takes a look at the past couple of weeks in searches... 401kWire.com - Friday, March 24, 2000 - Reader Rating: 3
Federated's Blue-Light Special Results Pittsburgh's Federated Investors announced a three-week load waived special offering for four of its funds earlier in the month -- the results are in... MutualFundWire.com - Friday, March 24, 2000 - Reader Rating: 3
Odd Lots, March 24, 2000 Director dollars ... The cost of rising redemptions ... Additional charges for Bond... 401kWire.com - Friday, March 24, 2000 - Reader Rating: 3
Odd Lots, March 24, 2000 Director dollars ... The cost of rising redemptions ... Additional charges for Bond... MutualFundWire.com - Friday, March 24, 2000 - Reader Rating: 3
Paychex Launches Simple IRA The 401kWire.com takes its weekly look at the comings and goings of the retirement and related industries... 401kWire.com - Friday, March 24, 2000 - Reader Rating: 3
Jumping Without a NetNet This Internet fund is closing to new investors by mid-April... MutualFundWire.com - Friday, March 24, 2000 - Reader Rating: 3
Sentinel Funds' Parent Signs BISYS National Life recently signed BISYS to provide retirement plan recordkeeping for its Sentinel Funds family. It hopes this move will boost its funds' profile in the retirement channel... MutualFundWire.com - Wednesday, March 24, 1999 - Reader Rating: 3
BISYS Signs with National Life Insurance Montpelier, Vermont-based National Life Insurance Company has contracted Little Falls, New Jersey-headquartered BISYS (Nasdaq: BSYS) to provide recordkeeping services for its 401(k) service... 401kWire.com - Wednesday, March 24, 1999 - Reader Rating: 3
Will New Value Fund Fly High--AA Hopes So American AAdvantage has launched its tenth fund, the Small Cap Value fund, subadvised by Brandywine and Hotchkis and Wiley... MutualFundWire.com - Wednesday, March 24, 1999 - Reader Rating: 3
KeyBank Wins Two Cleveland, Ohio-headquartered Key Asset Management has added two new clients to its 401(k) plan service, a spokesperson with the vendor told the 401kWire.com. The two sponsors are Dublin, Ohio-based Dominion Homes, Inc. and Burbank, California-located Swaner Hardwood Company... 401kWire.com - Wednesday, March 24, 1999 - Reader Rating: 3
What Sponsors Should be Aware Of The 1998 BARRA RogersCasey/IOMA Annual Defined Contribution Survey of 475 large plan sponsors indicates that plan sponsors are lacking the necessary time and resources to adequately create and oversee an effective qualified retirement plan... 401kWire.com - Wednesday, March 24, 1999 - Reader Rating: 3
Odd Lots, March 24, 1999 Baron pays $1.6 million to fund ... Three influential funds celebrate significant anniversaries in 1999 ... Six heads are not always better than one... MutualFundWire.com - Wednesday, March 24, 1999 - Reader Rating: 3
HighMark Making Inroads Into Japanese Market HighMark Capital has agreed to subadvise its first investment trust portfolio for The Bank of Tokyo-Mitsubishi... MutualFundWire.com - Wednesday, March 24, 1999 - Reader Rating: 3
Law Firm Feels Neighborly Toward J.P. Morgan/American Century Kansas City, MO-located law firm Polsinelli, White, Vardeman & Shalton has bundled with Kansas City's J.P. Morgan/American Century Retirement Plan Services. The defined contribution plan has approximately $14 million in assets with close to 200 employees. The mutual fund company will provide recordkeeping, communications, and investment services... 401kWire.com - Tuesday, March 24, 1998 - Reader Rating: 3
Week of March 15, 1998 Friday, March 20, 1998. Cincinnati Business Courier. In "How to Create an Investment Policy Statement", Doug Prince explains for plan sponsors the necessity of developing an investment policy statement for new 401(k) plans. The author suggests that employers sit down with providers -- and potentially legal and tax consultants -- and define the goals of the plan as well as stating the roles and fiduciary responsibilities of everyone involved. Prince also notes that the policy statement should also indicate whether the plan intends to comply with ERISA 404(c)... 401kWire.com - Tuesday, March 24, 1998 - Reader Rating: 3
Merger Prompts 401(k) Class Action At NationsBank NationsBank is in the center of a legal controversy following its acquisition of Barnett Bank. Thomas J. Burns, a mid-level manager at Barnett, is suing former members of Barnett's board of directors and seeking over $200 million in damages for participants in the bank's defined contribution plan. The plan had purchased three million shares of stock for the purposes of future vesting for bank employees, and Burns's suit calls in to question who should control those shares... 401kWire.com - Tuesday, March 24, 1998 - Reader Rating: 3

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2010:	Q4	Q3	Q2	Q1
2009:	Q4	Q3	Q2	Q1
2008:	Q4	Q3	Q2	Q1
2007:	Q4	Q3	Q2	Q1
2006:	Q4	Q3	Q2	Q1
2005:	Q4	Q3	Q2	Q1
2004:	Q4	Q3	Q2	Q1
2003:	Q4	Q3	Q2	Q1
2002:	Q4	Q3	Q2	Q1

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