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News Stories Archives - Since 1998
What a Two-Year-Old Acquirer Is Hunting For
So far, the fund firm has bought 12 funds, and it now has about $700 million in AUM...
MutualFundWire.com - Friday, April 09, 2021
16 Years In, a Co-Founder Exits a $5.5B-AUM RIA
The KPA is launching a pair of new ventures. Watch for him to coach, train, and partner with other providers and RIAs...
401kWire.com - Friday, April 09, 2021 - Reader Rating: 4
$100MM In One SARP, $57MM In Another
Two states offer updates their small business retirement plan programs...
401kWire.com - Friday, April 09, 2021
A Gotham OCIO Startup's Chief Hires a Prez
The new hire hails from the CEO's prior shop, too...
401kWire.com - Friday, April 09, 2021
A Global, High-Conviction ESG Fund Crosses Five Years
A multinational, multiboutique AM's team is celebrating a big milestone for a U.S. mutual fund...
MutualFundWire.com - Friday, April 09, 2021
Three More Ways to Help Cut Plan Costs
Given the ongoing coronavirus crisis, many plan sponsors are looking to trim expenses everywhere, including inside their DC plans. Here are a few more ideas...
401kWire.com - Thursday, April 09, 2020
Happy Easter and Happy Passover!
In observance of the Good Friday market holiday, MFWire will be closed all day tomorrow...
MutualFundWire.com - Thursday, April 09, 2020 Views
Happy Easter and Happy Passover!
In observance of the Good Friday market holiday, 401kWire will be closed all day tomorrow...
401kWire.com - Thursday, April 09, 2020
Transamerica Adapts and Waives Some Fees
Another RKer is changing things up in light of the ongoing coronavirus crisis...
401kWire.com - Thursday, April 09, 2020 - Reader Rating: 5
ATR Brings On a Tech Partner
The PE-backed RKer is teaming up with a digital enrollment specialist...
401kWire.com - Thursday, April 09, 2020 - Reader Rating: 5
Three More Industry Conferences Feel the Crisis' Sting
One goes online, one gets postponed, and one gets cancelled outright, in light of the ongoing coronavirus pandemic...
MutualFundWire.com - Thursday, April 09, 2020 Views
Nationwide Offers Crisis Relief
The Midwestern recordkeeper accommodates for plan participants affected by COVID-19..
401kWire.com - Thursday, April 09, 2020
More Fundsters Contribute to COVID-19 Crisis Relief
Asset managers and their parents are donating millions of dollars to causes reacting to the coronavirus pandemic and economic slowdown...
MutualFundWire.com - Thursday, April 09, 2020 Views
In Indiana, a Retailer Suspends Its Match
The plan sponsor had more than $45 million in its 401(k) as of the end of 2018...
401kWire.com - Thursday, April 09, 2020
Nine Years Later, Macquarie Makes Another Big U.S. Buy
Shawn Lytle unveils a deal to buy an MF biz with $12.3-billion in AUM...
MutualFundWire.com - Tuesday, April 09, 2019 Views
As Transamerica Reorgs, Familiar Chiefs Return to Retirement
The retirement plan and benefits businesses are combining under a single unit: workplace solutions...
401kWire.com - Tuesday, April 09, 2019 - Reader Rating: 5
NAPA 2019 Preview - Day 3
The conference wraps up today, though KPAs can stick around for a designation cram session...
401kWire.com - Tuesday, April 09, 2019
SEC Blesses a New Kind of Active ETF
The regulatory agency gives its conditional approval to a structure nearly five years in the making. Other active ETF ideas still await a verdict...
MutualFundWire.com - Tuesday, April 09, 2019 Views
Wells Sells IRT, For Up to $1.35B
The deal is expected to close in Q3 2019...
401kWire.com - Tuesday, April 09, 2019 - Reader Rating: 5
Kublin Expands BPAS' Puerto Rico Presence By Two
The RKer buys an actuarial firm on the island. ..
401kWire.com - Monday, April 09, 2018
Lord Abbett's DC I-O Key Accounts Team Expands
The Garden State mutual fund firm's DC I-O team welcomed one new hire recently and will soon welcome another...
401kWire.com - Monday, April 09, 2018 - Reader Rating: 2.33
A 12-Year Schwab Vet Joins the Standard
A retirement services vet takes a national accounts role at the insurer's RKer...
401kWire.com - Monday, April 09, 2018 - Reader Rating: 5
After 43 Years, a Mutual Fund Entrepreneur Starts One More Adventure
He's teaming up with two of his sons and adopting a pair of mutual funds...
MutualFundWire.com - Monday, April 09, 2018 Views
Pentegra's Palmiere Welcomes a URPC Alum
The new hire, who joined Pentegra this month, is based in Dublin Ohio...
401kWire.com - Monday, April 09, 2018 - Reader Rating: 5
Week In Preview, April 9-15
This week the teams at FIS, NAPA, P&I, RIA, and Tiburon Strategic Advisors are all hosting events...
401kWire.com - Monday, April 09, 2018
Week In Preview, April 9-15
Invesco closes a deal, while the teams at AAII NYC, Eaton Vance's Calvert, Tiburon, and Tortoise all host events in the Big Apple...
MutualFundWire.com - Monday, April 09, 2018 Views
Understanding Young Advisors
The challenges of recruiting, to expand and for succession management, is a subject this column keeps returning. This time around, there's new research into the mind of the next generation...
401kWire.com - Thursday, April 09, 2015
Janus Hones In On Midwest Opps
A Deutsche alum joins the Colorado-based asset manager's advisor-focused DC I-O team...
401kWire.com - Thursday, April 09, 2015 - Reader Rating: 3
Forbes Welcomes a Veteran ETF and Fund Journalist
An industry ghostwriter begins covering mutual funds for the magazine...
MutualFundWire.com - Thursday, April 09, 2015 Views - Reader Rating: 5
ALPS Buys a Rock For Its Longtime Partner
Later this year, DST's ALPS subsidiary will buy a key, nearby subadvisor...
MutualFundWire.com - Thursday, April 09, 2015 Views
A Chitown KPA Switches Sides
A 401(k) plan advisor (KPA) in Chicago joins a recordkeeper...
401kWire.com - Thursday, April 09, 2015 - Reader Rating: 2
This Beach Town Searches For a 457 Consultant
An East Coast city is conducting an RFP for a consultant for its defined contribution plan...
401kWire.com - Thursday, April 09, 2015 - Reader Rating: 4
Women Think They Need Less Retirement Savings
Transamerica Center for Retirement Studies and Aegon finds women today continue to lack confidence in, and real funds for, their retirement. ..
401kWire.com - Thursday, April 09, 2015 - Reader Rating: 4.5
Has Peltz Picked Enough Low-Hanging Legg Mason Fruit?
The activist investor's Trian Partners slightly reduces its stake in the mutual fund shop, four months after he himself left Legg's board of directors...
MutualFundWire.com - Thursday, April 09, 2015 Views
In Consultants We Trust
401kWire looks into what sponsors think are some important considerations in relation to choosing their consultants and advisors. ..
401kWire.com - Wednesday, April 09, 2014
These 12 J.P. Morgan Clients Are Likely in Play
401kWire compiled a list of some large-market 401ks that could be on the block. ..
401kWire.com - Wednesday, April 09, 2014 - Reader Rating: 2
Innealta Intros a Fund, and Beefs Up Sales
The AFAM Capital affiliate is building out its sales force to help pitch its new and existing strategies to a range of retail clients...
MutualFundWire.com - Wednesday, April 09, 2014 Views
Online Brokerages Beat DC for Gen Y's Affluent
A new study shows that a third of Affluent Gen Yers prefer to put their assets in online brokerage accounts rather than DC plans...
401kWire.com - Wednesday, April 09, 2014
A Midwestern TPA Sells to a Family-Owned Bank
The TPA boasts more than 350 retirement plans and will keep its brand, at least for the rest of the year...
401kWire.com - Wednesday, April 09, 2014 - Reader Rating: 2
Guggenheim's Klein Is Out
John Klein has resigned from the firm...
MutualFundWire.com - Wednesday, April 09, 2014 Views - Reader Rating: 4
Linking 401ks to High School Glory Days
An open-architecture provider uses a specialized communication campaign, fueled by behavioral finance principles, to help participants better connect with their future selves...
401kWire.com - Wednesday, April 09, 2014 - Reader Rating: 5
Money Managers Have Feelings, Too
Yup. PMs also have emotions, and sometimes that can be a problem, according to Bloomberg...
MutualFundWire.com - Wednesday, April 09, 2014 Views
Guardian Plans a Series of Summits
The meetings for advisors will be held in 8 cities across the country...
401kWire.com - Tuesday, April 09, 2013
Look Out, PBS is Covering 401ks!
Based on a preview, a Frontline piece from later this month might not be the most flattering portrayal of the industry...
401kWire.com - Tuesday, April 09, 2013 - Reader Rating: 2.5
Steinmetz Expands the C-Suite at OpFunds
The shop has brought on a new executive for asset management...
MutualFundWire.com - Tuesday, April 09, 2013 Views
Chip Roame Tells It Like It Is
Tiburon chief gets real with over 300 CEOs...
MutualFundWire.com - Tuesday, April 09, 2013 Views - Reader Rating: 4
BrightScope: 65 and Counting
The SoCal data specialists continue to grow...
401kWire.com - Tuesday, April 09, 2013 - Reader Rating: 4.7
Bernstein Says the Bull Run is in Early Innings
CEO of Richard Bernstein Advisors says bull market still has legs...
MutualFundWire.com - Tuesday, April 09, 2013 Views
Doll Sings the Song of the Nervous Bull
Nuveen equity strategist presents his cautiously optimistic view to attendees at the Tiburon Conference..
MutualFundWire.com - Tuesday, April 09, 2013 Views
Weil Brings a Top Investing Exec to Janus
The Colorado mutual fund shop creates a new top-level job...
MutualFundWire.com - Tuesday, April 09, 2013 Views
Who Will Fill a C-Suite Spot at American Century?
The Midwestern mutual fund shop says goodbye to one of its top executives without naming a successor...
MutualFundWire.com - Tuesday, April 09, 2013 Views
When Gundlach Got It Right
A trade pub highlights DoubleLine chief's solid predictions...
MutualFundWire.com - Tuesday, April 09, 2013 Views
Fundsters Have Wish List for Mary Jo White
Industry honchos tell WSJ what they'd like to see from new SEC chair...
MutualFundWire.com - Tuesday, April 09, 2013 Views
Senators Say Yes to Mary Jo White
We've officially got a new SEC chief...
MutualFundWire.com - Tuesday, April 09, 2013 Views
A Participant Sues J.P. Morgan Over Stable Value
The lawsuit involves a $1B 401k plan and its provider's stable value fund's investments in private mortgages...
401kWire.com - Monday, April 09, 2012 - Reader Rating: 4
A Texas TPA Buys a DB Shop and Hunts for a 401k RKer
Watch for the retirement plan, prevailing wage and FSA administrator to snap up three or four more firms in the near future...
401kWire.com - Monday, April 09, 2012 - Reader Rating: 4
Change Inspires Alger's People
Inspired by change and driven by growth. That is the tagline for Fred Alger mutual funds...
MutualFundWire.com - Monday, April 09, 2012 Views
Corporate DC Assets Climb $53 Billion
A study overviews total assets in different types of retirement plans...
401kWire.com - Monday, April 09, 2012
Stadion Launches Two New Funds
Stadion Money Management is adding two new funds to its stable...
MutualFundWire.com - Monday, April 09, 2012 Views
Alger Touts Its History
The Big Apple mutual fund firm's website will add a timeline detailing the firm's evolution from 1964 though present day...
MutualFundWire.com - Monday, April 09, 2012 Views
An OppFunds Vet Returns to Lead Sales at an RKing TPA
The TPA plans to expand its national sales team...
401kWire.com - Monday, April 09, 2012 - Reader Rating: 4
S&P Capital IQ Hires a Nomura Alum
The company named a new managing director of cross-asset-class research...
MutualFundWire.com - Monday, April 09, 2012 Views
Mutual of Omaha Retirement Assists a Fund Firm
The provider's collaboration will be geared towards wholesale distribution...
401kWire.com - Monday, April 09, 2012 - Reader Rating: 5
Fetting Says Legg Mason Has "What It Takes to Complete This Turnaround"
Barron's profiles the beleaguered mutual fund firm and its chief...
MutualFundWire.com - Monday, April 09, 2012 Views
Franklin's Charlie Johnson Backs the Giants But "Liked the Yankees For a While"
A Northern California newspaper interviews the mutual fund titan...
MutualFundWire.com - Monday, April 09, 2012 Views
Morningstar Defends Mansueto's Dual Role
A shareholder proposes splitting the Morningstar founder's two jobs...
MutualFundWire.com - Monday, April 09, 2012 Views - Reader Rating: 2
Gatch Globallly Unifies J.P. Morgan's Fund Biz
The U.S. investment management chief takes a new post at the giant bank...
MutualFundWire.com - Monday, April 09, 2012 Views
Three Out! Glavin Gains More Hiring Opps
The OppFunds CEO has three more senior positions to fill at the Big Apple-based mutual fund firm...
MutualFundWire.com - Friday, April 09, 2010 Views - Reader Rating: 5
Top 40 Advisor: Mark Davis
This SoCal-based CapTrust advisor lands in the top 40 DC advisors of 2009 as one of ten finalists in the large market...
401kWire.com - Friday, April 09, 2010
The Principal Cuts a Rollover Suit Down to Size
A suit against The Principal will not become a class action...
401kWire.com - Friday, April 09, 2010 - Reader Rating: 5
401k Investors Won't GIP Funds, Says Research
Meanwhile, a new old player wants to start buying 401k recordkeepers...
MutualFundWire.com - Friday, April 09, 2010 Views - Reader Rating: 1
RidgeWorth Sale Chatter Points to London
A London-based firm is reportedly in the lead to purchase most of RidgeWorth Investments...
MutualFundWire.com - Friday, April 09, 2010 Views - Reader Rating: 5
Should Stable Value Count for QDIA? ERISA Advisory Council Won't Say
The group advising EBSA offers a report to the DoL...
401kWire.com - Friday, April 09, 2010
Morley Names its New CIO
The Portland, Oregon-based stable value specialist turns to a Fortis alum for the job...
401kWire.com - Friday, April 09, 2010
Who Uses the Most Derivatives in their Mutual Funds?
Fund Track dives into the SEC's derivatives review...
MutualFundWire.com - Friday, April 09, 2010 Views
A Newly Rebranded Pru Launches an Ad Campaign
Newly two months after its branding, Prudential Investments brings out a new print and digital ad campaign...
MutualFundWire.com - Friday, April 09, 2010 Views
TIAA-CREF Retains a $1.2 Billion Client
A state renews its 529 contract with the non-profit-focused asset manager...
MutualFundWire.com - Friday, April 09, 2010 Views
ProShares Launches Two ETFs in Biotech Territory
The two new funds will track the NASDAQ Biotechnology Index..
MutualFundWire.com - Friday, April 09, 2010 Views
The Schwab YieldPlus Suit Heads to Trial
Less than two weeks after ruling against the brokerage giant on one claim, the same federal judge tosses the latest attempt to toss the case...
MutualFundWire.com - Friday, April 09, 2010 Views
A TPA Vet Takes Over Compliance for an RKer
An open architecture provider promotes one of its own...
401kWire.com - Thursday, April 09, 2009 - Reader Rating: 3
BofA Reveals Roles for Key Retirement Execs Post-Deal
The bank has unveiled the leadership structure of its institutional retirement business, months after the close of its purchase of Merrill Lynch...
401kWire.com - Thursday, April 09, 2009 - Reader Rating: 2
NewRiver Sees Validation in a Lawsuit
The struggle continues between the Massachusetts fund communications specialist and a competitor...
MutualFundWire.com - Thursday, April 09, 2009 Views
An Award Leads to a CNBC Co-Hosting Gig for a Fund Chief
The fund executive is co-hosting CNBC's Closing Bell program Thursday afternoon...
MutualFundWire.com - Thursday, April 09, 2009 Views
CapTrust Launches a Second Virginia Branch
The retirement-focused advisory firm brings in its third new office of 2009...
401kWire.com - Thursday, April 09, 2009 - Reader Rating: 5
Where Does Retirement Fit Into ING's New Strategy?
The CEO-to-be at the Dutch banking and insurance giant provides a glimpse of its future...
401kWire.com - Thursday, April 09, 2009 - Reader Rating: 5
Sale Adds Some Sparkle to iShares
Barclays sells iShares for $4.4 billion...
MutualFundWire.com - Thursday, April 09, 2009 Views - Reader Rating: 5
ING Plans to Reorg its Investment Management Operations
The Dutch insurer plans to integrate its investment management operations into one global organization...
MutualFundWire.com - Thursday, April 09, 2009 Views
A Fund Firm Reportedly Swings the Job Ax Anew
The investment manager reportedly implemented another round of cuts on Tuesday...
MutualFundWire.com - Thursday, April 09, 2009 Views
WSJ Spotlights Cash Stashers
The Wall Street Journal's Diya Gullapalli takes a look at funds with large cash holdings in the Thursday edition of the Fund Track column...
MutualFundWire.com - Thursday, April 09, 2009 Views - Reader Rating: 1
Waddell & Reed Adopts a New Rights Agreement
The Overland Park, Kansas City-based firm said its board adopted a new rights agreement to deter 'abusive takeover tactics.'..
MutualFundWire.com - Thursday, April 09, 2009 Views
401kExchange Taps Strategic Advisor to Examine Options
The founder of the Florida-based lead specialists confronts talk of a sale and confirms the firm is looking for new opportunities...
401kWire.com - Wednesday, April 09, 2008
Chao Names Five New ERISA Council Members
Labor Secretary Elaine Chao has appointed five new members of the 15-member ERISA Advisory Council...
401kWire.com - Wednesday, April 09, 2008
Great Southern Switches B-Ds
Great Southern Financial Services, a division of Great Southern Bank, has switched broker-dealers...
MutualFundWire.com - Wednesday, April 09, 2008
Mortgage Insurer Faces Company Stock Investigation
Keller Rohrback goes after a California-based sponsor and its two DC plans. ..
401kWire.com - Wednesday, April 09, 2008
Northern Trust Banks On ETFs
Northern Trust Global Investments is getting into the ETF business...
MutualFundWire.com - Wednesday, April 09, 2008 Views - Reader Rating: 5
Payden & Rygel Pops Out a New Fund
130/30 funds continue to multiply...
MutualFundWire.com - Wednesday, April 09, 2008 Views
Mack Predicts Credit Crisis Will Not Enter Overtime
John Mack described the mortgage crisis with a little baseball metaphor at the annual Morgan Stanley meeting on Tuesday...
MutualFundWire.com - Wednesday, April 09, 2008
Fund Shops Not Tapping E-mail Marketing Enough
The annual WebAwards Internet Standards Assessment Report finds fund firms underleverage e-mail marketing...
MutualFundWire.com - Wednesday, April 09, 2008 Views
JPMorgan Retirement Taps a New Operations Chief
JPMorgan has turned to a Mercer alum for the post...
401kWire.com - Wednesday, April 09, 2008
Mack Will be Back
Looks like at least one b-d chief is safe, for now...
MutualFundWire.com - Wednesday, April 09, 2008
Legg Mason to Back Yahoo in Takeover Fight
Bill Miller takes a stand against Microsoft in its bid to take over Yahoo...
MutualFundWire.com - Wednesday, April 09, 2008 Views
MStar: Expense Ratios Stop Free Fall
A trade publication says the research firm has a bit of good news for the mutual fund industry...
MutualFundWire.com - Wednesday, April 09, 2008 Views
New Hancock RI Product Attracts 25 Early Adopters
John Hancock has signed 25 plans for its guaranteed income offering within 401k plans...
401kWire.com - Wednesday, April 09, 2008 - Reader Rating: 5
JPMorgan Ups Its Ante in Beantown
JPMorgan is investing more resources in Boston. They have hired 150 more Beantown employees in the last year to provide custody, accounting, investment operations and fund administrative services for U.S. mutual fund companies. To accommodate all these new additions, JPMorgan has also leased a larger office space located at 1 Beacon Street...
MutualFundWire.com - Monday, April 09, 2007 Views
Think Tanks: Let Competition Set Fund Expense Ratios
Surprise, surprise, the American Enterprise Institute and the Brookings Institution have come together to recommend that the free market determine mutual fund expense ratios and not boards (or government regulators)...
MutualFundWire.com - Monday, April 09, 2007 Views
Milliman Steps Back from Products to Watch Consumers
The retirement income space is full of different products, but what about the consumer? Milliman steps back from the hoopla and suggests that retirement income may not be the right thing for all people...
MutualFundWire.com - Monday, April 09, 2007
Awards Bash Has Everything But the Red Carpet
An industry magazine throws a party for the bigshots in the retirement business. ..
401kWire.com - Monday, April 09, 2007 - Reader Rating: 2.33
I-O Hire at Legg Mason
The Crescent City fund firm snags a DC sales executive from a rival. ..
401kWire.com - Monday, April 09, 2007 - Reader Rating: 5
The Plan Broker Shuffle
A McDonald vet decides not to stick it out with UBS. ..
401kWire.com - Monday, April 09, 2007 - Reader Rating: 3.5
Mighty Focused Funds Win Quarter
The NY Times shines the spotlight on the top funds of the first quarter and the stocks that got them there...
MutualFundWire.com - Monday, April 09, 2007 Views
PIMCO Hires Portfolio Management Wiz
Jamil Baz is set to join the global portfolio management team at PIMCO. Baz was formerly a managing director in the proprietary trading group of Goldman Sachs..
MutualFundWire.com - Monday, April 09, 2007 Views
Old Dominion Auto
An East Coast state prepares to enroll first and ask questions later. ..
401kWire.com - Monday, April 09, 2007
Generation X Sandwiched Between Retirement and the Retired
Boomers are moving toward retirement and, according to a recent survey by Fidelity Investments, their children are going to have to foot the bill...
MutualFundWire.com - Monday, April 09, 2007
Doll and Muhlenkamp Get Play
BlackRock's Bob Doll, Ron Muhlenkamp, the folks at the Hennessey Focus 30 (again), and Oppenheimers's Jerry Webman get quoted in The NY Times' quarterly market roundup...
MutualFundWire.com - Monday, April 09, 2007 Views
Seven Years of Bad Luck for Some Funds
Some funds fall victim to a seven-year curse, but is it fair take that long a view? ..
MutualFundWire.com - Monday, April 09, 2007 Views - Reader Rating: 4
Hulbert Takes a Shot at Fund Herds
Mutual fund herding is endangering the stock market, writes Mark Hulbert in the NY Times...
MutualFundWire.com - Monday, April 09, 2007 Views
NY Times Calls David Tice King of the Bears
David Tice was one of the bears to come out of hibernation in the NY Times this weekend...
MutualFundWire.com - Monday, April 09, 2007 Views
Shipping Giant Targeting Lifecycle Funds?
A Memphis-based Fortune 500 company is reportedly eyeing the addition of target-date funds in its 401(k) lineup...
401kWire.com - Monday, April 09, 2007
NY Times Takes a Seat on the Indy Chair Rule
For all of you still behind on the indy chair rule , The NY Times brings you up to speed with a review article. The new twists brought out in the article are questions about whether or not the SEC will seek new hearings (they have no answer), and the impact that Barney Frank will have as chairman of the House Financial Services Committee...
MutualFundWire.com - Monday, April 09, 2007 Views
Placemark Hires New VP
Matt Schott is the new vice president of product development at Placemark Investments. Schott was previosly employed with TowerGroup, a leading research and advisory services firm focused on the financial services industry, as research director...
MutualFundWire.com - Monday, April 09, 2007 - Reader Rating: 3
Another Departure at UBS
Adam Frieman has become the principal focusing on relationship and liquidity management for the Probitas Partners' limited partner client base. He is the fourth senior-level executive to depart UBS AG for new opportunities in the past three weeks...
MutualFundWire.com - Monday, April 09, 2007 - Reader Rating: 3
Fix Flyer Finds New Partner
FIX Flyer is forming a partnership with Placemark Investments. Placemark will begin using FIX Flyer’s online service for trading and allocation management. The partnership will Placemark to stramline daily trading applications...
MutualFundWire.com - Monday, April 09, 2007 - Reader Rating: 3
Janus Knows the Long and Short of It
The Janus Adviser Long/Short Fund has surpassed it's initial capital threshold goal of $50 million in assets under management. The fund was introduced in August 2006 as Janus' first alternative asset product...
MutualFundWire.com - Monday, April 09, 2007 Views
Lek Securities is Off the Hook
The NASD has dropped its case against Lek Securities Corp. of New York for submitting trading reports late to its order audit trail system, or OATS...
MutualFundWire.com - Monday, April 09, 2007 - Reader Rating: 3
Brinker Inks Deal With Fido Vet
A Keystone State investment manager lures a regional sales expert back away from the Boston Behemoth to sell its managed account product. ..
401kWire.com - Monday, April 09, 2007 - Reader Rating: 1
M&I, Metavante Split is a DC Non-Event
Yes, M&I has freed Metavante to focus on its technology business, but the deal comes more than two years after Metavante sold its 401(k)-related business...
401kWire.com - Monday, April 09, 2007 - Reader Rating: 3
M&I, Metavante Split is a DC Non-Event
Yes, M&I has freed Metavante to focus on its technology business, but the deal comes more than two years after Metavante sold its 401(k)-related business...
MutualFundWire.com - Monday, April 09, 2007 Views - Reader Rating: 3.5
Rydex' Sale: Will the Best Man Win?
The deal for Rydex appears to be moving to the next stage. The sale of the Baltimore-based fund firm has moved a step closer to completion as the list of those interested has narrowed to a handful, The MFWire has learned. Those bidders make up an eclectic mix and include a century-old Midwestern insurer, an old-school Boston fund distributor from Boyleston Street and wannabe immigrants from London...
MutualFundWire.com - Monday, April 09, 2007 Views - Reader Rating: 4.01
STC Adds another RIA to Master Custody Platform
The STC master custody platform will function as the total back office solution for this RIA...
MutualFundWire.com - Wednesday, April 09, 2003 Views
West Coast Investment Manager Eyes DC Space
The Portland-based firm has put a familiar face in charge of its investment-only distribution...
401kWire.com - Wednesday, April 09, 2003
Federated Adds K-class, to Expand Investment Focus
The firm makes the move as part of its larger investment-only, management push...
MutualFundWire.com - Wednesday, April 09, 2003 Views - Reader Rating: 3
Top Growing Fund Making Institutional Push
The Pacific Northwest fund shop taps an ex-Berger exec to lead its efforts in the institutional channel...
MutualFundWire.com - Wednesday, April 09, 2003 Views
Schwab Offers Online Insider Trading Tracker
The firm aims to help companies better meet tighter Sarbanes-Oxley reporting deadlines...
401kWire.com - Wednesday, April 09, 2003
Federated Offers K Shares
The firm makes the move to meet demand for higher sub-TA fees from TPAs, banks and brokerages...
401kWire.com - Wednesday, April 09, 2003
Cash Balance Under Attack, Again
Congress is going after cash balance plans even as the Treasury starts hearings on its proposal...
401kWire.com - Wednesday, April 09, 2003
NetBank Refreshes 401(k) Platform
The online banking firm converts to a new platform to support its acquisition-enhanced 401(k) program...
401kWire.com - Wednesday, April 09, 2003
Guardian Highlights 401(k) Focus
The provider is expanding fund options to its core 401(k) program...
401kWire.com - Wednesday, April 09, 2003 - Reader Rating: 3
Fidelity to Buy UBS Clearing Arm
The deal is worth a reported $340 million. It is to double the volume at National Financial...
MutualFundWire.com - Wednesday, April 09, 2003 Views
All Aboard, Active Traders!
How can a Midwest insurer's new product please both funds and active traders?..
MutualFundWire.com - Monday, April 09, 2001 Views - Reader Rating: 3
Search401k and Piper Jaffray Shake
Brokers at the U.S. Bancorp unit will be able to take advantage of a new sales tool...
401kWire.com - Monday, April 09, 2001 - Reader Rating: 3
Kornitzer Preps Product Launch
The newest fund in Buffalo's herd will meet the bear next week...
MutualFundWire.com - Monday, April 09, 2001 - Reader Rating: 3
Exec Flees Chase for BofA
Exec Flees Chase for BofA ... AmEx Gambles on New Tool ... New moves in the U.S. Congress ... Hancock Crows, "MayDay!" ... Morningstar Adds Dimension to Fund Selection..
401kWire.com - Monday, April 09, 2001 - Reader Rating: 3
Exec Flees Chase for BofA
Exec Flees Chase for BofA ..
401kWire.com - Monday, April 09, 2001 - Reader Rating: 3
Windy City Firms Combine Biz
Chicago Trust and LaSalle have formed an alliance for their recordkeeping services and have added an advice platform for their clients...
401kWire.com - Monday, April 09, 2001 - Reader Rating: 3
Exec Flees Chase for BofA
Exec Flees Chase for BofA ... AmEx Gambles on New Tool ... New moves in the U.S. Congress ... Hancock Crows, "MayDay!" ... Morningstar Adds Dimension to Fund Selection..
MutualFundWire.com - Monday, April 09, 2001 Views - Reader Rating: 3
Leuthold in Supermarket
Minneapolis-based fund firm signs RIA distribution deal...
MutualFundWire.com - Monday, April 09, 2001 - Reader Rating: 3
New Man on Platform
There's a new head over at Manufacturers Investment Trust...
401kWire.com - Monday, April 09, 2001 - Reader Rating: 3
Week of April 9, 1999RFP Roundup
The Weekly Roundup is a regular column examining the RFPs that appeared on our pages and the pages of other publications this week...
401kWire.com - Friday, April 09, 1999 - Reader Rating: 3
Merrill Taps Into Paychex's 401k Service
Merrill Lynch finds a new partner to help distribute its funds to the 401k small plan market...
MutualFundWire.com - Friday, April 09, 1999 - Reader Rating: 3
Merrill Taps into Paychex's Record Keeping
Paychex will be providing small plan recordkeeping for Merrill Lynch's clients...
401kWire.com - Friday, April 09, 1999 - Reader Rating: 3
PIMCO Hires New Emerging Markets Manager
PIMCO has lured an ex-Salomon, ex-IMF executive to head up its emerging markets portfolio...
MutualFundWire.com - Friday, April 09, 1999 - Reader Rating: 3
SmartMoney to Offer 401k Education
Education is becoming more and more prominent in the 401(k) arena. SmartMoney magazine is only the most recent player to enter the fray. Having acquired Retirement Advisors, Inc. (RAI) from Hearst Publishing, the magazine (which is a joint venture between Dow Jones Publishing and Hearst) will be offering its educational services to defined contribution vendors...
401kWire.com - Friday, April 09, 1999 - Reader Rating: 3
Citigroup Extends 'Citibanking' to Janus Funds
Citibank continues to expand its mutual fund efforts with a custody appointment for four Janus funds...
MutualFundWire.com - Friday, April 09, 1999 - Reader Rating: 3
Odd Lots, April 9, 1999
Merrill Hikes Fees ... The Secret of Janus' Success ... Weill's daughter now CEO in her right ... US Trust Chief Hauls $1 Million ... E*Trade's New Ads ... USA Today: Don't Buy 'Net Funds...
MutualFundWire.com - Friday, April 09, 1999 - Reader Rating: 3
Weekly RFP Roundup
How to Give Boomers What They Want

Boomers say they want two things from their retirement investment portfolios: choice and simplicity. That's all, you think, relieved. Just two major issues for your marketing team to worry about. But those two desires are usually in conflict with one another. ..
401kWire.com - Thursday, April 09, 1998 - Reader Rating: 3
Tejas Picks Two New Funds
Houston, TX-based Tejas Gas is adding two new funds to its 401(k) plan, Clyde M. Bradford, director of employee benefits, told the 401kWire. The plan has approximately $40 million in assets. There are an estimated 1,000 participants, but that number is expected to rise as the company makes acquisitions and expands its operations. Charles Schwab & Co. is the bundled provider...
401kWire.com - Thursday, April 09, 1998 - Reader Rating: 3
Boomers Are a Paradox: The 401kWire Talks with Scudder Kemper's Robert Froehlich
Boomers are presenting a paradox to financial planners both in and out of the defined contribution business. Dr. Robert J. Froehlich, managing director and chief investment strategist for Scudder Kemper Investments Mutual Funds, believes that as baby boomers approach 65, they will be focusing -- indeed, demanding -- simplicity from the financial services industry and that this, in turn, will be a driving force in the stock market.
..

401kWire.com - Thursday, April 09, 1998 - Reader Rating: 3
Will the Retiring Herd of Boomers Stampede the Market?
Yesterday Scudder Kemper Investments joined the roster of investment management firms pushing the issue of retirement in America. More than 700 clients of the firm gathered in New York to hear a panel of experts explore the issues raised by the coming retirement of the baby boom. What did they hear?..
401kWire.com - Thursday, April 09, 1998 - Reader Rating: 3
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