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News Stories Archives - Since 1998
Jerry Miller Returns
Former Deutsche chief takes over a $217 B in AUM asset manager.....
MutualFundWire.com - Friday, July 14, 2017
Gladstone Wealth Group Has Two New Affiliations
The 401(k) plan advisory shop has added two new affiliations to the crew...
401kWire.com - Friday, July 14, 2017
TIAA's Answer to the Annuity Question
A recent white paper takes a different approach to how participants should be saving. ..
401kWire.com - Friday, July 14, 2017
Filings for Fundsters - July 14, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Friday, July 14, 2017
Mutual of Omaha Hires Four
Looks like these hires propel another opening... ..
401kWire.com - Friday, July 14, 2017 - Reader Rating: 5
The $4.4T Man Exits As the Good Times Keep Rolling
Over the past nine years, under Bill McNabb's leadership, Vanguard has more than tripled in size and become the "most dominant fund company in history."..
MutualFundWire.com - Friday, July 14, 2017
Don't Scare Participants With Numbers
The president and co-founder of NARPP reminds KPAs and other DC industry insiders about a very real thing, math anxiety...
401kWire.com - Thursday, July 14, 2016 - Reader Rating: 2.5
The DoL Is Seeking Council Nominations
The Department of Labor's Employee Benefits Security Administration is looking to fill vacancies within its council. ..
401kWire.com - Thursday, July 14, 2016
SageView Lands $201MM 401k
The retirement consultant was selected from more than a dozen submissions. ..
401kWire.com - Thursday, July 14, 2016 - Reader Rating: 5
Participants See Lower-Cost Mutual Funds in 401k Plans
401(k) plan participants are investing in mutual funds with lower expenses, according to a recent study...
401kWire.com - Thursday, July 14, 2016 - Reader Rating: 4
Most Advisors Use Social Media As a Strategy for Business
Social media is sweeping the financial service industry by waves...
401kWire.com - Thursday, July 14, 2016 - Reader Rating: 3.5
Needles Buys Into an ETF ARK
American Beacon is buying a minority stake in a Gotham shop...
MutualFundWire.com - Thursday, July 14, 2016 Views
A Company Stock Cloud Covers a $155MM DC Plan
Meanwhile, the company's benefits chief is no longer there. ..
401kWire.com - Thursday, July 14, 2016 - Reader Rating: 4
A Manning C-Suiter Switches Industries
One of the publicly-traded mutual fund shop's top dogs is leaving after nearly five years with the company...
MutualFundWire.com - Thursday, July 14, 2016 Views
MassMutual Names It's Workplace Distribution Chief
MassMutual looks to a former senior vice president to fill its workplace distribution role...
401kWire.com - Thursday, July 14, 2016 - Reader Rating: 4.33
The Pioneer Deal Faces a New Wrinkle
Word is that the two European multinationals' asset manager merger deal is up in the air yet again, this time thanks to a certain now-infamous referendum...
MutualFundWire.com - Thursday, July 14, 2016 Views
Dairy Queen Nears RKing Decision
The fast food monarch is on the verge of signing with a new recordkeeper. ..
401kWire.com - Tuesday, July 14, 2015
MassMutual Touts Data On Its PlanALYTICS Product
Plans with PlanALYTICS outperform on a number of key measures. ..
401kWire.com - Tuesday, July 14, 2015 - Reader Rating: 4.25
A Pair of NFP Advisors Mix 401k and NonQual
The duo team up in Tennessee..
401kWire.com - Tuesday, July 14, 2015
Booth Stretches an Alliance to Smart-Beta ETFs
Dimensional Fund Advisors will power a new suite of six products from another mutual fund shop...
MutualFundWire.com - Tuesday, July 14, 2015 Views
Bruce Bent v. Reich and Tang
The Natixis affiliate faces a lawsuit over its non-money-market cash management business, the piece it's hanging on to...
MutualFundWire.com - Tuesday, July 14, 2015 Views - Reader Rating: 5
Where Does Plan Sponsors' Fiduciary Duty End For DC Annuities?
The DoL tries to offer some clarity to sponsors who put annuities into their DC plans...
401kWire.com - Tuesday, July 14, 2015
A Swing-State Governor Shoots Down a Government DC Shift
The bill would've enrolled new state and public school employees in a mandatory DC plan...
401kWire.com - Tuesday, July 14, 2015
Obama Talks 401k, Again
For the second time in 2015, POTUS publicly addressed the defined contribution retirement plan industry. Fundsters with DC I-O ties or aspirations may want to stay tuned...
MutualFundWire.com - Tuesday, July 14, 2015 Views
20 Years and Counting: A $2.2B RKing TPA Celebrates
A New England 401k shop first opened its doors in July 1994. Two decades later, it supports about 620 plans with more than 50,500 participants and $2.2 billion...
401kWire.com - Monday, July 14, 2014
A Hancock Alum Helms Distribution for Compass
Recently-hired president for sales and distribution was once national sales manager for John Hancock...
MutualFundWire.com - Monday, July 14, 2014 Views - Reader Rating: 5
A Massachusetts TPA Hires One
A Needham, Massachusetts-based TPA brought a new senior pension administrator on board...
401kWire.com - Monday, July 14, 2014 - Reader Rating: 3
401k Stock Fund Fees Dip Nine Percent
The Investment Company Institute finds a 5-bps dip year-on-year for equity mutual funds in 401ks. ..
401kWire.com - Monday, July 14, 2014
Six in Ten Working Americans Believe in DC Plans
A trade group surveys workers about retirement savings confidence and more...
401kWire.com - Monday, July 14, 2014
A 401k Advisor Network Offers M&A Support
The support covers acquisitions, letters of intent, partial buyouts, and succession planning...
401kWire.com - Monday, July 14, 2014
JP Morgan Lassos a Wholesaler from Guggenheim
New hire will be in charge of Dallas...
MutualFundWire.com - Monday, July 14, 2014 Views
Pentegra Names Two to a Board
The plan provider named two to its Pentegra's Defined Contribution Plan for Financial Institutions board of directors. ..
401kWire.com - Monday, July 14, 2014
Mercer Gets Professorial With Participants
Update | The recordkeeper launched a participant education campaign today with a college-centric theme...
401kWire.com - Monday, July 14, 2014
An $858MM Sponsor's Company Stock Fund Won't Keep Going and Going
The large plan sponsor with the well-known pink bunny mascot is getting rid of its company stock fund...
401kWire.com - Monday, July 14, 2014
What's Happening at Waddell & Reed?
The firm fires outright the PM of a $12 billion high income fund, after fumbling an attempt to hold onto the co-manager of its flagship asset allocation strategy. In the midst of all this, the firm names a new president for its financial advisor sales force. Meanwhile, ratings on these funds are imperiled...
MutualFundWire.com - Monday, July 14, 2014 Views - Reader Rating: 2
A Growing Midwestern 401k RIA Allies With a B-D
Updated | With visions of expanding its network, a Chitown shop teams up with a broker-dealer that just hired a high profile retirement chief...
401kWire.com - Monday, July 14, 2014
U.S. Bank Wins Over a Five-Star Fund Client
A Chitown mutual fund firm swaps custodians...
MutualFundWire.com - Thursday, July 14, 2011 Views
Schwab Rolls Out its 14th ETF
The San Francisco-based firm today launched the U.S. Aggregate Bond ETF...
MutualFundWire.com - Thursday, July 14, 2011 Views
ProShares' New ETF Mimics Hedge Funds
The product, launched today, is the third in the firm's Alpha ProShares category...
MutualFundWire.com - Thursday, July 14, 2011 Views - Reader Rating: 5
Pepsi Includes Part-Time Workers in its Auto Enrollment Program
The mega plan sponsor goes to bat for its part-time employees...
401kWire.com - Thursday, July 14, 2011
Participants Rely Heavily on 401ks for Savings
More than half of Fidelity participants lean on their 401(k) plans for savings, according to a new survey...
401kWire.com - Thursday, July 14, 2011 - Reader Rating: 3
Precidian Unveils a Nikkei 225 ETF
The company formerly known as Next Investments has helped firms develop ETFs. Now, the firm has made its foray into sponsoring ETFs...
MutualFundWire.com - Thursday, July 14, 2011 Views
An I-O Firm Preps Next-Gen Managed Accounts
A mutual fund giant gives advisors a sneak peek of its new 401k offering...
401kWire.com - Thursday, July 14, 2011
Sponsors Are in the Dark About Fees
A new Spectrem Group study highlights the importance of fee disclosure regs...
401kWire.com - Thursday, July 14, 2011
Sponsors Look to Reinstate Matching Contributions
A new survey paints a brighter picture for participants and their retirement outlook...
401kWire.com - Thursday, July 14, 2011 - Reader Rating: 5
A Principal Wholesaler Joins Guardian
Houston, we have a problem...
401kWire.com - Thursday, July 14, 2011
A Legg Mason Shareholder Fight Brews Over Fetting's Pay
A proxy guidance specialist calls for a rejection of the Old Line State mutual fund firm's chief's compensation deal...
MutualFundWire.com - Thursday, July 14, 2011 Views - Reader Rating: 4
Are Treasurys Overheated?
Fundsters face a tough choice in betting on, or against Treasurys...
MutualFundWire.com - Thursday, July 14, 2011 Views
What Does LPL's Purchase of NRP Mean?
The 401kWire ponders the implications of the biggest retirement plan advisory deal of the year...
401kWire.com - Wednesday, July 14, 2010 - Reader Rating: 3.88
Yount is Out from Goldman
Goldman Sachs Asset Management has a new national sales maanger for the broker-dealer channel...
MutualFundWire.com - Wednesday, July 14, 2010 Views
Hancock Execs Take on New Roles
The change took place late last month...
MutualFundWire.com - Wednesday, July 14, 2010 Views - Reader Rating: 5
Hartford Cuts Fees on 36 Funds
The insurer's mutual fund arm reduced expense ratios for three dozen funds at the start of the month...
MutualFundWire.com - Wednesday, July 14, 2010 Views
NRP Sells
Updated | Bill Chetney and his team find a buyer for their SoCal-based network of retirement plan advisors...
401kWire.com - Wednesday, July 14, 2010 - Reader Rating: 3.75
BPAS Eyes a Sales Force Expansion
The Utica, New York-based firm is planning to expand its footprint...
401kWire.com - Wednesday, July 14, 2010 - Reader Rating: 1
Schwab to Share the Stage with its ETF Rivals
The brokerage giant is hosting an ETF event with a twist...
MutualFundWire.com - Wednesday, July 14, 2010 Views - Reader Rating: 5
Schlichter (Partially) Beats a $3.3B 401k Plan Sponsor
A federal judge smites a jumbo plan sponsor over three retail mutual funds in its DC offering. But the sponsor manages to parry two other accusations...
401kWire.com - Wednesday, July 14, 2010 - Reader Rating: 3
Managed Account Provider Educates Participants in Two More Ways
An advice specialist wants to engage participants with new offerings online...
401kWire.com - Wednesday, July 14, 2010 - Reader Rating: 5
CalSTRS Benchmarks its Target Date Offerings
The giant retirement system for teachers taps into two DC industry startups to see how its age-based portfolios are doing...
401kWire.com - Wednesday, July 14, 2010 - Reader Rating: 5
Fund Swaps Van Kampen for Invesco
The change is a byproduct of the recent sale of MSIM to Invesco...
MutualFundWire.com - Wednesday, July 14, 2010 Views
American Funds' Outflows Surprise a Fund Analyst
Morningstar talks to a trade pub about the woes of Capital Group and its mutual funds...
MutualFundWire.com - Wednesday, July 14, 2010 Views
A Mutual Fund Star Pumps Up AIG, MBIA
The well-regarded PM makes a play for once-downtrodden insurers...
MutualFundWire.com - Wednesday, July 14, 2010 Views
Grail Advisors' CEO Talks About His Big Win
Bill Thomas discusses Gundlach and conversions...
MutualFundWire.com - Wednesday, July 14, 2010 Views - Reader Rating: 1
Janus' Interim Boss: We Will Win Alongside ETFs
An hour after his appointment as Janus' interim CEO became public, Tim Armour spoke to analysts at a conference call late Tuesday afternoon...
MutualFundWire.com - Tuesday, July 14, 2009 Views
Black Packs, Janus Puts on its Armour
Gary Black steps down after three-and-a-half years at the helm of the Denver fund firm...
MutualFundWire.com - Tuesday, July 14, 2009 Views - Reader Rating: 2
Borzi Takes Over EBSA
The Employee Benefits Security Administration officially has a new face...
401kWire.com - Tuesday, July 14, 2009
Schooner Casts its Net into the Wholesaler Pool
The Philadelphia-based firm is growing its sales team as it nears the first anniversary of its debut mutual fund...
MutualFundWire.com - Tuesday, July 14, 2009 Views - Reader Rating: 4
ING Axes Four Funds
Proposals to liquidate a variety of funds have been approved...
MutualFundWire.com - Tuesday, July 14, 2009 Views
Inflows for Q2 are the Highest Since Early 2007, Says SI
Strategic Insight analysts say the just-concluded quarter brought a level of inflows not seen since in more than two years...
MutualFundWire.com - Tuesday, July 14, 2009 Views
MassMutual Gives TV Audiences a Taste of the New Reality
The Springfield, Massachusetts-based provider is sponsoring the next installment of the Retirement Revolution series on PBS...
401kWire.com - Tuesday, July 14, 2009 - Reader Rating: 4
Industry Networking Leads a DC I-O Alum Online
A retirement plan vet prepares a new social networking website for advisors and wholesalers...
401kWire.com - Tuesday, July 14, 2009 - Reader Rating: 4.5
The Advisor Life Lures a Wachovia Retirement Wholesaler
A retirement plan-focused advisor expands his team...
401kWire.com - Tuesday, July 14, 2009 - Reader Rating: 5
Fidelity Shares Auto Enrollment Stats
Executives at the Boston Behemoth on Tuesday gave numbers on auto enrollment takeup...
401kWire.com - Tuesday, July 14, 2009 - Reader Rating: 3
130/30 Mania Reaches ETFs
Updated |ProShares unveils a new offering...
MutualFundWire.com - Tuesday, July 14, 2009 Views
A Trio of New Funds Gather Momentum in the Press
In Tuesday's WSJ Fund Track, Daisy Maxey picks up on the Friday launch of three AQR mutual funds...
MutualFundWire.com - Tuesday, July 14, 2009 Views
Spark Institute Unveils an RFP Guide for Non-ERISA 403bs
The Spark Institute has released an RFP guide for non-ERISA-covered 403b plans...
401kWire.com - Monday, July 14, 2008 - Reader Rating: 2
Got a Schedule C Question? Consult EBSA's FAQ Page
The DoL's Employee Benefit Security Administration has compiled 40 frequently asked questions on Schedule C requirements...
401kWire.com - Monday, July 14, 2008
An Ex-Merrill Retirement Exec Lands at RIIA
The exec now serves as acting operations chief at the retirement income organization...
401kWire.com - Monday, July 14, 2008
Merrill Reveals MLConnect Sales Numbers
The firm reveals MLConnect sales figures for the first half of the year, and also shares numbers on its Investment Link program...
401kWire.com - Monday, July 14, 2008 - Reader Rating: 5
A High-Grossing Rep Leaves the ING Fold for Cambridge
A b-d in the ING Advisor Network lost one high grossing rep and is now on the way to losing more...
MutualFundWire.com - Monday, July 14, 2008
An I-O Firm Plans a Fall Search for a Senior Marketer
The investment-only firm plans to kick off a search for a retirement-focused retirement marketer this fall, and likewise plans to fill two other posts...
401kWire.com - Monday, July 14, 2008
PFPC Rebrands with a Familiar Name
PFPC is making a push in the global marketplace...
MutualFundWire.com - Monday, July 14, 2008 Views
Bodurtha Shakes Up Merrill Retirement
A few months into his post atop Merrill Lynch Retirement Group, Steve Bodurtha has given key executives new roles...
401kWire.com - Monday, July 14, 2008 - Reader Rating: 1
Another Day, Another Bond Fund Investigation
A Boston fund firm is being investigated by a law firm following heavy losses in an ultra-short bond fund...
MutualFundWire.com - Monday, July 14, 2008 Views
Four Fund Firms Could Lose as Much as $4 Billion on Fannie, Freddie Troubles
Wondering which fund firms will lose the most due to Freddie and Fannie's troubles?..
MutualFundWire.com - Monday, July 14, 2008 Views - Reader Rating: 5
Ohio Provider Settles With IRS
The financial services company will return $114 million to its earnings...
401kWire.com - Friday, July 14, 2006
The Hartford Rewards MF Executive
A retail product manager at The Hartford, which is seeking to boost mutual fund sales, is among three executives newly promoted to senior vice president positions...
MutualFundWire.com - Friday, July 14, 2006 Views
Hartford Promotes Davey
The head of the Simsbury, Connecticut-based firm's retirement plans group has moved up a rung...
401kWire.com - Friday, July 14, 2006 - Reader Rating: 5
DAC to Fill Wholesaler Opening
The company is expected to announce their selection in approximately a week...
401kWire.com - Friday, July 14, 2006 - Reader Rating: 4.64
RIIA Expands Beyond Retirement Income Industry
A Midwestern marketing research firm joins the young trade organization. ..
401kWire.com - Friday, July 14, 2006
Are Donuts Unethical?
"Socially responsible" vehicles sound pretty irreproachable -- and TIAA-CREF on Thursday underscored this, publishing results of a survey showing that a considerable majority of its retirement plan participants prefer investments that reflect their social values. Yet how do you draw the line that determines what's socially negligent, and could funds be shooting themselves in the foot with too many restrictions?..
MutualFundWire.com - Friday, July 14, 2006 Views
RiverSource President to Step Down
The president of Minneapolis-based RiverSource Funds, a subsidiary of Ameriprise Financial, will step down August 4...
MutualFundWire.com - Friday, July 14, 2006 Views
Evergreen Has Tall Ambitions
Increasing distribution through brokerages other than parent Wachovia, hiring industry veterans, investing in global distribution: Evergreen Investments is taking definite steps to achieve a clear, if lofty, goal...
MutualFundWire.com - Friday, July 14, 2006 Views
'Manager of the Decade' Hits Doldrums
Helping prove that even the most renowned managers can't beat all of the odds, all of the time, Legg Mason's famed stock picker has fallen behind the S&P and into the ranks of this year's least successful large cap blend fund captains...
MutualFundWire.com - Friday, July 14, 2006 Views
Matrix's Sister Co. Adds Sales VP
MG Advisory Services, a sister company of Matrix Settlement and Clearance Services, has hired a 21-year securities industry vet as vice president of sales...
401kWire.com - Friday, July 14, 2006 - Reader Rating: 4
Mining Equipment Firm Settles Stock Suit
A Milwaukee-based mining equipment firm has settled a class action lawsuit over its alleged failure to warn employees against pouring funds into company stock as the firm approached bankruptcy...
401kWire.com - Friday, July 14, 2006
Principal Bank Joins Rollover IRA Network
The deal adds a source of IRA rolloever referrals to Principal's banking arm...
401kWire.com - Thursday, July 14, 2005 - Reader Rating: 2
Hispanics Are Missing the 401k Savings Opportunity
Hispanic Americans are failing to participate in retirement plans to the same extent as other Americans according to just-released research...
401kWire.com - Thursday, July 14, 2005 - Reader Rating: 3
Genworth Adds to Sales Team
The GE spinoff adds a wholesaler to cover the bank channel in the northern New England...
401kWire.com - Thursday, July 14, 2005 - Reader Rating: 2
Spitzer Returns Donation from Mario Gabelli
Even without Gabelli's check New York Attorney General Eliot Spitzer is on pace to set a fund raising record as he runs for governor of New York...
MutualFundWire.com - Thursday, July 14, 2005 - Reader Rating: 3.5
Hancock Launches Administrator Focused Website
The Website will promises to put more data and tools at the fingertips of plan sponsors...
401kWire.com - Thursday, July 14, 2005 - Reader Rating: 1
NYLIM Enhances Web Site
Changes will allow more customization for plan sponsors and participants...
401kWire.com - Thursday, July 14, 2005
What Are Auto 401k Plans About?
Joint research from EBRI and the ICI supports the industry wide belief that automatic enrollment in 401(k) plans would lead to significantly higher plan balances. The concept of "auto-plans, which includes auto-enrollment along with auto-investing through asset allocation funds and auto-increases for deferrals has swept the industry in recent months as providers and plan sponsors seek ways to encourage workers to use plans...
MutualFundWire.com - Thursday, July 14, 2005 Views
Mansueto Talks About Morningstar's Future
Morningstar's independence and integrity are sacrosanct, says CEO Joe Mansueto. The founder of Morningstar made the claim in an interview with MarketWatch at Morningstar's annual investor conference. In the interview, Mansueto also addressed questions raised by recent subpoenas seeking information about its retirement consulting business...
MutualFundWire.com - Thursday, July 14, 2005 Views
Web Site IDs Funds Most Vulnerable to Timers
Market timers now have a place to find out which funds are most vulnerable to arbitrage. That development may not be good news for fund groups, but thanks to the Web, it is not one that they can stop...
MutualFundWire.com - Thursday, July 14, 2005 Views
Vanguard Adds Rules to Thwart Timers
The fund news of the morning across the nation's newspapers is that Vanguard is adding new restrictions on its funds to discourage market timers. In other words, it is a slow news day .....
MutualFundWire.com - Thursday, July 14, 2005 Views
ICI Indy Directors Extend a Hand to Media
Independent directors met the press recently to field questions from reporter-only audiences in Washington, D.C. and New York City. What was learned?..
MutualFundWire.com - Wednesday, July 14, 2004 Views
SAM Looks Out for the Little Guy
The hot fund firm closes its Longleaf fund citing lack of investment opportunities...
MutualFundWire.com - Wednesday, July 14, 2004 Views
Pioneer Intros Short Term Income Fund
Pioneer hopes to capitalize on slowly rising interest rates with new fund...
MutualFundWire.com - Wednesday, July 14, 2004 Views
Ibbotson Inks Deal for S&P Fund Data
The asset allocation software provider will sell Standard & Poor’s data through one of its products...
MutualFundWire.com - Wednesday, July 14, 2004 Views
Start Spelling ASPPA With a Double P
The industry organization is changing its name to reflect its diverse membership...
401kWire.com - Wednesday, July 14, 2004
CFO Jumps From Metlife to Genworth Financial
Genworth Financial hired their new CFO of retirement income and investments from Metlife...
401kWire.com - Wednesday, July 14, 2004 - Reader Rating: 4
Rydex Lassos Former Columbia Marketing Exec
The man behind the Liberty Funds brand joins Rockville, Maryland-based Rydex...
MutualFundWire.com - Wednesday, July 14, 2004 Views - Reader Rating: 4
Former-Security Trust Exec Case Crawls Forward
The end of the contentious discovery process is in sight as both sides prepare for a fall trial date...
401kWire.com - Wednesday, July 14, 2004 - Reader Rating: 4
Fremont Pulls Trigger on Sale
AMG is indeed the buyer. The final handshakes appear to await a settlement with regulators over market-timing allegations...
MutualFundWire.com - Wednesday, July 14, 2004 Views - Reader Rating: 2
Riggs Reportedly Down to Four Suitors
Negotiations may start with two finalists -- if the Allbrittons agree to sell. A deal would cover roughly 500 plans...
401kWire.com - Wednesday, July 14, 2004
MetLife CMO Adds to Duties
The insurer continues to fine-tune the leadership of its Retirement & Savings unit...
401kWire.com - Monday, July 14, 2003 - Reader Rating: 2
Security Trust Names General Counsel
A growing business creates the need for an in-house legal eagle at the trust firm...
401kWire.com - Monday, July 14, 2003 - Reader Rating: 3.5
Make that an Amvescap with Nine Sides
A North Carolina-based plan sponsor orders up a new plan from Amvescap...
401kWire.com - Monday, July 14, 2003 - Reader Rating: 2
Galvin Accuses Morgan Stanley of Deception
The Bay State official claims the fund firm made a false filing. He and Spitzer will look more closely at the fund industry...
MutualFundWire.com - Monday, July 14, 2003 Views - Reader Rating: 4
Julius Baer Wins ING Mandate
ING promotes the award-winning track record of its new subadvisors...
MutualFundWire.com - Monday, July 14, 2003 Views - Reader Rating: 5
Lehman-Neuberger Deal Near
The firms say that a deal may wind up in the "near" term...
MutualFundWire.com - Monday, July 14, 2003 Views
Spitzer, Galvin Target Morgan Stanley
The New York and Massachusetts regulators are looking into fund sales at Morgan Stanley. Are expected to provide details of their probes later today...
MutualFundWire.com - Monday, July 14, 2003 Views
The Week In Searches
July 10 - July 14

We take our weekly look at searches reported elsewhere...
401kWire.com - Friday, July 14, 2000 - Reader Rating: 3
Small Bytes For July 14
Asset Alliance hires; Waddell & Reed and Loomis, Sayles promote; ahoy iShares...
MutualFundWire.com - Friday, July 14, 2000 - Reader Rating: 3
July 14, 2000
Lehman eyes SG Cowen unit ... Investors shrug off fees ... Fidelity, Vanguard square off ... SEC Workers Unite!..
MutualFundWire.com - Friday, July 14, 2000 - Reader Rating: 3
July 14, 2000
Lehman eyes SG Cowen unit ... Investors shrug off fees ... Fidelity, Vanguard square off ... SEC Workers Unite!..
401kWire.com - Friday, July 14, 2000 - Reader Rating: 3
Fido Opens Shop in Japan
Providers have frequently looked beyond America's shores for potential markets for their 401(k) products. Now, Fidelity Investments is launching a new bundled defined contribution product in Japan...
401kWire.com - Wednesday, July 14, 1999 - Reader Rating: 3
Nuveen Will Use New DJ Global Titans Index
Dow Jones has just launched a new index of 50 multinational stocks, calling it the Global Titans Index. John Nuveen and Nike Securities will launch products in the third quarter using the new index...
MutualFundWire.com - Wednesday, July 14, 1999 Views - Reader Rating: 3
401k Forum Searches for CEO
San Francisco, California-based Emergent Advisors, parent company of third-party advice-giver 401k Forum, is gearing up for a search for a new ceo, David Peckman, vice president of marketing at the firm, told the 401kWire.com. Drake Mosier, current ceo and chairman, will retain his title of chairman...
401kWire.com - Wednesday, July 14, 1999 - Reader Rating: 3
Calvert Funds Holdings Take Center Stage
As part of its shareholder education efforts, the Bethesda-based SRI fund family will now update all of its funds holdings monthly on the Internet...
MutualFundWire.com - Wednesday, July 14, 1999 - Reader Rating: 3
Odd Lots, July 14, 1999
Music to fund managers ears ... Exit fees debated ... E*Trade acquisition ..
MutualFundWire.com - Wednesday, July 14, 1999 - Reader Rating: 3
Odd Lots, July 14, 1999
Music to fund managers ears ... Exit fees debated ... E*Trade acquisition ..
MutualFundWire.com - Wednesday, July 14, 1999 - Reader Rating: 3
Midwest Bank Seeks New Provider
Chicago, Illinois-based ABN Amro Bank NV has not changed 401(k) providers yet, but it is looking, Mary Ann Hagerty, benefits administrator told the 401kwire.com. Their current vendor is SunGard Employee Benefit Systems, according to the Judy Diamond Directory. ABN Amro has about 8000 participants and over $231 million in assets, the directory notes...
401kWire.com - Wednesday, July 14, 1999 - Reader Rating: 3
Duncan-Hurst Enters Retail Business
The San Diego institutional investment advisory firm sees this as an ideal time to enter the retail mutual fund market...
MutualFundWire.com - Wednesday, July 14, 1999 - Reader Rating: 3
New Hires at Cascade
Matthew G. Butler, formerly of Kwasha Lipton Group of PricewaterhouseCoopers, is joining the team at Edison, NJ-headquartered Cascade Technologies as vice president and as a member of the company's senior management team. Cascade also announced additions to its client service team and a new version of its recordkeeping software...
401kWire.com - Tuesday, July 14, 1998 - Reader Rating: 3
Cendant Revisited
In late April, the 401kWire first broke the story of Cendant employees' large exposure to Cendant stock in their 401(k) plan. At the time, the 401kWire estimated Cendant employees lost roughly $29 million -- or 15% of their 401(k) assets when the stock collapsed after the company reported accounting irregularities. ..
401kWire.com - Tuesday, July 14, 1998 - Reader Rating: 3
TAG On, Deferral Limits
This week TAG Data explores how a sponsor can allow employees to contribute more than $10,000 to a 401k - hint, it is possible.
..

401kWire.com - Tuesday, July 14, 1998 - Reader Rating: 3
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