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News Stories Archives - Since 1998
Kristi Rodriguez Leads a New Nationwide Team The promotion comes after Carter rose to president and COO on October 1... 401kWire.com - Friday, October 18, 2019
A Focused Growth Shop Wins in September The M* team updates flows data for September 2019 for ETFs and long-term, open-end mutual funds... MutualFundWire.com - Friday, October 18, 2019
Voya Lands a $632MM 457 A state's PERA program changes its recordkeeper... 401kWire.com - Friday, October 18, 2019 - Reader Rating: 5
Kent Callahan Confirms a Cali Hire The new addition spent more than 14 years on the DC I-O side of the business... 401kWire.com - Friday, October 18, 2019
An Ex-Fundster Is About to Plead In the College Admissions Scandal Prosecutors expect the former asset management CEO to change his plea on Monday... MutualFundWire.com - Friday, October 18, 2019 - Reader Rating: 5
National Retirement Security Week Is About to Begin! Providers prepare to celebrate the holiday, which starts on October 20... 401kWire.com - Friday, October 18, 2019
Reframing the Plan Design Problem As KPAs zoom in on improving retirement outcomes, a provider has a new take on getting through to plan sponsors... 401kWire.com - Thursday, October 18, 2018
Lucas Hires, Upgrades, and Extends EBRI's Reach EBRI president and CEO Lori Lucas describes her first eight months at the think tank... 401kWire.com - Thursday, October 18, 2018
Cafaro Greenleaf Teams Up In Philly A 403(b)-focused consulting shop merges into a big KPA shop... 401kWire.com - Thursday, October 18, 2018 - Reader Rating: 5
Will a $459.8B Asset Manager Choose Interval Funds? Execs at a publicly traded mutual fund shop express interest in a special kind of mutual fund... MutualFundWire.com - Thursday, October 18, 2018
16 Features That Drive Participant Choices A bundled provider digs into what makes for successful plan design... 401kWire.com - Thursday, October 18, 2018 - Reader Rating: 2
Hub Buys a Familiar OK KPA's Shop Updated \| Dave Reich expands the insurance brokerage's retirement arm with another acquisition... 401kWire.com - Thursday, October 18, 2018
Marty Flanagan Makes His Biggest Buy Yet Invesco officially agrees to pay more than $5.7 billion for a mutual fund shop with more than $246 billion in AUM... MutualFundWire.com - Thursday, October 18, 2018
ICMA-RC Preps an Online Rollout With help in the Big Apple, the 457 RKer and DC I-O is testing out a new website... 401kWire.com - Wednesday, October 18, 2017
Lovell Minnick Buys a Midwestern Asset Manager Watch for the private equity shop to back further M&A by the acquiree once the deal closes... MutualFundWire.com - Wednesday, October 18, 2017
CapGroup's Dzurisin Joins a Board A trade group adds another board member.. 401kWire.com - Wednesday, October 18, 2017
An Empower Wholesaler Becomes an RBG KPA A KPA joins Retirement Benefits Group in Riverside, California... 401kWire.com - Wednesday, October 18, 2017 - Reader Rating: 3
Luxembourg Minister of Finance Tells US Asset Managers What's Next For Europe The Association of Luxembourg Fund Industry (ALFI) chairman and partners present solutions for raising capital in Luxembourg and beyond as apart of a U.S. Roadshow... MutualFundWire.com - Wednesday, October 18, 2017
A Pentegra Wholesaler in the Northeast Departs The industry veteran previously worked in a similar position at Empower... 401kWire.com - Wednesday, October 18, 2017
At $16B, the Richest Fundster Is ... Forbes releases its latest "Forbes 400" list, which includes a number of fundsters and fundster-adjacent billionaires... MutualFundWire.com - Wednesday, October 18, 2017 - Reader Rating: 5
People on the Move - October 18, 2016 The latest hirings, firings, and the like!.. MutualFundWire.com - Tuesday, October 18, 2016
Money Managers' Product a Hit Personalized plans are proving successful. .. 401kWire.com - Tuesday, October 18, 2016 - Reader Rating: 2.5
Jackson Square Joins the Mutual Fund Biz A San Fran growth equity shop launches a suite of five funds... MutualFundWire.com - Tuesday, October 18, 2016
Advisor Rolls Out New Features The small and mid-sized businesses advisor aims to help plan sponsors. .. 401kWire.com - Tuesday, October 18, 2016 - Reader Rating: 4
Vantage Has Migrated To Downtown Dallas Vantage has adopted a new logo, a new website, and new location to complete its rebranding!.. 401kWire.com - Tuesday, October 18, 2016 - Reader Rating: 5
MFEA STARs Gather in Chitown as MMIers Gather in Beantown The fundster marketing trade group is hosting a conference and its annual awards dinner today, while the managed accounts trade group is hosting its fall conference in Boston... MutualFundWire.com - Tuesday, October 18, 2016
Student Loan Debt is Also Impacting Retirement Survey says it's more than Millennials who have loan debts. .. 401kWire.com - Tuesday, October 18, 2016 - Reader Rating: 4
Kivalia Looks to Fill a Hole in the 401k World Brian Murphy, the founder and CEO of the open investment advice platform Kivalia, wants to give participants a comprehensive perspective on their 401(k) plans. .. 401kWire.com - Friday, October 18, 2013
OpFunds Builds Global Multi-Asset Team Nine-member team will be led by asset allocation CIO Mark Hamilton... MutualFundWire.com - Friday, October 18, 2013
Schwab Surges With Non-Commission ETF Strategy Non-commission ETFs account for sizable share of flows on Schwab platform... MutualFundWire.com - Friday, October 18, 2013
O'Connor Welcomes a Stable Value Expert to Morgan Stanley The wirehouse's consulting group investment advisor research team now includes a senior research analyst for stable value funds... 401kWire.com - Friday, October 18, 2013
A B-D Buys a $4B Asset Shop The Chi-Town and Milwaukee-based manager runs a strategic income fund and subadvises three funds for Nationwide... MutualFundWire.com - Friday, October 18, 2013
J.P. Morgan, Pru and New York Life Win in Austin The Retirement Income Industry Association (RIIA) on October 7th and 8th in Austin, Texas hosted the Retirement Income Awards Gala earlier this month. .. 401kWire.com - Friday, October 18, 2013
A NYSE Exec Becomes Mansueto's New CFO New hire helped facilitate the Archipelago IPO a decade ago, as well as the mergers between the NYSE and Archipelago, and NYSE Group and Euronext. .. MutualFundWire.com - Friday, October 18, 2013
This Firm Lets the People Build Their Own Funds Barron's writer looks at a idea presented at the StockTwits Stocktoberfest event... MutualFundWire.com - Friday, October 18, 2013
Washington's Wrangling Worries Fink BlackRock CEO is not as bullish about U.S. markets now... MutualFundWire.com - Friday, October 18, 2013
An RKer Gains a Trustodian Sibling The team behind an East Coast-based open-architecture shop prepares to launch their latest, related venture... 401kWire.com - Friday, October 18, 2013
Huh? Is Vanguard Prepping a Competitive ETFs Assault? A IndexUniverse writer contends that Vanguard is positioning itself to outcompete ETFs... MutualFundWire.com - Friday, October 18, 2013
Rekenthaler Writes: Respect the Data! Morningstar columnist weighs in on this year's Economics Nobel, including the significance of Fama's work. .. MutualFundWire.com - Friday, October 18, 2013
1 am, September 16, 2008: When the Bents Lost Hope Reserve's scion takes the stand for the fourth day in a row in the SEC's fraud case against the fallen money market mutual fund shop and its father/son leadership duo... MutualFundWire.com - Thursday, October 18, 2012
The Death of the Reserve Primary Fund: a Timeline In September 2008, a giant money market mutual fund broke the buck. Here's the ongoing story... MutualFundWire.com - Thursday, October 18, 2012
An Identity Fraud Expert Advises the BrightScope Bros A tech exec joins the research and ratings shop's advisory board... 401kWire.com - Thursday, October 18, 2012 - Reader Rating: 3.5
Want To Get On a Sponsor Platform? Master the Basics Edward Jones, Nuveen, Lord Abbett and Cole Real Estate Estate teach Gatekeeper 101... MutualFundWire.com - Thursday, October 18, 2012
ETF Innovation Still Drives Flows MMI panelists say that ETF market has plenty of room to grow. .. MutualFundWire.com - Thursday, October 18, 2012
The Virtus-Rampart Deal is Done Virtus' previously announced acquisition of the $1.4 billion options shop has closed... MutualFundWire.com - Thursday, October 18, 2012
Ascensus Joins the Blogosphere The RKer is looking to expand its online presence... 401kWire.com - Thursday, October 18, 2012
Reserve Investors Testify That They Were Misled Two investors take the stand in the SEC's fraud case against the fallen money market mutual fund shop and its two founders... MutualFundWire.com - Thursday, October 18, 2012 - Reader Rating: 5
The ICI Guides Perplexed ETF Investors The trade group has launched an informational website... MutualFundWire.com - Thursday, October 18, 2012
The Flows Keep Coming for Morgan Stanley The financial giant's asset management wing had improved revenue this quarter as well... MutualFundWire.com - Thursday, October 18, 2012
The IRS Raises the DC Contribution Limit The agency has decided to raise the maximum contribution for 2013... 401kWire.com - Thursday, October 18, 2012
Franklin Templeton Launches a Website for Advisors It features news and data geared toward advisors and sponsors... 401kWire.com - Thursday, October 18, 2012
Prudential Adds $73 Million in Small and Mid-Sized Plans The RKer has announced four new clients... 401kWire.com - Thursday, October 18, 2012 - Reader Rating: 1.1
Just How Many Big Plans Have Abandoned DB? A new Towers Watson study shows how stark the shift from DB to DC has been... 401kWire.com - Thursday, October 18, 2012
SunGard Rolls Out New Services The retirement technology firm has new options to help administrators and recordkeepers... 401kWire.com - Thursday, October 18, 2012 - Reader Rating: 1
Galvin Finds a $3B Skeleton in Putnam's Closet Massachusetts' Elliot Spitzer-esque Secretary of the Commonwealth attacks the Beantown mutual fund shop for two CDOs created at the height of the subprime mortgage craze... MutualFundWire.com - Thursday, October 18, 2012 - Reader Rating: 4
Is Nelson Peltz Responsible for State Street's Profits? Seeking Alpha claims that Peltz' strategy with the custodian and asset manager is finally paying off... MutualFundWire.com - Thursday, October 18, 2012 - Reader Rating: 5
Russell Revamps Its TDF Lineup New suite will look to push multi-manager TDF's in the DC space... 401kWire.com - Thursday, October 18, 2012
ETFs Give State Street a Lift The earnings from exchange traded products are helping out the asset manager's bottom line... MutualFundWire.com - Thursday, October 18, 2012
TrimTabs ETF Beats Hedgies The actively managed fund launched last year and has seen a strong performance... MutualFundWire.com - Thursday, October 18, 2012
For Fink, Fee Wars Are a "Stupid" Myth BlackRock CEO pooh poohs price cut buzz... MutualFundWire.com - Thursday, October 18, 2012
Expertplan Beefs Up its Sales and Product Teams Julian Onorato is adding to this roster... 401kWire.com - Tuesday, October 18, 2011
TIAA-CREF Says Goodbye to a Marketing Exec A marketing pro has moved on to Lincoln... MutualFundWire.com - Tuesday, October 18, 2011
Finra Promotes a 401k Cause The broker-dealer regulator releases a new investor alert aimed at 401k participants... 401kWire.com - Tuesday, October 18, 2011 - Reader Rating: 4
Bob Reynolds: '2020 is Another Country' Putnam Investments president and CEO Bob Reynolds talks about his vision for the year 2020 at the MFWire Influencers' Summit in Boston on October 5... MutualFundWire.com - Tuesday, October 18, 2011 - Reader Rating: 5
A Jersey NRP Convert Leaves LPL The B-D and RIA sibling of an RKing TPA wins over a retirement plan advisory firm... 401kWire.com - Tuesday, October 18, 2011
An Analyst is 'Impressed' By Ameriprise Columbia Management's brokerage parent gets some good news... MutualFundWire.com - Tuesday, October 18, 2011
Hatteras Nabs Goldman and Morgan Stanley Execs The alternative mutual fund provider is beefing up its sales team... MutualFundWire.com - Tuesday, October 18, 2011
Advisors Have Big Room for Improvement Among Small Plans Small plan sponsors are only 'somewhat' satisfied with their advisors, says new research... 401kWire.com - Tuesday, October 18, 2011 - Reader Rating: 5
BrightScope Shines a Light on Targets A pair of firms release their latest report on the popular 401k default options... 401kWire.com - Tuesday, October 18, 2011 - Reader Rating: 4.9
Nomura Seeds Aspen's Fund with $20 Million Aspen joins the growing list of firms offering managed futures mutual funds... MutualFundWire.com - Tuesday, October 18, 2011
Old Mutual Sells Off a Dwight Fund A high-yield team from Old Mutual has a new parent... MutualFundWire.com - Tuesday, October 18, 2011
USA Today Ponders the Worth of Goliath Funds A columnist offers his take on the largest actively managed stock mutual funds... MutualFundWire.com - Tuesday, October 18, 2011
The WSJ Uncovers Dangers in Money Funds Money-market funds have become "systemic" institutions... MutualFundWire.com - Tuesday, October 18, 2011
Bill Gross Ranks on a OWS Top Ten The famed Pimco bond guru is joined by his counterpart at BlackRock in a strange list from the New Yorker... MutualFundWire.com - Tuesday, October 18, 2011 - Reader Rating: 4
ASPPA Has a New President Sheldon Smith handed the reins to the new president at the annual conference today... 401kWire.com - Monday, October 18, 2010 - Reader Rating: 3
AQR's Mutual Funds Will Become Exclusively Advisor-Sold The change will reportedly take place October 30... MutualFundWire.com - Monday, October 18, 2010
Transamerica Fills a Sales Post on the West Coast The Los Angeles-based plan provider hires a Hartford alum... 401kWire.com - Monday, October 18, 2010
Hartford Makes a Push for More 401k Participation The provider is encouraging its participants to save via new education tools. .. 401kWire.com - Monday, October 18, 2010 - Reader Rating: 2.5
A New Fund Family is Born in NYC A Manhattan-based asset manager, run by Baron Capital alums, has launched five mutual funds... MutualFundWire.com - Monday, October 18, 2010
Forward Hires a Wholesaler from American Century The wholesaler will cover the Pacific Northwest... MutualFundWire.com - Monday, October 18, 2010
Cap Group Chooses a Vendor The Los Angeles-based firm, which operates American Funds, is upgrading its middle- and back-office architecture... MutualFundWire.com - Monday, October 18, 2010
Aon Hewitt is Hiring in Disneyworld's Backyard The new-look firm is casting for personnel... 401kWire.com - Monday, October 18, 2010
Chuck Jaffe is a 401k Fee Disclosure Skeptic The MarketWatch columnist ponders the potential impact of the new regulation from the DoL... MutualFundWire.com - Monday, October 18, 2010
Asset Managers Want More Women in Boardrooms Pax World and Calvert are among the firms calling for an increase in the number of women on boards of directors and in senior management... MutualFundWire.com - Monday, October 18, 2010
Moffett on His Investment Strategy: 'It May Not Be Sexy, But I Sleep Better at Night' Barron's profiles the PM of the $6.7 billion Scout International Fund... MutualFundWire.com - Monday, October 18, 2010
Bloomberg Looks at the Change in Akre's Approach Chuck Akre is taking it all in and upping his cash holdings. .. MutualFundWire.com - Monday, October 18, 2010
How Do Mutual Fund Investors Avoid the 'Stupid Penalty?' An AP columnist gives readers a glimpse at how the different fund rating firms work... MutualFundWire.com - Monday, October 18, 2010
WSJ Talks to Croft The WSJ shines its spotlight on the contrarian PM. .. MutualFundWire.com - Monday, October 18, 2010
Harding, Loevner Picks Provider for SMAs Harding, Loevner's SMA business comprises 4,800 retail accounts and represents $1.2 billion in AUM... MutualFundWire.com - Thursday, October 18, 2007 - Reader Rating: 2.33
ICI: '40 Act Funds Still Over 50 Percent of DC Assets The mutual fund industry trade group sees a rise in DC assets, particularly lifecycle and lifestyle funds. .. 401kWire.com - Thursday, October 18, 2007
Forward Management Takes Another International Step The San Francisco-based asset manager has added to its roster of international funds... MutualFundWire.com - Thursday, October 18, 2007
National TPA Network Partners With Newkirk and Beefs Up Its Website A group of independent administrators gets an online deal for its members while enhancing its own online presence. .. 401kWire.com - Thursday, October 18, 2007
America First Launches its First Two Mutual Funds America First, the first mutual fund company headquartered in the Sacramento area, has rolled out its first two mutual fund products... MutualFundWire.com - Thursday, October 18, 2007
Keller Rohrback Takes Aim at State Street The Evergreen State class action specialists join a Big Apple law firm to take another sub-prime shot at the Bay State investment management over retirement plan losses. .. 401kWire.com - Thursday, October 18, 2007
Major in English and Minor in ... ASPPA? The retirement plan professional trade group incorporates its designation programs into a brand new curriculum at a Hoosier State university. .. 401kWire.com - Thursday, October 18, 2007 - Reader Rating: 3
Eaton Vance Distributors Revamps Management Structure The sales arm of the Boston asset manager has a new management structure... MutualFundWire.com - Thursday, October 18, 2007
MassMutual Plants Real Trees, Online Disclosures The Bay State insurer teams up with a non-profit to encourage its plan sponsors to save paper. .. 401kWire.com - Thursday, October 18, 2007 - Reader Rating: 5
RiverSource Pumps out Three New Funds Ameriprise's fund arm, RiverSource has filed for three new funds that will fall under its advanced alpha strategies umbrella... MutualFundWire.com - Thursday, October 18, 2007 - Reader Rating: 4
Janus' Multiples Concern Some Analysts Janus beat its bum rap stemming from the tech bubble burst and the Spitzer scandals, but has its stock price overreached its success?.. MutualFundWire.com - Thursday, October 18, 2007
State Street Faces Another Suit Over Losses in Bond Fund Another lawsuit has been filed against State Street over losses in fixed-income funds... MutualFundWire.com - Thursday, October 18, 2007
Bay State Company To End Pension Plan Add LSB Corporation to the list of firms moving away from defined benefit plans.. 401kWire.com - Wednesday, October 18, 2006
Kraft Macaroni and Fees The massive food company becomes the tenth plan sponsor to get hit with a lawsuit for excessive 401k fees... 401kWire.com - Wednesday, October 18, 2006 - Reader Rating: 4.67
T. Rowe's Vieth to Retire at Year End It looks like the top job at the Baltimore-based retirement unit will be opening up... 401kWire.com - Wednesday, October 18, 2006 - Reader Rating: 2.4
Sparks May Fly Over MFS Repayment Plan A 401k industry lobbying group is asking for plan providers to get part of the MFS settlement as compensation for their extra work in processing distributions... 401kWire.com - Wednesday, October 18, 2006 - Reader Rating: 4
NYLIM Chief Sees 401ks Taking Page from DB's Playbook The NYLIM exec offered his take on the changing retirement landscape at the Mid-Sized Plan conference in Chicago... 401kWire.com - Wednesday, October 18, 2006
Sponsor Decision Should Deliver a Truckload of New Business to T. Rowe Price The Baltimore-based provider could see a generous increase in revenue from a sponsor that is boosting its 401k and freezing its DB... 401kWire.com - Wednesday, October 18, 2006 - Reader Rating: 4
Simplicity May Junk Lifestyle Funds for Target-Date Offerings The Port Washington, Wisconsin-based maker of lawn and garden equipment may remove lifestyle funds from its 401(k) plan and instead offer target-date funds to plan participants... 401kWire.com - Wednesday, October 18, 2006
WMSI Names Chief Revenue Officer Besides leading the sales force, the new hire is also responsible for account management, lead creation and media relations... 401kWire.com - Wednesday, October 18, 2006 - Reader Rating: 1
KBW Unbundles as IPO Looms The firm reveals that it, too, has let some of its clients "pay separately for trading and research services." .. MutualFundWire.com - Wednesday, October 18, 2006 - Reader Rating: 3
How Do You Distribute on a Bare-Bones Budget? A new 401k player shares its secrets... 401kWire.com - Tuesday, October 18, 2005 - Reader Rating: 5
ING Offers Tool for Public Market Teachers get help figuring out retirement benefits... 401kWire.com - Tuesday, October 18, 2005
New Head at ABN Amro Asset Mgmt As part of a slew of new management appointments and a governing structure overhaul, Sarah Russell was named head of ABN Amro Asset Management ..... MutualFundWire.com - Tuesday, October 18, 2005
Bisys Links with Rollover Provider The deal expands an existing relationship... 401kWire.com - Tuesday, October 18, 2005 - Reader Rating: 3
Gopher State Sponsor Goes for Bank Provider The company selected the winning administrator for service... 401kWire.com - Tuesday, October 18, 2005
Fund Firm to Offer Solo Roth Plan The firm was a pioneer in the solo-k space... 401kWire.com - Tuesday, October 18, 2005
Music to Fidelity's Ears Fidelity Investments and Paul McCartney have partnered again to launch a charity that will raise money for music programs ..... MutualFundWire.com - Tuesday, October 18, 2005
Bogle's Vanguard Investor champion Jack Bogle is in London this week to champion another cause, of sorts ..... MutualFundWire.com - Tuesday, October 18, 2005
Capital Keeps Comp Hush Hush A Los Angeles Superior Court judge presiding over a divorce trial of a Capital Group executive Timothy Armour and wife Nina Ritter has ruled that information about the firm's compensation and stock awards can be kept under wraps ..... MutualFundWire.com - Tuesday, October 18, 2005
Court Will Expedite Indy Chairman Case The U.S. Court of Appeals for the D.C. Circuit will not stand in the way of the SEC, at least for now. The court ruled on Monday that it would not delay the SEC's independent chairman rule while it considers a case brought by trade organization the U.S. Chamber of Commerce, reported the WSJ... MutualFundWire.com - Monday, October 18, 2004
Will the Golden State Go DC? Ever consider a career in the public sector? One of the perks of public employment, at least for new hires in the Golden State, could disappear if one politician has his way... 401kWire.com - Monday, October 18, 2004 - Reader Rating: 4
How Bad Can it Be? Just how large a bite will the insurance industry scandals take out of Marsh McLennan & Cos. bottom line?.. MutualFundWire.com - Monday, October 18, 2004 - Reader Rating: 5
CBIZ Snaps up Buckeye State RIA The company adds $1 billion in retirement plan consulting assets... 401kWire.com - Monday, October 18, 2004
Test Driving the New NetBenefits Fido launches the biggest update yet to its benefits website... 401kWire.com - Monday, October 18, 2004 - Reader Rating: 3.5
BlackRock Reports Q3 Loss New York-based BlackRock reported a third quarter loss of $9.8 million, or $0.15 per diluted share, down from $0.73 per diluted share at the end of the second quarter or $0.61 per diluted share at the same period last year... MutualFundWire.com - Monday, October 18, 2004
Judge Slaps Sentence on Florida Broker Two South Florida-based brokers have made history. Kautilya Sharma and Neal Wadwha have been convicted of what may be the first federal charges for market timing and late trading mutual funds... MutualFundWire.com - Monday, October 18, 2004
SEC Probes Manager at FMI The Securities and Exchange Commission has opened an informal inquiry into the former employer of a principal of a portfolio manager of FMI Mutual Funds, the company disclosed in a filing on Friday... MutualFundWire.com - Monday, October 18, 2004
Is There a Bond Fund Trap? Like tech funds in 1999, bond funds are the easy sale of the moment. Do the parallels run deeper?.. MutualFundWire.com - Friday, October 18, 2002
State Street Adds to Board The newest member brings a wealth of technology expertise to the industry leading trust firm... MutualFundWire.com - Friday, October 18, 2002
Provider Shifts Into High Gear with Truck Maker The winning bidder knocked off two top 15 recordkeepers to land one of its largest clients... 401kWire.com - Friday, October 18, 2002
NY City Manager Lands Consulting Industry Insider A Towers Perrin executive has moved to the other side to lead the consultant relations unit at a Big Apple money manager... MutualFundWire.com - Friday, October 18, 2002 - Reader Rating: 2.33
The Morphing of the Fund Industry Taxable accounts are essentially being liquidated by investors who favor qualified plans, but fund firms are learning the new market requires new skills... MutualFundWire.com - Friday, October 18, 2002 - Reader Rating: 5
Fidelity Stayed on Top in 2001 Fidelity pulled in twice the flows of its nearest rivals in 2001, says new research. Its share accounts for roughly one-third of DC flows... 401kWire.com - Friday, October 18, 2002
Milwaukee Firm Debuts Its Solo-K Service The firm is targeting sole-proprietorships via brokers with a flexible, low-cost program... 401kWire.com - Friday, October 18, 2002
DB-DC Specialist Seeks Stock Options Partner The big mid-market player is in the early stages of the search for a partner to handle stock purchase and option plans for its clients... 401kWire.com - Friday, October 18, 2002
Lincoln Regional VP Leaves for Bank The former regional wholesaler takes a new post selling employee benefits for a regional bank... 401kWire.com - Friday, October 18, 2002
Magellan Shrinks Fund Flows Break Records (Both Good and Bad)... Schwab Earnings Halved ... Fidelity Flagship Fund is Flagging ... More Bad News on the Street. .. 401kWire.com - Thursday, October 18, 2001 - Reader Rating: 3
Magellan Shrinks Fund Flows Break Records (Both Good and Bad)... Schwab Earnings Halved ... Fidelity Flagship Fund is Flagging ... More Bad News on the Street. .. MutualFundWire.com - Thursday, October 18, 2001 - Reader Rating: 3
Are More Deals Pending? Unifi deal said to be near complete. Is MetLife next?.. 401kWire.com - Thursday, October 18, 2001 - Reader Rating: 3
TeamVest RPS Finds Partner The North Carolina administrator will merge into a Florida-based firm. .. 401kWire.com - Thursday, October 18, 2001 - Reader Rating: 3
Scudder Eyes 401k Rollovers The new unit of Deutsche Bank has is going on the road to help advisors manage their clients through retirement. .. MutualFundWire.com - Thursday, October 18, 2001 - Reader Rating: 3
Quant to Liquidate Fund The fund firm is losing a member of its fund family as assets fall below a sustainable threshold. .. MutualFundWire.com - Thursday, October 18, 2001 - Reader Rating: 3
October 18, 2000 Can the Web Save Social Security? ... Dutch Bank to Buy Alleghany ... It is Allianz for Nicholas-Applegate ... Neuberger Buys Fasciano ... Schwab & Merrill Report Earnings... 401kWire.com - Wednesday, October 18, 2000 - Reader Rating: 3
October 18, 2000 Dutch Bank to Buy Alleghany ... It is Allianz for Nicholas-Applegate ... Amvescap Eyes Perpetual ... Neuberger Buys Fasciano ... Founder Seeks Stability ... Can the Web Save Social Security? ... Schwab & Merrill Report Earnings ... Fidelity Cuts Tech Exposure ... More on Fund Liquidations ... More on Funds-of-Funds... MutualFundWire.com - Wednesday, October 18, 2000 - Reader Rating: 3
Monument Continues To Focus On New Economy No one can say that the Monument Funds Group isn't standing behind its belief in specific drivers of the "new economy," launching its third sector fund in the last 12 months... MutualFundWire.com - Monday, October 18, 1999 - Reader Rating: 3
Key Changes There has been some movement over at Cleveland, Ohio-based Key Asset Management. John B. Barth has been named managing director and institutional product manager for the Investment Products Group division, a spokesperson with the firm told the 401kWire.com... 401kWire.com - Monday, October 18, 1999 - Reader Rating: 3
Getting a Legg Up on the Overseas Market Legg Mason plans to buy one of the U.K.'s last remaining independent fund managers, today announcing an offer for its first overseas retail fund shop... MutualFundWire.com - Monday, October 18, 1999 - Reader Rating: 3
Schwab Nets New Clients In San Francisco, California, Charles Schwab Retirement Plan Services, Inc. will be offering six new clients it services, a spokesperson with the firm told the 401kWire.com. These moves bring in another $220 million in assets under management for the vendor... 401kWire.com - Monday, October 18, 1999 - Reader Rating: 3
Odd Lots, October 18, 1999 All for one and one for all ... Bogle is back ... Lipper too confusing?.. MutualFundWire.com - Monday, October 18, 1999 - Reader Rating: 3
Fido Fetches Small Plans The Boston Behemoth, through its Firsco arm, is aggressively pursuing potential small 401k plan clients with a new online service... MutualFundWire.com - Monday, October 18, 1999 - Reader Rating: 3
Fido Fetches Small Plans After a wait of nearly two years, Firsco, the retirement services unit of Fidelity Investments, has unwrapped its e401k. The 401(k) giant is actively courting startup plans with roughly 20 to 80 participants with a new Internet-only 401(k) bundled package. Small employers need only go to www.fidelitye401k.com to sign up for their e401k... 401kWire.com - Monday, October 18, 1999 - Reader Rating: 3

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