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News Stories Archives - Since 1998
The Lower Middle Class Struggles to Save, and Many Want Help
A new report from MassMutual reveals disparities in middle class savings...
401kWire.com - Friday, November 10, 2017
A New England Wholesaler Leaves OneAmerica
The industry veteran joined the provider three years ago...
401kWire.com - Friday, November 10, 2017 - Reader Rating: 5
A DFA Vet Plans a Niche ESG Buildout
The startup already has an ESG real estate fund. Watch for them to push into emerging markets or niche bond funds next...
MutualFundWire.com - Friday, November 10, 2017
Pensionmark Deepens Its Ties With a Roboplanning Giant
The move will also give Pensionmark KPAs the ability to offer participant-level advice within their plans...
401kWire.com - Friday, November 10, 2017
Ameritas Promotes a 27-Year Vet
The move comes as the provider is expanding its CRM team...
401kWire.com - Friday, November 10, 2017
A $153MM Plan Chooses Lincoln
An Empire State health system chooses a retirement plan provider...
401kWire.com - Friday, November 10, 2017
Hodge Is Out
A year and a month after passing the reins, the former Pimco CEO will retire from the fixed income giant...
MutualFundWire.com - Friday, November 10, 2017
Will This Lobbyist Pick Trump's DoL Chief?
President-elect Donald Trump has appointed an experienced retirement lobbyist to the DoL Transition Team...
401kWire.com - Thursday, November 10, 2016 - Reader Rating: 4
Sheridan Road Acquires in Denver and More to Come
A wealth manager that has been taking the 401(k) biz by a storm is expanding in the Mountain region by acquiring a Denver-based retirement consulting shop...
401kWire.com - Thursday, November 10, 2016
Will Columbia Threadneedle Win Round Two of This Multinational Auction?
Word is that the latest bids for a $252B asset manager were due yesterday...
MutualFundWire.com - Thursday, November 10, 2016 Views
Now That Trump Won, Is the Fiduciary Rule Now Up in the Air?
Now that Trump has won the presidential election, what is going to happen to the fiduciary rule?..
401kWire.com - Thursday, November 10, 2016
Altegris' Chief Passes Away
Jack Rivkin died at age 76 following a battle with cancer...
MutualFundWire.com - Thursday, November 10, 2016 Views
Betz Ianni Makes a Sales Hire
The company bulks up its client advisor team. ..
401kWire.com - Thursday, November 10, 2016
Filings for Fundsters - November 10, 2016
A compilation of the latest SEC filings!..
MutualFundWire.com - Thursday, November 10, 2016 Views
Despite Cloud Over DoL Rule, JP Morgan Clips Commissions
President-elect Donald Trump may repeal the fiduciary regulations. ..
401kWire.com - Thursday, November 10, 2016
Voya IM Names New Head of Retirement and Investment
The new hire is from Nuveen Investments. ..
401kWire.com - Thursday, November 10, 2016 - Reader Rating: 2.25
Prudential Makes a New West Coast Hire
The firm adds to the sales team in the West. ..
401kWire.com - Thursday, November 10, 2016 - Reader Rating: 4
Chicago-Based Consulting Firm Now Uses eRFP Technology
A retirement consulting firm based in Chicago now uses eRFP technology..
401kWire.com - Thursday, November 10, 2016
Mister Market Smiles On Asset Managers After Trump's Big Win
For most publicly traded mutual fund shops, the first day after the election was a good one for their shares...
MutualFundWire.com - Thursday, November 10, 2016 Views
$190MM Chemical Plan Switches RKers
Ascend decides to change their DC formula... ..
401kWire.com - Tuesday, November 10, 2015
CITs Are Gaining Traction in the DC Space
The potential benefits of collective investment funds could see an increasing competitiveness against mutual funds within defined contribution industry...
401kWire.com - Tuesday, November 10, 2015
Hatteras Is Breaking Free
Management at the alt fund shop is buying it back...
MutualFundWire.com - Tuesday, November 10, 2015 Views
IMPACT 2015 Begins in Beantown
Schwab gathers RIAs, and the fundsters and others that serve RIAs, for its annual conference...
MutualFundWire.com - Tuesday, November 10, 2015 Views
Charlie Nelson Calls State-Run Plans "An Indictment On Our Industry"
In hisOrangeMoney tie, Voya's Charlie Nelson speaks at the 2015 SPARK Forum on the retirement industry in America...
401kWire.com - Tuesday, November 10, 2015 - Reader Rating: 4
Are Millennials a Lost (Retirement) Generation?
A survey from the folks at BNY Mellon says.....
401kWire.com - Tuesday, November 10, 2015 - Reader Rating: 5
Dilbert Laughs At Saving For Retirement
Why bother to save?..
401kWire.com - Tuesday, November 10, 2015 - Reader Rating: 1
Pimco to Gross: Get Over Us Already!
The giant fixed income mutual fund shop responds to the lawsuit filed against it by its former bond king...
MutualFundWire.com - Tuesday, November 10, 2015 Views
Empower's First Win: a $1.2B 401k
The Great-West retirement plan recordkeeping business unveils its first win since rebranding last month...
401kWire.com - Monday, November 10, 2014 - Reader Rating: 4.94
Four ETF Shops Gain Special RayJay Access
The regional B-D's RIA support arm launches its own NTF platform for ETFs...
MutualFundWire.com - Monday, November 10, 2014 Views
A KPA Picks a B-D That Fits Morr of His Needs
Updated | This 401(k) plan advisor (KPA) changes B-Ds...
401kWire.com - Monday, November 10, 2014
Eaton Vance's Next-Gen Mutual Fund Structure Could Arrive In Q2
Tom Faust and his team clear another regulatory hurdle in their to launch their own active, ETF-like offerings...
MutualFundWire.com - Monday, November 10, 2014 Views
Pentegra's Swisher Hires In Phoenix
The Empire State RKer's SVP of national sales just welcomed a wholesaler to the collaborative.....
401kWire.com - Monday, November 10, 2014
Nybo Augments Participants' Reality
The Transamerica retirement strategy chief unveils a new mobile app...
401kWire.com - Monday, November 10, 2014 - Reader Rating: 3.67
Participants' 401k Contributions Rise One Percent
Fidelity's Q3 2014 report shows participants upping the ante when it comes to contributing to their retirement accounts...
401kWire.com - Monday, November 10, 2014
You Know the New "Bond King", But Do You Know His Crown Prince?
In a five-page column, Forbes profiles the rise of the man it calls "the new bond king," in the process revealing "the front-runner to eventually succeed Gundlach."..
MutualFundWire.com - Monday, November 10, 2014 Views
ING Files for a $100MM IPO
The U.S. arm of the Dutch financial giant plans to float its initial public offering next year...
401kWire.com - Saturday, November 10, 2012 - Reader Rating: 5
Seen & Heard at the 2011 SPARK Forum
Not everyone is a fan of Mia Hamm, and Mike Falcon shows his love for food, golf and ... more food...
401kWire.com - Thursday, November 10, 2011 - Reader Rating: 3.5
Hancock's Mutual Fund Biz is Hiring
The firm's mutual fund unit is rehiring some castoffs from its annuities division...
MutualFundWire.com - Thursday, November 10, 2011 Views
Strategic Insight's 25th Anniversary Gala in Pictures
Photo highlights from Strategic Insight's 25th anniversary gala dinner on November 7 in New York...
MutualFundWire.com - Thursday, November 10, 2011 Views - Reader Rating: 4
Putnam's Fixed Income Funds Grow
The Canadian parent of the mutual fund firm releases its Q3 results...
MutualFundWire.com - Thursday, November 10, 2011 Views
Nuveen Talks Income on a New Website
The mutual fund firm amps up its online support for investors seeking more information on bond investing...
MutualFundWire.com - Thursday, November 10, 2011 Views
Deutsche Bank Amps Up Money Fund Reporting
The institutional asset management arm of the giant German bank unveils new capabilities at a Beantown conference...
MutualFundWire.com - Thursday, November 10, 2011 Views
Hancock Layoffs Bolster its 401k Unit
The insurer is shifting workers to its retirement businesses...
401kWire.com - Thursday, November 10, 2011 - Reader Rating: 2
Plan Sponsors Target Participation Rates Not Income Replacement
A Midwestern provider releases new data from a survey of employers that shows sponsors remain focused on participation and not income replacement ratios...
401kWire.com - Thursday, November 10, 2011 - Reader Rating: 5
Great-West Added 10,000 401k Participants
The provider's Canadian parent third quarter earnings report shows rising metrics in the U.S. business...
401kWire.com - Thursday, November 10, 2011 - Reader Rating: 5
Sponsor Steers to Stock Drop Settlement
A Midwestern, jumbo plan sponsor agrees to settle a suit over its 401k plan...
401kWire.com - Thursday, November 10, 2011
TIAA-CREF Adds Another Healthcare Plan
The non-profit provider adds another plan to its portfolio...
401kWire.com - Thursday, November 10, 2011
Lehman Creditors, Neuberger Exhale
Lehman's holding company says it will sell off its stake in Neuberger Berman...
MutualFundWire.com - Thursday, November 10, 2011 Views
Ariel Prez Bags Entrepreneur of the Year Award
Mellody Hobson is among the winners of Traders Magazine's "Wall Street Women" awards...
MutualFundWire.com - Thursday, November 10, 2011 Views
Despite a Bump, Pimco Total Return is Still Light On Treasuries
Bill Gross' moves toward and away from Treasuries continue to intrigue the media...
MutualFundWire.com - Thursday, November 10, 2011 Views
Lincoln Trust Confirms New Product Launch
The Colorado-based recordkeeper officially reveals a new, TPA-centric platform...
401kWire.com - Wednesday, November 10, 2010
Lincoln Trust Brings Education In-House and Partners With Fund Firms
The Colorado-based recordkeeper develops new referral sources...
401kWire.com - Wednesday, November 10, 2010 - Reader Rating: 3
A 401k Provider Helps Fund Firms Track Flows
How do you figure out where flows from retirement plans are coming from so you can compensate your distribution team? At least one retirement plan provider has an answer...
MutualFundWire.com - Wednesday, November 10, 2010 Views - Reader Rating: 3
Seen & Heard from Spark 2010
Attendees take to the golf course and to the hockey rink, sort of, at the 2010 SPARK Forum...
401kWire.com - Wednesday, November 10, 2010 - Reader Rating: 4.33
Survey Calls Into Question Plan Sponsors' Target Date IQ
Plan sponsors are unsure of their target date footing...
401kWire.com - Wednesday, November 10, 2010
Great-West Boosts Earnings
The Canadian parent of the recordkeeper reveals its third quarter results...
401kWire.com - Wednesday, November 10, 2010 - Reader Rating: 5
Putnam's Earnings and Assets Climb
The Canadian parent of the mutual fund firm reveals its Q3 results...
MutualFundWire.com - Wednesday, November 10, 2010 Views
Ascensus Gives Plan Sponsors Fiduciary Insurance
The Dreshner, Pennsylvania-based plan provider is looking to give plan sponsors fiduciary insurance...
401kWire.com - Wednesday, November 10, 2010
Mansueto Shuffles Top Execs
Morningstar says goodbye to one unit chief and promotes another...
MutualFundWire.com - Wednesday, November 10, 2010 Views
Nationwide Boosts Its Private Sector Sales Force
The Columbus, Ohio-based insurer names five new wholesalers for its retirement plan business...
401kWire.com - Wednesday, November 10, 2010 - Reader Rating: 5
Reinkemeyer Leaves Morningstar
Joe Mansueto elevates one of his own to oversee retirement management accounts and the rest of the firm's investment management division...
401kWire.com - Wednesday, November 10, 2010
Morgan Stanley Bids Farewell to its Invesco Stake
The stake sale will raise $664 million of proceeds for Morgan Stanley...
MutualFundWire.com - Wednesday, November 10, 2010 Views
ING's Top Exec Talks IPOs
ING Group CEO Jan Hommen gives an update on divestment plans...
401kWire.com - Wednesday, November 10, 2010 - Reader Rating: 3
Bogle Says 'The Financial Sector Actually Subtracts Value'
Dow Jones interviews the Vanguard founder as he releases his ninth book...
MutualFundWire.com - Wednesday, November 10, 2010 Views
JPMorgan Brings Back the Match
The provider and giant bank also halts its salary freeze...
401kWire.com - Tuesday, November 10, 2009 - Reader Rating: 4
OOK Receives a Makeover
OOK Advisors redressed as Geary Advisors and will move to Austin...
MutualFundWire.com - Tuesday, November 10, 2009 Views
Milliman Targets an Income Guarantee
Milliman is nearly ready to unveil a new retirement product that comes with a series of investment safeguards..
401kWire.com - Tuesday, November 10, 2009 - Reader Rating: 2
How Might Healthcare Reform Impact 401ks?
Steve Saxon shares his views at the Spark Conference on Tuesday...
401kWire.com - Tuesday, November 10, 2009 - Reader Rating: 4
Fund Ranker Looks Forward Without Stepping Back
Standard and Poors advocates not using using a backwards looking ratings system...
MutualFundWire.com - Tuesday, November 10, 2009 Views - Reader Rating: 1
Old Mutual Promotes its DC-IO Head
Brian Carroll will lead institutional distribution...
401kWire.com - Tuesday, November 10, 2009
MSSB Pushes Its Chips Behind Retirement Specialists
It may be about to become an FA-eat-FA world, but Jim McCarthy sees the newly organized retirement specialists at Morgan Stanley Smith Barney pushing growth by as much as 20 percent in 2010. ..
401kWire.com - Tuesday, November 10, 2009
Evonik Consolidates $357 Million in DC Assets Under One Provider
A subsidiary of a German chemical giant choses one provider to manage all of its U.S. Retirement plans, after consolidating two 401(k) plans...
401kWire.com - Tuesday, November 10, 2009 - Reader Rating: 5
Buffett's Buy Sends Some Funds Sky High
Warren Buffett's acquisition of Burlington Northern Santa Fe sends the company's shares soaring 30 percent, with several mutual funds gaining big...
MutualFundWire.com - Tuesday, November 10, 2009 Views - Reader Rating: 4
An NJ Fund Co Designs Seven Foreign ETFs
EGA Emerging Global Shares Trust plans to launch seven new ETFs to invest in China, Brazil and India..
MutualFundWire.com - Tuesday, November 10, 2009 Views
Astor Longs for ETFs With a New Fund
Astor Asset Management's first mutual fund will employ investment strategies familiar to the Chicago-based company...
MutualFundWire.com - Tuesday, November 10, 2009 Views - Reader Rating: 2
Lincoln Deepens its Ties to a Managed Account Firm
Lincoln has started offering its partner's managed account service as a QDIA option...
401kWire.com - Monday, November 10, 2008 - Reader Rating: 5
Allianz Taps Neuberger Berman Talent for its DC I-O Push
The distribution arm of the German-owned asset manager has tapped a new leader for its DC I-O business and hired two others from Neuberger Berman...
401kWire.com - Monday, November 10, 2008 - Reader Rating: 5
Clark and Kent Divide Their Assets
A pair of DC RIAs go their separate ways while maintaining ties to a mutual partner...
401kWire.com - Monday, November 10, 2008
Online, Academic Fund Ratings Tool Emerges
A Web-focused firm unveils a different approach to looking at mutual funds...
MutualFundWire.com - Monday, November 10, 2008 Views
American Century to Cut 270 Jobs
The Kansas City-based fund firm will slash 17 percent of its workforce...
MutualFundWire.com - Monday, November 10, 2008 Views
A Georgia TPA Changes Hands
UPDATED| The TPA brings 300 plans to its new owner...
401kWire.com - Monday, November 10, 2008
Court Approves an Overseer for Reserve Fund Distribution
A New York court on Friday approved the appointment of a supervisor for the distribution of assets in an international fund managed by The Reserve...
MutualFundWire.com - Monday, November 10, 2008 Views
Seligman Assets Flow to RiverSource
RiverSource parent Ameriprise Financial has completed its $440 million all-cash acquisition of Seligman...
MutualFundWire.com - Monday, November 10, 2008 Views
Wasatch Trims, Drops Two Portfolio Managers
Add Wasatch to the list of fund firms that have made cuts. The Salt Lake City-based fund advisor let go two fund managers are part of staff cuts...
MutualFundWire.com - Monday, November 10, 2008 Views
Princeton Hoops Connect Ariel's Rogers and Obama
Barack Obama's election is keeping a pair of top executives at Ariel Funds in the news...
MutualFundWire.com - Monday, November 10, 2008 Views
Utopia in Retirement ... for Free?
A Wolverine State RIA takes a comprehensive DC solution to to the micro market and beyond. ..
401kWire.com - Friday, November 10, 2006
Providers May Not Escape Fee-Suit Wave
A Washington. D.C. attorney warms that the fee suits targeting providers could open the door to related actions against plan providers...
401kWire.com - Friday, November 10, 2006
401Kids Sponsor Loses House Seat
The outlook for the bill looks dimmer now that it will lose its primary sponsor in January...
401kWire.com - Friday, November 10, 2006
Americans Still Spend More Than They Earn, But Not By As Much
Falling house prices could have a silver lining -- if you are concerned about the nation's savings rate, that is...
401kWire.com - Friday, November 10, 2006
Retirement Security Project Adds Automatic IRA Proponent
The originator of the automatic IRA proposal joins the retirement focused think tank...
401kWire.com - Friday, November 10, 2006 - Reader Rating: 1
Sponsors Satisfaction with Providers Hits Decade High
Sponsors are not coming down with the seven year itch quite as often, indeed, their satisfaction rate with their providers is at a 7-year high...
401kWire.com - Friday, November 10, 2006 - Reader Rating: 5
Nevada 529 Participants Get Cost Cut
Vanguard Group is slashing the fees on the Nevada 529 college savings plan on half of the plan's investment options. The fee reductions will lower the plan's expenses by $2 million per year...
401kWire.com - Friday, November 10, 2006
Tribune Wins its Stock-Drop Case
Company stock that losses value can still be an appropriate investment says one court...
401kWire.com - Friday, November 10, 2006
Another NSCC Specialist Readies an ETF Fund Line
AST Trust is not alone in readying an ETF-based collective trust for plan sponsors. Look for a second product early next year...
401kWire.com - Thursday, November 10, 2005
New Faces at CitiStreet
The DC plan provider has beefed up its West Coast wholesaling team...
401kWire.com - Thursday, November 10, 2005 - Reader Rating: 3
Amex Taps NYSE Pro as ETF Marketer
The American Stock Exchange has tapped a marketer to help grow its ETF Marketplace. Richard Russo joins the Amex from Aprilante & Bomba, where he was a senior vice president and director of business development. He will report to Cliff Weber, senior vice president of the ETF Marketplace...
MutualFundWire.com - Thursday, November 10, 2005 Views
Ways & Means Sends Pension Bill to House
The House Ways and Means Committee passed its pension bill Wednesday. The legislation will now be considered by the full House...
401kWire.com - Thursday, November 10, 2005 - Reader Rating: 3
Standard Plans 403(b)-457 Sales Boost
The insurer has brought a public plan specialist on board to head up a sales push for its annuity product...
401kWire.com - Thursday, November 10, 2005
Cali Firm to Track ETFs
Santa Rosa, California-based research firm TrimTabs announced it will track and report daily, weekly, monthly and quarterly exchange-traded fund flows. The firm will keep tabs on flows on a fund and market segment basis...
MutualFundWire.com - Wednesday, November 10, 2004 Views
Nationwide Readies for the Game to Change
Executives outline their strategies to capture retiree assets...
401kWire.com - Wednesday, November 10, 2004 - Reader Rating: 3
Fund Opening: Fido Launches Two Small Cap Funds
Fidelity has launched two direct and advisor sold small cap funds. Total operating expenses for the Small Cap Growth are 142 basis points and 124 basis points for the Small Cap Value fund. Forrest St. Clair and Katherine Lieberman will manage the Growth and Value funds, respectively...
MutualFundWire.com - Wednesday, November 10, 2004 Views
Education Provider Offers Enrollment Books, a la Carte
No contracts and no minimums. Does the offer sound too good to be true?..
401kWire.com - Wednesday, November 10, 2004 - Reader Rating: 3
U.S. Bank Hire to Target Retirement Market
The new hire will coordinate retirement and custody sales nationwide...
401kWire.com - Wednesday, November 10, 2004 - Reader Rating: 4
QQQ Adds a Q
The QQQ is moving to Nasdaq. Nasdaq and American Stock Exchange officials have reached an agreement to move the trading of the Nasdaq-100 Tracking Stock Index, which is currently listed on the Amex under the ticker "QQQ", to the Nasdaq effective December 1. Under the original agreement between the two exchanges, the fund would trade on the Amex until June 2005...
MutualFundWire.com - Wednesday, November 10, 2004 Views
Pottruck Cashes Out
The former chief executive at Charles Schwab left with a tidy sum...
401kWire.com - Wednesday, November 10, 2004
Pottruck Cashes Out
David Pottruck may have been forced out at Charles Schwab in July, but he also left with $6.2 million in hand. The ousted former chief executive was given the lump sum payment on August 2, was also paid $166,666 for the months of August and September, and will be paid $135,714 for every month thereafter that he remains jobless, reported the LA Times on Tuesday...
MutualFundWire.com - Wednesday, November 10, 2004 Views - Reader Rating: 3
NASD Warns Bank One
The JP Morgan unit could face more penalties related to trading abuses...
MutualFundWire.com - Wednesday, November 10, 2004 - Reader Rating: 2
Pioneer Investments Profile
Vendor profile for Pioneer Investments 401k business...
401kWire.com - Monday, November 10, 2003
Bridgeway Launches New Funds
A small cap growth and value have been added to the roster as well as a large cap growth and value...
MutualFundWire.com - Monday, November 10, 2003 Views
Boston Vendor Drops Proprietary Product
The fund firm will focus on building its investment-only business instead...
401kWire.com - Monday, November 10, 2003 - Reader Rating: 4.75
EnvestnetPMC Adds New Manager
..
MutualFundWire.com - Monday, November 10, 2003 - Reader Rating: 3
Advice Givers Mull Reactions to Fund Scandals
At least one advisor is telling participants to sell. Others are weighing the matter...
401kWire.com - Monday, November 10, 2003 - Reader Rating: 4.5
Tool Promises to Boost Deferrals
ADP Retirement Services makes its tool available to clients of all sizes...
401kWire.com - Monday, November 10, 2003 - Reader Rating: 2.5
Fund Probes Take New Directions
MetLife hears from regulators as does a Florida broker-dealer. Merrill Lynch fines two executives in relation to trades by Millennium Partners...
MutualFundWire.com - Monday, November 10, 2003 Views - Reader Rating: 4
Alliance Head Is Shown The Door
Another top executive is also ousted...
MutualFundWire.com - Monday, November 10, 2003 Views - Reader Rating: 3.67
Fund Ad Campaigns Affected By Scandal
Putnam rolls one out, Janus scales one back...
MutualFundWire.com - Monday, November 10, 2003 Views
Fidelity Says Its e401k Tops Hopes
Fidelity is on pace to sell twice as many e401k plans as it expected to in 2000. Look for more "e" services tied around this product...
401kWire.com - Friday, November 10, 2000 - Reader Rating: 3
SubAdvisor Switch
American Odyssey has switched subadvisors for the value portion of its Core Equity Fund...
MutualFundWire.com - Friday, November 10, 2000 - Reader Rating: 3
White Knights for Mackenzie?
One firm denies rumors that it has hired advisors to make a bid for the Canadian fund complex. A second firm refuses comment...
MutualFundWire.com - Friday, November 10, 2000 - Reader Rating: 3
Older Investors Get New Tricks
Scudder considers using advisors to boost sales of its AARP product line to high-net worth mature investors. The firm will keep an "AARP" no-load share class...
MutualFundWire.com - Friday, November 10, 2000 - Reader Rating: 3
November 10, 2000
Fidelity Launches Unified Fund-Brokerage Campaign on to Record Election Watching audience ... Levitt Speaks on Fee Disclosure ... Value Funds Get the Cash ... MFS' Mark Regan...
MutualFundWire.com - Friday, November 10, 2000 - Reader Rating: 3
November 10, 2000
Fidelity Launches Unified Fund-Brokerage Campaign on to Record Election Watching Audience ... Levitt Speaks on Fee Disclosure ... Value Funds Get the Cash ... MFS' Mark Regan...
401kWire.com - Friday, November 10, 2000 - Reader Rating: 3
DC Assets Grow
DC assets are growing but a recent study shows that DB is standing its ground in employer sponsored pensions...
401kWire.com - Wednesday, November 10, 1999 - Reader Rating: 3
Best Buy Chooses Bundled Service Provider
Best Buy Co. has chosen a new 401k provider whose services will include education in addition to bundled services...
401kWire.com - Wednesday, November 10, 1999 - Reader Rating: 3
Allianz Expanding Into US Funds
Fresh off its Pimco acquisition, Allianz is launching a family of funds, with Bisys providing the funds' back office. The company has also hired a new mutual fund head from KeyCorp...
MutualFundWire.com - Wednesday, November 10, 1999 Views - Reader Rating: 3
Bregman on: The Exhibit Hall and Other Fun Things
Part II of our advisor insight into Schwab's latest conference lists nominations for the Tschotchke Hall of Fame and explores practical suggestions for future events...
MutualFundWire.com - Wednesday, November 10, 1999 Views - Reader Rating: 3
Odd Lots, November 10, 1999
Fund company invests in Wine.com ... Invesco adds loaded class shares ... Japanese banks start asset management venture ... Merrill brokers can't trade ... Janus Twenty Fund copied...
MutualFundWire.com - Wednesday, November 10, 1999 - Reader Rating: 3
TAG On: Reimbursements
The Technical Answer Group, Inc. ("TAG") is a weekly guest on the 401(k)Wire site. TAG provides technical answers and supporting research for professional firms and individuals that administer, sell or sponsor qualified employee benefit plans. The following question was asked by a TAG Subscriber and includes the TAG answer:..
401kWire.com - Wednesday, November 10, 1999 - Reader Rating: 3
Hartford Life Intensifies Focus on 401k Market and Appoints New Division Head
Simsbury, Connecticut-based Hartford Life is intensifying its focus on the small end of the 401(k) marketplace. It has formed a new division, the Investment Products Division, by combining its individual and group retirement businesses. The head of this division will be Thomas M. Marra, executive vice president, who will also be named to the board of directors...
401kWire.com - Tuesday, November 10, 1998 - Reader Rating: 3
Word on the Wire: Lay-Offs at JP Morgan and BankAmerica Makes a Purchase
The 401kWire.com takes a look at some recent events in and around the 401(k) business. In the news today, job lay-offs are anticipated at J.P. Morgan (NYSE: JPM) at the end of the year, and BankAmerica Corporation (NYSE: BAC), which offers 401(k) plans and products through its Bank of America division, has made its move on Marsico Capital Management...
401kWire.com - Tuesday, November 10, 1998 - Reader Rating: 3
TAG On: Safe Harbor Rules
Notice 98-52, outlining the rules for safe harbor 401(k) plans, was issued on October 30th. Plans that satisfy the safe harbor requirements are automatically deemed to pass the ADP and ACP tests. Safe harbor plans are available for plan years beginning after December 31, 1998...
401kWire.com - Tuesday, November 10, 1998 - Reader Rating: 3
Neuberger Berman to Double DC Sales Staff
Neuberger and Berman will add four new members to its defined contribution separate-account sales staff, according to a report published in Defined Contribution News. The new positions will bring the total number in Neuberger's sales force to eight...
401kWire.com - Monday, November 10, 1997 - Reader Rating: 3
Hancock Hires Beardon
John Hancock Funds has hired Dale Bearden for the new position of Senior Vice President of Retirement Plans, according to a report published in Defined Contribution News. Bearden had previously been Senior Vice President and National Sales Manager at Putnam Investments...
401kWire.com - Monday, November 10, 1997
Hancock Hires Beardon
John Hancock Funds has hired Dale Beardon for the new position of Senior Vice President of Retirement Plans, according to a report published in Defined Contribution News. Beardon had previously been Senior Vice President and National Sales Manager at Putnam Investments...
401kWire.com - Monday, November 10, 1997 - Reader Rating: 3
Texas-New Mexico Power Picks Vanguard
Fort Worth, TX-based Texas-New Mexico Power has bundled its $67 million 401(k) plan with Vanguard, according to a report published in Defined Contribution News. Mercer assisted with the search which resulted from the sponsor's decision to drop NationsBank.
..

401kWire.com - Monday, November 10, 1997 - Reader Rating: 3
No. Carolina Seeks Administrator
The State of North Carolina is searching for a new administrator for its $500 million deferred compensation plan, according to a report published in Defined Contribution News. The state currently has a contract with Public Employee Retirement Services (PEBSCO) which ends in one year in December 1998. ..
401kWire.com - Monday, November 10, 1997 - Reader Rating: 3
Harris Chemical Seeks Funds
Overland Park, KS-based Harris Chemical Group is disappointed by the performance of the Fidelity funds in its $72 million 401(k) plan and looking for possible replacements, according to a report published in Defined Contribution News. The company is also looking at ways to cut administration costs. ..
401kWire.com - Monday, November 10, 1997 - Reader Rating: 3
Hartford Adds Funds
The Hartford has expanded the fund line-up in its Hartford Advantage product by offering outside funds, according to a report published in Defined Contribution News. The new funds are three lifestyle funds managed by T. Rowe Price Associates.
..

401kWire.com - Monday, November 10, 1997 - Reader Rating: 3
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