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News Stories Archives - Since 1998
A CT Congressman Discusses Pending 403b Law The Connecticut State Senate just passed a bill that would hold 403(b) plans to higher fiduciary standards. .. 401kWire.com - Friday, June 16, 2017
HSA Product Launches with Retirement Savings in Mind As HSA accounts are starting to be known as a related 401(k) product, this HSA firm launches something new..... 401kWire.com - Friday, June 16, 2017 - Reader Rating: 5
Renaissance Benefits Advisory Group Adds a Dynamic New Consultant This independent retirement consulting firm has made a new addition to their team... 401kWire.com - Friday, June 16, 2017
Filings for Fundsters - June 16, 2017 A compilation of the latest SEC filings!.. MutualFundWire.com - Friday, June 16, 2017
Two Illinois Firms Merge IronBridge's investment team and senior members are joining RMB... MutualFundWire.com - Friday, June 16, 2017
Meet One of This Year's Top Women Advisors Broker-dealer Commonwealth Financial Group has named one of the Top Women Advisors on Barron's 2017 list!.. 401kWire.com - Friday, June 16, 2017
What Will Aaron Rodgers Tell FAs and Fundsters? After the Pershing team and attendees took over a whole San Diego block last night, this NFL star will take the main stage this morning for the final session of Insite 2017... MutualFundWire.com - Friday, June 16, 2017
Top Dogs at RidgeWorth Depart Post-Virtus After the acquisition closed earlier this month, these execs are moving on... MutualFundWire.com - Friday, June 16, 2017
Three KPA Takeaways From Morningstar IC 2016 The Chicago conference, focused on FAs and B-D and RIA home-office execs doing due diligence by listening to and meeting PMs, offers more evidence of the spreading fiduciary reg interest and the awakening of retail to 401k... 401kWire.com - Thursday, June 16, 2016
American Bar Association Pursues a DC Plan Overhaul The Windy City-based organization issued an RFP for bundled services. .. 401kWire.com - Thursday, June 16, 2016
Captrust Adds a KPA in PA After years in business development, this new hire now works as an advisor. .. 401kWire.com - Thursday, June 16, 2016
Envestnet Integrates With an NYC B-D Network Envestnet teams up with a B-D network to offer its suite of solutions for 401(k) plan advisors... 401kWire.com - Thursday, June 16, 2016
M* Investment Conference 2016 In Pictures About 2,000 fundsters, FAs, and others gathered in Chitown this week for the conference. Here's a a glimpse... MutualFundWire.com - Thursday, June 16, 2016 - Reader Rating: 3
Roboadvisors Gather in the Big Apple The second annual In\|Vest conference kicks off today in New York City... MutualFundWire.com - Thursday, June 16, 2016
OKC Plan Sponsor Names New Internal Administrator The employee who formerly administered the plan is retiring... 401kWire.com - Thursday, June 16, 2016
LPL Picks Up a SoCal KPA From Met Life to Edward Jones, and now LPL, this KPA keeps producing. .. 401kWire.com - Thursday, June 16, 2016
SIFMA Strongly Opposes SARPs The securities advocate prefers more education and good will for Americas who do not have access to retirement plans. .. 401kWire.com - Thursday, June 16, 2016
Fred Reish Talks Prudence in Best Interest Standard Reish goes to LinkedIn to tackle a portion of the Department of Labor's best interest standard. .. 401kWire.com - Thursday, June 16, 2016
SSgA's Retirement Mandate Gains Traction on Capitol Hill Plan sponsors are also supporting the proposal. .. 401kWire.com - Thursday, June 16, 2016
Fink Says Asset Management Needs Consolidation The BlackRock chief thinks that "quite a bit" of M&A is possible. Where is he looking?.. MutualFundWire.com - Thursday, June 16, 2016
Kublin and Co Hold BPAS' 2nd Annual Conference This week Barry Kublin and his team gathered about 130 of their colleagues, advisor partners, and other industry insiders at the Le Meridian Regency Hotel in the city of Charlotte, North Carolina for the second annual BPAS Partner Conference. .. 401kWire.com - Tuesday, June 16, 2015
A 401k Robo-Advisor Closes in on VC Funds Its founders plan to use the capital to build a sales team. .. 401kWire.com - Tuesday, June 16, 2015
AEP Juices On its 401k Recordkeeper The utility giant has made a decision on who will provide recordkeeping services after the sale of J.P. Morgan Retirement... 401kWire.com - Tuesday, June 16, 2015
LifeLock Offers a Solution for 401k Theft Retirement income theft and stolen identity are growing issues in the financial industry... until now?.. 401kWire.com - Tuesday, June 16, 2015 - Reader Rating: 3
ADP Affirms That Employers Know the Value of 401ks ... But many smaller employers are still not putting the knowledge into practice. .. 401kWire.com - Tuesday, June 16, 2015 - Reader Rating: 2
Mainstay Hires Two, Plans Consultant Team Now out of the recordkeeping side of the business, NY Life's Mainstay Investments is making a DC I-O push with new hires. .. 401kWire.com - Tuesday, June 16, 2015
A Tactical SMA Shop Enters the ETF Biz A Connecticut-based ETF strategist has launched its own ETFs, and it's looking for asset manager allies.. MutualFundWire.com - Tuesday, June 16, 2015
Are Regulators Chasing Imaginary Mutual Fund Waterfalls? Morningstar's policy research director pushes back against U.S. and global banking regulators who want to slap the SIFI label on big mutual funds and mutual fund shops.The mutual fund ratings giant's policy research director pushes back against U.S. and global banking regulators who want to slap the SIFI label on big mutual funds and mutual fund shops... MutualFundWire.com - Tuesday, June 16, 2015
40 Years, $100B: This Week the Nationwide Retirement Team Celebrates John Carter and his team are gathering together after the insurer's retirement plan provider crosses two big milestones... 401kWire.com - Tuesday, June 16, 2015 - Reader Rating: 5
In Fights Over Revenue Sharing, Good Faith Matters Earlier this month one of the SEC's own administrative law judges tossed out the regulator's case against a Texas RIA. The RIA's attorney talks about the implications... MutualFundWire.com - Tuesday, June 16, 2015
Healey Is a Casanova of Alts Shops The courting of D.E. Shaw is far from AMG's first alts romance. Healey's firm owns stakes in at least 14 boutiques that are either hedge funds or alts investors. .. MutualFundWire.com - Monday, June 16, 2014
"We're Doing More Work Defending DoL Investigations Than Ever Before" Steve Saxon updates Spark National attendees on regulatory and litigation issues affecting the retirement plan industry... 401kWire.com - Monday, June 16, 2014 - Reader Rating: 5
Nationwide's Marketing Head Retires Doff Meyer has stepped down from her chief marketing officer role, while Tiffany Grinstead, a tenured Nationwide marketer, has taken over... MutualFundWire.com - Monday, June 16, 2014
Healey Bids $500MM for a Portion of D.E. Shaw Publications say AMG is near a deal for the 20% stake of the hedge fund owned by the Lehman Brothers Estate.. MutualFundWire.com - Monday, June 16, 2014
Stock Funds Rock the Inflows with $11.4B Equity products saw the most inflows since February in the week ending June 11. Eighty percent of those flows went to ETFs... MutualFundWire.com - Monday, June 16, 2014
Ready Kicks Off Spark National 2014 The Wells Fargo Institutional Retirement and Trust welcomes recordkeepers and other retirement plan industries to the conference in Washington, D.C... 401kWire.com - Monday, June 16, 2014 - Reader Rating: 3.8
Corrieri Offers Mutual of Omaha Clients a New 401k Advantage The insurer's 401k team launches another fiduciary service for small retirement plan sponsors... 401kWire.com - Monday, June 16, 2014 - Reader Rating: 5
OppenheimerFunds Hires a DC I-O Exec The exec takes on a newly created role at the New York City-based asset manager... 401kWire.com - Thursday, June 16, 2011 - Reader Rating: 3.62
DST Addresses the Chatter DST executives issue a statement in the wake of a Reuters article about private equity suitors... 401kWire.com - Thursday, June 16, 2011 - Reader Rating: 4
Fidelity Expands its Target-Date Lineup The Boston Behemoth its targeting investors in their early twenties... 401kWire.com - Thursday, June 16, 2011 - Reader Rating: 2
Fidelity's Fund Supermarket Has a New Boss There's a new chief gatekeeper at Fidelity's mutual fund supermarket... MutualFundWire.com - Thursday, June 16, 2011
Saturna Creates an iPhone App Saturna launched its iPhone app a month ago and plans to release the second version before the year is over... MutualFundWire.com - Thursday, June 16, 2011
Hancock Updates an Advisor App The Boston-based plan provider says the enhanced app had about 700 downloads last week... 401kWire.com - Thursday, June 16, 2011 - Reader Rating: 3.5
Schwab Sees a Two Percent Drop in its Participant Count The number of Schwab's corporate retirement participants fell by two percent year-over-year. .. 401kWire.com - Thursday, June 16, 2011 - Reader Rating: 3
DST Comments on Suitor Buzz DST Systems comes out with a statement in the wake of a Reuters report... MutualFundWire.com - Thursday, June 16, 2011
IndexIQ Builds a Roof The Rye Brook, New York launches an ETF that offers access to the small-cap US real estate sector... MutualFundWire.com - Thursday, June 16, 2011
SSgA Hunts for a Biz Dev Exec The asset management arm of the Boston-based bank promotes one exec and searches for his successor... MutualFundWire.com - Wednesday, June 16, 2010
Hancock Brings in a DWS Alum The Boston-based mutual fund firm names its choice for a newly created position... MutualFundWire.com - Wednesday, June 16, 2010
Trone Relinquishes One of His Hats The fiduciary guru passes a top spot to a long-time collaborator... 401kWire.com - Wednesday, June 16, 2010
Kohl Wants to Help Retirees 'Make Their Savings Last' The Senate Aging Committee chief gathers together regulators and others to talk retirement income... 401kWire.com - Wednesday, June 16, 2010
Old Mutual Execs Woo Reporters The asset management arm of the firm hosts a press breakfast featuring five managers... MutualFundWire.com - Wednesday, June 16, 2010 - Reader Rating: 1
Rogerscasey Spins Off an Expanding Analytics Team A third-party platform gains its independence from the consulting firm... 401kWire.com - Wednesday, June 16, 2010
Paychex Sings Auto-Enrollment's Praises The payroll provider unveils a white paper on the impact of an increasingly popular DC plan feature... 401kWire.com - Wednesday, June 16, 2010 - Reader Rating: 2
Schwab Urges Participants to Say RRRR The provider outlines how DC investors can evaluate their investments mid-year... 401kWire.com - Wednesday, June 16, 2010
SEC Decides to Change to Target Date Branding Updated \| Mary Schapiro and her colleges consider new regulations for the naming and marketing of age-based asset allocation funds... 401kWire.com - Wednesday, June 16, 2010 - Reader Rating: 4.5
American Beacon Execs Fly to the Big Apple Bill Quinn, Gene Needles & co. host a media briefing in Manhattan... MutualFundWire.com - Wednesday, June 16, 2010
Cohen & Steers Signs on a Marketing Trio The New York City fund firm is building out its marketing team with new hires... MutualFundWire.com - Wednesday, June 16, 2010
A Schwabie Makes Plans for an Alternatives Mutual Fund A top sales pro from Charles Schwab plans to leverage his experience with hedge funds into a new mutual fund family... MutualFundWire.com - Wednesday, June 16, 2010
Fido Throws it Weight Behind Fund Tax Reform Current tax rules unfairly disadvantage mutual fund investors compared to buyers of individual securities and a new law would fix that, says Fidelity's Fisher... MutualFundWire.com - Wednesday, June 16, 2010
Morgan Stanley Smith Barney Anoints a Retirement Chief A Merrill Lynch alum takes over retirement services at the freshly merged mega-wirehouse... 401kWire.com - Tuesday, June 16, 2009 - Reader Rating: 2.5
Barclays Formally Accepts BlackRock's Offer The sale of BGI moves into its final stages... MutualFundWire.com - Tuesday, June 16, 2009
The DoL and SEC Set Their Target Date Agenda The two regulatory agencies reveal who will testify at their Thursday hearing... 401kWire.com - Tuesday, June 16, 2009 - Reader Rating: 5
A House Sub-Committee Votes Tomorrow on Miller's Fee Disclosure Bill The committee will also address a 401k advice-focused bill... 401kWire.com - Tuesday, June 16, 2009 - Reader Rating: 4
A Federal Judge Pushes a Reserve Primary Court Fight to September The SEC and the beleaguered money fund manager will duke it out in court over a year after its flagship fund broke the buck... MutualFundWire.com - Tuesday, June 16, 2009
Claymore Puts Three More Active ETFs In Registration The fund firm appears to be putting together a diverse menu of active ETF offerings... MutualFundWire.com - Tuesday, June 16, 2009
Another DC Firm Partners to Launch Collective Funds A consulting group looks to build its third-party administration business with a new hire and a new alliance... 401kWire.com - Tuesday, June 16, 2009 - Reader Rating: 3
A Senator's Mutual Fund Sales Fall Under Scrutiny Some are questioning the timing of the Senator�s trading... MutualFundWire.com - Tuesday, June 16, 2009
An ETF Finds That It's Not Easy Being Popular Headaches continue foor a commodities ETF, which recently saw assets balloon to nearly $3.7 billion from roughly $670 million in February... MutualFundWire.com - Tuesday, June 16, 2009
Fido Mulls Charging Advisors For HNW Referrals A new charge may soon affect financial advisors doing business with Fidelity... MutualFundWire.com - Tuesday, June 16, 2009
AEGON Vet Departs Stable Value Team The Kentucky-based GIC and wrap provider bids adieu to another one of its own... 401kWire.com - Monday, June 16, 2008
Boston Financial Works on a Plan Setup Tool The Quincy, Massachusetts-based offspring of DST Systems and State Street is crafting a tool that will enable plan sponsors to set up their plans online... 401kWire.com - Monday, June 16, 2008
RiverSource Outsources, Lays off 68 The Ameriprise subsidiary laid off workers from its Minneapolis office last week as it outsourced back-office work to another provider... MutualFundWire.com - Monday, June 16, 2008 - Reader Rating: 1
A Second Law Firm Files Suit Against Fido Over Fund Losses Another law firm has filed suit against Fidelity for losses in its Ultra-Short Bond Fund... MutualFundWire.com - Monday, June 16, 2008
Julius Baer Americas Gets an Artful New Moniker Julius Baer Americas Inc. is now officially Artio Global Investors Inc... MutualFundWire.com - Monday, June 16, 2008
JPMorgan Names Head of Institutional Sales The Kansas City-based provider has tapped one of its own for the job. In addition, it also hired Sun Life and American Century vets for two posts... 401kWire.com - Monday, June 16, 2008
American Century Replaces Putnam-Bound Stockpicking Duo The Kansas City-based fund firm has tapped replacements for two portfolio managers that defected to Putnam... MutualFundWire.com - Monday, June 16, 2008
Lehman Unveils Q2 Report Card The firm lost $2.8 billion ion the second quarter... MutualFundWire.com - Monday, June 16, 2008
Cox to Fast-Track Fund Regs Chris Cox is thinking legacy as his term winds down... MutualFundWire.com - Monday, June 16, 2008
Active ETFs Miss Out on the Small-Cap Party Active ETFs not taking part in the small-cap action could be a thorny problem for the new breed of ETFs, Ian Salisbury writes in the Monday edition of the WSJ Fund Track column... MutualFundWire.com - Monday, June 16, 2008
Wasatch Re-Shutters its Recently Reopened Funds A month and a half after reopening two of its funds, the Salt Lake City-based firm announced plans to once again close the funds to new investors... MutualFundWire.com - Monday, June 16, 2008
Blue Grass State Adds Roth A Roth 401(k) is just over the hill for Kentucky State employees... 401kWire.com - Friday, June 16, 2006
Round-Up Conscience brings a US and a UK company together, the Supreme Court lets class actions go back to Illinois, and Phoenix raises up a new logo... MutualFundWire.com - Friday, June 16, 2006
EM Panic Passes Month Mark Investors running scared from emerging markets equity and bond funds are breaking longer-standing records... MutualFundWire.com - Friday, June 16, 2006 - Reader Rating: 3
Deal Chatter Grows Despite Lack of News Industry insiders continue to speculate on which 401k provider will be the next to sell... 401kWire.com - Friday, June 16, 2006 - Reader Rating: 1.42
Boomers Count on 401k Savings A soon-to-be released study finds that nearly half of workers plan to depend on their DC plans as a major source of retirement income... 401kWire.com - Friday, June 16, 2006
A Wall Street Giant Wants a Wider DC Footprint An investment banking giant is rewriting its defined contribution strategy and is on the hunt for an executive to lead the effort... 401kWire.com - Friday, June 16, 2006
Merrill Lynch Taps Insider for Retirement Product Sales The brokerage firm looks within to fill the opening created by the departure of Jim McCarthy... 401kWire.com - Friday, June 16, 2006
BlackRock and Forward Veteran Goes Hedge A San Francisco-based hedge fund manager has successfully courted a mutual fund industry veteran to be its managing director and head of distribution and product management... MutualFundWire.com - Friday, June 16, 2006 - Reader Rating: 3
Lavish Party Launches Dividend ETFs WisdomTree Investments aims to make its mark on Wall Street, signaling to Thursday night with a soiree for several hundred on the floor of the New York Stock Exchange. The company that's united publisher Jonathan Steinberg (son of financier Saul), Wharton professor Jeremy Siegel, and hedge fund tycoon Michael Steinhardt is based on the concept of a new type of ETF, launched Friday -- but it's building its talent pool in part with recruits from existing ETF leaders... MutualFundWire.com - Friday, June 16, 2006
New MSRB Rules Increase Broker Obligations Brokers marketing 529 college savings plans will have to disclose more to their customers starting August 7... MutualFundWire.com - Friday, June 16, 2006 - Reader Rating: 3
RIA Lets Everyone In On Portfolio "Masters" If the average investor is tired of high fee funds with poor performance and ready for more transparency, says Dan Kiley, the Retirement Corporation of America hopes to meet that demand. Kiley is founder and CCO of the Cincinnati-based registered investment advisory firm, which has developed the Money Masters Investment Portfolio to give individual investors access to what it deems the top fund managers -- 10 in stocks, 5 in bonds... MutualFundWire.com - Friday, June 16, 2006
Fidelity Switches Benchmarks Fidelity Investments has decided that most of its sector funds can be better evaluated using different benchmarks... MutualFundWire.com - Friday, June 16, 2006
Putnam Bulks up Retirement Sales Force Two wholesalers join, and more new hires may be in store... 401kWire.com - Thursday, June 16, 2005 - Reader Rating: 2.33
PowerShares Partners with Amex for More ETFs Eight of PowerShares' sector-specific ETFs, based on American Stock Exchange indexes, are expected to trade on Thursday, June 23... MutualFundWire.com - Thursday, June 16, 2005
T.Rowe Adds 2045 Age-Targeted Fund The fund firm says assets in the target-date funds have surpassed $5 billion... 401kWire.com - Thursday, June 16, 2005 - Reader Rating: 3
Nationwide's LA Saga Comes to an End A judge rules against the provider... 401kWire.com - Thursday, June 16, 2005 - Reader Rating: 4
M&I Hires Taft-Hartley Pro The new hire will cover the Midwest for M&I... 401kWire.com - Thursday, June 16, 2005 - Reader Rating: 2
Union Central Hires Advice Firm A provider expands its relationship with an investment consulting firm... 401kWire.com - Thursday, June 16, 2005 - Reader Rating: 2
Ex-Fidelity Exec Joins Board Retirement is not just all about golfing, boating and living in Florida ..... MutualFundWire.com - Thursday, June 16, 2005
Who's with Amerindo? Investors in the Amerindo Technology Fund have pulled out 39 percent of the funds assets in the last three weeks ..... MutualFundWire.com - Thursday, June 16, 2005
Russell Hires Strategy Exec Russell Investment Group has hired David Rothenberg as a director of business growth and development ..... MutualFundWire.com - Thursday, June 16, 2005
MassMutual Shuts out Galvin MassMutual seems to be putting up a fight as Secretary of State William Galvin bears down on the company ..... MutualFundWire.com - Thursday, June 16, 2005
SEC Toys With Bear Stearns The agency is considering a civil action against the investment banking and securities arms... MutualFundWire.com - Wednesday, June 16, 2004
Janus Sells Last of DST Stake The sale brings in $336 million in cash... MutualFundWire.com - Wednesday, June 16, 2004
NASD Bans Pru Broker Involved in Fund Scandal The NASD bars a former Prudential broker from the securities business because he took the Fifth... MutualFundWire.com - Wednesday, June 16, 2004 - Reader Rating: 2
LA Drops Consideration of DC Switch The creation of a new 401k for Bayou state workers is a no go... 401kWire.com - Wednesday, June 16, 2004
TPA Provider Builds I-share/Fund Hybrid K-Plan Can ETFs be used to build 401k programs? One firm thinks the time is ripe and is bringing ishares to clients in a new offering... 401kWire.com - Wednesday, June 16, 2004 - Reader Rating: 2.5
E&Y Markets 401(k) Advice Program Ernst & Young is marketing eAdvisorPlus to plan sponsors... 401kWire.com - Wednesday, June 16, 2004 - Reader Rating: 3
New Tool Spotlights Managers for Advisors Pershing adds manager search capability to its updated broker platform that focuses on more than just the fund... MutualFundWire.com - Wednesday, June 16, 2004
TSP Adds Toll-Free Account Access The largest defined contribution plan in the nation gets with the agenda and adds a free phone access for participants... 401kWire.com - Wednesday, June 16, 2004
Philly Union Plans to Fight 401k The city wants to convert its existing defined benefit plan, but city unions do not plan to take accept a 401k sitting down... 401kWire.com - Wednesday, June 16, 2004
529 Plan Selling Rules May Be Amended The Municipal Securities Rulemaking Board is proposing changes to rules governing 529 plans... MutualFundWire.com - Wednesday, June 16, 2004
Directors, Trustees and Third Parties Watch Out An SEC enforcement officer says future investigations will focus on the parties above. .. MutualFundWire.com - Wednesday, June 16, 2004
The White House Likes Funds Top advisors to the President hold substantial stakes in mutual funds... MutualFundWire.com - Wednesday, June 16, 2004
Bill Banning Soft Dollars Introduced in the House A representative introduces a companion bill to the Mutual Fund Reform Act in the other half of Congress... MutualFundWire.com - Wednesday, June 16, 2004
IRS Defers To Congress on Cash Balance Conversions The Treasury Department and IRS are stepping back while Congress considers a legislative response to age discrimination in cash balance conversions... 401kWire.com - Wednesday, June 16, 2004
Living Ex-SEC Chairmen Unite Behind Independent Chair Rule Seven former heads of the SEC form bipartisan coalition in support of independent director rule... MutualFundWire.com - Wednesday, June 16, 2004 - Reader Rating: 3
Finally, The TSP Goes Daily It took six years, but Federal workers can now transfer between the five TSP funds on a daily basis... 401kWire.com - Monday, June 16, 2003 - Reader Rating: 4
Rollover Service Partners for Distribution RolloverSystems has inked a deal with a career Web site... 401kWire.com - Monday, June 16, 2003 - Reader Rating: 3
Transamerica Offers Free Client Checkups The provider has added free annual reviews as part of its Signature Services product for larger plans... 401kWire.com - Monday, June 16, 2003 - Reader Rating: 3
Philly-based Vendor Rolls Out R Shares Advisors and administrators preferring to work with retirement class shares get another choice of partners... 401kWire.com - Monday, June 16, 2003 - Reader Rating: 5
Sauter Gets a Helping Hand Vanguard names a co-portfolio manager to help out with active equity management... MutualFundWire.com - Monday, June 16, 2003
Zurich Finds Threadneedle Buyer The price tag is some 30 percent below the initial speculation... MutualFundWire.com - Monday, June 16, 2003
Invesco Shuttering Asian Fund Group Regulatory changes let it fold the assets into its European operations... MutualFundWire.com - Monday, June 16, 2003 - Reader Rating: 3
Another B Share Suit Filed This time the target is Smith Barney... MutualFundWire.com - Monday, June 16, 2003 - Reader Rating: 5
Buckeye State Bank Swaps Plans An Ohio-based sponsor has decided to terminate its DB plan and startup its first 401k... 401kWire.com - Monday, June 16, 2003
Crew Members Divvy Up Less Loot Vanguard workers are allowed to go casual after learning of smaller bonus, but Brennen sees good times ahead... MutualFundWire.com - Monday, June 16, 2003 - Reader Rating: 2
Schwab Debuts Stock Plan Manager The new tool takes stock plan administration to the Web... 401kWire.com - Monday, June 16, 2003 - Reader Rating: 3.5
Week of June 12, 2000 The Week in Searches We take our weekly look at searches reported elsewhere... 401kWire.com - Friday, June 16, 2000 - Reader Rating: 3
Broker Gets mPowered The PaineWebber Group Inc. is the latest bundled 401(k) vendor to ally with a Web-based provider of investment advice. .. 401kWire.com - Friday, June 16, 2000 - Reader Rating: 3
Small Bytes: NetBenefits Goes Wireless Fidelity will let participants gather 401k account data through OmniSky. Vanguard spiffies up site... MutualFundWire.com - Friday, June 16, 2000 - Reader Rating: 3
Small Bytes: NetBenefits Goes Wireless Fidelity will let participants gather 401k account data through OmniSky. Vanguard spiffens site. BNA adds funds. .. 401kWire.com - Friday, June 16, 2000 - Reader Rating: 3
Small Bytes: On the Move Pyramid Digital, Merrill Lynch, First American, Morgan Stanley Dean Witter, J.P. Morgan announce staff changes. .. 401kWire.com - Friday, June 16, 2000 - Reader Rating: 3
New Site Offers 5500 Data You knew someone would do it before too long. The site allows salespeople to download information on company at a time. .. 401kWire.com - Friday, June 16, 2000 - Reader Rating: 3
Happy Birthday, 12b-1! Bloomberg's fund columnist chimes in on the still debated "marketing and distribution" fees... MutualFundWire.com - Friday, June 16, 2000 - Reader Rating: 3
Have You Reached Your Midyear Goals? The first year of the new millennium is almost half over! Are you on track to reach your 2000 goals? Sales? New clients? Health and fitness? Personal?.. MutualFundWire.com - Friday, June 16, 2000 - Reader Rating: 3
June 16, 2000 Janus execs still upset ... Fidelity gets help on ads ... ETFs' hidden disadvantage... MutualFundWire.com - Friday, June 16, 2000 - Reader Rating: 3
June 16, 2000 Janus execs still upset ... Fidelity gets help on ads ... ETFs' hidden disadvantage... 401kWire.com - Friday, June 16, 2000 - Reader Rating: 3
90% of Hedge Funds Beat S&P 500 The May numbers from one Nashville-based hedge fund advisory firm show that 90% of all hedge funds beat the S&P 500 for the month, and the average fund returned over 4% more... MutualFundWire.com - Wednesday, June 16, 1999 - Reader Rating: 3
Cascade Offers Passport to Recordkeeping A number of new product stories in recent months have focused on increasing ease and access for participants. Now, the focus is turning toward professionals at vendor organizations. At least it is in the offices of Cascade Technologies, Inc. The firm, along with IMIS-Mastech, is launching Passport, a new system designed to make the administration of defined contribution plans more efficient... 401kWire.com - Wednesday, June 16, 1999 - Reader Rating: 3
Fidelity's Internet Publishing Focuses Fund Info Fidelity's custom publishing arm, recently renamed Devonshire Custom Publishing, is streamlining fund data collection with its new Data-2-Dev product... MutualFundWire.com - Wednesday, June 16, 1999 - Reader Rating: 3
TAG On: Mergers and ADP Testing Our company is being purchased (stock sale), and the sale will close next month. The majority of our employees will continue to work for the purchaser. It is our intention to terminate our 401(k) plan and distribute account balances to participants. Unfortunately, we are failing our ADP test. How do we calculate earnings on the refunds for a short plan year and when do the refunds have to be made?.. 401kWire.com - Wednesday, June 16, 1999 - Reader Rating: 3
American Century's Teeing Off With the Celebs AC is joining the list of financial service companies sponsoring a golf tournament -- maybe the pros won't be there, but Governor Jesse "The Body" Ventura will ... .. MutualFundWire.com - Wednesday, June 16, 1999 - Reader Rating: 3
Sheet Metal Workers Tap Provider Local 27 of the Sheet Metal Workers union located in Farmindale, New Jersey has bundled its Taft-Hartley plan with MassMutual, a spokesperson with the firm told the 401kWire.com. The plan has $50 million in assets and 800 participants... 401kWire.com - Wednesday, June 16, 1999 - Reader Rating: 3
Odd Lots, June 16, 1999 Fidelity to sell $750 million of debt ... Inside the turmoil at Strong ... Why Kobrick chose Nvest ... Stein Roe to launch Net fund ... Fund uses Community Reinvestment Act to rope in bank shareholders ... No more Money Honey... MutualFundWire.com - Wednesday, June 16, 1999 - Reader Rating: 3
Great-West Goes Online Great-West Life & Annuity Insurance Company of Denver, CO has announced the launch of its new Internet services for its 401(k) customers. 401(k) participants will be access their account balances, alter their investment choices, and transfer existing funds by visiting the Great-West Life website: www.gwla.com/benefits. This new feature will be available immediately... 401kWire.com - Tuesday, June 16, 1998 - Reader Rating: 3
Ziegler Changes Recordkeepers West Bend, WI-headquartered BC Ziegler & Co. has selected Diversified Investments Advisors to be the administrator for its 401(k) plan, Ron Strzok, benefits administrator, told the 401kWire. The plan has apprxoimately $25 million in assets with 300 participants... 401kWire.com - Tuesday, June 16, 1998 - Reader Rating: 3
Newkirk, MasteryPOINT Unveil Joint Marketing Effort Albany, NY-based Newkirk and Minneapolis, MN-located MasteryPOINT Financial Services announced a joint marketing effort at Monday's meeting of the Society of Professional Administrators and Recordkeepers in Washington, DC. The two companies are joining to provide 401(k) providers with easy access to customize educational materials for both print and online... 401kWire.com - Tuesday, June 16, 1998 - Reader Rating: 3

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