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News Stories Archives - Since 1998
Despite a $33B Drop, Fidelity Still Leads
The M* team updates U.S. flows data for March 2024 for money market mutual funds...
MutualFundWire.com - Friday, April 26, 2024
A New AmericanTCS Ameritas Schwab PEP Is On the Horizon
This PEP is expected to launch next month...
401kWire.com - Friday, April 26, 2024
Which Plan Upgrades Do Participants Value?
New research underscores which new features are popular with participants ... and which features aren't...
401kWire.com - Friday, April 26, 2024
Why a Giant RKer's Platform Is Opening to Some Outside Ret Income Products
The move comes even as the retirement plan provider's team is making a new immediate income annuity conversion service available to all of their plan sponsors...
401kWire.com - Friday, April 26, 2024
A 2.7MM-Participant RKer Pioneers a Default With Ret Income
The Midwestern retirement plan provider's team now has 6,931 plans using retirement income in-plan, up 565 percent year-over-year...
401kWire.com - Friday, April 26, 2024
Flows Rebound By $149B In a Week
The LSEG Lipper folks reveal the latest weekly U.S. fund flows data...
MutualFundWire.com - Friday, April 26, 2024
Sierra Debuts Its 7th Fund
The Sierra Group of Companies traces its roots back to 1987 and now has more than $9 billion in AUMA...
MutualFundWire.com - Wednesday, April 26, 2023 Views
Auto-Enrollment Appears to Shrink Racial Participation Gaps
New provider research digs into ethnographic differences in DC participant behavior. The research also offers ideas on how to close those gaps...
401kWire.com - Wednesday, April 26, 2023
Milliman Hires a 25-Year Fido Vet
The new hire, based in Texas, joins the employee benefits administration HR communication team...
401kWire.com - Wednesday, April 26, 2023
OneAmerica Hires a Cuna Mutual, Mutual of Omaha Alum
The new hire joins the external wholesaling team for the insurer's retirement plan recordkeeping business...
401kWire.com - Wednesday, April 26, 2023 - Reader Rating: 5
Bridge Builder Wins With $302MM Per Fund
The M* team updates U.S. flows data for March 2023 for ETFs and long-term, open-end mutual funds...
MutualFundWire.com - Wednesday, April 26, 2023 Views
These Funds' $159B Pain Dominated Q1
The M* team updates U.S. flows data for March 2022 for money market mutual funds...
MutualFundWire.com - Tuesday, April 26, 2022 Views
OneAmerica Plugs Into Its First Aggregator AMA Ally
The news comes less than five months after the Midwestern RKer's team unveiled an AMA partnership with M*...
401kWire.com - Tuesday, April 26, 2022 - Reader Rating: 3
$200B, 570 Funds, 167 Managers, and Counting
A CIT provider crossed a 12-figure milestone at the beginning of the month...
401kWire.com - Tuesday, April 26, 2022
An Insti Chief Leaves a $341B-AUM Firm
The departing executive's boss is stepping in...
401kWire.com - Tuesday, April 26, 2022
A 58-Year-Old Shop Enters the ETF Biz
A wealth management RIA with about $20 billion in AUM (mostly from high net worth investors) is rolling out an actively-managed, high-conviction, translucent ETF...
MutualFundWire.com - Tuesday, April 26, 2022 Views
The Boston Behemoth Will Add Bitcoin to 401ks
The largest 401(k) provider (by participants and assets) is preparing to launch a bitcoin-powered 401(k) investment option within core plan lineups...
401kWire.com - Tuesday, April 26, 2022
One Year After the Lockdowns, Active No Longer Dominates Flows
The M* team updates U.S. flows data for March 2021 for ETFs and long-term, open-end mutual funds...
MutualFundWire.com - Monday, April 26, 2021 Views
Meet Ascensus' Next Owners
A familiar sovereign wealth fund and a PE firm that already backs an Ascensus rival...
401kWire.com - Monday, April 26, 2021 - Reader Rating: 4.5
Why an 18-Year-Old KPA RIA Chose This Buyer
One of the founders talks to 401kWire about the sale, which closed earlier this month...
401kWire.com - Monday, April 26, 2021
PE and a Small Country Buy an RKer
The deal is expected to close next quarter...
401kWire.com - Monday, April 26, 2021 - Reader Rating: 5
Week In Preview, April 26 - May 2
This week, the teams at ASEC, Faegre Drinker, Ferenczy Benefits Law Center, FIS, and TRAU are hosting online events...
401kWire.com - Monday, April 26, 2021
Week In Preview, April 26 - May 2
This week, the teams at High Water Women, IDC, IMEA, MFDF, and Nicsa are hosting online events, and several publicly traded asset managers are releasing earnings reports...
MutualFundWire.com - Monday, April 26, 2021 Views
With Fresh Capital, an ETF Entrepreneur Amps Up Marketing
The team at a Keystone State startup is expanding. Watch for them to launch more strategies, too...
MutualFundWire.com - Friday, April 26, 2019 Views
Four Years In, a Top DC Exec Leaves BlackRock
The move comes after several departures from his team earlier this year...
401kWire.com - Friday, April 26, 2019 - Reader Rating: 3.33
Five Providers Support PSCA's New Program
Five 401(k) plan providers support the new PSCA’s Certified Plan Sponsor Professional program...
401kWire.com - Friday, April 26, 2019
White Welcomes an Ex-NRP KPA In SoCal
The new GRPF affiliate works with about 140 plans and nearly $1 billion in assets...
401kWire.com - Friday, April 26, 2019 - Reader Rating: 5
A 13-Year Neuberger Vet Dies
He served as a managing director and PM at the employee-owned fund firm...
MutualFundWire.com - Friday, April 26, 2019 Views
A Trinity Alum Joins TRA
The TPA's latest hire is bringing more than a decade of TPA experience...
401kWire.com - Friday, April 26, 2019
Three KPA Sales Tips From a B2B Sales Guru
How can KPAs modernize their sales approach? An expert sales consultant shares some ideas...
401kWire.com - Thursday, April 26, 2018
Pimco Fires Back at Schaus
The fixed income giant officially responds to the DC executive's lawsuit and accusations of "insidious sex and age discrimination."..
401kWire.com - Thursday, April 26, 2018 - Reader Rating: 4
As an 18-Year Lord Abbett Vet Retires, Two Bernards Rise
A partner departs the Garden State mutual fund shop...
MutualFundWire.com - Thursday, April 26, 2018 Views
Musto Finds His TPA Chief
Updated | A veteran RKing entrepreneur will take over Ascensus' freshly broken out TPA Solutions business...
401kWire.com - Thursday, April 26, 2018 - Reader Rating: 4.98
Will the Fifth Circuit Let Others Take Up the Fiduciary Reg Court Fight?
A massive American interest group has filed to rehear and join the controversial fiduciary rule case, and three state AGs have also stepped in...
401kWire.com - Thursday, April 26, 2018
Ascensus Acquires Into Illinois
David Musto unveils a deal to buy a 39-year-old TPA that works with both retirement plans and other benefits...
401kWire.com - Thursday, April 26, 2018 - Reader Rating: 3
An RKing Giant Partners Up for a QDIA-Financial Wellness Combo
Alight is teaming up with two other firms to provide a new service aimed at providing personalized investment solutions...
401kWire.com - Thursday, April 26, 2018 - Reader Rating: 3.5
Meet NAPA's 2018-2019 Leadership
The trade group has a new president, president-elect, and vice president...
401kWire.com - Thursday, April 26, 2018
It's the End of an Era in a Former Fidelity Town
A Boston suburb's chamber of commerce chief is retiring after 27 years at the top...
MutualFundWire.com - Thursday, April 26, 2018 Views
M* Is Creating a New Asset Manager Marketplace
Kunal Kapoor gives advisors and fundster a glimpse of what the investment research giant is working on next...
MutualFundWire.com - Wednesday, April 26, 2017 Views
What's Next For Gemini's Andrew Rogers?
The outgoing Gemini Companies chief says he's "way too young to retire." Watch for him to make his next move this fall...
MutualFundWire.com - Wednesday, April 26, 2017 Views
TRAU Offers a Course for Elite KPAs
Barstein's TRAU is offering a new master's program. ..
401kWire.com - Wednesday, April 26, 2017 - Reader Rating: 3
A Midwestern Advisory Firm Enters the Retail Fund Biz
Chicago-based Hedeker Wealth Management launched its first mutual fund...
MutualFundWire.com - Wednesday, April 26, 2017 Views
$300MM KPA Shop Joins GRP
Bill Chetney's GRP has welcomed a $300MM advisory shop!..
401kWire.com - Wednesday, April 26, 2017
T. Rowe is Selected For $1.7B DC Plan
A Falls Church, Virginia-based technology services firm has recently selected T. Rowe as its new recordkeeper...
401kWire.com - Wednesday, April 26, 2017 - Reader Rating: 5
Senate Paves the Way for Acosta's Confirmation
A confirmation vote on the Senate floor can be scheduled anytime now. ..
401kWire.com - Wednesday, April 26, 2017
Filings for Fundsters - April 26, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Wednesday, April 26, 2017 Views
PSCA to Present this Executive with the Lifetime Achievement Award
At PSCA's 70th annual national conference, this executive will receive the lifetime achievement award.....
401kWire.com - Wednesday, April 26, 2017
M* and Rekenthaler vs Converted Hedge Funds
The columnist takes to task mutual funds that started out as hedge funds, and the investment research titan prepares to stop providing certain information about such mutual funds...
MutualFundWire.com - Wednesday, April 26, 2017 Views
Mutual Funds Aren't Off the Table For This Managed Account Specialist
Meanwhile, the hunt is on for a new CIO. Yet there's no rush...
MutualFundWire.com - Tuesday, April 26, 2016 Views
English Changes Up FMI's Portfolio Management Committee
A Midwestern mutual fund shops says goodbye to one of its own...
MutualFundWire.com - Tuesday, April 26, 2016 Views
ICI Backs Use of CRA to Overturn DoL's Fidu Reg
Adding to the invocation of the congressional review act, ICI's president throws his support in overturning the new regulations. ..
401kWire.com - Tuesday, April 26, 2016
A Kansas County Seeks a Four Plan Bundled Provider
A Kansas City county seeks a provider for four retirement plans...
401kWire.com - Tuesday, April 26, 2016 - Reader Rating: 4.5
Principal Appoints a VP and New Senior Sales Rep
Principal Financial Group makes changes to its Washington area sales team...
401kWire.com - Tuesday, April 26, 2016 - Reader Rating: 3
TIAA and Nuveen Unify, Names DC-IO Chief
TIAA and Nuveen creates a joint DC-IO business...
401kWire.com - Tuesday, April 26, 2016 - Reader Rating: 4
IMCA Makes the DoL's Fiduciary Rule Simple
The Investment Management Consultants Association (IMCA) is here to make the DoL's fiduciary rule easy to understand...
401kWire.com - Tuesday, April 26, 2016
Larry Fink, Through the Eyes of Gen Z
The BlackRock chief is giving a big commencement speech in June. A student-columnist takes note, offering fundsters a glimpse at how the post-Millennials view asset managers...
MutualFundWire.com - Tuesday, April 26, 2016 Views
Stork and Reaper for the Week of April 26, 2013
Read up on the latest mutual fund industry product news!..
MutualFundWire.com - Friday, April 26, 2013 Views
Three Things to Know from Schwab's Earnings
Bettinger reveals company's flair for gathering assets...
MutualFundWire.com - Friday, April 26, 2013 Views
Nelson Revamps Service at Great-West
Sponsors and advisors are now almost certain to talk to someone who knows their plan when they call...
401kWire.com - Friday, April 26, 2013 - Reader Rating: 3
A Micro-Market RKer Starts Up a New Product
The new platform is designed with possible auto-IRA legislation in mind...
401kWire.com - Friday, April 26, 2013
ING Updates Its S-1, Again
The U.S. arm of the Dutch multinational continues its march to IPOing...
401kWire.com - Friday, April 26, 2013 - Reader Rating: 5
ING Issues Another Dispatch From the IPO Road
The U.S. arm of the Dutch multinational updates its S-1, again...
MutualFundWire.com - Friday, April 26, 2013 Views
DiCenso Hires Two More Sales Consultants
The Gallagher retirement chief expands his sales force by two, one in non-quals and one in qualified plans...
401kWire.com - Friday, April 26, 2013 - Reader Rating: 2
MFEA Launches a New Council
New body will focus on product management...
MutualFundWire.com - Friday, April 26, 2013 Views
An Asset Manager Lures Away a BlackRock Quant Expert
Executive shuffle continues at $120B firm...
MutualFundWire.com - Friday, April 26, 2013 Views
Fidelity Faces Another Lawsuit
Suit alleges Boston behemoth broke fiduciary duty with interest practice. Fido denies claim and said it did nothing illegal...
401kWire.com - Friday, April 26, 2013 - Reader Rating: 4
GM Workers Sue Fidelity
Suit claims Fido broke fiduciary duty...
MutualFundWire.com - Friday, April 26, 2013 Views
Fool Debates Merits of Mutuals Versus ETFs
Investors pub asks the question "Which is better?"..
MutualFundWire.com - Friday, April 26, 2013 Views
Are iShares Latest Firsts Jaw-Droppingly Cheap?
A trade pub talks about the ETF titan's two newest products...
MutualFundWire.com - Friday, April 26, 2013 Views
American Portfolios Wins a New Jersey 401(k) Advisor
The Empire State indie B-D adds a retirement plan specialist...
401kWire.com - Thursday, April 26, 2012 - Reader Rating: 1
Transamerica Unveils PortfolioXpress
The program will help plan participants with their 401(k) savings...
401kWire.com - Thursday, April 26, 2012
Simon Takes Fiduciary of the Year
Scott Simon will head home from fi360 with some extra hardware...
401kWire.com - Thursday, April 26, 2012 - Reader Rating: 4
Clampitt Paper Clips a 401k
The paper maker has signed with a new recordkeeper...
401kWire.com - Thursday, April 26, 2012 - Reader Rating: 1
SSgA Activates Three New ETFs
The Boston firm is officially entering the active ETF arena...
MutualFundWire.com - Thursday, April 26, 2012 Views
Morningstar Infrastructure Investment Causes Earnings Miss
Morningstar missed the mark on its Q1 2012 earnings...
MutualFundWire.com - Thursday, April 26, 2012 Views
TCW Wins Sub-Advisory Spot
TCW won a bond fund sub-advisory mandate...
MutualFundWire.com - Thursday, April 26, 2012 Views
Fund Executives Testify in Bishop Trial
Wally Weitz and Bill D'Alonzo are among those taking the stand during the first day of "The Bishop's" trial...
MutualFundWire.com - Thursday, April 26, 2012 Views
Bank Claims Fraud by AMF Funds Advisor
The bank is seeking $42 million from Shay Assets. It contends misrepresentations were made during conference calls...
MutualFundWire.com - Thursday, April 26, 2012 Views
Invesco Grows its Bottom Line
The fund firm met analyst expectations for the first quarter...
MutualFundWire.com - Thursday, April 26, 2012 Views
ABG Deepens Its Connections to an Education Specialist
The network of recordkeeping TPAs beefs up one of its alliances...
401kWire.com - Tuesday, April 26, 2011
Wasatch Reveals its Bombay Dreams
The firm has a new fund geared toward investing in India...
MutualFundWire.com - Tuesday, April 26, 2011 Views
Van Eck Floats Another ETF
The Big Apple mutual fund firm unveils a new exchange-raded offering...
MutualFundWire.com - Tuesday, April 26, 2011 Views
Putnam's DC I-O Sales Triple
The head of the defined contribution team reveals some numbers from the business...
401kWire.com - Tuesday, April 26, 2011 - Reader Rating: 2.5
Jack Bogle and Bill Gross Walk into a Museum
Two of the mutual fund industry's bigwigs have joined the Museum of American Finance's advisory board...
MutualFundWire.com - Tuesday, April 26, 2011 Views
Rothschild Looks to Sub-Advise
A new hire looks to bring the asset management side of the firm into the mutual fund sub-advisory business...
MutualFundWire.com - Tuesday, April 26, 2011 Views
An I-Bank Eyes Collective Trusts
An asset manager names its first chief marketing officer and plots an expansion of its 401k biz...
401kWire.com - Tuesday, April 26, 2011 - Reader Rating: 2.33
Private Equity Buys a Managed Account Provider
Updated | Financial terms of the deal were not made public...
401kWire.com - Tuesday, April 26, 2011
A Fund Firm Sells a Majority Stake to Private Equity
Private equity shop TA Associates will have a 54.4 percent stake in the investment manager...
MutualFundWire.com - Tuesday, April 26, 2011 Views
Target Date Fund Flows Near a Record
A unit of Morningstar releases its latest report on the state of the booming niche asset class...
MutualFundWire.com - Tuesday, April 26, 2011 Views
WSJ Likens an Allianz Fund to a Movie Star
The WSJ is the latest media outlet to pick up on the news about the fund...
MutualFundWire.com - Tuesday, April 26, 2011 Views
BrightScope Makes Waves Outside the Retirement Industry
The retirement plan data specialists unveil their latest product, this time for a much broader marketplace...
401kWire.com - Tuesday, April 26, 2011 - Reader Rating: 4.5
A New Website Aims to 'Democratize' Data About Advisors
Updated | A data specialist from the 401k industry jumps into the retail investing world...
MutualFundWire.com - Tuesday, April 26, 2011 Views - Reader Rating: 5
September Will Bring Participant Disclosure Regs
The DoL unveils its regulatory agenda for the spring...
401kWire.com - Monday, April 26, 2010
OppFunds Lures a Growth Fund Vet
The company hires a former DWS portfolio manager for one of its own mutual funds...
MutualFundWire.com - Monday, April 26, 2010 Views
Fidelity Finds Clients for Its Latest DC Offering
After a month of sales, Fidelity has new partnerships for an intermediary sold product..
401kWire.com - Monday, April 26, 2010 - Reader Rating: 1.67
IRAs Overtake 401k and Other DC Plans
A new study shows that fewer wealthy Americans are using workplace-based retirement plans...
401kWire.com - Monday, April 26, 2010 - Reader Rating: 2.5
JPMorgan Offers a Bridge to Commodities
The asset manager unveils a new mutual fund...
MutualFundWire.com - Monday, April 26, 2010 Views
Merrill Passes its 2010 Sales Goals in April
Retirement head Andy Sieg gave conference attendees a glimpse of Bank of America Merrill Lynch's business strategies...
401kWire.com - Monday, April 26, 2010
Unified Fund Services Ex-Chief Takes a Top Fund Firm Spot
Tony Ghoston switches to the other side of the mutual fund business...
MutualFundWire.com - Monday, April 26, 2010 Views
A DC I-O Distributor Hires a Top Wholesaling Exec
An outsourced sales support firm adds a new post...
401kWire.com - Monday, April 26, 2010 - Reader Rating: 4
UUs Choose TIAA-CREF
The religious organization has picked a new recordkeeper to replace Fidelity...
401kWire.com - Monday, April 26, 2010
Integrating BGI Cost BlackRock $52 Million in Q1
Today the largest asset manager in the world released its earnings report...
MutualFundWire.com - Monday, April 26, 2010 Views
MSSB to Trim Branches
The world's largest brokerage firm reportedly plans to close 120 offices in the U.S...
MutualFundWire.com - Monday, April 26, 2010 Views
Rydex/SGI Shrinks its ETF Lineup
The firm, which is in the process of being acquired by Guggenheim Partners, plans to close a dozen leveraged and inverse ETFs...
MutualFundWire.com - Monday, April 26, 2010 Views
Pimco Emerges as a Debt Collector
A portfolio manager speaks with the WSJ about Pimco's new investment strategy...
MutualFundWire.com - Monday, April 26, 2010 Views
Amvescap Chief Takes Punches on Wall Street
Martin Flanagan's got nerves of steel or the plan spoonsor defections at Invesco Institutional are a long, long way from creating a corporate shipwreck...
401kWire.com - Thursday, April 26, 2007 - Reader Rating: 1
The Fiduciary 350 Gather in San Diego
A Keystone State group of fiduciary experts holds its third annual conference and unveils what's new in 2007...
401kWire.com - Thursday, April 26, 2007 - Reader Rating: 3.17
Jefferies Appoints Head of Cash Equity Trading
Jefferies & Company has named Edward J. Craig as managing director and head of U.S. cash equities trading...
MutualFundWire.com - Thursday, April 26, 2007
IXIS Affiliate Makes DC I-O Hire
The firm has brought on board a five-year Putnam veteran to focus on DC sales...
401kWire.com - Thursday, April 26, 2007
Pershing's FundVest Platform Adds a New Member
FundVest, Pershing's no-transaction-fee mutual fund platform is getting a new member...
MutualFundWire.com - Thursday, April 26, 2007 Views
Damn! DeAM Twists Amvescap
Invesco's loss is DeAM's gain but insiders are saying that the German giant made plans to build its presence in Louisville as long ago as last year...
401kWire.com - Thursday, April 26, 2007
TIAA-CREF Lengthens its Glide Path
The higher-ed fund specialist is enhancing the asset allocation of its lifecycle funds to give investors better returns. ..
MutualFundWire.com - Thursday, April 26, 2007 Views - Reader Rating: 3.18
Fidelity: FAs Fare Better With Retirement Income Plans
The Boston Behemoth has hit a nerve with its new report. It says financial advisors have a bumpy ride ahead...
MutualFundWire.com - Thursday, April 26, 2007
Vanguard Slashes Account Fees (Even More)
Vanguard, the bargain basement of fund firms, is taking steps to even further reduce investor costs...
MutualFundWire.com - Thursday, April 26, 2007 Views - Reader Rating: 2.88
Edward Jones' Investors To See Their Fair Fund Money
In the wake of the Fair Fund distribution by Pilgrim Baxter, it seems the SEC is finally ready to part with even more money from the fund...
MutualFundWire.com - Thursday, April 26, 2007 Views - Reader Rating: 3
JPMorgan Names Employee Benefit Investment Executive
The firm has turned to an insider to fill the newly created role in the bank's investment administration unit...
401kWire.com - Thursday, April 26, 2007
Discovery Tells Labworks to Cool It
Nick Stuller and crew at the Discovery database have filed suit against a rival, claiming theft of proprietary information...
MutualFundWire.com - Thursday, April 26, 2007
Former A.B. Watley Exec Claims He Thought Squawk Box Eavesdropping was Legal
Keevin H. Leonard, a former A.B. Watley Inc. trading supervisor testified Wednesday that he thought his firm's former chief executive, John Amore, had legitimately gained access to feeds from brokerage-firm "squawk" boxes...
MutualFundWire.com - Thursday, April 26, 2007
Wachovia Adds Two New Faces to the Equity Division
Wachovia Securities is adding two new managing directors in the equity division in New York...
MutualFundWire.com - Thursday, April 26, 2007
Fund Bomber's Package Went to Wrong Address
A Chicago firm is on the receiving end of an unwanted package...
MutualFundWire.com - Thursday, April 26, 2007 Views - Reader Rating: 2.78
Retirement Plan Company To Add Relationship Managers
The Brentwood, Tennessee-based firm is also searching for a new marketing director...
401kWire.com - Wednesday, April 26, 2006 - Reader Rating: 1
Target Funds Strong Sellers at T. Rowe Price
New inflows grew the fund firms target maturity product line by 19 percent during the first quarter...
401kWire.com - Wednesday, April 26, 2006
NJ Transit Joins DB To DC Parade
New non-agreement employees will be offered a DC plan starting July 1...
401kWire.com - Wednesday, April 26, 2006
Fund Firms Spending More On Advertising
Mutual fund firms have been shelling out more money to promote their products. In 2005, fund companies spent nearly $300 million on advertising, the highest since 2001, The Wall Street Journal reported Wednesday...
MutualFundWire.com - Wednesday, April 26, 2006 Views - Reader Rating: 3
T. Rowe Price Q1 Profit Rises
T. Rowe Price Group Inc. on Wednesday reported higher first-quarter profit as assets under management rose to a record $292.9 billion...
MutualFundWire.com - Wednesday, April 26, 2006 Views
New Round Of Fund Mergers At Columbia
Columbia Management is planning to further trim its fund lineup. The investment management arm of Bank of America said Tuesday it plans to merge 11 of its funds as part of an initiative that began in late 2004 aimed at simplifying its fund offerings...
MutualFundWire.com - Wednesday, April 26, 2006 Views
Wisconsin Sponsor Taps Investment Consultant
The Midwestern newspaper publisher and holding company has a new consultant for its roughly $60 million plan...
401kWire.com - Tuesday, April 26, 2005
Keystone State Custom Equipment Maker Dumps Travelers
The provider's "lack of commitment" causes the sponsor to bolt for surer hands...
401kWire.com - Tuesday, April 26, 2005 - Reader Rating: 3
Plan Admins Get Hand with Timing Rules
NewRiver has added fund market-timing rules to its fund industry data set...
401kWire.com - Tuesday, April 26, 2005
Gabelli Takes Home $55 Million
It looks like Mario Gabelli may now be the highest paid executive in the fund industry. The founder of Gabelli Asset Management took home $55 million in 2004, a nice increase from his $38.7 million in compensation in 2003. ..
MutualFundWire.com - Tuesday, April 26, 2005 Views
Two Bear Stearns Execs Drawn Into Trading Probes
The SEC is looking into the role played by two more Bear Stearns executives in the mutual fund trading scandals. TheStreet.com reported that John Callanan, a senior managing director, and Leslie Zuckerman, a managing director, disclosed the probe into their actions as a part of their NASD filings. ..
MutualFundWire.com - Tuesday, April 26, 2005
First Spitzer Case Goes to Trial
Theodore Sihpol's day in court starts today in Lower Manhattan. The former Bank of America broker stands accused of helping Canary Capital Partners place after hours trades in the bank's mutual funds...
MutualFundWire.com - Tuesday, April 26, 2005
Senate Will Take Up Social Security Today
The Senate takes up the Social Security debate today. The debate follows a full-court press by President Bush that included a 60 stop, 60 day tour of the nation to explain his idea. That tour culminated last week when Bush invited Congressional Republicans to the White House to receive their imput on the issue. ..
MutualFundWire.com - Tuesday, April 26, 2005 Views
Mack-Langone Court Goldman's Wall Street Rivals
Former Credit Suisse honcho John Mack is reported to be throwing in with Kennoth Langone to put together a rival bid for the NYSE. USA Today reported Tuesday that Mack is an advisor on the deal and attended a Langone held with roughly a dozen Wall Street executives...
MutualFundWire.com - Tuesday, April 26, 2005 Views
PowerShares Betting on New Fund Structure
Fund industry innovator PowerShares Capital is seeking SEC approval for a new, hybrid type of fund. While PowerShares has been a specialist in ETFs, including innovations such as fixed income ETFs, the firm lacks the scale to compete with conventional ETF products. That has led it to explore new options. ..
MutualFundWire.com - Tuesday, April 26, 2005 Views
Janus Reportedly Near Settlement
The Denver-based may pay more than $200 million and cut its fees to put the market timing scandal behind itself...
MutualFundWire.com - Monday, April 26, 2004 - Reader Rating: 4
American Funds Leads Inflows...Again
Five American Funds took in the most in March. ..
MutualFundWire.com - Monday, April 26, 2004 Views
MassMutual Targets Rollovers
The insurer has created a division with the task of finding the 401k industry holy grail...
401kWire.com - Monday, April 26, 2004 - Reader Rating: 5
Advice Catching On at Schwab
More than a quarter of eligibles now use the advice service. Flows into 401k plans are strong...
401kWire.com - Monday, April 26, 2004 - Reader Rating: 4
Fund Charity Gains Sponsor
JPMorganChase has signed on with Mutual Funds Against Cancer to sponsor Golf Classic...
MutualFundWire.com - Monday, April 26, 2004 Views
Two Portfolio Experts Join Jensen
Portland-based Jensen Investment Management add two to their team...
MutualFundWire.com - Monday, April 26, 2004 Views
Baltimore Consulting Firm Partners Up
Schwab RT adds a new east-coast partner to its Consulting Alliance Program...
401kWire.com - Monday, April 26, 2004 - Reader Rating: 3.5
Beantown No Longer King of the Fund Hill
Vanguard, American Funds, PIMCO among firms beating Beantown firms at their own game says a Boston paper...
MutualFundWire.com - Monday, April 26, 2004 Views
Which Funds Best Comply with Fiduciary Standards?
Fiduciary Analytics company puts out its third ranking of mutual fund families, with few dramatic changes...
401kWire.com - Monday, April 26, 2004 - Reader Rating: 4
BofA Fund Group Struggles for Identity
Investors wonder what is in store for the BofA Nations Funds and FleetBoston Columbia Funds. ..
MutualFundWire.com - Monday, April 26, 2004 Views
No Growth
The failing stock market slams the brakes on 401(k) growth..
401kWire.com - Thursday, April 26, 2001 - Reader Rating: 3
Zurich Scudders Seeks Partner
Zurich Scudder signs up two investment bankers to pull out of its asset management quagmire...
MutualFundWire.com - Thursday, April 26, 2001 Views - Reader Rating: 3
Putnam Honch to Retire
The firm's chief of the retail and institutional businesses will retire this Summer...
MutualFundWire.com - Thursday, April 26, 2001 - Reader Rating: 3
Trustmark Upgrades
Schwab's retirement software arm makes upgrades its tools and revamps its Web site. ..
401kWire.com - Thursday, April 26, 2001 - Reader Rating: 3
Top Putnam Exec Steps Down
Chief of retail and institutional businesses will retire from Putnam...
401kWire.com - Thursday, April 26, 2001 - Reader Rating: 3
HR-10 Wins Committee Approval
The House Ways and Means Committee gets the wheels churning on retirement bill and sends it to the entire House. ..
401kWire.com - Thursday, April 26, 2001 - Reader Rating: 3
Franklin Tops Estimates
Nasdaq to IPO ... UNX platform passes $12 billion ... Waterhouse leaks employees ... Beats street by seven cents ... Mellon to buy SAW? ... Indictments at Fido...
401kWire.com - Thursday, April 26, 2001 - Reader Rating: 3
Franklin Tops Estimates
Nasdaq to IPO ... UNX platform passes $12 billion ... Waterhouse leaks employees ... Beats street by seven cents ... Mellon to buy SAW? ... Indictments at Fido. ..
MutualFundWire.com - Thursday, April 26, 2001 - Reader Rating: 3
Groovy to the MAX
MAXfunds.com has a new consumer marketing chief...
MutualFundWire.com - Wednesday, April 26, 2000 - Reader Rating: 3
The 401(k) Toolbox Turns On
The new advice service gives participants information to make independent investment decisions as well as asset allocation models...
401kWire.com - Wednesday, April 26, 2000 - Reader Rating: 3
Is it really that SIMPLE?
Small businesses have a tough time retaining employees. There are affordable retirement solutions SIMPLE as they may be...
401kWire.com - Wednesday, April 26, 2000 - Reader Rating: 3
Morningstar Expanding Into Europe
The Chicago firm is launching Morningstar Europe, with customized Web sites for EU countries...
MutualFundWire.com - Wednesday, April 26, 2000 - Reader Rating: 3
SaveDaily Funds
SaveDaily, the shopping service that rewards its clients with mutual fund shares, has closed its first round of funding, with investments from individuals including the former president of Schwab...
MutualFundWire.com - Wednesday, April 26, 2000 Views - Reader Rating: 3
April 26, 2000
Janus v. KCSI ... Earnings for everyone ... PBHG management moves ... e-harmon e-launches e-fund ... MFS reallowance...
401kWire.com - Wednesday, April 26, 2000 - Reader Rating: 3
April 26, 2000
Janus v. KCSI ... Earnings for everyone ... PBHG management moves ... e-harmon e-launches e-fund ... MFS reallowance...
MutualFundWire.com - Wednesday, April 26, 2000 Views - Reader Rating: 3
New Alliance Formed at ADP
A new bundled 401k product will be offered by ADP and its new alliance partner...
401kWire.com - Wednesday, April 26, 2000 - Reader Rating: 3
Hancock Taps Resource/Phoenix for Sales/Marketing System
The Boston fund family is integrating its sales and marketing operations using Resource/Phoenix's M.A.R.S. system...
MutualFundWire.com - Monday, April 26, 1999 Views - Reader Rating: 3
Benefit Software Joins Communications Fray
Santa Barbara, California-based Benefit Software Inc. is offering a communications software package that will cover employees in all areas of their benefits needs. The service, Fringe Facts Online, can be accessed online or through software on an individual's PC. ..
401kWire.com - Monday, April 26, 1999 - Reader Rating: 3
Sales Head Promoted at AIM Global
Amvescap promotes head of sales and marketing at London-based AIM Global Advisors to managing director...
MutualFundWire.com - Monday, April 26, 1999 - Reader Rating: 3
NetNet Manager Launches U.K. Internet Fund
Using the FTSE's new dedicated listing, Munder's U.K. partner taps the NetNet team to invest in the U.K. technology sector...
MutualFundWire.com - Monday, April 26, 1999 - Reader Rating: 3
Odd Lots, April 26, 1999
First Union makes $1.1 billion bid for Everen ... Scudder Canada in the cold ... Price Urges Patience ... NASD will enforce disclosure of broker rewards ... Legg Mason's story ... More on Fidelity's new ads...
MutualFundWire.com - Monday, April 26, 1999 Views - Reader Rating: 3
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