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News Stories Archives - Since 1998
Harbor's First Two ETFs Arrive The $64-billion-AUM subadvised fund firm has officially entered the ETF side of the business... MutualFundWire.com - Tuesday, September 21, 2021 - Reader Rating: 5
Morgan Stanley At Work Co-Brands With Two RKers The wirehouse's retirement chief talks about what they look for in recordkeeper allies... 401kWire.com - Tuesday, September 21, 2021 - Reader Rating: 1
In 2022, Vanguard Will Team Up On an Auto Feature The low-cost leviathan's recordkeeping business is plugging in to a new ally... 401kWire.com - Tuesday, September 21, 2021 - Reader Rating: 5
A $2.9T-AUM Duo's Chief May Be Exiting The exec initially took over the post five years ago... MutualFundWire.com - Tuesday, September 21, 2021 - Reader Rating: 5
A $33B-AUM DC Asset Manager Rebrands The move comes as its parent is rebranding, too... 401kWire.com - Tuesday, September 21, 2021
Victory Bets On an Asset Manager Backer The publicly traded, multiboutique asset manager has purchased a 15 percent stake in a firm across the pond... MutualFundWire.com - Monday, September 21, 2020
Who Will This Online RKer Partner With Next? They recently turned on their first BPO partnership. Stay tuned for more... 401kWire.com - Monday, September 21, 2020 - Reader Rating: 4.5
Two Wagner ERISA Vets Rise A pair of legal eagles becomes partners at the retirement plan industry law firm... 401kWire.com - Monday, September 21, 2020
A $20B-AUA Voya Win Shifted Today Heather Lavallee and her team celebrate a big win at the recordkeeper... 401kWire.com - Monday, September 21, 2020 - Reader Rating: 4.25
Week In Preview, September 21 - 27 This week, the teams at Advisor2X, ASPPA, EBRI, Fi360, NAPA, and That401kSite.com are hosting online events... 401kWire.com - Monday, September 21, 2020
Week In Preview, September 21 - 27 This week, the teams at ICI, IDC, IWI, MFDF, Nasdaq, NICSA, SEC, and WealthManagement.com will host online events... MutualFundWire.com - Monday, September 21, 2020
Case of the Week: SEP and SIMPLE IRAs and Fidelity Bonds ERISA consultants at the Retirement Learning Center Resource Desk regularly receive calls from financial advisors on a broad array of technical topics related to IRAs, qualified retirement plans and other types of retirement savings plans, including nonqualified plans. We bring Case of the Week to you to highlight the most relevant topics affecting your business... 401kWire.com - Friday, September 21, 2018
10 Ways to Raise the Bar on Your Asset Management PR Dan Sondhelm helps asset managers, mutual funds, ETFs, and wealth managers grow through sales, marketing, and public relations strategies... MutualFundWire.com - Friday, September 21, 2018 - Reader Rating: 4
MassMutual Finds an OpFunds Buyer, But ... The deal isn't done just yet. Rumor has it that price is still a sticking point... MutualFundWire.com - Friday, September 21, 2018
A Familiar Face Takes Over GRP Yet Bill Chetney continues to lead the RIA/OSJ's sister alliance, GRPAA... 401kWire.com - Friday, September 21, 2018 - Reader Rating: 5
JPMAM Powers an RKer's $2.43B TDFs The asset manager is brought in to handle glidepaths and tactical asset allocation for 12 target date funds... 401kWire.com - Friday, September 21, 2018
Larry Fink — Pundit and Target of Protest The CEO of the world's biggest asset manager had a political Thursday... MutualFundWire.com - Friday, September 21, 2018
Filings For Fundsters - September 21, 2017 The latest mutual fund industry filings with the SEC ..... MutualFundWire.com - Thursday, September 21, 2017
John Meunier Resurfaces Post-Cogent The industry brand researcher takes a new C-suite post, outside financial services but still near Beantown... 401kWire.com - Thursday, September 21, 2017
Axsater Hunts For a Connector The Wells Fargo Asset Management strategic business segments chief and institutional DC I-O veteran is creating a new key position... MutualFundWire.com - Thursday, September 21, 2017
Voya Extends a 401k Platform to 403bs and 457s The platform is designed for plans with between $1 million and $75 million in assets... 401kWire.com - Thursday, September 21, 2017 - Reader Rating: 3.5
A $9B KPA Shop Will Expand Its Newest Team in 2018 They added two people earlier in 2017, yet don't expect further additions before year end... 401kWire.com - Thursday, September 21, 2017
Shamburger and Stevens Hire a Pair of Wholesalers T. Rowe Price's 401k RKing biz welcomes new execs in the Northeast and Southeast, both in newly created roles... 401kWire.com - Thursday, September 21, 2017 - Reader Rating: 5
One of Fundsters' Biggest Fears Came True, But How Much? SEC Chairman Clayton shared potentially scary news yesterday but was light on the details... MutualFundWire.com - Thursday, September 21, 2017
This Long Island KPA Heads to Another Wirehouse A 401(k) plan advisor (KPA) based in the Long Island region has moved from one wirehouse to another. .. 401kWire.com - Wednesday, September 21, 2016
After Two American Beacon Deals, Needles Is Hiring American Beacon make its first acquisition earlier this year, and its second will close later this fall... MutualFundWire.com - Wednesday, September 21, 2016
Filing for Fundsters - September 21, 2016 A compilation of the latest SEC filings!.. MutualFundWire.com - Wednesday, September 21, 2016
OppenheimerFunds Has a New Program For 401k Advisors OppenheimerFunds' s head of retirement confirmed a new program for KPAs!.. 401kWire.com - Wednesday, September 21, 2016 - Reader Rating: 5
You Have Two Extra Months to Comment on Modernizing the 5500 The DoL has extended the comment period for the Form 5500 Modernization Proposals... 401kWire.com - Wednesday, September 21, 2016
eMoney Advisor To Unveil New Products The CEO and executives from eMoney Advisors will unveil new products at its third annual summit taking place this week..... 401kWire.com - Wednesday, September 21, 2016 - Reader Rating: 3.5
ERISApedia Has a New Retirement Tool A Burrmont Compliance Lab Company recently unveiled a new search tool..... 401kWire.com - Wednesday, September 21, 2016 - Reader Rating: 3
Fidelity the Fund Firm, 401k Provider ... and Tourist? A new report shows half a dozen mutual fund firms and a big mutual fund subadvisor as being big players in the VC-dominated world of late-stage startups... MutualFundWire.com - Wednesday, September 21, 2016
Six Distro Tips From Small Fund Firms Panelists speak in one of the opening sessions at Gemini's advisor conference... MutualFundWire.com - Monday, September 21, 2015 - Reader Rating: 5
What's Next After USAA's New Global Equity Income Fund? A product development exec talks to MFWire after the shop's latest launch... MutualFundWire.com - Monday, September 21, 2015
Pharma Firm Switches RKers For Its $422MM Plan Another win for Fido..... 401kWire.com - Monday, September 21, 2015 - Reader Rating: 3
Wells Fargo Targets Hispanic Savers for Hispanic Heritage Month Wells Fargo celebrates Hispanic Heritage Month by working to help Hispanic participants in 401(k) plans prepare for their future... 401kWire.com - Monday, September 21, 2015
Cerulli Urges Providers to Show Advisors Some Love A new report from Cerulli suggests that defined contribution investment-only (DC I-O) firms and recordkeepers should build a strategy to identify, engage, and nurture the "emerging" or next generation of retirement specialist advisors... 401kWire.com - Monday, September 21, 2015
SunGard Introduces 5 Financial Planning Apps for Savers via Windows Store Sungard introduces a series of five financial panning applications via the Windows Store... 401kWire.com - Monday, September 21, 2015
This Cali Education Specialist Says Goodbye to Her B-D A 401(k) plan advisor (KPA) based in Orange County, California, is no longer aligned with her designated broker-dealer... 401kWire.com - Monday, September 21, 2015
A Co-PM of a Four-Star Bond Fund Dies A Gotham shop mourns a 20-year firm veteran... MutualFundWire.com - Monday, September 21, 2015
Armed Man Takes a Pittsburgh TPA Hostage Today the CEO of a small Pittsburgh benefits TPA was taken hostage, then released without any injuries... 401kWire.com - Friday, September 21, 2012
Auto-IRAs? Safe Harbor? Here's What's Next from Washington Here's a roundup of lobbying efforts and regulators' moves in D.C... 401kWire.com - Friday, September 21, 2012 - Reader Rating: 3
FINRA Fines Fidelity The Boston Behemoth got hit by a $375,000 fine... MutualFundWire.com - Friday, September 21, 2012
Stork and Reaper for September 21, 2012 It was a particularly brutal week for mutual funds: only four hosted by the Stork, while the Reaper revoked at least 19 dinner reservations... MutualFundWire.com - Friday, September 21, 2012
Pacific Life Wins QDIA Validation Five Pacific Life target-risk funds were confirmed as meeting QDIA requirements. .. 401kWire.com - Friday, September 21, 2012
The Lights Go Out at 401kExchange 401kExchange filed for bankruptcy this morning... 401kWire.com - Friday, September 21, 2012 - Reader Rating: 4
Schwab's ETF 401k Isn't Here Yet The plan still isn't ready, but Bettinger says it could come next year... 401kWire.com - Friday, September 21, 2012
Walt Talks ETF Fees Walt Bettinger has dropped his company's fees on seven ETFs with a combined $4.46 billion in assets... MutualFundWire.com - Friday, September 21, 2012
Prove Shapiro Right, Win $5,000 A website offers a bounty for evidence supporting Schapiro's money market risk claims... MutualFundWire.com - Friday, September 21, 2012
One Retirement Advisor in the Midwest Rebrands A 401k specialist puts himself "one notch up on the fiduciary ladder.".. 401kWire.com - Friday, September 21, 2012
Scanlan Nears His CFO Choice for RS The CFO opening follows a slew of C-suite changes at San Francisco firm. .. MutualFundWire.com - Friday, September 21, 2012
Schapiro Says the FSOC Will Take Up Money Fund Reform The SEC commissioner writes about her next step in a WSJ op-ed... MutualFundWire.com - Friday, September 21, 2012
A Burglar Drives Off in Gundlach's Porsche Carrera 4S $10 million worth of art and valuables were stolen from the fundster... MutualFundWire.com - Friday, September 21, 2012 - Reader Rating: 2
A Judge Keeps the Bents Waiting The Reserve Primary Fund trial has been postponed... MutualFundWire.com - Friday, September 21, 2012
TCW Renews One Contract, But Is Gundlach Waiting to Pounce? P&I writes that DoubleLine's founder may be looking to steal talent from his rival... MutualFundWire.com - Friday, September 21, 2012
T. Rowe Gets the Full M* Treatment A fund analyst is looking at how T. Rowe funds are doing in the new M* rating system... MutualFundWire.com - Friday, September 21, 2012
M* Likes a Junk Bond ETF Analyst largely dislikes this asset class, but not this fund... MutualFundWire.com - Friday, September 21, 2012
"Are These People Crazy?" Wonders Gross The bond king says that he has no idea what fixed-income index fund investors are thinking... MutualFundWire.com - Friday, September 21, 2012
CNBC and Gundlach Rage Against M's "Garbage In, Garbage Out" CNBC* is siding with Jeff Gundlach against Morningstar's new analyst ratings system... MutualFundWire.com - Friday, September 21, 2012 - Reader Rating: 5
A $9 Billion Plan Picks a New Provider The mega plan sponsor, currently an Aon Hewitt client, will make the switch effecive June 2012... 401kWire.com - Wednesday, September 21, 2011
Ameritas Lands Two Partners for a New MEP A pair of firms will help an insurance provider market a new offering... 401kWire.com - Wednesday, September 21, 2011 - Reader Rating: 1
Delaware Hires on Both Coasts Jeff Klepacki hires two for Delaware's distribution team... MutualFundWire.com - Wednesday, September 21, 2011
Broadridge Helps Schwab Enhance OneSource A publicly-traded back office supports the mutual fund supermarket at the discount brokerage giant... MutualFundWire.com - Wednesday, September 21, 2011
An Allianz Shop Hires Northern Trust The Chitown support firm unveils a new deal... MutualFundWire.com - Wednesday, September 21, 2011
Fidelity Reveals DC Sales Figures Executives share numbers for the first half of 2011 and sales commitments for 2012... 401kWire.com - Wednesday, September 21, 2011 - Reader Rating: 2.33
Do Guaranteed Products Keep Savers in Equities? A bundled provider examines how people right before and after retirement adjust their investing in reaction to retirement income products... 401kWire.com - Wednesday, September 21, 2011 - Reader Rating: 2
Guggenheim Consolidates, Yet the Rydex Name Lives On Updated \| The asset manager will now boast a combined $24.1 billion in U.S. mutual fund assets and $19 billion in ETFs... MutualFundWire.com - Wednesday, September 21, 2011 - Reader Rating: 3
SSgA Preps a Floating-Rate ETF The Boston-based ETF giant files to launch a floating-rate ETF... MutualFundWire.com - Wednesday, September 21, 2011
Mansueto Plans a Mansion Near Lake Michigan The Morningstar chief reportedly buys up eight townhome lots to build a dreamhouse... MutualFundWire.com - Wednesday, September 21, 2011
Pimco Hunts for a National Retirement Sales Manager The exec will lead seven wholesalers... 401kWire.com - Tuesday, September 21, 2010 - Reader Rating: 3.5
A Smith Barney 401k Vet Joins an Indie RIA A Midwestern retirement plan advisory firm brings a new team member on board... 401kWire.com - Tuesday, September 21, 2010
Pimco Builds Out its ETF Line The Newport Beach, California-based firm on Thursday rolled out two new ETFs... MutualFundWire.com - Tuesday, September 21, 2010
Pentegra Hires an AUL Alum The financial services-focused provider brings on a regional director in the Midwest... 401kWire.com - Tuesday, September 21, 2010 - Reader Rating: 4
An Investing Legend Passes the CIO Baton The investing legend is giving up the co-CIO title at the firm he founded in 1977... MutualFundWire.com - Tuesday, September 21, 2010
A Risk Expert Will Lead Symetra Retirement The now-public insurance company reorganizes into three divisions, one of which is retirement... 401kWire.com - Tuesday, September 21, 2010 - Reader Rating: 5
Buckles Lands Atop a Special, Growing Unit The Invesmart and Standard alum takes over part of a retirement strategies division... 401kWire.com - Tuesday, September 21, 2010 - Reader Rating: 1
Change at the Top Looms for Pioneer's Parent What that would mean for Pioneer is unclear... MutualFundWire.com - Tuesday, September 21, 2010
It's Time to Buy Some Neuberger Art Sotheby's is about to auction off several hundred pieces of art from the Lehman Brothers collection, including works brought over when Lehman bought the asset manager in 2003... MutualFundWire.com - Tuesday, September 21, 2010 - Reader Rating: 1
Leveraged and Inverse ETFs Could Find Themselves Under a Starless Sky Morningstar is reportedly looking at the possiblity of ending the star ratings for leveraged and inverse ETFs... MutualFundWire.com - Tuesday, September 21, 2010
Spears Garners Praise from Barron's Tweedy Browne's John Spears is the subject of a Barron's profile... MutualFundWire.com - Tuesday, September 21, 2010
Ward to Pilot Boeing's Retirement Plan Boeing picks an internal managing director to head-up pension investments... 401kWire.com - Monday, September 21, 2009
RSM Hunts for a Midwestern DC Wholesaler The non-producing TPA shifts a business development director into a new role and prepares to hire... 401kWire.com - Monday, September 21, 2009
Merk Nabs a Marketing Pro The California-based currency fund specialist names its first ever director of marketing... MutualFundWire.com - Monday, September 21, 2009 - Reader Rating: 5
Stock Strategist Says BlackRock-BGI Deal Ups the M&A Ante A stock strategist for Morningstar, says that the pressure may be on the bottom half of the top ten fund firms to bulk up... MutualFundWire.com - Monday, September 21, 2009
Two Industry Trade Groups to Join Forces Don't call it a merger; two firms are set to join forces after recent success on a joint project... 401kWire.com - Monday, September 21, 2009
JPMorgan Lowers Expense Caps on its Target-Date Funds The New York asset manager brings down expense caps in R2 and A share classes... 401kWire.com - Monday, September 21, 2009
Vanguard Weighs the Pros and Cons of ETFs in DC Plans A new report from the recordkeeper warns against the increasing trend of adding ETFs to defined contribution platforms... 401kWire.com - Monday, September 21, 2009 - Reader Rating: 5
A 457 Specialist Changes Hands The Chicago firm, which has nearly 600 governmental clients, has a new majority owner... 401kWire.com - Monday, September 21, 2009
Are U.S. Funds Actually Inexpensive? While critics of U.S. funds point to high fees that hinder investors, a comparison to European funds shows that U.S. pricing may be a bargain... MutualFundWire.com - Monday, September 21, 2009 - Reader Rating: 1
Muni Funds Raking in Assets Muni funds have already doubled their 12 month record for net flows with three months left in the year... MutualFundWire.com - Monday, September 21, 2009
EPFR Data Shows Bond Flows Driving Flows The WSJ Fund Track picks up on new fund flow data from Boston-based EPFR... MutualFundWire.com - Monday, September 21, 2009 - Reader Rating: 3
Who are the 401k Industry's Leading Women? Women executives are on the rise in the DC plan business. Who are they and who makes up the next generation?.. 401kWire.com - Friday, September 21, 2007 - Reader Rating: 1.5
Northwestern Provider Takes the Fee Debate to the Participants After teaching sponsors about DC fees, one provider has decided to go straight to the end customer. .. 401kWire.com - Friday, September 21, 2007
GM Could Roll New Hires Into 401k The Wolverine State auto giant negotiates to stop adding workers to its DB. This could be good news for a certain Bay State provider. .. 401kWire.com - Friday, September 21, 2007
From Investment Advisor to Fiduciary Advisor A reader provides his take on how plan advisory practices should look in a post-PPA marketplace. .. 401kWire.com - Friday, September 21, 2007 - Reader Rating: 4.38
Cogent Kicks Up CommTrak Summit, New Jersey-based Cogent Consulting has enhanced its CommTrak online system to give money managers more control over commission spending... MutualFundWire.com - Friday, September 21, 2007
AllianceBernstein Wants Great Conversations The New York firm has created a new program to help advisors and plan sponsors navigate the PPA era... 401kWire.com - Friday, September 21, 2007
Wechsler 'Danses' to the Beat of a New Hire Wechsler Ross & Partners, marketing and design firm to the fund industry, has hired Shelly Danse as vice president of business development... MutualFundWire.com - Friday, September 21, 2007 - Reader Rating: 5
New York, New York, The Address of Your New Job? Ever wanted to move to the big city? We've found the jobs that could make it a reality... MutualFundWire.com - Friday, September 21, 2007 - Reader Rating: 3
DC Industry to DoL: How Should We Handle Revenue Sharing? Representatives of the 401k industry ask the regulatory agency for help. .. 401kWire.com - Friday, September 21, 2007
Lincoln Snags Recruitment Vet from National Financial Lincoln Financial Network has hired Christine Baker as regional managing director, advisor recruitment for the southeast territory... MutualFundWire.com - Friday, September 21, 2007 - Reader Rating: 3
Southwest Securities Choses Member of Parent Company for a Starring Role James Ross has been chosen as the new president and CEO of Southwest Securities... MutualFundWire.com - Friday, September 21, 2007 - Reader Rating: 5
Fiserv Exec Is Tapped To Run TD Ameritrade's Corporate Services Unit UPDATE \| TD Ameritrade has appointed a leader for its corporate services business... 401kWire.com - Friday, September 21, 2007
The East Coast Johnsons' Fortune Expands The Forbes List of the 400 Richest Americans was released today... MutualFundWire.com - Friday, September 21, 2007 - Reader Rating: 2.83
South Korea, Taiwan Poised to Become Major Players in Emerging Market Funds In today's WSJ FundTrack column, Evan Ramstad tells emerging market fund managers that they had better prepare for the FTSE giving South Korea and Taiwan emerging market status... MutualFundWire.com - Friday, September 21, 2007 - Reader Rating: 2.75
Most Hancock Clients Now Use Lifestyle Funds In the decade since NCR helped refine the lifestyle fund product, the concept has taken off. Now John Hancock reports that 80 percent of its clients offer the funds... 401kWire.com - Thursday, September 21, 2006 - Reader Rating: 5
Comerica Adds Retirement Plan Consultants The Detroit-based bank has raised the number of consultants on its lineup to 9... 401kWire.com - Thursday, September 21, 2006 - Reader Rating: 2
ICI Continues Push For Streamlined Disclosure The mutual fund trade group made its case before the ERISA Advisory Council on Thursday... 401kWire.com - Thursday, September 21, 2006 - Reader Rating: 4
Spark Institute Weighs In On Proposed 5500 Changes The lobby group raises concerns over the proposed revisions... MutualFundWire.com - Thursday, September 21, 2006
Bear Stearns Sails On as Amaranth Sinks After seeing a bad deal hit its assets on Monday, Amaranth Advisors liquidates its broker-dealer arm in its flailing dash for cash, but its clearing firm reportedly emerges intact... MutualFundWire.com - Thursday, September 21, 2006 - Reader Rating: 3
The Hatchet Man Slows His Swing in Q3 James Gorman's strategy for streamlining Morgan Stanley's BD unit appears to be working. .. MutualFundWire.com - Thursday, September 21, 2006
Smith Barney Team Goes Independent Four brokers leave the wirehouse to set up their own shop under a different umbrella... MutualFundWire.com - Thursday, September 21, 2006
Trust Co Targets Alternative IRAs Is your high-balance participant looking for something you don't have?.. 401kWire.com - Wednesday, September 21, 2005
Legg Settles Late Trading Charges for $1 MM The firm's broker-dealer subsidiary allegedly processed more than 18,000 late fund trades ..... MutualFundWire.com - Wednesday, September 21, 2005 - Reader Rating: 2
TIAA-CREF Selects Rollover Provider The service will eventually be available to all of the education provider's participants... 401kWire.com - Wednesday, September 21, 2005
EBRI: Sponsorship, Participation Up Census Bureau data for 2003 shows that more people think of their DC plans as their primary plan... 401kWire.com - Wednesday, September 21, 2005 - Reader Rating: 3
TPA Offers Full Fee Disclosure Advisors will be able to select from two pricing options... 401kWire.com - Wednesday, September 21, 2005 - Reader Rating: 4.78
Fund Closures Down, Openings Stabilize The number of mutual funds that have merged or liquidated has decreased, following the trend of recent years, while openings have remained steady ..... MutualFundWire.com - Wednesday, September 21, 2005
ING Waives Fees for Katrina-Hit ING Funds has waived contingent deferred sales charges for residents of Katrina-affected areas in Louisiana, Mississippi, Alabama and Florida ..... MutualFundWire.com - Wednesday, September 21, 2005
Mellon Forms JV with German Money Manager Mellon Financial will broaden distribution of its investment products in Europe through a new deal with German asset manager WestLB AG ..... MutualFundWire.com - Wednesday, September 21, 2005
Lockyer Can Proceed in American Funds Case A Los Angeles Superior Court judge delivered a setback to American Funds in the fund firm's ongoing battle with California Attorney General Bill Lockyer ..... MutualFundWire.com - Wednesday, September 21, 2005 - Reader Rating: 2.5
DOL Extends Deadline for Florida Sponsors Hurricane-battered plan sponsors in 42 Florida counties will have until the end of the year to file Form 5500 series documents... 401kWire.com - Tuesday, September 21, 2004
WMSI Adds A Fourth Destination The rollover specialist adds Ameritrade to its network. In turn. Ameritrade will use the network to gather assets for its new IRA offering... 401kWire.com - Tuesday, September 21, 2004
SunGard Eases Rollover Process SunGard EBS partners with ProNvest... 401kWire.com - Tuesday, September 21, 2004
The Standard Targets TPAs, Consultants Fifty to 75 TPAs and consultants may be getting calls from The Standard’s salesforce... 401kWire.com - Tuesday, September 21, 2004
ICI Calls for More 401(k) Disclosure The mutual fund trade group points regulators to other areas where regulators may find interesting practices: how about some more disclosure for plan sponsors and service providers?.. MutualFundWire.com - Tuesday, September 21, 2004
ICI Calls for More 401(k) Disclosure Plan sponsors and service providers: watch out. The ICI is making its voice heard at the DOL and it is calling for more sunlight on revenue sharing practices... 401kWire.com - Tuesday, September 21, 2004 - Reader Rating: 4
Utah Finds Replacement for Fired 529 Director The state�s 529 plan appoints a new director, two months after former director Dale Hatch was fired over allegedly transferring the plan�s administrative assets into his personal accounts... MutualFundWire.com - Tuesday, September 21, 2004
Morningstar Ups Ante with Retirement Product Morningstar rolls its advice and recommendations into one product and lets participants compare stars... 401kWire.com - Tuesday, September 21, 2004
InvestorConnect Opens Second Garden State Investor Service Center Proxy-solicitor InvestorConnect opened a 200-seat service representative center in Lyndhurst, New Jersey on September 1. The new facility is blocks away from its 60-seat center... MutualFundWire.com - Tuesday, September 21, 2004 - Reader Rating: 2
Judge Names Independent Fiduciary in DOL Suit The DOL wins out in an action against an Ohio-based company... 401kWire.com - Tuesday, September 21, 2004
Insider No Longer Chair at Hartford Funds Dr. Robert Gavin, Jr. replaces Tom Marra, president of the Hartford Mutual Funds, as chairman of the board of directors. Gavin has been a member of the Hartford Mutual Funds board since 2002 (and Hartford-acquired Fortis funds since 1989)... MutualFundWire.com - Tuesday, September 21, 2004
No Big Judgments Are Likely Since the first class actions were filed against the mutual fund sponsors named in the market timing scandals law firms representing the industry have been arguing that the scandals will not lead to large payday for plaintiffs. But that did not stop class action lawyers from racing to file their cases. Now the WSJ is taking the side of those saying fund firms will not be on the hook for much in the way of damages. .. MutualFundWire.com - Tuesday, September 21, 2004
Federated Adopts The Pittsburgh firm adds another $164 million in assets by acquiring another fund family... MutualFundWire.com - Friday, September 21, 2001 - Reader Rating: 3
Participants Stay the Course They are not panicking, but that does not mean that the World has not changed for plan vendors. What to expect... 401kWire.com - Friday, September 21, 2001 - Reader Rating: 3
September 21, 2000 Janus Speaks ... eBay Popular with Funds ... MetaMarkets Launches IPO Fund ... Energy Funds Benefits ... Asian Funds on a Tear... MutualFundWire.com - Thursday, September 21, 2000 - Reader Rating: 3
September 21, 2000 Janus Speaks ... eBay Popular with Funds ... MetaMarkets Launches IPO Fund ... Energy Funds Benefits ... Asian Funds on a Tear... 401kWire.com - Thursday, September 21, 2000 - Reader Rating: 3
Merrill Lynch Expands Down Under Merrill Lynch has launched an entire array of funds for the Australian market as a direct response to the country's recent tax reform... MutualFundWire.com - Tuesday, September 21, 1999 - Reader Rating: 3
Calling For a Match This Texas company might shortly be asking its 401k provider for an enhanced company match... 401kWire.com - Tuesday, September 21, 1999 - Reader Rating: 3
American Express Teams Up With Schwab AEFA has inked an agreement with Charles Schwab, offering 2000 of the mutual funds available through Schwab's to its clients... MutualFundWire.com - Tuesday, September 21, 1999 - Reader Rating: 3
American Express Teams Up With Schwab AEFA has inked an agreement with Charles Schwab, offering 2000 of the mutual funds available through Schwab's to its clients... 401kWire.com - Tuesday, September 21, 1999 - Reader Rating: 3
Lord, Abbett Closes Fund The New York based fund family is closing the door on a small cap fund... MutualFundWire.com - Tuesday, September 21, 1999 - Reader Rating: 3
401k Forum Allies With Marketwatch 401k Forum has entered into a licensing agreement with CBS Marketwatch.com to assist and educate the public on 401k retirement issues... 401kWire.com - Tuesday, September 21, 1999 - Reader Rating: 3
Odd Lots, September 21, 1999 Van Kampen wants a raise ... Vanguard wants more of your money, at least at first ... Enhanced index funds come with enhanced hype and enhanced fees... MutualFundWire.com - Tuesday, September 21, 1999 - Reader Rating: 3
Cape Cod Bank Taps Provider Hyannis, MA-located Cape Cod Bank and Trust Company has chosen Fidelity to be the bundled provider for its 401(k) plan, Kathy Sherman, accountant, told the 401kWire. The plan has 400 participants with $17 million in assets... 401kWire.com - Monday, September 21, 1998 - Reader Rating: 3

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