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News Stories Archives - Since 1998
Bathon and Co. Hire a Marketer The new addition now serves as a senior marketing associate at the consulting ally to fundsters... MutualFundWire.com - Tuesday, September 22, 2020
A TPA Acquirer Redefines Itself The shop, now based in the Lone Star State, has a new name, logo, and brand identity... 401kWire.com - Tuesday, September 22, 2020
Duck, Duck ... 457! An RKer on the East Coast continues gamifying education in the WFH world... 401kWire.com - Tuesday, September 22, 2020 - Reader Rating: 1
Loans Are Down But Bigger, and Call Volume Is Up A big bundled provider releases August updates on participant and plan sponsor behavior during the coronavirus crisis... 401kWire.com - Tuesday, September 22, 2020
Ark's Flood Continues The M* team updates flows data for August 2020 for ETFs and long-term, open-end mutual funds... MutualFundWire.com - Tuesday, September 22, 2020
A Managed Account and Advice Ally Raises Another $30MM The firm has raised a total of $85 million so far... 401kWire.com - Tuesday, September 22, 2020
Two Senior 401k Execs Depart Transamerica The move comes as former retirement sales chief Jason Crane is also on the move... 401kWire.com - Friday, September 22, 2017 - Reader Rating: 5
A Gotham FA Moves Ahead of a CEF Transformation This financial advisor chose to up and leave rather than cry over spilt half-an-half at Calton & Associates... MutualFundWire.com - Friday, September 22, 2017
New Fund Fuss - September 22, 2017 A roundup of recent launches and other industry news... MutualFundWire.com - Friday, September 22, 2017
Company Stock's 401k Presence Is Shrinking, Dramatically New Fidelity data shows that fewer 401(k) participants invest in company stock, fewer large and mega plan sponsors offer it, and a smaller portion of 401k assets are in it... 401kWire.com - Friday, September 22, 2017
On Track For 2018, a SARP Hunts For TDFs This state already has an administrator and a consultant for its planned small business retirement plan offering. Next on the agenda is finalizing the investment menu... 401kWire.com - Friday, September 22, 2017
Don't Show Up Empty-Handed to a KPA's Door Mother always said if you send a wholesaler knocking on a KPA�s door then don�t have them show up empty-handed... 401kWire.com - Friday, September 22, 2017
Fortune Recognizes the Power of Abby and Two Other Fundsters The publication releases its 2017 list of the 50 most powerful women in business, and fundsters are on the rise... MutualFundWire.com - Friday, September 22, 2017
Good News, Bad News I've been on the road traveling to the three different conferences this past week. Looking forward to sharing my insights soon... 401kWire.com - Thursday, September 22, 2016
Seen and Heard at NAGDCA in Denver, Colorado This year's theme was Reaching for Success. .. 401kWire.com - Thursday, September 22, 2016 - Reader Rating: 1.67
Will Aberdeen, Allianz, Macquarie, or Natixis Offer $3B For a Multinational Asset Manager? At least eight bidders are rumored to be contending for a deal that is expected to finalized before 2017... MutualFundWire.com - Thursday, September 22, 2016
Cap Group's O'Connor Hires a BlackRock Vet For a Key Role The new hire will take on a top distribution role at the power behind American Funds... MutualFundWire.com - Thursday, September 22, 2016
An Advisor in Jersey Switches Shops A 401(k) plan advisor (KPA) in New Jersey moves to a new firm... 401kWire.com - Thursday, September 22, 2016
The New Fund Fuss - September 22, 2016 A listing all of the funds making their grand debut! .. MutualFundWire.com - Thursday, September 22, 2016
NAGDCA's 2017 President Is Named The organization's new leader was announced at the 2016 annual conference in Denver, Colorado this week... 401kWire.com - Thursday, September 22, 2016 - Reader Rating: 1
Top 10 Admin Hacks Plan administrators are on the front lines of making a DC plan a success, but they don't necessarily get a lot of help and training. So at the recent NAGDCA meeting Judy Fandale who administers the 457 for Oakland County, Michigan and Kelly Hiers of the Commonwealth of Virginia shared a list of ten administrative hacks that will make the lives of sponsors for plans of any size easier... 401kWire.com - Thursday, September 22, 2016 - Reader Rating: 5
The Smart Beta Crowd Takes Manhattan Hundreds of fundsters are converging in the Big Apple for a newly-created conference about the passive-plus investing strategies also known as "strategic beta.".. MutualFundWire.com - Thursday, September 22, 2016
Brambley And a DC I-O Team Up to Train KPAs The veteran KPA will share some pages out of her playbook... 401kWire.com - Tuesday, September 22, 2015 - Reader Rating: 3
Charles Schwab Loses This $173MM Plan Where did it go? .. 401kWire.com - Tuesday, September 22, 2015 - Reader Rating: 5
An SRI Pioneer Takes Its Second Mutual Fund Step An East Coast shop acquired its first mutual fund at the end of last year. It just launched a second one... MutualFundWire.com - Tuesday, September 22, 2015
Gemini Begins a Key System Shift The mutual fund back-office specialists have already moved about 50 of the funds they support onto a new system... MutualFundWire.com - Tuesday, September 22, 2015
401k Savers Invested More in Equities Than Mutual Funds in Q2 A new Charles Schwab study shows 401(k) participants self directing retirement savings into equities more than ever... 401kWire.com - Tuesday, September 22, 2015 - Reader Rating: 2
NextCapital Enhances 401k Digital Advice Platform A provider of enterprise digital advice just announced an enhancement to its 401(k) digital advice platform!.. 401kWire.com - Tuesday, September 22, 2015
ABG Adds a Recordkeeper to its National Network A retirement plan provider that serves small-and-mid-sized companies, recently added a recordkeeper to its national network... 401kWire.com - Tuesday, September 22, 2015
SEC Smites Its First "Distribution-In-Guise" Target A Big Apple mutual fund shop agrees to shell out nearly $40 million to settle the charges... MutualFundWire.com - Tuesday, September 22, 2015
Mesirow's New Retirement Plan Advisory Chief Comes From Within The Chitown shop's KPA practice has a new president, as of July... 401kWire.com - Monday, September 22, 2014
Randy Long Hires a 24-Year Mesirow Vet Updated \| The SageView chief brings on a chief for two of the SoCal-based KPA shop's Midwestern branches... 401kWire.com - Monday, September 22, 2014 - Reader Rating: 5
A Callan Alum Will Conduct Victory's Growing Orchestra Putting the finishing touches to a recently-announced deal, a Cleveland-based multi-boutique hires a Callan Associates alum as maestro for all its different players... MutualFundWire.com - Monday, September 22, 2014
As a Pioneer Ally Spreads Its Wings, Its New Distro Chief Builds Out A long-time sub-advisor is poised to reclaim its mutual funds and buy back Pioneer's stake. And its new distribution chief is hiring... MutualFundWire.com - Monday, September 22, 2014
Participants Say Personal Budgeting and the Company Match Drive Deferral Decisions These findings and more come the latest retirement edition of Cerulli's reports... 401kWire.com - Monday, September 22, 2014 - Reader Rating: 2
Another ING Vet Takes a Key Post at CUNA Mutual Updated \| Paul Chong adds a strategic accounts director to his retirement solutions team at the insurer... 401kWire.com - Monday, September 22, 2014 - Reader Rating: 1
Who Will Buy American Beacon? Reuters reports that the private equity backers of the mutual fund shop have put it on the block ... and that different private equity players might bite... MutualFundWire.com - Monday, September 22, 2014
TCW v Gundlach Will Resume on October 25 The DoubleLine chief and his former employers await an evidentiary hearing... MutualFundWire.com - Thursday, September 22, 2011
HighMark's Bond Fund Scores High Marks from Raymond James The fund lands on the b-ds "Highly Recommended list.".. MutualFundWire.com - Thursday, September 22, 2011
Aon Corp. is Moving its Plan Its new provider shouldn't be surprising... 401kWire.com - Thursday, September 22, 2011 - Reader Rating: 2
Sieg and His Team Dodge a Merrill Reorg In the wake of Sally Krawcheck's departure, other parts of Mother Merrill are changing... 401kWire.com - Thursday, September 22, 2011 - Reader Rating: 1.5
JPMorgan Drags its American Century Breakup Into Court The bank isn't happy about the mutual fund firm's deal with CIBC... MutualFundWire.com - Thursday, September 22, 2011
A Provider Ponders 401ks in China Updated \| An American insurer may try to gain a retirement plan foothold in the world's most populous country... 401kWire.com - Thursday, September 22, 2011 - Reader Rating: 1
Investors Like ETFs But There's One Problem It's not enough to just like ETFs... MutualFundWire.com - Thursday, September 22, 2011
Jim McCool Lands at PSCA Charles Schwab's executive vice president takes the stage at the PSCA 64th Annual Conference.. 401kWire.com - Thursday, September 22, 2011 - Reader Rating: 1.5
Invesco's ETF Menu Includes Dim Sum Another fund shop shows its penchant for dim sum... MutualFundWire.com - Thursday, September 22, 2011
Putnam Amps Up Online Again Bob Reynolds and his team launch a new advisor website... MutualFundWire.com - Thursday, September 22, 2011
Neese's Promotion Creates an Executive Opening at Great-West Brent Neese has a new role at the plan provider... 401kWire.com - Thursday, September 22, 2011
Seven Fundsters are Among America's Richest People Abby Johnson is the 29th richest person in America, according to Forbes... MutualFundWire.com - Thursday, September 22, 2011 - Reader Rating: 2
SEC Opens Its First ETF Insider Trading Case Regulators attack an ex-Goldman trader and his father... MutualFundWire.com - Thursday, September 22, 2011
Wray Says 'Participants Are Staying With Us' The PSCA chief argues that transition can be fun... 401kWire.com - Wednesday, September 22, 2010 - Reader Rating: 3
Hartford Lowers Expenses for Six Bond Funds The change takes effect November 1... MutualFundWire.com - Wednesday, September 22, 2010
Gallagher Retirement Sets Foot in the Big Apple The firm hires a consultant in New York City, no longer covering the metropolis remotely... 401kWire.com - Wednesday, September 22, 2010
CPI Partners Up to Offer a Pre-Screened Fund Lineup The RKing TPA taps a consulting firm to provide fiduciary protection to plan sponsors... 401kWire.com - Wednesday, September 22, 2010
Alliance Advisors Enters the Mutual Fund Proxy Solicitation Biz The firm, which was started by former Corporate Investor Communications execs, is now pursuing business in the mutual fund proxy solicitation space... MutualFundWire.com - Wednesday, September 22, 2010
Cohen & Steers Hires a Marcomm Pro The New York City-based asset manager hires a Morgan Stanley alum as director of marketing communications... MutualFundWire.com - Wednesday, September 22, 2010
Nearly 200 OppFunds Employees Will Now Work for the Firm's Vendor OppenheimerFunds expands its relationship with a vendor firm... MutualFundWire.com - Wednesday, September 22, 2010
Transamerica Lures a Nationwide Wholesaler The West Coast-based provider brings on a new regional vice president in the South... 401kWire.com - Wednesday, September 22, 2010 - Reader Rating: 2
Westwood Makes an Acquisition The deal brings $62.4 million of mutual fund assets to Westwood and more than $1 billion of private wealth and institutional assets... MutualFundWire.com - Wednesday, September 22, 2010
Who Holds the Other 30 Percent of the Bond ETF Market? The WSJ highlights up-and-coming fixed-income exchange-traded funds, while noting that iShares still has about seven-tenths of the assets... MutualFundWire.com - Wednesday, September 22, 2010
Now it's Bogle and Bogle Against Hennessy The son of the Vanguard founder enters a fund fee debate on the side of his father... MutualFundWire.com - Wednesday, September 22, 2010
DWS Lends Plan Participants a Hand with Rollovers DWS Investments has taken the wraps off an online resource that seeks to help retirement plan participants with the IRA rollover process... MutualFundWire.com - Wednesday, September 22, 2010 - Reader Rating: 5
BBH Cuts the Net Expense Ratio on its Core Select Fund The 12-year-old fund became available through intermediaries in the last year and now counts $333.5 million of assets... MutualFundWire.com - Wednesday, September 22, 2010
Pru Polls Plan Sponsor on Potential Post-Crash DC Changes A new study from the provider shows how financiers are adjusting DC plans to help employees after last year's crash... 401kWire.com - Tuesday, September 22, 2009 - Reader Rating: 3
Schwab Hires an ETF Vet A Northern Trust alum joins the new unit at the giant brokerage. Who will lead?.. MutualFundWire.com - Tuesday, September 22, 2009
ALPS Debuts Lucky Number Three ETF ALPS Funds unleashed its newest ETF, which focuses on commodity production, on Monday... MutualFundWire.com - Tuesday, September 22, 2009
Collective Funds 'Have Arrived' A Midwestern asset manager continues to teach advisors and plan sponsors about an increasingly popular DC alternative to mutual funds... 401kWire.com - Tuesday, September 22, 2009 - Reader Rating: 4
Money Market Outflows Slow as the Treasury Program Ends Money funds have seen outflows after close of the FDIC-like program, but less significantly than expected... MutualFundWire.com - Tuesday, September 22, 2009
IndexIQ Hires Deutsche Vet The Rye Brook, New York-based index specialist gains a new senior vice president and portfolio manager... MutualFundWire.com - Tuesday, September 22, 2009
How Could ETFs Overtake Mutual Funds? A consulting firm suggests way in which the booming ETF market could possibly surpass the traditional mutual fund industry in assets... MutualFundWire.com - Tuesday, September 22, 2009 - Reader Rating: 2
Paul Henry Lands, But Not at a Provider The MassMutual alum takes a new post... 401kWire.com - Tuesday, September 22, 2009 - Reader Rating: 3
Wray: 401k Passed its Trial by Fire David Wray kicks off the 62nd PSCA Conference in Arizona by declaring that the employer-based DC system has passed its trial by fire... 401kWire.com - Tuesday, September 22, 2009
Two Vanguard Funds Swallow Some Institutional Brethren A bond fund and a developed market fund both get bigger... MutualFundWire.com - Tuesday, September 22, 2009
Should Fund Firms Reboot the Target Date Brand? Updated \| What's in a name? An industry research firm suggests that asset managers should relabel target-date funds after the pain of 2008... 401kWire.com - Tuesday, September 22, 2009
Morningstar Revamps Presentation Software The new version of the program features updated Morningstar data... 401kWire.com - Tuesday, September 22, 2009 - Reader Rating: 3.5
Report IDs Janus CEO Recruiter A New York City recruiter firm has reportedly landed the high profile Janus CEO search... MutualFundWire.com - Tuesday, September 22, 2009
Reserve "Not a Ponzi Scheme," Says Galvin Massachusetts Secretary of State William Galvin points out that the Bents were no Madoff as part of an argument that may slow final payouts from the Reserve Primary Fund... MutualFundWire.com - Tuesday, September 22, 2009 - Reader Rating: 4
SEC Extends Money Fund Disclosure Regs The Treasury guarantee program may be over, but the increased disclosure regime it brought money funds is not... MutualFundWire.com - Tuesday, September 22, 2009
Franklin Sues Beazer Franklin Mutual Beacon brings its case against the home builder to court... MutualFundWire.com - Tuesday, September 22, 2009
Putnam Extends Absolute Returns to Target-Date Funds Fund Track covers Putnam is taking the absolute return mandate from CEO Bob Reynolds to the next logical step in its effort to rebuild its 401(k) business... MutualFundWire.com - Tuesday, September 22, 2009
Jonas Takes Board Seat The former Fidelity honcho is keeping close to the investing game with a new board seat... MutualFundWire.com - Tuesday, September 22, 2009
Putnam Mixes Absolute with Relative in its Target-Date Funds The Boston fund firm adds absolute return strategies to its target-date offerings... 401kWire.com - Tuesday, September 22, 2009
Brokerage Sues Reserve over Alleged 'Tip Offs' A lawsuit may reveal the reason that the Reserve fund shed more than half of its AUM before it was announced the fund had broken the buck. .. MutualFundWire.com - Monday, September 22, 2008
Startup Connects Plan Reporting For Advisors A DC veteran turns to a new firm to provide an automated reporting system... 401kWire.com - Monday, September 22, 2008 - Reader Rating: 4.5
Smith Barney Alum Jumps to RIA A Midwestern firm adds a former wirehouse broker to its education team... 401kWire.com - Monday, September 22, 2008
Krawcheck Reportedly Heads Out The head of CitiGroup's Global Wealth Management Division may be leaving... MutualFundWire.com - Monday, September 22, 2008
Star Fund Manager Still Sees Opportunity in Hedging Ken Heebner may be picking the wrong time to get in to the hedge fund business... MutualFundWire.com - Monday, September 22, 2008
Ohio Fund Company Tells Shorts to Bring it On A Columbus fund shop opts out of the short selling ban... MutualFundWire.com - Monday, September 22, 2008
Fido Picks Up the Assets of 55 Breakaway Brokers Fidelity has picked up the assets of 55 breakaway brokers who selected the company as their custodian in the first six months of 2008... MutualFundWire.com - Monday, September 22, 2008
OpFunds Revises Ad Strategy OppenheimerFunds has changed up its advertising strategy... MutualFundWire.com - Monday, September 22, 2008
Self-Directed DC Custodian Taps a Chief A Midwestern specialist in IRAs, solo Ks and self-directed accounts elevates one of its own to the brand new top position... 401kWire.com - Monday, September 22, 2008
Goldman, Morgan Stanley Moves End an Era Goldman Sachs and Morgan Stanley have changed their structures to become traditional bank holding companies in bids to retain their independence... MutualFundWire.com - Monday, September 22, 2008
How Are Muni GIC Providers Faring? Two bond insurers share their fears as downgrades loom... 401kWire.com - Monday, September 22, 2008
The Reserve Seeks More Time to Liquidate Funds The company is seeking an extension on the amount of time it has to return money to shareholders... MutualFundWire.com - Monday, September 22, 2008
Funds Find Steady Flows The world may have changed for Wall Street last week but the mutual fund world, excluding money market funds, is relatively stable... MutualFundWire.com - Monday, September 22, 2008
Vilar Pleads Innocence As Trial Looms Jury selection for the trial of the ex-fund manager is about to begin... MutualFundWire.com - Monday, September 22, 2008
Is a Buyout in the Cards for Legg Mason? Legg Mason may be considering taking itself private... MutualFundWire.com - Monday, September 22, 2008
Heads Up For More Money Fund Bailout Details Dow Jones offers glimpse of the specifics of the program unveiled last week by the U.S. Treasury... MutualFundWire.com - Monday, September 22, 2008 - Reader Rating: 1
Combs Leaving DoL The assistant secretary of the DoL's Employee Benefits Security Administration is leaving next month... 401kWire.com - Friday, September 22, 2006 - Reader Rating: 3
Keller Rohrback Targets Oneida Oneida is the latest plan sponsor to be investigated for potential ERISA violations... 401kWire.com - Friday, September 22, 2006
BGI Adds Five Global Sector ETFs Barclays Global Investors added to its iShares family of exchange-traded funds (ETFs) this week. The San Francisco-based asset manager started trading five iShares S&P Global Sector Exchange Traded Funds on the New York Stock Exchange. The new ETFs bring the total number of global sector ETFs in the family to 10. BGI also offers 31 iShares U.S. sector funds... MutualFundWire.com - Friday, September 22, 2006
BofA Wins Appeal in Eviction Case The last echoes of the late-trading case brought against Theodore Sihpol are still being heard as his employer wins a case brought by its New York landlord... MutualFundWire.com - Friday, September 22, 2006
BofA Wins Appeal in Eviction Case The last echoes of the late-trading case brought against Theodore Sihpol are still being heard as his employer wins a case brought by its New York landlord... 401kWire.com - Friday, September 22, 2006
Fido Lobbies for Tax-Free Health Care Distrubutions The Boston Behemoth is lobbying Washington powers to gain an tax break for retirement plan investors who run up health care bills. .. 401kWire.com - Friday, September 22, 2006 - Reader Rating: 4
A.G. Edwards is on a Painful Diet The nation's largest regional BD releases its second quarter earnings report after a slow summer. .. MutualFundWire.com - Friday, September 22, 2006 - Reader Rating: 3.21
An Old Chief for a New Division at FOLIOfn The president of FOLIOfn discusses his move to lead the online BD's new institutional division and reveals who will take his place... MutualFundWire.com - Friday, September 22, 2006 - Reader Rating: 3
A Boca BD Baron Slings a Little Mud The owner of vFinance, a Sunshine State brokerage, is running for Congress. Unfortunately, both campaigns have gone negative... MutualFundWire.com - Friday, September 22, 2006 - Reader Rating: 5
Ricketts Ups Ante The former Ameritrade board member has donated another $2.5 million to his Senate campaign, raising his total bet on the race to almost $10 million... MutualFundWire.com - Friday, September 22, 2006 - Reader Rating: 3
Morgan Stanley Makes Indian Bid Morgan Stanley is preparing to reenter the Indian fund business. The U.S. wirehouse is one of the bidders for Standard Charter's Indian fund business... MutualFundWire.com - Friday, September 22, 2006 - Reader Rating: 4
Janus Adds to Institutional Sales Team Janus has hired Daniel Charles as vice president of institutional sales ..... MutualFundWire.com - Thursday, September 22, 2005
AUL Names New Funds Picker Fund managers looking to land a spot on AUL have a new contact... 401kWire.com - Thursday, September 22, 2005 - Reader Rating: 1
SoCal Sponsor Brews with Principal A Southern California coffee maker has brought its retirement programs together under one roof... 401kWire.com - Thursday, September 22, 2005 - Reader Rating: 1
Fiduciary Vendors Team Up Risk management software provider for plan sponsors adds a new feature to its reporting tools... 401kWire.com - Thursday, September 22, 2005
Fido to Auto Enroll its Own But the real message from the company is a call to action... 401kWire.com - Thursday, September 22, 2005
TPA Lands Distribution for ETF Platform The New York-based firm offers ETFs and custom ETF portfolios... 401kWire.com - Thursday, September 22, 2005
What's a Soft Dollar Good For? Soft dollars might go as far as they used to. The SEC on Wednesday voted 5-0 to solicit public comment on the issue for 30 days and publish interpretive guidance on soft dollar usage ..... MutualFundWire.com - Thursday, September 22, 2005 - Reader Rating: 3
New Fund Firm Eyes Target-Date Pie The Big Apple firm is teaming with an index provider to launch a set of asset allocation funds... MutualFundWire.com - Thursday, September 22, 2005
SEC Examines Citi's Dividend Policy The SEC is looking into the way that Citigroup's asset management subsidiaries pay dividends and distributions to mutual fund shareholders ..... MutualFundWire.com - Thursday, September 22, 2005 - Reader Rating: 1
Senators Ask GAO to Investigate Fund Sales to GIs Senior members of the Senate Banking Committee penned a letter to the GAO asking the agency to take a look at insurance and mutual fund sales on military bases... MutualFundWire.com - Wednesday, September 22, 2004
Dodge & Cox Allays Fears Officials at the fund firm address investors’ concerns that the firm’s are getting unmanageably large, despite closing two of them earlier this year... MutualFundWire.com - Wednesday, September 22, 2004
A One-Fund Firm Keeps on Trucking Regulations are more burdensome, costs are up. Still, one Chicago-based money manager is doing just fine... MutualFundWire.com - Wednesday, September 22, 2004
Searches Reported This Week T. Rowe Price loses one, while Charles Schwab gains a bundled contract in the Southwest... 401kWire.com - Wednesday, September 22, 2004 - Reader Rating: 4
Schwab Teams with TPA to Offer Outsourcing Mid-market and regional bank trusts now have a new option... 401kWire.com - Wednesday, September 22, 2004
Newport Offers eJohn Hancocks The Orlando, Florida-based plan provider helps participants and sponsors go paperless... 401kWire.com - Wednesday, September 22, 2004
TPA Adds Another Fund Co to Platform In one summer, this TPA has signed on OppeheimerFunds, Putnam and now American Century... 401kWire.com - Wednesday, September 22, 2004 - Reader Rating: 5
RolloverSystems Signs Schwab Schwab joins Fidelity, Chase, TD Waterhouse and Harrisdirect as part of RolloverSystem�s network... 401kWire.com - Wednesday, September 22, 2004
Galvin and Franklin See Different Reality in Same Facts The Wall Street Journal reports on some interesting fallout from the settlement between Franklin and the SEC. It seems that Massachusetts Secretary of State William Galvin believes Franklin admitted to wrongdoing when it settled. Franklin, on the other hand, insists it did no such thing. Instead, said the fund the firm, it confirmed the facts of the case while disagreeing with the legal interpretation. The difference of opinion may be important in future settlements made by fund firms... MutualFundWire.com - Wednesday, September 22, 2004
Vanguard is Hiring, a Sign of Good Times? The calendar may now say it is fall, but the latest move at Vanguard may hint at spring that for the fund industry. According to a published report, the fund firm is quickly expanding staff in its Phoenix-area operations center. .. MutualFundWire.com - Wednesday, September 22, 2004
Morningstar Evolves its Retirement Advice but is Still Doing Something Different than Fidelity The soon-to-be-publicly owned fund tracker is getting attention for a new version of its advice product for retirement plan participants in the Wall Street Journal. The paper is also spinning the new product as a challenge to Fidelity Investments, which is rolling out an advice-type product next month... MutualFundWire.com - Wednesday, September 22, 2004
Manulife Debuts 529 Illustrator The tool is the first of a basketful the firm plans to provide to advisors this fall... MutualFundWire.com - Monday, September 22, 2003
SSRM Names Distribution Chief The firm has put its institutional and retail distribution under one chief... MutualFundWire.com - Monday, September 22, 2003
Kansas Fund Firms May Gain Tax Refund Three firms with offices in Kansas City are fighting city hall to get $1.5 million in tax refunds... MutualFundWire.com - Monday, September 22, 2003
American Century Leaving Rockies The fund firm is closing its Denver operations center... MutualFundWire.com - Monday, September 22, 2003
Fido Drops Select Loads The move is seen by some as a reaction to the Vanguard sector funds... MutualFundWire.com - Monday, September 22, 2003
Philly Provider Mulling Outsourced Product The firm is preparing a deal with an outsourced recordkeeper, the 401kWire.com has learned... 401kWire.com - Monday, September 22, 2003 - Reader Rating: 3.5
Sponsor Gets Smart The first plan sponsor rolling out the SMarT strategy reports in... 401kWire.com - Monday, September 22, 2003 - Reader Rating: 4
American Century Leaving Rockies The fund firm is closing its Denver operations center... 401kWire.com - Monday, September 22, 2003
InvestorForce in a Tiff with P&I The startup is hinting at "misleading" coverage in the nation's leading pension publication raising the question of whether the old media can provide unbiased coverage of new media. .. 401kWire.com - Friday, September 22, 2000 - Reader Rating: 3
CNBC mPowered The advice firm is getting the leading financial network's eyeballs and dollar bills... 401kWire.com - Friday, September 22, 2000 - Reader Rating: 3
Startup Taps PR Invesmart is upping its bid for favorable media attention... 401kWire.com - Friday, September 22, 2000 - Reader Rating: 3
First Union Backs Asset Manager The bank is supporting one of its own in the creation of a new minority-owned asset management firm targeting the institutional market... 401kWire.com - Friday, September 22, 2000 - Reader Rating: 3
More CEO Shuffles PaineWebber's Mitchell Hutchins unit is the latest asset manager to announce a game of musical chairs played by top execs... 401kWire.com - Friday, September 22, 2000 - Reader Rating: 3
Stowers Relinquishes CEO Post James Stowers III is handing over his CEO title at American Century to concentrate on the investment management side of the business... 401kWire.com - Friday, September 22, 2000 - Reader Rating: 3
Villanova Adds Three Funds Nationwide's Villanova investment arm is adding funds from its new Gartmore affiliate... 401kWire.com - Friday, September 22, 2000 - Reader Rating: 3
Stable Value Rates for Sep. 22, 2000 .. 401kWire.com - Friday, September 22, 2000 - Reader Rating: 3
Conseco Promotes Marketer Conseco's Johnston moves up to SVP to head the firm's marketing, sales and client services. .. MutualFundWire.com - Friday, September 22, 2000 - Reader Rating: 3
Foliofn Adds Private Equity The startup that claims to be the investing solution for the new era has partnered to offer private equity investments to its clients... MutualFundWire.com - Friday, September 22, 2000 - Reader Rating: 3
Fund Firm Starts VA Push Kelmore has paired with Fortis Benefits to break into the variable annuity marekt... MutualFundWire.com - Friday, September 22, 2000 - Reader Rating: 3
More CEO Shuffles PaineWebber's Mitchell Hutchins unit is the latest asset manager to announce a game of musical chairs played by top execs... MutualFundWire.com - Friday, September 22, 2000 - Reader Rating: 3
Small Cap Fund No Longer A change in the rules allowed OppenheimerFunds to reopen its hot Enterprise fund... MutualFundWire.com - Friday, September 22, 2000 - Reader Rating: 3
Wells Fargo Specializes The bank has chosen tech as the first place to dip its toe into the sector fund market. Dresdner will subadvise... MutualFundWire.com - Friday, September 22, 2000 - Reader Rating: 3
Villanova Adds Six Funds The Nationwide unit is wasting no time in using its newly acquired Gartmore affiliate to broaden its line-up of international funds... MutualFundWire.com - Friday, September 22, 2000 - Reader Rating: 3
Putnam Adds International Manager The Boston-based fund company has added Deutsche's lead manager in Tokyo to its international team... MutualFundWire.com - Friday, September 22, 2000 - Reader Rating: 3
September 22, 2000 401k Participants Learn Arbitrage ... Lehman Reportedly Eyeing CIBC Oppenheimer ... Hancock Tries Again with Ad... 401kWire.com - Friday, September 22, 2000 - Reader Rating: 3
September 22, 2000 Lehman Reportedly Eyeing CIBC Oppenheimer ... 401k Participants Learn Arbitrage ... Hancock Tries Again with Ad... MutualFundWire.com - Friday, September 22, 2000 - Reader Rating: 3
Morningstar Hires Ibbotson Exec The former chief economist at Ibbotson has jointed Morningstar to help create new investment portfolios and tools to help analyze stocks and mutual funds while enhancing the advice technology... MutualFundWire.com - Wednesday, September 22, 1999 - Reader Rating: 3
Morningstar Hires Ibbotson Exec The former chief economist at Ibbotson has joined Morningstar to help create new investment portfolios and tools to help analyze stocks and mutual funds while enhancing the advice technology... 401kWire.com - Wednesday, September 22, 1999 - Reader Rating: 3
New York Gets Socially Responsible Citizens Group is hitting the rough pavement of New York, offering the city's 457 plan participants a socially responsible account... 401kWire.com - Wednesday, September 22, 1999 - Reader Rating: 3
UAM Sells Separate Accounts Manager United Asset Management has sold a Denver high-net-worth manager back to its principals and increased its investment in a competing firm... MutualFundWire.com - Wednesday, September 22, 1999 - Reader Rating: 3
Cascade Hires Pension Consultant The new hire will be overseeing application development, consulting and conversion... 401kWire.com - Wednesday, September 22, 1999 - Reader Rating: 3
Odd Lots, September 22, 1999 Indian style ... Goldman feels the weight of the pushcart ... Spiders, diamonds and webs, oh my! ... Founders on a tear ... Good things come in small packages... MutualFundWire.com - Wednesday, September 22, 1999 - Reader Rating: 3
Vantage Changes Point Man There's a new chief at Vantage Investment Advisors, the subadvisor to several of parent Lincoln Financial's mutual funds and variable annuities... MutualFundWire.com - Wednesday, September 22, 1999 - Reader Rating: 3
Ohio Issues Two RFPs The Ohio Deferred Compensation Program has issued on RFP and will be issuing another one at the end of this week, Richard T. Wissler, assistant director of administration, told the 401kWire. The plan has $3.4 billion in assets with 120,000... 401kWire.com - Tuesday, September 22, 1998 - Reader Rating: 3
TAG On: Compensation Used for 401k Deferrals Must an eligible employee cease making deferrals immediately upon their compensation for the year reaching $160,000? TAG has the answer... 401kWire.com - Tuesday, September 22, 1998 - Reader Rating: 3

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