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News Stories Archives - Since 1998
Kinzie Unveils a 2-Strategy, 4-Subadvisor MF
The folks at a Midwestern liquid alts shop are teaming up to roll out another mutual fund...
MutualFundWire.com - Tuesday, February 4, 2025
A Central Florida Shop Chooses to Become a PPP
The firm's first PEP is expected to debut next month...
401kWire.com - Tuesday, February 4, 2025
In North Texas, Andreski Adds to Her C-Suite
The new comes from the leadership team of an employee benefits general agency...
401kWire.com - Tuesday, February 4, 2025
Kaplan Brings a 6-Year Fido Vet to the KPA Biz
The new hire is based in the Beehive State and also previously worked with Vanguard. ..
401kWire.com - Tuesday, February 4, 2025
First Trust and RBA Celebrate a $3.5B-AUM Fund
The index fund debuted almost 11 years ago and recently crossed the $3-billion-AUM mark...
MutualFundWire.com - Tuesday, February 4, 2025
For a February Launch, Slavic Teams With AmericanTCS
The new offering was slated to debut over the weekend...
401kWire.com - Tuesday, February 4, 2025
A $55B-AUM Firm Enters the ETF Biz
The asset manager specializes in digital currency...
MutualFundWire.com - Friday, February 4, 2022 Views
An 11-Year BlackRock-BGI Vet Joins Vestwell
Updated | A new sales leader has landed at a Big Apple robo-recordkeeper, bringing with her a track record of financial roles at firms including a startup wealth tech platform and BlackRock...
401kWire.com - Friday, February 4, 2022
Why an RKer CMO Added a Corp Marketing Chief
The executive joined the retirement plan provider last week...
401kWire.com - Friday, February 4, 2022
FinWellness Programs Get Workers' Thumbs-Up
39 percent of those surveyed are worried specifically about saving for retirement...
401kWire.com - Friday, February 4, 2022
Stock Funds Bring In $4.8B, Despite Rising Industry Outflows
The Refinitiv Lipper folks reveal the latest weekly U.S. fund flows data...
MutualFundWire.com - Friday, February 4, 2022 Views
ASPPA vs. First Day Blues
The trade group's team launches a course designed for retirement plan industry neophytes...
401kWire.com - Friday, February 4, 2022
Post-Transition, a Tactical PM Seeks a Strategic Partner
A veteran liquid alts entrepreneur is looking for a distribution ally...
MutualFundWire.com - Thursday, February 4, 2021 Views - Reader Rating: 3
NEPC Adds Its First Biz Dev Chief
The new hire previously led DC at Mercer...
401kWire.com - Thursday, February 4, 2021
A 403b Provider's CRO Passes the Baton
He spent eight years at the firm and its parent...
401kWire.com - Thursday, February 4, 2021
Hub's Chief Makes DeNoyior's Promotion Official
The KPA takes over a unit with more than $93 billion in assets...
401kWire.com - Thursday, February 4, 2021 - Reader Rating: 5
AMG Bets On an 18-Year-Old ESG Shop
The publicly traded multiboutique agrees to buy a minority stake in a $3.9-billion-AUM mutual fund firm...
MutualFundWire.com - Thursday, February 4, 2021 Views
After Selling Their TPA, Two Sisters Will Exit
A Midwestern entrepreneur talks about the deal, which closed at the end of 2020...
401kWire.com - Thursday, February 4, 2021
An AM Group Tries to Help FAs Put the Pieces Together
A trade group unveils website to educate advisors and help them educate their clients...
MutualFundWire.com - Tuesday, February 4, 2020 Views
This DC I-O Aims For Tackling Retirement Income By Q3
For now, the team is focused on education: for participants, plan sponsors, and KPAs and consultants...
401kWire.com - Tuesday, February 4, 2020
OneDigital Buys a KPA Aggregator, As Expected
The deal comes about two months after 401kWire reported that the deal was in the works...
401kWire.com - Tuesday, February 4, 2020 - Reader Rating: 4.25
An RKer's New Sales Chief Sees a PEP Opportunity
The 15-year company veteran took over back in September...
401kWire.com - Tuesday, February 4, 2020 - Reader Rating: 1
Sullivan and Walker Each Do Deals
The Legg Mason chief is doubling down on a four-year-old bet. Separately, Neuberger Berman buys a real estate-focused shop...
MutualFundWire.com - Tuesday, February 4, 2020 Views
GQG's Carver Hires In Beantown
A veteran wholesaler joins the international growth asset manager...
MutualFundWire.com - Monday, February 4, 2019 Views
Schaus Consults
The Pimco and Hewitt veteran starts a new venture...
401kWire.com - Monday, February 4, 2019
Jenks Courts Millennials With Empower's Latest Campaign
The retirement services provider is using Snapchat to get newer generations invested in investing...
401kWire.com - Monday, February 4, 2019 - Reader Rating: 4
A 25-Year Retirement Specialist Joins Voya
She is based in Savannah, Georgia and joined two weeks ago...
401kWire.com - Monday, February 4, 2019 - Reader Rating: 2.5
Gross Retires
After more than four years with Janus Henderson, the world's most famous bond fund PM is riding off into the sunset...
MutualFundWire.com - Monday, February 4, 2019 Views
Week In Preview, February 4-10
This week the Relius team at FIS is hosting events...
401kWire.com - Monday, February 4, 2019
Week In Preview, February 4-10
This week the teams at the ABA, Fund Intelligence, informa, and TD Ameritrade are all hosting events...
MutualFundWire.com - Monday, February 4, 2019 Views
Consolidate Your 401k Travel
Last week we previewed industry conferences coming up in the next few months. Yet some KPA allies are trying to help you kill two birds with one traveling stone...
401kWire.com - Thursday, February 4, 2016
TD's Schweiss Teams Up to Help RIAs Find 401ks
The RIA custodian's retirement plan services chief unveils an alliance focused on supporting advisors' retirement plan prospecting...
401kWire.com - Thursday, February 4, 2016 - Reader Rating: 5
Fidelity Account Balances See An Increase Despite Volatility
Fidelity released its latest analysis for Q4 of 2015...
401kWire.com - Thursday, February 4, 2016
Boston-based KPA Shop Expands Its Team
Fiduciary Investment Advisors expands its team with an independent KPA...
401kWire.com - Thursday, February 4, 2016
Nally Bets On Big Data and On RIAs Picking Their Own Robos
The TD Ameritrade Institutional chief and his colleagues unveil an acquisition and more as they kick off their 20th annual national conference for RIAs...
MutualFundWire.com - Thursday, February 4, 2016 Views
Healey Downplays Third Avenue's Class-Action Woes
The AMG chief tells analysts that the stumbling value shop has "really no impact" on AMG's financials, doesn't have "any legal exposure" around the infamous collapse of the Focused Credit Fund, and that AMG doesn't have any legal exposure to Third Avenue's legal battles, either...
MutualFundWire.com - Thursday, February 4, 2016 Views
A RidgeWorth Ally Directly Enters the MF Biz
The private-equity-backed multi-boutique will continue to work this West Coast shop as a subadvisor...
MutualFundWire.com - Thursday, February 4, 2016 Views
Nationwide Examines Retirement Benefits for Small Businesses
A Nationwide vice president implores small business owners to offer retirement benefits. ..
401kWire.com - Thursday, February 4, 2016 - Reader Rating: 5
Artisan Hunts For EM and Alts Talent
The Midwestern mutual fund shop releases its numbers for Q4 2014...
MutualFundWire.com - Wednesday, February 4, 2015 Views
KPAs, Are You Ready to Be Fiduciaries?
A Florida shop looks to win over more advisors...
401kWire.com - Wednesday, February 4, 2015
A $1.3B NYL RPS Client Is Doing a Deal
The acquiree works with Fidelity. The deal is slated to close by year-end...
401kWire.com - Wednesday, February 4, 2015
White Names Champ's (Acting) Successor
Meet the SEC veteran who's taking over the investment management division, at least for now...
MutualFundWire.com - Wednesday, February 4, 2015 Views
A Washington TPA Makes Its First Buy
A Seattle shop buys on the other coast...
401kWire.com - Wednesday, February 4, 2015
FtWilliam's Founder Offers KPAs and TPAs a New Resource
A computer software company located in Minnesota just launched a new website to.....
401kWire.com - Wednesday, February 4, 2015
Active Fundsters Hear ETFs Calling, Even During the Price War
The big passive managers continue to undercut each other's prices in ETFs. Yet active managers with no interest in competing in price are drawn to a new, quasi-ETF product...
MutualFundWire.com - Wednesday, February 4, 2015 Views
OpFunds Reorganizes its Distribution
Distro revamp impacts seven business units..
MutualFundWire.com - Tuesday, February 4, 2014 Views
Two RKers Team Up With TD Ameritrade
The discount brokerage and RIA custodian makes alliances for its new 401k product...
401kWire.com - Tuesday, February 4, 2014 - Reader Rating: 5
A $694MM 457 Re-Ups With Great-West
The RKer won the DC plan of Texas' largest city. ..
401kWire.com - Tuesday, February 4, 2014
Shop Serves Up Single Alts to Connoisseurs
Alt shops are becoming like Scotch whiskey producers, offering single manager products to advisors with greater comfort and expertise in the category. In particular, Altegris is starting to offer single manager versions of some strategies previously offered in multi-manager packages...
MutualFundWire.com - Tuesday, February 4, 2014 Views
FocusShares' Co-Founder Leaps into Healthcare Finance
Erik Liik has joined the Poliwogg Funds...
MutualFundWire.com - Tuesday, February 4, 2014 Views
Trade Groups Petition the Supreme Court in Its 401k Stock Drop Suit
Five trade associations siding with plan sponsors argue for a presumption of prudence to be applied. ..
401kWire.com - Tuesday, February 4, 2014
Haderer Picks Sain's Successor at Mercer
The recordkeeper has a new sales lead for the firm's outsourcing business. ..
401kWire.com - Tuesday, February 4, 2014
Next Up: A Jury Trial Over 401k Advice and Morningstar
Updated | This summer, in front of a jury, another Chitown firm will duke it out with the mutual fund ratings giant...
401kWire.com - Tuesday, February 4, 2014 - Reader Rating: 5
This Is How BlackRock Kicks Your Butt
The asset goliath's latest strategy involves offering speciality ETF products for free for a year..
MutualFundWire.com - Tuesday, February 4, 2014 Views - Reader Rating: 5
Calamos Names a New President
Firm also loses a board director..
MutualFundWire.com - Monday, February 4, 2013 Views
Three Things to Know from Franklin’s Earnings
Firm sees opportunity in areas where it is strongest...
MutualFundWire.com - Monday, February 4, 2013 Views
Three Things to Know from WisdomTree’s Earnings
Firm’s senior management outline plans for making company top-five ETF sponsor...
MutualFundWire.com - Monday, February 4, 2013 Views
A DC I-O Unveils a Set of Retirement Shares
Firm will offer N-shares for a number of funds...
401kWire.com - Monday, February 4, 2013
A Fund Sales Executive is Hired for the East
Firm expects to hire seven sales people over next two-to-three months...
MutualFundWire.com - Monday, February 4, 2013 Views
Industry Bigwigs Back a New Investing MaPP For Participants
A veteran advisor teams up with a host of DC industry insiders to create a next-generation QDIA...
401kWire.com - Monday, February 4, 2013
January Inflows Break Record
Most money flowed into stock and bond funds in January. Ever...
MutualFundWire.com - Monday, February 4, 2013 Views - Reader Rating: 5
The Other Grail Boutique Changes its Name
M&A firm, not the asset management advisor, adopts new moniker...
MutualFundWire.com - Monday, February 4, 2013 Views
Principal's Gift to Des Moines is Complete
It took nearly a decade, but The Principal Riverwalk is open in Iowa...
401kWire.com - Monday, February 4, 2013
What Will the Acting SEC Chief Do Next?
Walter calls new chief Mary Jo White a "quick study."..
MutualFundWire.com - Monday, February 4, 2013 Views
Fido's 401k Team Wins Big
The Boston shop lands a recordkeeping mandate for a multi-billion-dollar retirement plan...
MutualFundWire.com - Monday, February 4, 2013 Views
Firms Struggle to Find a Cheaper Way to Launch ETFs
WSJ special Investing in Funds article looks at challenges firms have in aniche dominated by Vanguard. Story examines three strategies...
MutualFundWire.com - Monday, February 4, 2013 Views
The Grey Lady Celebrates ETFs' 20th Birthday
The paper of record joined the crowd in writing about the 20-year anniversary of ETFs...
MutualFundWire.com - Monday, February 4, 2013 Views
Pensions Accuse iShares of Looting
Suit says ETF manager operated “grossly excessive” fee model that allowed a sister company to take 40 percent cut of stock lending revenue...
MutualFundWire.com - Monday, February 4, 2013 Views
Top Advisor: Lisa Jungers
Retirement Benefits Group (NRP/LPL)..
401kWire.com - Friday, February 4, 2011 - Reader Rating: 1
Top Advisor: Paul Powell
401(k) Advisors..
401kWire.com - Friday, February 4, 2011
Top Advisor: David Altimont
Lockton..
401kWire.com - Friday, February 4, 2011
Schwab Preps a 'Next Gen 401k Plan'
Walt Bettinger unveils the next generation 401(k) plan that Schwab officials estimate could lower participant expenses by 35 to 85 percent. ..
401kWire.com - Friday, February 4, 2011 - Reader Rating: 1
Zeroing Out Administrative Expenses
A reader ponders the challenges of 401k fee disclosures...
401kWire.com - Friday, February 4, 2011 - Reader Rating: 4
A Merrill Shop Adds an Advisor
A retirement plan specialist at the wirehouse expands his team...
401kWire.com - Friday, February 4, 2011
A Fund Family Rebrands Post-Merger
The name change took effect on Tuesday, four months after the adviser merged into Sterling Capital Management...
MutualFundWire.com - Friday, February 4, 2011 Views
Matt Fink's Book Looks at How the '08 Crisis Impacted Mutual Funds
The former ICI head releases the second edition of his book...
MutualFundWire.com - Friday, February 4, 2011 Views
Lincoln Snags Ex-Guardian, Standard Wholesalers
Jim McCrory is beefing up his sales team...
401kWire.com - Friday, February 4, 2011 - Reader Rating: 1
Hartford Hires Away a Hancock Vet
The sales pro worked at Hancock for 16 years...
401kWire.com - Friday, February 4, 2011 - Reader Rating: 1
Schwab's Money Market Fee Waivers Will Rise Again
A top exec at the brokerage giant talks about the cost of low interest rates...
MutualFundWire.com - Friday, February 4, 2011 Views
Wasatch Drops the 1st Source Name from Two Funds
The change took effect Monday...
MutualFundWire.com - Friday, February 4, 2011 Views
Global X Launches Andean ETF
The NY-based fund firm see opportunities in the hills of Peru and Chile...
MutualFundWire.com - Friday, February 4, 2011 Views
Delaware Names a B-D Distribution Chief
The investment managers nab a former Olympian from Allianz...
MutualFundWire.com - Thursday, February 4, 2010 Views
Great-West Looks For a Sales Channel Leader
The Denver, CO provider is searching for a new hire who will grow its education sector business..
401kWire.com - Thursday, February 4, 2010 - Reader Rating: 1
Pimco Elevates a Top DC Exec
The head of the Newport Beach, CA company's defined contribution business has added to his title...
401kWire.com - Thursday, February 4, 2010 - Reader Rating: 3
Schroders Lures Two Sales Pros
Carter Sims, head of intermediary distribution at Schroders North America, hires in the West and Northeast...
MutualFundWire.com - Thursday, February 4, 2010 Views
Diversified Wins Two 403bs and a 401k
Diversified Investment Advisors is up two small plan clients...
401kWire.com - Thursday, February 4, 2010 - Reader Rating: 1
Sixth Circuit Kills a 457 Fee Suit, For Now
A DC provider wins out over a lawsuit over revenue sharing, but with the suit come back in a different form?..
401kWire.com - Thursday, February 4, 2010
State Street Will Cough Up Another $300 Million Thanks to Subprime Flu
The SEC and a Massachusetts regulator unveil a settlement with the Updated | Boston bank and mutual fund firm parent, in the wake of previous private settlements totaling almost $350 million and for the same issue...
MutualFundWire.com - Thursday, February 4, 2010 Views
Pimco Introduces an ETF and New Managers
In two days, Pimco launched a new actively managed bond fund and promoted nine across the globe...
MutualFundWire.com - Thursday, February 4, 2010 Views
Through the Credit Crunch, Banks Still Grabbed More Rollovers
A new study shows that banks are taking market share from investment firms...
401kWire.com - Thursday, February 4, 2010
If Obama Gets His Wish, Expect more Build America Funds
According to The Journal's Fund Track, Obama wants to make the Build America Bonds program a permanent fixture in U.S. investing..
MutualFundWire.com - Thursday, February 4, 2010 Views
The Hartford Capitalizes on 403bs with TPAs
A new product from the bundled provider is targeting small plan 403b clients who use a TPA...
401kWire.com - Thursday, February 4, 2010
Ivy Restructures its Sales Force
The Overland Park, Kansas-based fund firm shifts to a new sales model this year...
MutualFundWire.com - Thursday, February 4, 2010 Views - Reader Rating: 4
Clinton, Bush to Face Fund Firms
The former presidents are slated to take the stage Thursday morning at the TD Ameritrade conference in Orlando. ..
MutualFundWire.com - Thursday, February 4, 2010 Views - Reader Rating: 2
Pru Posts a 54 Percent Gain in Q4 Sales and Deposits
Despite the tough environment, the plan provider saw higher sales and deposits during the fourth quarter...
401kWire.com - Wednesday, February 4, 2009 - Reader Rating: 2.67
Obama Taps a Temp DoL Chief to Fill the Void
As Hilda Solis waits in limbo, President Obama anoints a labor department insider to temporarily take charge...
401kWire.com - Wednesday, February 4, 2009 - Reader Rating: 5
MassMutual Inaugurates an Online Academy for Plan Participants
The Springfield, Massachusetts-based plan provider launched what it calls its RetireSmart Academy...
401kWire.com - Wednesday, February 4, 2009 - Reader Rating: 3.5
A New Van Kampen Fund Lands a Spot on ING's VA Menu
Van Kampen and ING executives have inked a pact that will places a new global asset allocation fund on the insurer's list of variable annuity investment options...
MutualFundWire.com - Wednesday, February 4, 2009 Views
A Match Cut Contributes to a Nursing Strike
At least one reduced DC contribution factors in to negotiations between a plan sponsor and a union...
401kWire.com - Wednesday, February 4, 2009
Equity Fund Flows Swing Negative Again
The latest data from an industry trade group highlights another tough week for non-money market mutual funds...
MutualFundWire.com - Wednesday, February 4, 2009 Views
A Provider Vet Connects an Outsourced RKer to Payroll
A new alliance links one recordkeeper to 20 payroll firms and counting...
401kWire.com - Wednesday, February 4, 2009 - Reader Rating: 3
Latest Cuts at Schwab Affect its Asset Management Arm
Some employees within Charles Schwab Investment Management are among those affected by the companywide layoffs Schwab is implementing this quarter...
MutualFundWire.com - Wednesday, February 4, 2009 Views
Another Plan Sponsor Gambles On a Lower Match
The trend of matching contribution cuts continues as yet another employer looks for ways to cut costs without cutting jobs...
401kWire.com - Wednesday, February 4, 2009
Two New Hires Join fi360's Ranks
Updated | The fiduciary training and tools specialists add a pair of executives to their team and looks for more...
401kWire.com - Wednesday, February 4, 2009
Schwab's Institutional Services Unit Sees Job Cuts
Layoffs at Schwab this quarter includes employees in its institutional services division, but it is not clear whether 401k-focused workers are part of the cuts...
401kWire.com - Wednesday, February 4, 2009 - Reader Rating: 3
Capital Group's Job Ax Spares its DC Team
Steve Malbasa's team stays intact as Capital Group slashes jobs...
401kWire.com - Wednesday, February 4, 2009 - Reader Rating: 2
EBSA Makes the PPA Advice Rule Delay Official
Following up on the blanket regulations delay requested by Rahm Emanuel, the DoL unit asks to push back its new investment advice rules while getting more industry feedback...
401kWire.com - Wednesday, February 4, 2009
Merrill Deal Sparks a Stock-Drop Suit Against BofA
The suit, filed by a Seattle law firm on behalf of Bank of America's plan participants, claims that the bank misled shareholders about the impact of the Merrill acquisition...
401kWire.com - Wednesday, February 4, 2009
Vanguard Makes a Key Hire for its UK Foray
Vanguard tapped a Manulife executive to head up retail services for its new UK business...
MutualFundWire.com - Wednesday, February 4, 2009 Views
Van Eck Rolls Out a Pre-Refunded Muni Bond ETF
The New York-based asset manager unveiled the industry's first ETF focusing on the pre-refunded segment of the muni bond market...
MutualFundWire.com - Wednesday, February 4, 2009 Views - Reader Rating: 5
Fed Extends its Money Market Fund Programs
Programs such as the Asset-Backed Commercial Paper Money Market Mutual Fund Liquidity Facility (AMLF) and Money Market Investor Funding Facility (MMIFF) will expire at the end of October...
MutualFundWire.com - Wednesday, February 4, 2009 Views - Reader Rating: 3
Capital Group Lays Off 500 Workers
The market downturn has prompted additional cuts at the Los Angeles-headquartered firm, which manages American Funds...
MutualFundWire.com - Wednesday, February 4, 2009 Views
GIC Issuer Adjusts MVAs With the Times
Insiders reveal that an insurance giant is preparing to change a key formula in a way that should keep more money in moving plans...
401kWire.com - Monday, February 4, 2008 - Reader Rating: 5
TD Ameritrade Gets an Early Valentine
The trustodian merger first unveiled last spring closes for $225 million up-front. ..
401kWire.com - Monday, February 4, 2008
Bramlett Returns to Recordkeeping
The former CEO of The 401(k) Company has taken the top job at another recordkeeper...
401kWire.com - Monday, February 4, 2008 - Reader Rating: 4.12
An Article Raises an Intriguing Issue: Should Participant Asset Mixes Reflect Their Jobs?
A tantalizing article suggests that industry should play a role in setting participant asset allocations. Do not rush to implement info though; the article may overstate the case and the research is not yet out...
401kWire.com - Monday, February 4, 2008 - Reader Rating: 5
Gabelli Buys $500 Million AXA Fund
Gabelli Funds has bought the $500 million AXA Enterprise Mergers and Acquisitions Fund...
MutualFundWire.com - Monday, February 4, 2008 Views
UBS in Regulatory Hot Water with the Feds
The federal authorities are taking a closer look into whether UBS AG inflated the prices of mortgage bonds while knowing that their valuations had already dropped...
MutualFundWire.com - Monday, February 4, 2008 - Reader Rating: 3
Two PlanTools Execs Move On
A pair of managing directors left the McHenry unit after its founder joined another consulting firm. ..
401kWire.com - Monday, February 4, 2008 - Reader Rating: 4
A Provider Finds Disconnect Between Participant Confidence and Savings Behavior
The provider found that a greater number of people who save more are less confident in their retirement security...
401kWire.com - Monday, February 4, 2008
Legg Mason Appoints Intl. Asset Management Chief
Mark Fetting has made his first hire as CEO of Legg Mason...
MutualFundWire.com - Monday, February 4, 2008 Views
WSJ Trains the Spotlight on Managed Accounts
For those who can't get enough of managed accounts and Financial Engines, you might want to take a look at an article that appeared in Monday's Wall Street Journal...
401kWire.com - Monday, February 4, 2008
The WSJ Tests Your SEC Smarts
William Power pens a 10-question quiz for the WSJ to help readers determine how much they know (or do not know) about the SEC. In today's WSJ monthly "Investing in Funds" section, William Power pens a 10 question quiz to help readers find out how much the know (or don't know) about the SEC...
MutualFundWire.com - Monday, February 4, 2008 Views
Fund Managers Line Up for a Gigantic After-Christmas Sale
WSJ Fund Track reporter Shefali Anand spoke to fund managers who have been trimming their cash hoard amid the market volatility...
MutualFundWire.com - Monday, February 4, 2008 Views
Tricks and Trends in ETF Investing
As part of the WSJ's special monthly section "Investing in Funds", Leslie Scism and Jaclyne Badal take a look at which ETFs launched in 2007 captured investors' dollars...
MutualFundWire.com - Monday, February 4, 2008 Views - Reader Rating: 3.4
Fido's Canada Fund Manager Gets WSJ Play
Maxime Lemieux is the featured fund manager in today's WSJ Fund Track...
MutualFundWire.com - Monday, February 4, 2008 Views - Reader Rating: 5
Janus Chief Defends Change in Portfolio Manager Compensation
The change has led to a several departures from the Denver firm and two lawsuits, but Gary Black said making the change in the compensation scheme was the right thing to do...
MutualFundWire.com - Monday, February 4, 2008 Views
Galvin Feels Generous Towards Whistle Blower
Poor Peter Scannell, the Putnam whistleblower that was beaten with a brick as a warning not to tip regulators off, has found a sweet spot. Scannell has a new job working for the man he was already "working" for before. The former Putnam employee now has a job within the corporations division in the office of William Galvin, Massachusetts' secretary of the commonwealth, reports Reuters. Galvin's spokesman Brian McNiff declined to tell Reuters how Scannell got the job...
MutualFundWire.com - Friday, February 4, 2005 Views
Pru Product Targets Advisors
Prudential Retirement is leveraging its Cigna acquisition with a new product for advisors to sell...
401kWire.com - Friday, February 4, 2005
How Do You Stack up?
The 401kWire surveys the range of defined contribution industry rankings...
401kWire.com - Friday, February 4, 2005 - Reader Rating: 3.5
New York City Deferred Compensation Plan
The Big Apple city plan is seeking from two to four transition managers for its 401(k) and 457 plan program. The search is being conducted by the Mayor’s Office of the City of New York Office of Labor Relations...
401kWire.com - Friday, February 4, 2005
Two Join Pru Retirement
The retirement group names new hires to its Investment & Advisory Services unit...
401kWire.com - Friday, February 4, 2005
No Index Option = Lawsuit?
That may be the equation facing plan sponsors (and their vendors) says one insider...
401kWire.com - Friday, February 4, 2005
Fiserv TPA Unit Sees 50% Growth
New alliances and existing clients both contribute to quick growth at the Denver-based trustodian...
401kWire.com - Friday, February 4, 2005
Schwab RPS Claims Strong 2004 Results
The bundled provider brought in four score more bundled clients in 2004...
401kWire.com - Friday, February 4, 2005
ICMA Replaces Outgoing Execs
The Washington, D.C.-based provider hires three...
401kWire.com - Friday, February 4, 2005
Is it Time to Mourn for Morningstar?
On Thursday, Morningstar updated its public offering filing with a tasty tidbit: its ticker. The fund rater will go by the unfortunate symbol "MORN" and will trade on the Nasdaq...
MutualFundWire.com - Friday, February 4, 2005 Views
Who Wants to Manage Social Security Money?
One reporter's short list of contenders contains a surprise...
MutualFundWire.com - Friday, February 4, 2005 Views
Franklin Acknowledges Bay State Problem
Massachusetts filed an administrative complaint against Franklin Resources...
MutualFundWire.com - Wednesday, February 4, 2004
Biblical Fund Expands Sales Team
The Pennsylvania fund firm has added one wholesaler and is looking for another to cover the West Coast...
MutualFundWire.com - Wednesday, February 4, 2004 Views - Reader Rating: 4
SEI Offers Assist to Fund Marketers
The fund back office is adding online marketing tools for its clients...
MutualFundWire.com - Wednesday, February 4, 2004 Views
Spitzer Could be a Friend of 401k Salesman
Are the fund scandals bringing plan sponsors back into the market? Search activity remained strong in January, a month that normally sees a slowdown...
401kWire.com - Wednesday, February 4, 2004 - Reader Rating: 5
AERS Sees Strong Demand for Workplace Ed
American Express Retirement Services unit offering education programs to sponsors topped its sales goals in 2003...
401kWire.com - Wednesday, February 4, 2004 - Reader Rating: 5
ExpertPlan Partners for IRA Rollover Help
The outsourced recordkeeper will offer a rollover solution from Wealth Management Systems...
401kWire.com - Wednesday, February 4, 2004 - Reader Rating: 2
Happy Days At Mass Mutual
The insurance company says its TPA channel is booming...
401kWire.com - Wednesday, February 4, 2004 - Reader Rating: 3
Janus Earnings Up
But results are a mixed bag...
MutualFundWire.com - Wednesday, February 4, 2004 Views
MFS Watchlisted
Three pension funds announce plans to monitor embattled fund company...
MutualFundWire.com - Wednesday, February 4, 2004 Views
CIBC Trader Arrested
A managing director in the Canadian Bank's New York office is charged with financing late trades for hedge funds...
MutualFundWire.com - Wednesday, February 4, 2004 Views
Wild Kingdom Focuses on Best Producers
A small and mid-market provider retacts its reach to focus on its top producers. Goes to 5 regional offices from 11...
401kWire.com - Tuesday, February 4, 2003 - Reader Rating: 3
TPAs Not Happy With RSAs
While fund firms may be salivating at the prospect of reform, TPAs see an arrow aimed at their heart...
401kWire.com - Tuesday, February 4, 2003 - Reader Rating: 3.89
Yet Another Way LSAs Could Sink 529 Plans
The new accounts would be a boon to investors, but a headache to 529 plan administrators. Nor would they be likely to win the assets...
MutualFundWire.com - Tuesday, February 4, 2003 Views
A Beefed Up SEC Looks More Likely
Bush proposes a 48 percent raise for the cops on the fund beat. Commissioners seek comments on SROs and other enforcement ideas...
MutualFundWire.com - Tuesday, February 4, 2003 Views - Reader Rating: 4
Two More Firms Swing the Axe
State Street and Amvescap detail planned job cuts...
MutualFundWire.com - Tuesday, February 4, 2003 Views
Park Avenue Hiring Subadvisors
The rollout of two funds subadvised by UBS is part of a larger effort to diversify its family...
MutualFundWire.com - Tuesday, February 4, 2003 Views
Schwab Aims at Combo DC/DB Opps
The SanFran broker will launch a DB product in Q2 in a likely bid for a larger share of the combo plan market...
401kWire.com - Tuesday, February 4, 2003 - Reader Rating: 4.25
Montgomery Out, Hansberger In
CDC Ixis makes some changes to its multi-manager offering...
MutualFundWire.com - Monday, February 4, 2002 Views - Reader Rating: 3
Climbing the Corporate Ladder in Beantown
An Old Mutual unit has promoted from within...
MutualFundWire.com - Monday, February 4, 2002 Views - Reader Rating: 3
GoldK Lands COO
The startup has filled its open COO slot, replacing Pasovschi...
401kWire.com - Monday, February 4, 2002 - Reader Rating: 3
A Rose by Any Other Name
The asset management business at FleetBoston gets a new name...
MutualFundWire.com - Monday, February 4, 2002 Views - Reader Rating: 3
Portman-Cardin Release Bill
The Portman-Cardin company stock bill is out. It would apply to 401k plans and ESOPs and would create a new tax-incentive for financial planning services...
401kWire.com - Monday, February 4, 2002 - Reader Rating: 3
Conseco Puts VA on the Block
The firm has already received offers for its variable annuity business...
MutualFundWire.com - Monday, February 4, 2002 Views - Reader Rating: 3
New CheckFree Product
For Money Managers ... GE in 2001 ... Wasatch Closes Two...
MutualFundWire.com - Monday, February 4, 2002 Views - Reader Rating: 3
New CheckFree Product
For Money Managers ... GE in 2001 ... Wasatch Closes Two...
401kWire.com - Monday, February 4, 2002 - Reader Rating: 3
Bush Proposals Head to the Hill
Some familiar faces are likely to be the ones putting the Administration stance into bill form...
401kWire.com - Monday, February 4, 2002 - Reader Rating: 3
401kExchange Brings Another 7k Advisors into the Fold
The Florida firm has entered into a new alliance...
401kWire.com - Monday, February 4, 2002 - Reader Rating: 3
Small Bytes: T. Rowe Updates Web Site
This feature appears every Friday on the The MutualFundWire.com to provide quick news bytes about the week's happenings in the mutual fund business and related financial service companies...
MutualFundWire.com - Friday, February 4, 2000 - Reader Rating: 3
ProFunds Starts Fund Rollout
ProFunds is launching three new funds on Monday and will be introducing 17 more funds in the second quarter...
MutualFundWire.com - Friday, February 4, 2000 - Reader Rating: 3
Week of February 4, 2000
RFP Roundup

The Weekly Roundup is a regular column examining the RFPs that appeared on our pages and the pages of other publications this week...
401kWire.com - Friday, February 4, 2000 - Reader Rating: 3
Small Bytes New Bowne Office
The 401kWire.com takes its weekly look at the comings and goings of the retirement and related industries...
401kWire.com - Friday, February 4, 2000 - Reader Rating: 3
Bose Turns Up the Music
Bose Corp. has turned up the retirement volume and chosen a provider for its 401k plan...
401kWire.com - Friday, February 4, 2000 - Reader Rating: 3
Odd Lots, February 4, 2000
Funds find success mixing old and new ... Federal regulators move to halt the sharing of customer info ... T. Rowe makes pricing changes...
MutualFundWire.com - Friday, February 4, 2000 - Reader Rating: 3
Calvert Launches Advisor Referral Service
The socially conscious fund family offers online referrals to financial advisors...
MutualFundWire.com - Friday, February 4, 2000 - Reader Rating: 3
Franklin Templeton Names New Sales Exec
The investment services arm of the California provider has mined Booz-Allen & Hamilton for a new veep for its institutional sales and marketing area...
401kWire.com - Thursday, February 4, 1999 - Reader Rating: 3
SVA Jan 28, 1999
..
401kWire.com - Thursday, February 4, 1999 - Reader Rating: 3
AETNA Adds Fund
The Chapman Company (Nasdaq: CMAN) of Baltimore, Maryland to offer that firm's Chapman Domestic Emerging Markets Equity Fund in its bundled 401(k). ..
401kWire.com - Thursday, February 4, 1999 - Reader Rating: 3
Kohl Taps Provider
Menomonee Falls, Wisconsin-headquartered Kohl's Corporation (NYSE: KSS), a department store chain, has tapped Putnam Defined Contribution Services for bundled service for its 401(k) and ESOP plans, Don Kuglitsch, director of benefits and compensation, told the 401kWire.com. The plan has $132 million in and 7,000 participants...
401kWire.com - Thursday, February 4, 1999 - Reader Rating: 3
Arco Narrows 401(k) Search to Four Finalists
Los Angeles-based Atlantic Richfield Co. has pared down the list of possible bundled-vendors for its $2 billion, 14,500 member 401(k) plan to four finalists from nine semi-finalists. ..
401kWire.com - Wednesday, February 4, 1998 - Reader Rating: 3
For Wednesday, February 4, 1998
Tune in to tonight's news to learn to save! Few people would likely expect their local news to launch a series of special reports on saving, but that's just what Washington's local ABC affiliate has done. ..
401kWire.com - Wednesday, February 4, 1998 - Reader Rating: 3
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