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News Stories Archives - Since 1998
One Firm Leads Active Inflows For 11 Months and Counting The M* team updates U.S. flows data for March 2025 for ETFs and long-term, open-end mutual funds... MutualFundWire.com - Tuesday, April 22, 2025
9 Years In, a Victory DC I-O Vet Retires The Denver area executive also previously worked with Alger, Merrill, and Schwab... 401kWire.com - Tuesday, April 22, 2025
ERISA and the Next 50 Years: Modernizing the Employee Retirement Income Security Act An alts trade group chief aims her crystal ball at the future of the retirement plan industry... 401kWire.com - Tuesday, April 22, 2025 - Reader Rating: 5
Retirement Income By Any Other Name ... New research from an insurer offers insights into participants' thoughts on retirement income... 401kWire.com - Tuesday, April 22, 2025
Nomura Will Buy a $180B-AUM AM In the U.S. and Europe The deal, expected to close by the end of 2025, comes a dozen years after the Japanese multinational left the U.S. mutual fund business and less than a decade after it bought a big stake in a different U.S. fund firm... MutualFundWire.com - Tuesday, April 22, 2025
AmericanTCS Tweaks a 6MO Product's Name Lincoln and Soltis teamed up with the PEP provider on the new offering... 401kWire.com - Tuesday, April 22, 2025
Vanguard Regains the Lead With a $70B Q1 The M* team updates U.S. flows data for March 2024 for ETFs and long-term, open-end mutual funds... MutualFundWire.com - Monday, April 22, 2024
Four Years In, a Midwestern Wholesaler Leaves Principal The departing wholesaler previously worked with Cap Group... 401kWire.com - Monday, April 22, 2024 - Reader Rating: 1
A 14-Year Alliant Vet Joins SageView The KPA is based in the Southeast... 401kWire.com - Monday, April 22, 2024
An ERISA Law Firm Hires In LA and Sacramento Both new additions are associates at the Bay Area law firm... 401kWire.com - Monday, April 22, 2024
Week In Preview, April 22 - April 28 This week, the teams at Alerus, ERIC, IMEA, LIMRA, PlanSponsor, Raymond James, Spark Institute, Vestwell, Viking Cove Institute, and WIPN will host events... 401kWire.com - Monday, April 22, 2024
Week In Preview, April 22 - April 28 This week, the teams at AllianceBernstein, Artisan, IDC, IMDDA, IMEA, Invesco, MFDF, MMI, Raymond James, Virtus, and WE will host events... MutualFundWire.com - Monday, April 22, 2024
Inflows Per Fund Fall 81 Percent The M* team updates U.S. flows data for March 2022 for ETFs and long-term, open-end mutual funds... MutualFundWire.com - Friday, April 22, 2022
A Southwestern 401k Startup Adds a Marketer The new hire hails from outside the retirement plan industry... 401kWire.com - Friday, April 22, 2022
In the Sunshine State, a DC Vet Joins Allianz The new hire most recently worked with a Midwestern provider... 401kWire.com - Friday, April 22, 2022
EFE Teams Up On Fin Wellness The 401(k) managed account giant is working with a university to support participants in a big plan... 401kWire.com - Friday, April 22, 2022
The Industry Takes an $85B Flows Hit The Refinitiv Lipper folks reveal the latest weekly U.S. fund flows data... MutualFundWire.com - Friday, April 22, 2022
TDFs, But Personalized Updated \| A mutual fund titan is the first to team up with a managed account specialist on a new type of target-date fund... 401kWire.com - Friday, April 22, 2022
Step Up Your Virtual Meetings An industry consultant shares some tips on boosting engagement in a live-streaming world... 401kWire.com - Thursday, April 22, 2021
To Win with the Next Generation, Asset Managers Need to Change the Culture A reader offers boutiques a warning and some ideas... MutualFundWire.com - Thursday, April 22, 2021
14 Years In, an SVP Leaves Millennium Trust The exec previously worked at BMO... 401kWire.com - Thursday, April 22, 2021
A $6B-AUA Empire State RIA Sells The team of 11 supports more than 70 retirement plans and is keeping their own brand, at least for now... 401kWire.com - Thursday, April 22, 2021
Micro Firms' Inflows Rise as AUM Marketshare Drops The M* team updates U.S. flows data for March 2021 for ETFs and long-term, open-end mutual funds... MutualFundWire.com - Thursday, April 22, 2021
Inspired, a 12-Year-Old Trade Group Promotes a New Name A retirement plan industry networking group is rebranding... 401kWire.com - Thursday, April 22, 2021
DC Industry Insiders Keep Tackling the CARES Act 401kWire talks to ERISA legal eagles and trade groups about more implications of the initial coronavirus crisis stimulus bill, which was signed into law last month... 401kWire.com - Wednesday, April 22, 2020
Kmak Hires of Pair of Top Ascensus Vets The Fiduciary Benchmarks chief appoints to fill a pair of newly created roles at the KPA-support specialist... 401kWire.com - Wednesday, April 22, 2020 - Reader Rating: 3.67
SSGA and WCM Had a Strong March The M* team updates flows data for March 2020 for ETFs and long-term, open-end mutual funds... MutualFundWire.com - Wednesday, April 22, 2020
There's a New Chief At a Large Market RKer's Parent The exec joined last week after serving as president of a software solutions company... 401kWire.com - Wednesday, April 22, 2020
A PA RKer Credits Back Some Fees Yet another provider is offering participants some relief during the coronavirus crisis and economic slowdown... 401kWire.com - Wednesday, April 22, 2020 - Reader Rating: 5
ETF Inflows Continue Despite the Crisis, But ... The crisis is still hitting this side of the mutual fund industry, too... MutualFundWire.com - Wednesday, April 22, 2020
COVID-19 Killed the Radio Company's Match Another plan sponsor is making a big 401(k) cut during the coronavirus pandemic... 401kWire.com - Wednesday, April 22, 2020
A 401k Exec Leaves Mutual of Omaha After Two Years The departing director had been with the company since 2017... 401kWire.com - Monday, April 22, 2019 - Reader Rating: 4.81
Inflows Per Fund Slip The M* team updates flows data for March 2019 for ETFs and long-term, open-end mutual funds... MutualFundWire.com - Monday, April 22, 2019
Ed Murphy Expands His C-Suite By Three The Empower chief promotes a pair of company veterans and is on the hunt for someone to fill a third key role... 401kWire.com - Monday, April 22, 2019 - Reader Rating: 3.5
MassMutual Takes to the Ice A new partnership commences with a Mother's Day campaign. .. 401kWire.com - Monday, April 22, 2019 - Reader Rating: 5
Week In Preview, April 22-28 This week the teams at AIMSE and MMI are hosting events... MutualFundWire.com - Monday, April 22, 2019
Week In Preview, April 22-28 This week Sheri Fitts is co-hosting a workshop... 401kWire.com - Monday, April 22, 2019
BrightScope Hunts Mike Alfred is searching for acquisitions... 401kWire.com - Friday, April 22, 2016 - Reader Rating: 5
A Florida Town Has a New DC Consutant The consultant will serve a hybrid plan for the town. .. 401kWire.com - Friday, April 22, 2016
Morgan Stanley Adds Two KPAs in AZ This KPA is teaming up to house over 50 years of retirement and financial services experience in her shop. .. 401kWire.com - Friday, April 22, 2016 - Reader Rating: 1.5
Szilagyi Hunts For More Alts Deals The chief of Catalyst Funds talks about his search for alternative investment shops to bring into the mutual fund business... MutualFundWire.com - Friday, April 22, 2016
Ivy Turns Over a Brand New Leaf Waddell & Reed is tweaking the mutual fund shop's name and logo, but keeping its tagline the same... MutualFundWire.com - Friday, April 22, 2016
KPAs Are Split on the DoL Regulations Whether expressing concern about their business or worry for investors, KPAs show no signs of a majority agreement. .. 401kWire.com - Friday, April 22, 2016 - Reader Rating: 4
Congressional Review Act Invoked to Fight DoL Regs GOP representatives are calling the regs harmful to American savers and liken them to ObamaCare. .. 401kWire.com - Friday, April 22, 2016
Principal and a Banking Association Oppose a SARP Pre-existing retirement savings options are cited as one reason for opposition in Iowa. .. 401kWire.com - Friday, April 22, 2016
A FinTech Titan Just Backed a Roboadvisor Don't look now, but one of Silicon Valley's biggest success stories has invested in a millennial-focused investing startup that loves smartphones... MutualFundWire.com - Friday, April 22, 2016
TDFs Are T. Rowe's Q1 Bright Spot The 401(k)-focused asset management products turn T. Rowe's first quarter inflows from negative into positive. .. 401kWire.com - Wednesday, April 22, 2015 - Reader Rating: 4
Chuck Gouge Returns to ERISA A veteran compliance publishing exec joins an onlineplatform.. 401kWire.com - Wednesday, April 22, 2015
$270MM Plan Undergoes Change Averitt Express' fund lineup replaces PIMCO. .. 401kWire.com - Wednesday, April 22, 2015
$2.2B 401k Plan Sponsor Sued Principal Life Insurance hit with another lawsuit, just on the heels of McCaffree Financial v. Principal dismissal. .. 401kWire.com - Wednesday, April 22, 2015 - Reader Rating: 4.5
SEC Smites Kornitzer Over CEO Pay Disclosures The Midwestern mutual fund shop and its CFO will shell out $75K to settle with the regulatory agency... MutualFundWire.com - Wednesday, April 22, 2015
USAA Preps ETFs A La Vanguard, With a Twist The military-friendly financial services firm wants to be able to create ETF share classes of its traditional, active, open-end mutual funds... MutualFundWire.com - Wednesday, April 22, 2015
Principal Welcomes a TX Retirement Plan Consultant A Kansas City-based insurance brokerage's recordkeeper recently welcomed a new hire to the crew... 401kWire.com - Wednesday, April 22, 2015
Pioneer USA's New List of Backers Shrinks And the U.S. arm of the asset manager will reportedly split from the rest of Pioneer, too... MutualFundWire.com - Wednesday, April 22, 2015
In South Dakota, a Midwestern RKer Plants Its Flag, Again This Wisconsin-based company is adding another branch in the central region... 401kWire.com - Tuesday, April 22, 2014
Lane and O'Neill Buy a Smart Beta Shop for GSAM The acquired firm will be integrated into GSAM's new Advanced Beta Strategies platform... MutualFundWire.com - Tuesday, April 22, 2014 - Reader Rating: 4
A Family-Owned Bank Digests One 401k Deal and Hunts For More A midwestern bank's bundled retirement plan provider just acquired a TPA. Watch for them to buy again... 401kWire.com - Tuesday, April 22, 2014
These Washington Bigwigs Want to Fix Savings and Retirement Security An ex-Senator and other Washington insiders are pushing to figure out legislative and regulatory ways to improve personal savings and retirement planning in the U.S... 401kWire.com - Tuesday, April 22, 2014
Will Pardi's BNY Hiring Spree Stop Anytime Soon? BNY's global distribution head has hired a number of high profile sales folk, as well as a good many sales folk in the trenches. It looks like there's more to come... MutualFundWire.com - Tuesday, April 22, 2014
With a New Product Suite, Invesco Tries to Bring Collective Funds Down Market The asset manager's trust company arm expands its suite of CTFs and sets sights on the small-mid-size retirement plan market. .. 401kWire.com - Tuesday, April 22, 2014 - Reader Rating: 5
Robeco Boston Partners Hires a Fellow Hancock Subadvisor The value equity specialist has hired a portfolio manager from John Hancock Investments to run a long/short equity buy-write strategy... MutualFundWire.com - Tuesday, April 22, 2014
Fresh Off a Merger, a Rebranded Shop Aims for a Next-Gen, Managed Account Game Changer Updated \| The new offering could bring 401k managed account pricing in line with that of custom target date funds... 401kWire.com - Tuesday, April 22, 2014
Morningstar Frowns on Pimco's Mishegas The research giant gives its two cents on the bond giant's ongoing brouhahas. It also has some positive things to say... MutualFundWire.com - Tuesday, April 22, 2014 - Reader Rating: 5
Staley Says Size Does Matter The ex-J.P. Morgan asset CEO says scale is becoming important in the industry... MutualFundWire.com - Monday, April 22, 2013
Seen and Heard at fi360 Insights 2013 The fiduciary training specialists held their annual conference this week at the Westin Kierland Resort and Spa in Scottsdale, Arizona... 401kWire.com - Monday, April 22, 2013
BMO Adds Two DC I-O Wholesalers The Chicago-based firm has new leadership in the West and the East... 401kWire.com - Monday, April 22, 2013
Mercer Hires a New Outsourcing Chief Jeff Miller's successor hails from AonHewitt... 401kWire.com - Monday, April 22, 2013
Three Things to Know from State Street's Earnings Hooley & Company boosted by new business and growth in certain asset classes... MutualFundWire.com - Monday, April 22, 2013
Three Things to Know From Cohen and Steers' Earnings Management reports successes in their specialized asset categories, and plans for expanded growth in 2013... MutualFundWire.com - Monday, April 22, 2013
Nybo Shakes Up His Inner Circle A top Diversified exec leaves Transamerica as two other execs step up... 401kWire.com - Monday, April 22, 2013
Mackanos Returns Updated \| The former SunGard Omni and Relius chief takes another top level post working with recordkeepers... 401kWire.com - Monday, April 22, 2013 - Reader Rating: 1
Paul Hatch Returns The former Morgan Stanley gatekeeper takes over a Texas shop... MutualFundWire.com - Monday, April 22, 2013
fi360 Rolls Out AIF-Light The fiduciary training specialists have been building three non-designation programs even as their flagship designation and its second tier both continue to grow... 401kWire.com - Monday, April 22, 2013
The Boston Fed Head Still Fears a Money Fund Run Boston reserve president tells Forbes that funds have no capital and invest in uninsured securities... MutualFundWire.com - Monday, April 22, 2013
White Has an Enforcement Chief in Mind A longtime associate will be filling the position... MutualFundWire.com - Monday, April 22, 2013
Boston Fundsters Keep Calm and Carry On Most mutual fund firms have employees work from home as they try to go on with their business... MutualFundWire.com - Monday, April 22, 2013
Core Bond Funds Diverge From Their Index So reports Morningstar and Barron's... MutualFundWire.com - Monday, April 22, 2013
The MFWire is Observing Good Friday While we are not reporting news today, the archives remain open. Please take the time to look around our less traveled paths... MutualFundWire.com - Friday, April 22, 2011
The 401kWire Observes Good Friday While we are not reporting news today, the archives remain open. Please take the time to explore our less traveled paths. .. 401kWire.com - Friday, April 22, 2011
A Startup RKer Aligns With Inspira The Pittsburgh-based rollover specialist aligns with a nearby firm... 401kWire.com - Thursday, April 22, 2010 - Reader Rating: 5
An Advice Company Hunts for a Manager for its Fortune 500 Clients A managed accounts provider is hiring a senior manager... 401kWire.com - Thursday, April 22, 2010
PNC Global Investment Servicing Quintuples Income as Sale Looms BNY Mellon will close its acquisition of the asset management back office specialist in Q3... MutualFundWire.com - Thursday, April 22, 2010 - Reader Rating: 4
Asset Managers, Wait on M&A Cerulli says there are better ways to raise capital... MutualFundWire.com - Thursday, April 22, 2010
Cohen & Steers Ropes In More Profits The asset management company just missed analysts' expectations... MutualFundWire.com - Thursday, April 22, 2010
New York Life Hires a Stable Value Guru to Lead a New Unit The provider already boasts more than $8 billion in stable value assets... 401kWire.com - Thursday, April 22, 2010
Participants Are as Inert as Before the Crash When it comes to participant activity, the more things change the more they stay the same... 401kWire.com - Thursday, April 22, 2010
Great-West Wins A Great Northwest 457 Plan ING loses a mega governmental plan to Great-West... 401kWire.com - Thursday, April 22, 2010
Delaney and Goldstein Expand Their Team A New York area NRP firm adds an actuary... 401kWire.com - Thursday, April 22, 2010
DST Adds 100,000 Participants The back office provider reveals its first quarter earnings... 401kWire.com - Thursday, April 22, 2010
Former OppFunds Analyst Applies His Own Thesis to a New Fund The CEO is at the helm of its new long/short fund... MutualFundWire.com - Thursday, April 22, 2010
DST Adds a Million Mutual Fund Accounts The back office provider unveils its Q1 2010 earnings... MutualFundWire.com - Thursday, April 22, 2010
Should Fund Ads Come with a Stronger Warning? The WSJ picks up on an upcoming study which finds that warnings that come with fund ads are not strong enough... MutualFundWire.com - Thursday, April 22, 2010
Janus Barely Misses Expectations Outflows at the Denver-based fund firm were overwhelmed by positive performance... MutualFundWire.com - Thursday, April 22, 2010
Fidelity Taps Treasury Talent The ex-Treasury official is set to start at Fidelity in June... MutualFundWire.com - Thursday, April 22, 2010
Putnam Taps Replacements for Three PMs Putnam names replacements for three PMs, who are no longer with the company... MutualFundWire.com - Thursday, April 22, 2010
Indiana and Houston Extend Contracts with their Plan Provider The state of Indiana and the city of Houston have renewed their contracts with their plan provider... 401kWire.com - Wednesday, April 22, 2009
Fidelity Staffers Bump Up Giving to a Key Congressman An online paper highlights donations the team at the fund sent to a top Democrat... MutualFundWire.com - Wednesday, April 22, 2009
T. Rowe Plans to Spend 25 Percent Less on Ads This Year .. MutualFundWire.com - Wednesday, April 22, 2009
JennisonDryden Reopens its Health Fund Prudential's mutual fund arm has reopened the fund which had been closed to most new investors since July 2005... MutualFundWire.com - Wednesday, April 22, 2009
Goldbrum Fights Back While Others Cheer the Miller Bill On A subcommittee holds a re-hearing on the resurrected 401k fee disclosure bill... 401kWire.com - Wednesday, April 22, 2009 - Reader Rating: 5
Layoffs at T. Rowe Impact its Retirement Division UPDATED\| The Baltimore fund firm trimmed 5.5 percent of its overall workforce... 401kWire.com - Wednesday, April 22, 2009 - Reader Rating: 5
Mercer Has an Rx for 'Mattressitis' Mercer has launched an online education program using a "financial ailment" theme... 401kWire.com - Wednesday, April 22, 2009
A Pair of $23 Million Plans Tap Diversified The Empire State provider wins new clients in the Mid-Atlantic and the Midwest... 401kWire.com - Wednesday, April 22, 2009 - Reader Rating: 3
T. Rowe Price Swings the Job Ax The Baltimore fund firm cut 288 jobs, representing 5.5 percent of its workforce... MutualFundWire.com - Wednesday, April 22, 2009
WSJ Highlights the Latest Active vs Passive Management Data The paper catches on to a new study from an index provider... MutualFundWire.com - Wednesday, April 22, 2009
Fink Says BlackRock is Reaching Deeper into its Clients' Wallets Even as BlackRock reported a 65 percent drop in its Q1 earnings, Larry Fink stuck a sanguine tone... MutualFundWire.com - Wednesday, April 22, 2009
Miller and Andrews Reintroduce 401k Fee Disclosure Regs The two congressmen are officially putting 401k fee disclosure back on the front burner this morning... 401kWire.com - Wednesday, April 22, 2009 - Reader Rating: 4.5
A Shareholder Squeeze Could Lead to a New Life for BenefitStreet The 401k market is getting a front row seat on how Silicon Valley pushes the reset button on deals that go bad. New funding should help BenefitStreet refocus its business... 401kWire.com - Tuesday, April 22, 2008 - Reader Rating: 4.88
McCool Says 401k Company Deal is Paying Off The exec atop Schwab Corporate & Retirement Services talks about client retention and additions, recordkeeping systems and his stance on dealmaking. .. 401kWire.com - Tuesday, April 22, 2008 - Reader Rating: 4
Revenues Rise at Standard Asset Management The unit of the Oregon insurer that includes its retirement division sees revenue climb while income and assets under administration dip a bit, in the wake of equity market turmoil and an acquisition. .. 401kWire.com - Tuesday, April 22, 2008
Bogle Bucks Republicans to Vote for Obama Continuing the trend of prominent republicans being wooed by Barack Obama's charms, Jack Bogle threw his support behind the Illinois Senator... MutualFundWire.com - Tuesday, April 22, 2008 - Reader Rating: 3
Principal Names Wisconsin Wholesaler The new hire, based in Milwaukee, will also cover parts of Michigan for the Des Moines, Iowa-based provider... 401kWire.com - Tuesday, April 22, 2008 - Reader Rating: 3
Mass. B-D Adds New Fund Wrap Program Investors Capital Advisory Services has added a new mutual fund wrap program to its fee-based platform... MutualFundWire.com - Tuesday, April 22, 2008
TPA-Support Startup Brings In BenefitStreet Vet An operations specialist aligns with a new venture and a Bay area TPA. .. 401kWire.com - Tuesday, April 22, 2008
OptionsXpress Reports On Par Earnings OptionsXpress reported earnings of 38 cents per share... MutualFundWire.com - Tuesday, April 22, 2008
Fido to Reallocate Human Resources Fidelity is transferring about 100 of the customer service employees in its Merrimack, New Hampshire office to its Albuquerque, New Mexico office... MutualFundWire.com - Tuesday, April 22, 2008
Regions Boots Morgan Asset Management from Seven Funds After being targeted by FINRA, the SEC and numerous shareholder lawsuits, Regions bank has removed its in-house manager, Morgan Asset Management, from the management of seven bond funds... MutualFundWire.com - Tuesday, April 22, 2008
Plaintiffs Lawyers Circle Merck 401k No fewer than nine law firms have won a place at the table in the suit against the pharmaceutical giant�s use of its stock in its 401k plan... 401kWire.com - Friday, April 22, 2005
Even in 401ks Men and Women Differ A new survey highlights some differences between men and women when it comes to taking advantage of their retirement plan... 401kWire.com - Friday, April 22, 2005
Uncertainty at the SEC Will the agency's problems mean more troubled times for the fund industry?.. MutualFundWire.com - Friday, April 22, 2005
Why Are Fund Fees Not Falling? BusinessWeek takes a stab at answering this question in this week's issue. While the magazine paints part of the picture, it still fails to fully show the costs faced by fund advisors, the role those costs play in holding up fees and, most importantly, the increased levels of service and access now taken for granted by investors. .. MutualFundWire.com - Friday, April 22, 2005
Pitt Takes Board Seat Harvey Pitt has joined the board of Approva Corporation. The Vienna, Virginia-headquartered software company provides tools companies can use to test and manage their financial controls. These tools are gaining new attention because of the Sarbanes-Oxley section 404 rule that upped compliance requirements. .. MutualFundWire.com - Friday, April 22, 2005
Bells Ring for the Long Awaited Merrill-Amvescap Nuptuals Merrill Lynch finally pulls the trigger on the deal for Amvescap Retirement. The brokerage firm becomes one of the top five largest 401k recordkeepers... 401kWire.com - Friday, April 22, 2005 - Reader Rating: 3
MLIM CIO Takes Over Fund MLIM removed the American fund team just a year after transferring it from London to the U.S... MutualFundWire.com - Thursday, April 22, 2004
Are Janus Talks Bogged Down by Fees? Janus is resisting calls by Spitzer for it to cut fees according to report... MutualFundWire.com - Thursday, April 22, 2004 - Reader Rating: 4
Franklin Reports Earnings San Mateo, California-based Franklin Resources announces second quarter earnings... MutualFundWire.com - Thursday, April 22, 2004
Closed Ender Taps State Street for Back Office Calamos selected State Street Corp to service the Strategic Total Return Fund... MutualFundWire.com - Thursday, April 22, 2004
DTCC Implements Breakpoint Changes The DTCC announced changes to Fund/SERV and Mutual Fund Profile Service and a new service offered with NewRiver... MutualFundWire.com - Thursday, April 22, 2004
American Funds Nabs Another Fox Entertainment replaces Janus fund... 401kWire.com - Thursday, April 22, 2004 - Reader Rating: 2
SEC on New Rules Road Show Just hiring a chief compliance officer by October 6 is not enough to avoid bad things is the message SEC reps are driving home... MutualFundWire.com - Thursday, April 22, 2004
Eaton Vance Expands Small Market 401k Offerings Eaton Vance Distributors has new products for businesses with one, ten and many employees... 401kWire.com - Thursday, April 22, 2004 - Reader Rating: 2.67
Teaching Kids to Save on Take a Child to Work Day On this Take a Child to Work Day, Nationwide Retirement Solutions is teaching kids about saving with a financial fairy tale... 401kWire.com - Thursday, April 22, 2004 - Reader Rating: 4
House Allows Troops Early Retirement Withdrawals The Guardsmen & Reservists Financial Relief Act, H.R. 1779, passes unanimously... 401kWire.com - Thursday, April 22, 2004 - Reader Rating: 3
Securian Expands Small-Medium Mart Focus UPDATED: The St. Paul-based provider is targeting the $1-10 million plan market with a new product that allows for sponsor customization... 401kWire.com - Tuesday, April 22, 2003
OneSource Assets Hold Steady Schwab results hint that fund supermarket assets may have found floor... MutualFundWire.com - Tuesday, April 22, 2003
Northern Trust Taps Morningstar Tools Northern Trust will use the Morningstar Advisor Workstation for its mutual fund representatives... MutualFundWire.com - Tuesday, April 22, 2003 - Reader Rating: 4
Private-Label Platform Adds Bonds The separate account platform provider is adding two fixed income flavors in response to demand from the field... MutualFundWire.com - Tuesday, April 22, 2003 - Reader Rating: 2.33
Industry Conundrum Continues Providers are still grappling with the economic issues of adequately meeting the service needs of sponsors... 401kWire.com - Tuesday, April 22, 2003 - Reader Rating: 4
Schwab Reports Steady 401k Flows But overall retirement assets fell from a year ago... 401kWire.com - Tuesday, April 22, 2003 - Reader Rating: 4
Great-West Creates New Sales Team The provider is close to finalizing its new team of Dedicated Pension Consultants and Client Relationship Managers for the 401(k) mart... 401kWire.com - Tuesday, April 22, 2003 - Reader Rating: 3.5
Rydex, S&P Set Launch Date The new ETF will start trading on April 30... MutualFundWire.com - Tuesday, April 22, 2003
BB&T May Cut 42 After Losing N.C. Mandate UPDATED The regional player plans to trim its staff after being dropped by a large client... 401kWire.com - Tuesday, April 22, 2003 - Reader Rating: 3.5
North Carolina Awards 401(k) Mandate The state makes its final decision out of a field of seven, citing high level of service and low costs... 401kWire.com - Tuesday, April 22, 2003 - Reader Rating: 3
State Greed Puts 529s at Risk Most college savings plans may be doomed if states see rival programs and providers as sources of revenue... MutualFundWire.com - Tuesday, April 22, 2003 - Reader Rating: 5
S&P Forms Focused Fund Unit Standard and Poor will soon be consolidating its various offices in New York into one large headquarters. Now it is consolidating its fund ratings, research and Micropal units into one Funds Services unit... MutualFundWire.com - Thursday, April 22, 1999 - Reader Rating: 3
JP Morgan\| American Century Offloads Small Plan Biz The number of players offering full-services to the small end of the market continues to shrink. Early this month, JP Morgan\|American Century informed a number of small plan clients that it will end its recordkeeping and administrative services as of September 30, 1999... 401kWire.com - Thursday, April 22, 1999 - Reader Rating: 3
Latest Wins for Chicago Trust The Chicago Trust Company has announced four new wins for the month of March. The firm will be providing bundled service to all four clients, a spokesperson with Chicago Trust told the 401kWire.com... 401kWire.com - Thursday, April 22, 1999 - Reader Rating: 3
Schwab Grows Index Family Charles Schwab is launching its Total Stock Market index fund, designed to take advantage of tax-efficiency and broader diversification with the inclusion of small and mid-cap stocks... MutualFundWire.com - Thursday, April 22, 1999 - Reader Rating: 3
J.P. Morgan Chooses BONY J.P. Morgan has outsourced its mutual fund accounting and related services to the Bank of New York to concentrate on investment management. Updated.. MutualFundWire.com - Thursday, April 22, 1999 - Reader Rating: 3
People on the Move The 401kWire.com takes a quick look at some important moves by executives in the industry... 401kWire.com - Thursday, April 22, 1999 - Reader Rating: 3
Odd Lots, April 22, 1999 European fund flows revive ... Schwab Down Again ... Schwab Splits ... Fidelity: Every second counts ... Bogle foresees moderate stock returns ... More on extended exchange hours ... Traditional banking is dead... MutualFundWire.com - Thursday, April 22, 1999 - Reader Rating: 5
American Stock Exchange Taps Merrill Lynch The New York City-based American Stock Exchange has chosen Merrill Lynch to be the bundled provider for its 401(k) plan, according to a report in P&I Daily. The plan has approximately $66 million in assets with roughly 700 participants, according to The Money Market Directory, 1998... 401kWire.com - Wednesday, April 22, 1998 - Reader Rating: 3
Leonard Back at SEI The SEI Asset Management Group has hired Anthony Leonard to be the product manager of defined contributions. The firm's goal is to strengthen both development and marketing for 401(k)'s. .. 401kWire.com - Wednesday, April 22, 1998 - Reader Rating: 3
Kmak Takes Over DC Unit Robert Birnbaum, the former head of J.P. Morgan's defined contribution unit and the co-head of the J.P. Morgan/American Century Retirement Plan Services (RPS) unit has moved on to other duties outside of the defined contribution area, according to a spokesperson. The change in Birnbaum's duties clears the way for Tom Kmak to take over as sole head of RPS... 401kWire.com - Wednesday, April 22, 1998 - Reader Rating: 3

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