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News Stories Archives - Since 1998
What Will This $6B ETF Shop Build Next? The chief of an ETF shop talks to MFWire about where he sees product development opportunities... MutualFundWire.com - Tuesday, April 17, 2018
Seen and Heard at the 2018 NAPA Country Music Festival More than 2,200 defined contribution industry insiders gathered in Music City this week for the 17th annual conference, now the biggest gathering in the 401(k) industry... 401kWire.com - Tuesday, April 17, 2018
Pru Keeps a Neighbor's $208MM Plan The recordkeeping giant has renewed a client they've had for 17 years... 401kWire.com - Tuesday, April 17, 2018
A Payroll Giant Kicks Off a Series of KPA Support Updates The provider released the first of several updates to its online investment advisor portal this month... 401kWire.com - Tuesday, April 17, 2018
The SEC's Guggenheim Investigation is About Real Estate The regulatory agency's interest does not appear to have any connection to the firm's mutual fund business... MutualFundWire.com - Tuesday, April 17, 2018
RIA Adds a Four-City Team A retirement and wealth management firm joins the RIA and super-OSJ, as well as its B-D. The move pushes the aggregator's assets to $12.1 billion... 401kWire.com - Tuesday, April 17, 2018
Congress AM Buys a $670MM Beantown Shop The deal boosts Congress' small cap investing capabilities... MutualFundWire.com - Monday, April 17, 2017
40 Percent of Americans Can't Describe a 401k If all Americans were at a bar for some trivia night and were asked to describe a 401(k), 40 percent of the people in the room would not be able to answer that question... 401kWire.com - Monday, April 17, 2017
Filings for Fundsters - April 17, 2017 A compilation of the latest SEC filings!.. MutualFundWire.com - Monday, April 17, 2017
ASPPA and PenChecks Trust Renew Scholarship Partnership PenChecks Trust and ASPPA have just renewed the expansion of their scholarship program..... 401kWire.com - Monday, April 17, 2017
This Chicago RIA Promotes an Executive An RIA based in Chitown has just promoted an executive to director of sales and relationship management..... 401kWire.com - Monday, April 17, 2017
Week In Preview: Fundsters Gather in NYC and Directors in DC FRA, kasina, MFDF, and NAGDCA are all holding events this week... MutualFundWire.com - Monday, April 17, 2017
Energy Company Plugs Into Empower The Florida-based energy company chooses Empower. .. 401kWire.com - Monday, April 17, 2017
America's Retirement Sheriff and BIC v. BIC Light NAPA Summit gets kicks off with heavy fiduciary regulations talk. .. 401kWire.com - Sunday, April 17, 2016 - Reader Rating: 4
ARA Helps You Ask the DoL Afraid to put your name on a question to the DoL about its Regs? NAPA will be your proxy... 401kWire.com - Sunday, April 17, 2016
Who Will Lead Spark Next? Stay Tuned The search is on to replace Bob Wuelfing... 401kWire.com - Friday, April 17, 2015 - Reader Rating: 4.5
7 Titans Swallow 88 Percent of Inflows Morningstar releases mutual fund flow estimates for March 2015, and it looks like a good month for seven mutual fund industry giants... MutualFundWire.com - Friday, April 17, 2015 - Reader Rating: 3
That Reich and Tang Deal Is ON The Natixis affiliate's exclusive negotiations to unload its money market mutual funds have born fruit... MutualFundWire.com - Friday, April 17, 2015
401(k) Plans: More of the Same Aon-Hewitt study finds 401(k) plans offer more of the same, differentiation largely unnoticed by participants. .. 401kWire.com - Friday, April 17, 2015
Wells Fargo Engages Millennials The San Francisco-based financial services firm tests the most effective ways to engage millennials. .. 401kWire.com - Friday, April 17, 2015 - Reader Rating: 5
An Indiana KPA Aligns With LPL After a Merger A 401(k) plan advisor (KPA) in the Hoosier State is now affiliated with a different broker-dealer following a merge... 401kWire.com - Friday, April 17, 2015
From 300-Plus Options to 26: a $3.6B Plan Streamlines The Cambridge, Massachusetts university is streamlining its 401(k) investment options. .. 401kWire.com - Friday, April 17, 2015
The Media Tackles Fiduciary Redefinition On Tuesday federal regulators unveiled their long-awaited new regulation for the 401(k) and IRA industries. Here's what's being written about it so far... MutualFundWire.com - Friday, April 17, 2015
Robotics Fundsters Pick a Chief The founder of a firm that invests in robots hopes to grow the esoteric strategy with the recent hire of an expert business development exec... MutualFundWire.com - Thursday, April 17, 2014 - Reader Rating: 5
Advisors, You Can Now Plug Into Yelp The SEC says you can now point people to social media commentary on you. But there are still plenty of constraints... 401kWire.com - Thursday, April 17, 2014
Schlichter and ABB Keep Their 401k Fee Tussle Alive Updated \| Plaintiffs and defendants in Tussy v. ABB are petitioning for a rehearing in the appellate court. .. 401kWire.com - Thursday, April 17, 2014
This Provider Helps Plan Sponsors Check Participants' Report Cards Retirement readiness is essential. That is why a bundled provider launched a new tool, helping participants reach secure retirement... 401kWire.com - Thursday, April 17, 2014
An Alts Shops Hires a Top Sentinel Vet A distribution exec joins an asset manager south of Boston... MutualFundWire.com - Thursday, April 17, 2014 - Reader Rating: 3
With an Acquisition, Victory Doubles Its Institutional Biz The Midwestern asset manager and its target both bring DC I-O and more to the table... 401kWire.com - Thursday, April 17, 2014
GMO Calls For a Post-MPT Way of Thinking About 401ks Is it time for Post-Modern Portfolio Theory? Ben Inkler and Martin Tarlie think so... 401kWire.com - Thursday, April 17, 2014
Crestview Leads Munder to Victory Victory Capital buys Munder Capital from Crestview, thanks to financing from Crestview. By the way, Crestview is also an investor in Victory. .. MutualFundWire.com - Thursday, April 17, 2014 - Reader Rating: 4
State Street's Lawyers Defeat a 401k Stock-Drop Suit A district court dismissed allegations against State Street regarding GM's company stock fund. .. 401kWire.com - Thursday, April 17, 2014
Vanguard Acts Like a Financial Advisor Vanguard's pilot online retail advice service is actually garnering approval from financial advisors... MutualFundWire.com - Thursday, April 17, 2014 - Reader Rating: 5
Hope Is a Good Campaign Slogan, But a Bad Retirement Savings Strategy Senior business strategist at Principal opines that a pedagogical supplement is needed in addition to hope for millennials focused on retirement. .. 401kWire.com - Thursday, April 17, 2014
A $2B Minneapolis Firm Hires a Milwaukee Brewer Former ballplayer, and former MainStay exec, will build firm's sales and marketing team... MutualFundWire.com - Wednesday, April 17, 2013
Three Things to Know from BlackRock's Earnings Fink talks to analysts about Fidelity deal, alternatives and what rotation?.. MutualFundWire.com - Wednesday, April 17, 2013
Drinker Biddle Hires an ERISA Litigation Chair The firm has brought on a new attorney in Chicago.. 401kWire.com - Wednesday, April 17, 2013
The Next Gig for the Week of April 17, 2013 UPDATED \| Read up on the job openings across the mutual fund industry... MutualFundWire.com - Wednesday, April 17, 2013
Could ING US Be Worth $6B? Firm amends S-1 to more than double the expected take from IPO... MutualFundWire.com - Wednesday, April 17, 2013
A Midwest RKer Has a New DC I-O Team Nationwide is looking to push its products more through retirement plan advisors... 401kWire.com - Wednesday, April 17, 2013 - Reader Rating: 1
An Asset Manager Hires in The Big Apple Exec will lead firm's expansion in New York market... MutualFundWire.com - Wednesday, April 17, 2013
ING IPO Could Garner $1.5B In latest amendment to its S-1, ING reveals healthy optimism for value of U.S. business.. 401kWire.com - Wednesday, April 17, 2013 - Reader Rating: 5
Geli Expands WMSI The rollover specialist's chief details recent hirings and updates... 401kWire.com - Wednesday, April 17, 2013 - Reader Rating: 5
El-Erian Says Markets Are at "Artificial" Highs Pimco CEO tells WSJ that propped up prices are putting investors at risk... MutualFundWire.com - Wednesday, April 17, 2013
Wells Removes Hundreds From List of Approved Investments The brokerage network is no longer recommending a number of vehicles. .. MutualFundWire.com - Wednesday, April 17, 2013 - Reader Rating: 5
Gross Admits to Goof on Gold Pimco founder says he made a bad call on the precious metal... MutualFundWire.com - Wednesday, April 17, 2013 - Reader Rating: 4
Fink Talks Equities on CNBC See the video here... MutualFundWire.com - Wednesday, April 17, 2013
Conway Dissects a M* Article The Barron's blogger looks at a fund analysis piece... MutualFundWire.com - Wednesday, April 17, 2013
Bloomberg Examines Some VIX Funds As S&P drops, funds do well... MutualFundWire.com - Wednesday, April 17, 2013
Almost 50 Percent of Plan Sponsors Don't Go TRO An industry consulting firm examines attitudes toward bundling different retirement plans with a single provider... 401kWire.com - Tuesday, April 17, 2012
Paychex Moves Upmarket The giant payroll provider launches a new retirement plan unit... 401kWire.com - Tuesday, April 17, 2012 - Reader Rating: 2
Gemini Offers Two Roads to Alternative Mutual Funds Gemini Fund Services is capitalizing on the recent trend of alternative asset managers launching 40' Act funds... MutualFundWire.com - Tuesday, April 17, 2012
Vanguard's Social Nature Earns Online Kudos Social media strategy won Vanguard the top position in an online brand performance study... MutualFundWire.com - Tuesday, April 17, 2012
Milliman Wins a Midwestern Taft-Hartley Plan The actuarial firm will handle recordkeeping and communications for its new client... 401kWire.com - Tuesday, April 17, 2012
A Dimensional Vet Sets Up Shop in LA A Dimensional vet has opened new fund shop... MutualFundWire.com - Tuesday, April 17, 2012
ASPPA and EBRI Tell Congress About Tax-Deferred Plans The meeting will cover the current options for retirement savings... 401kWire.com - Tuesday, April 17, 2012
Gundlach Bristles at TCW Performance Boasts The DoubleLine chief says "it's utterly inappropriate" for his former employer to tout a certain long-term track record... MutualFundWire.com - Tuesday, April 17, 2012
"A Spin-Off or Sale of SSgA Could Pose Strategic Risk" A research firm encourages State Street to hang on to its asset management arm... MutualFundWire.com - Tuesday, April 17, 2012 - Reader Rating: 3
ALPS Fetches a Fifth ETF The DST subsidiary files to create a dividend-focused product... MutualFundWire.com - Tuesday, April 17, 2012
Schwab Waives $163MM in Money Fund Fees Plus, how does Walt's comp compare to that of the chiefs of Apple, Amazon and Whole Foods?.. MutualFundWire.com - Tuesday, April 17, 2012
The Miller Bill Officially Returns Updated \| The House Education and Labor Committee chairman is about to bring his fee disclosure bill back to the table... 401kWire.com - Friday, April 17, 2009
A Fund Firm is Laying Off 15 Wholesalers The investment manager is eliminating 27 percent of its wholesaling team... MutualFundWire.com - Friday, April 17, 2009
Fidelity Hunts for a C-Level Exec UPDATED\| Ned Johnson and his team look to fill a top post at the Boston Behemoth... MutualFundWire.com - Friday, April 17, 2009 - Reader Rating: 4
Schwab Quietly Shifts Execs' Roles Schwab recently reorganized the leadership team in its retirement business... 401kWire.com - Friday, April 17, 2009
Reynolds Becomes an April Cover Boy The new Putnam chief continues his media push... MutualFundWire.com - Friday, April 17, 2009 - Reader Rating: 4
George Miller Gives 401k Fees their 60 Minutes of Fame The California Congressman pushes fee disclosure to center stage on a prime-time TV program... 401kWire.com - Friday, April 17, 2009 - Reader Rating: 5
BGI Sees Assets to Start Flowing to its SponsorMatch Product This Year BGI executives see the product funded by the end of the year... 401kWire.com - Friday, April 17, 2009
An ETF Firm Brings in a Marketer The Bethesda, Maryland-based firm, which filed last month to launch an actively managed ETF-of-ETFs, has appointed a marketing director... MutualFundWire.com - Friday, April 17, 2009 - Reader Rating: 1
SSgA Unveils the First Convertible Bond ETF The second largest ETF player launched the industry's first convertible bond ETF on Thursday... MutualFundWire.com - Friday, April 17, 2009
Primary Fund Shareholders Receive $2 Billion More The WSJ highlights the ongoing liquidation of Reserve's flagship fund... MutualFundWire.com - Friday, April 17, 2009
Four New ETFs Leverage the U.S. Treasury...Indexes A leveraged-funds specialist launches four more exchange-traded funds and preps even more... MutualFundWire.com - Friday, April 17, 2009
American Airlines Parent Hires a Plan Fiduciary Consultant AMR Corp. has tapped a third party to review and approve continuing relationships between its asset management subsidiary, which it is selling to private equity firms, and American Airlines plans... 401kWire.com - Thursday, April 17, 2008
Deal Lifts Cloud Over American Beacon American Beacon chairman Bill Quinn speaks to The MFWire on the deal and what lies ahead... MutualFundWire.com - Thursday, April 17, 2008 - Reader Rating: 5
Discovery Parent Adds New Database to Repitoire The Financial Information Group has launched a new database called Advisor Match Partners LLC... MutualFundWire.com - Thursday, April 17, 2008 - Reader Rating: 5
Oh, Mother Merrill! Merrill Lynch reported its earnings on Thursday, and the news was worse than expected. The global wealth management group, however, pulled in higher revenues compared to last year... MutualFundWire.com - Thursday, April 17, 2008
Large Sponsors Want Advisors to Take the Lead New research from an industry consulting firm suggests that large market employers want more attention and initiative from advisors. .. 401kWire.com - Thursday, April 17, 2008
Matrix Sub Taps Sales Exec A Colorado-based trust company brings on a new VP to work with recordkeepers and TPAs. .. 401kWire.com - Thursday, April 17, 2008
Mutual of Omaha Promotes its Retirement Exec The Nationwide alum was elevated to senior vice president of retirement plans at the Nebraska-based provider... 401kWire.com - Thursday, April 17, 2008
More Fido Shareholders Say Nay to Genocide Proposal Shareholders of four more Fidelity funds have now had their opportunity to vote on the proposed genocide initiative... MutualFundWire.com - Thursday, April 17, 2008
BofA Continues Mining Fidelity Talent Another ex-Fidelity bigwig has stepped into a new role at Bank of America... MutualFundWire.com - Thursday, April 17, 2008
A Former Fido Broker is Charged with Leaking Trade Info One of the Fidelity traders charged last month with accepting inappropriate gifts is in hot water again... MutualFundWire.com - Thursday, April 17, 2008
BlackRock Earnings Fail to Meet Expectations In the Thursday edition of the WSJ Fund Track column, Kevin Kingsbury covered lower-than-expected earnings reported by Larry Fink and co... MutualFundWire.com - Thursday, April 17, 2008
SEC XBRL Guidance Coming Next Week The regulatory agency may present a timeline on Monday for the adoption of extensible business reporting language filing... MutualFundWire.com - Thursday, April 17, 2008 - Reader Rating: 3.6
Trustodian Deal May be 401k Industry's Next Sale Talk that one of the "trustodian's" serving TPAs is on the block has grown more heated in recent weeks. Insider sources say a final deal may be nearing... 401kWire.com - Tuesday, April 17, 2007 - Reader Rating: 5
Fido Femme Rows South One of the top women at Fidelity wins a key job at a top ten bundled provider. .. 401kWire.com - Tuesday, April 17, 2007
American Businesses to Rescue Workers from Looming Income Crisis A survey of American businesses shows that employers are becoming retirement income activists. .. MutualFundWire.com - Tuesday, April 17, 2007
Columbia Hires New Client Pro The asset management arm of Bank of America has appointed a new head of institutional client service... MutualFundWire.com - Tuesday, April 17, 2007
Rydex Execs Hold a Pow-wow Rydex employees learned more about whether the company is or is not for sale at an all hands meeting held last week... MutualFundWire.com - Tuesday, April 17, 2007 - Reader Rating: 3.56
History Redux: Ed Jones Seeks Settlement Says St. Louis Paper Now you've heard it twice. Seven months after the Edward Jones first disclosed its fund trading settlement, its local paper has picked up the story... MutualFundWire.com - Tuesday, April 17, 2007 - Reader Rating: 3.1
Pershing Launches RIA Tool The Pershing Advisor Solutions LLC unit of The Bank of New York Company, Inc. has launched Ideas Without Limits, a comprehensive practice management program for independent RIAs... MutualFundWire.com - Tuesday, April 17, 2007 - Reader Rating: 3.33
Two Catholic Funds Become One Schwartz Investment Counsel has decided to merge its Catholic Equity Fund into its Ave Maria Rising Dividend Fund... MutualFundWire.com - Tuesday, April 17, 2007
Metzler/Payden Gets New COO Metzler/Payden has tapped Alexander "Alex" Backhaus to be their chief operating officer and executive vice president... MutualFundWire.com - Tuesday, April 17, 2007 - Reader Rating: 1.5
Acqusition Adds $17.8 B In Assets To Schwab Total corporate retirment plan participants at the San Francisco-based firm rose 113 percent in the first quarter... 401kWire.com - Tuesday, April 17, 2007 - Reader Rating: 2
Former Oppenheimer Broker Ordered to Pay Up A NASD arbitration panel awarded $8 million to a woman who said she and her late husband were defrauded by their former Oppenheimer & Co. stockbroker... MutualFundWire.com - Tuesday, April 17, 2007 - Reader Rating: 3
Wealthy Consumers Want More Out of Websites Those with money to burn think the three most effective broker websites out there belong to Edward Jones, Charles Schwab and TD Ameritrade. In that order... MutualFundWire.com - Tuesday, April 17, 2007 - Reader Rating: 3
Diversity Reigns at Some Funds The world of funds is turning with many companies opting for more diversity and less specialization... MutualFundWire.com - Tuesday, April 17, 2007
M&A Branching Out Beyond Borders Acording to Putnam Lovell NBF Securities, companies should looking to buy or sell are increasingly looking outside the U.S to do so... MutualFundWire.com - Tuesday, April 17, 2007 - Reader Rating: 3
ExpertPlan Eyes Deals After a series of senior hires, the outsourced recordkeeper is seeking ways to grow... 401kWire.com - Monday, April 17, 2006 - Reader Rating: 4
RIIA May Add a Retirement Giant as a Member Is Fidelity joining up with the nascent industry group trying to puzzle out the income phase of the retirement industry?.. 401kWire.com - Monday, April 17, 2006 - Reader Rating: 2.5
457 Participation Rates On An Upswing A new report shows that an increasing number of public sector employees are participating in 457 plans... 401kWire.com - Monday, April 17, 2006
Even Affluent Households Concerned About Retirement In a newly released survey, large majorities of high-net worth households report reasons for worrying about their retirement security... 401kWire.com - Monday, April 17, 2006
NRP Brings In ING Vet The Capistrano Beach, California-based formally announces the hiring of the ING veteran Robert Francis as its executive vice president of business development... 401kWire.com - Monday, April 17, 2006
Fidelity's CA Deal Highlights Current 529 Market Fidelity has provisionally been selected as 529 plan provider for the state of California, after a review process that also looked at proposals from Vanguard and TIAA-CREF... MutualFundWire.com - Monday, April 17, 2006
First Trust Unveils IPO-based ETF First Trust Advisors LP last week rolled out an exchange traded fund that tracks initial public offerings. .. MutualFundWire.com - Monday, April 17, 2006
WyStar is Sold, What is Next? What does Wachovia get out of the deal and will it succeed as an outsourcer?.. 401kWire.com - Thursday, April 17, 2003 - Reader Rating: 5
How Did PFPC & Wachovia Keep Quiet? One theory of why word of the deal did not leak... 401kWire.com - Thursday, April 17, 2003 - Reader Rating: 4
An Opportunity for Outsourcers? The sale of WyStar may open the door for another outsourcer... 401kWire.com - Thursday, April 17, 2003 - Reader Rating: 4.5
Nationwide Expands Spanish-Lang 457 Education Site The new initiative broadens the provider's education efforts to some 700,000 457 participants... 401kWire.com - Thursday, April 17, 2003
PFPC Competitor Responds to New Wrinkle This major outsourced recordkeeper is not overtly worried about the pending Wachovia-PFPC deal... 401kWire.com - Thursday, April 17, 2003 - Reader Rating: 4.25
Federated Sees Money Funds as Good Collateral The money fund giant is running through a door of opportunity recently opened by the SEC and OCC... MutualFundWire.com - Thursday, April 17, 2003
Gabelli Takes Pay Cut Mario took home $9.4 million less in 2002, but his pay fell faster than assets at the firm... MutualFundWire.com - Thursday, April 17, 2003
Hayes to Leave Janus Her departure opens a search for a new chief investment officer says Mark Whiston... MutualFundWire.com - Thursday, April 17, 2003 - Reader Rating: 2.33
Skandia Fires CEO Petersson is taking the fall for its failed entry into the US market... MutualFundWire.com - Thursday, April 17, 2003
Wachovia Retirement to Buy PFPC Retirement The Charlotte-based provider aims to expand its line of services with a key new acquisition slated to close relatively soon... 401kWire.com - Thursday, April 17, 2003 - Reader Rating: 4
Ariel Eyes 401ks With value in vogue, the fund firm expands its asset capture effort... 401kWire.com - Tuesday, April 17, 2001 - Reader Rating: 3
SunTrust Suits Up New Client The bank has wins a men's suit discounter from First Union. .. 401kWire.com - Tuesday, April 17, 2001 - Reader Rating: 3
Nations Adds Funds Nuveen's assets slip ... SEI's net jumps ... Nations expands by two ... ManuLife creates broker-dealer product. .. MutualFundWire.com - Tuesday, April 17, 2001 - Reader Rating: 3
Nations Adds Funds Nuveen's assets slip ... SEI's net jumps ... Nations expands by two ... ManuLife creates broker-dealer product. .. 401kWire.com - Tuesday, April 17, 2001 - Reader Rating: 3
Schwab's Own Fund Assets Climb Fund assets at the brokerage giant are shifting from third party to its own funds as the bear market grinds along... MutualFundWire.com - Tuesday, April 17, 2001 - Reader Rating: 3
Janus Cuts Again The number five fund complex shrinks ops to cut costs -- again... MutualFundWire.com - Tuesday, April 17, 2001 - Reader Rating: 3
New Employer Stock Product Nationwide is offering a company stock enhancement to put the option on the same footing as mutual funds. .. 401kWire.com - Tuesday, April 17, 2001 - Reader Rating: 3
MetLife Screens for VA Managers The insurer has tapped fund screening tools from one of the fund data trackers for VAs... MutualFundWire.com - Tuesday, April 17, 2001 - Reader Rating: 3
New Head of Marketing for Deutsche Deutche Asset Management has a new head of marketing for the retail and mutual funds group... MutualFundWire.com - Monday, April 17, 2000 - Reader Rating: 3
Financial Wellness The buzz word "wellness" has entered the national lexicon...but for 401ks?.. 401kWire.com - Monday, April 17, 2000 - Reader Rating: 3
New Chief Market Strategist at Key The Ohio firm has named a new executive in charge of communicating its investment strategies... MutualFundWire.com - Monday, April 17, 2000 - Reader Rating: 3
New Chief Market Strategist at Key Richard Nash has been named chief market strategist for Key Asset Management. He replaces Charles Crane... 401kWire.com - Monday, April 17, 2000 - Reader Rating: 3
April 17, 2000 Rydex funds split shares ... Funds fare little better ... Some funds survive... 401kWire.com - Monday, April 17, 2000 - Reader Rating: 3
April 17, 2000 Rydex funds split shares ... Funds fare little better ... Some funds survive... MutualFundWire.com - Monday, April 17, 2000 - Reader Rating: 3
401Konnect Launches "Plan sponsor with $20 million in assets and 230 participants seeks plan vendor for long-term bundled relationship." This is a tongue-and-cheek RFP of the future. But as the number of Web-based "dating" services designed to match sponsors with vendors grow, it has the ring of truth to it as well... 401kWire.com - Monday, April 17, 2000 - Reader Rating: 3
Ivy Funds to Re-launch Funds This Florida investment manager is starting a new advertising campaign to re-launch its funds... MutualFundWire.com - Monday, April 17, 2000 - Reader Rating: 3
Sponsor Spotlight: Are Sponsors for Fee Disclosure? Do sponsors want full disclosure of fees? This week we ask what they thought about this important issue, and some of their answers might surprise you. Also, coverage of the past five days in searches. .. 401kWire.com - Friday, April 17, 1998 - Reader Rating: 3
SEC Official Investigating 401k Fees to Leave How can the government retain regulatory officials in the great free agent market that is now the financial services industry? The answer is that they Bar bash. The latest departures are from the Securities and Exchange Commission, according to a front page article in this week's InvestmentNews newspaper. Highlighted in the story are rumors that Barry Barbash, the commission�s director of the Division of Investment Management will be among those soon to depart the SEC... 401kWire.com - Friday, April 17, 1998 - Reader Rating: 3
Fortune 500 Co. Considers New Funds St.Paul, MN-headquartered Minnesota Mining Company is currently reviewing whether or not to add additional funds to its 401(k) plans, a company official told the 401kWire. The decision should be reached within the calendar year. The purpose will be to provide employees greater choice, an option which some had requested. The official declined further comment... 401kWire.com - Friday, April 17, 1998 - Reader Rating: 3

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