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News Stories Archives - Since 1998
AXS Leads With $354MM The M* team updates U.S. flows data for February 2023 for ETFs and long-term, open-end mutual funds... MutualFundWire.com - Tuesday, March 21, 2023 - Reader Rating: 5
Ahmed Unveils Franklin's First DC Retirement Income Partnership Watch for the DC I-O giant to team up with more insurers soon, too... 401kWire.com - Tuesday, March 21, 2023 - Reader Rating: 5
An ETF Startup Preps a PEP A Midwestern asset manager is preparing to team up to enter the 401(k) space with its own pooled employer plan... 401kWire.com - Tuesday, March 21, 2023
July Buys a 25-Year-Old RKing TPA The deal boosts the RKer to more than 6,700 plans and $8.5 billion in AUA... 401kWire.com - Tuesday, March 21, 2023 - Reader Rating: 5
Birdthistle Sees Tech, Demographics, and Industry Growth Shaking Up Asset Management The mutual fund industry's top cop talks to fundsters at a big annual conference... MutualFundWire.com - Tuesday, March 21, 2023
Three of the Most Influential Female DC Execs In 2023 An investing publication recognizes 100 women across finance... 401kWire.com - Tuesday, March 21, 2023 - Reader Rating: 1
A 48-Year-Old Fund Firm Leads, Proportionately The M* team update U.S. flows data for February 2022 for ETFs and long-term, open-end mutual funds... MutualFundWire.com - Monday, March 21, 2022
A Veteran DC I-O Sales Leader Dies At 66 The executive spent a decade and a half at Invesco and most recently worked at BofA... 401kWire.com - Monday, March 21, 2022 - Reader Rating: 5
American Trust Partners With a Tennessee Ally-of-an-Ally The new ally already connects in with an existing partner to the recordkeeper... 401kWire.com - Monday, March 21, 2022
Cap Group Takes On Participant Engagement The advisor-sold mutual fund titan's team is launching an online program for participants with plan sponsors that use its TDFs... 401kWire.com - Monday, March 21, 2022
Week In Preview, March 21 - March 27 This week, the teams at Fi360, EBSA, and WIPN will host events... 401kWire.com - Monday, March 21, 2022
Week In Preview, March 21 - March 27 This week, the teams at Diversio, ETFGI, Expect Miracles, ICI, ILN, MFDF, and MMI are hosting events... MutualFundWire.com - Monday, March 21, 2022
Tips For Tackling HSAs New research sheds light on the opportunities and challenges faced by KPAs and other firms looking to encourage small businesses to offer HSAs... 401kWire.com - Thursday, March 21, 2019 - Reader Rating: 5
Why a Michigan RIA Teamed Up With a Fund Firm The full-service firm will handle distribution for the fund, which merged into another fund... MutualFundWire.com - Thursday, March 21, 2019
McCarthy and Stokes Take Nuveen's Next DC I-O Step The asset management of TIAA has a new offering for KPAs... 401kWire.com - Thursday, March 21, 2019
The Pru Team Wins a $607MM Plan Outside Gotham A Centurion KPA consults with the plan sponsors... 401kWire.com - Thursday, March 21, 2019 - Reader Rating: 3
A $517MM 401k Plan Sponsor Ties In Student Loan Repayment More than 200 participants have already joined the program... 401kWire.com - Thursday, March 21, 2019
What Is Pimco's Parent Hunting For, and Where? A top exec at the German multinational talks about M&A... MutualFundWire.com - Thursday, March 21, 2019
Honoring a Fallen SoCal Fundster Via a Scholarship Friends and family of a PM who died in 2016 create a scholarship fund to support women in financial services... MutualFundWire.com - Wednesday, March 21, 2018
A Life Insurance Vet Takes Over the Standard's 401k Sales Team An exec expands his roles to take on Dan Hall's old duties atop the retirement plan sales team... 401kWire.com - Wednesday, March 21, 2018 - Reader Rating: 1
An Ohio Acquisition Brings Ascensus a New Biz Line Musto unveils a deal to make a play in another savings area adjacent to retirement plans... 401kWire.com - Wednesday, March 21, 2018 - Reader Rating: 5
What Is Driving the Missing Participant Issue? A new survey from Retirement Clearancehouse takes a look at missing participants in the mobile workforce... 401kWire.com - Wednesday, March 21, 2018 - Reader Rating: 5
A Balanced Cascadia RIA Joins GRPAA The shop includes an eight-person KPA team working with more than $400 million in retirement plan assets... 401kWire.com - Wednesday, March 21, 2018 - Reader Rating: 5
J.P. Morgan's Board Adds an Asset Manager's Prez A high profile fundster joins the giant bank's board of directors today... MutualFundWire.com - Wednesday, March 21, 2018 - Reader Rating: 5
Chiron Execs Meet the Press A Leawood, Kansas-based startup hosts its first press luncheon... MutualFundWire.com - Tuesday, March 21, 2017
Follow the Fundsters - March 21, 2017 Hires, fires, and the like!.. MutualFundWire.com - Tuesday, March 21, 2017
ERISA Law Panelists Debunk COIR Myth In the midst of the conflict of interest rule confusion, ERISA experts warn against being distracted. .. 401kWire.com - Tuesday, March 21, 2017
Everything You Need to Know About Rollovers In the New Fiduciary Era A fiduciary rule expert provides guidance on participant rollovers during this panel on navigating rollovers under the DoL fiduciary regulation... 401kWire.com - Tuesday, March 21, 2017
Cooper Finds a Diamond and Shakes Up a Putnam PM Team PMs are joining, rising, and departing. And the team's approach is changing, too... MutualFundWire.com - Tuesday, March 21, 2017
The Richest Fundsters, 2017 Edition Forbes updates its list of the world's billionaires. At least 10 U.S. fundsters, and several fundster-adjacent folks, make the cut... MutualFundWire.com - Tuesday, March 21, 2017
A Pure ETF Startup Is Building a Sales Force The Gotham shop now has six funds and a growing research department. Can you HACK it?.. MutualFundWire.com - Monday, March 21, 2016
OpCo Braces for the DoL Fiduciary Reg An email comes as the industry is awaiting word on the revised fiduciary regulations from the DoL. .. 401kWire.com - Monday, March 21, 2016
A $1.6B 457 Seeks Consultants A state requests proposals for an investment consultant for its DC plan for public employees... 401kWire.com - Monday, March 21, 2016 - Reader Rating: 5
Participants Trust Their Instincts, Yet Like In-Person Guidance Employer-sponsored retirement plan participants are following their instincts when comes to 401(k) plan investments, according to a Lincoln Financial study... 401kWire.com - Monday, March 21, 2016
Ross Revamps and Refocuses Highland's Distro The Highland Funds president builds out another channel for the Lone State mutual fund and alternatives shop... MutualFundWire.com - Monday, March 21, 2016
SPARK Gears Up for the DoL Fiduciary Regulations Two sets of 2-day workshops will offer industry insiders a chance to sink their teeth into the new regs. .. 401kWire.com - Monday, March 21, 2016 - Reader Rating: 4
Three KPA Shops Close In on an Industry Award From 150 KPAs, to 10 and now three, an award winner is close to being named. .. 401kWire.com - Monday, March 21, 2016
The $26MM Fundster A giant asset manager's chief saw his total compensation rise about eight percent last year... MutualFundWire.com - Monday, March 21, 2016
Golf, Magic and the Sheriff of Football: Seen and Heard at the Newport Advisor Conference The open-architecture recordkeeper and non-qualified plan provider's eighth annual advisor conference wrapped up today outside Universal Studios in Orlando... 401kWire.com - Friday, March 21, 2014 - Reader Rating: 2
A Workplace IRA Bill Passes to the Illinois State Senate Floor The bill would offer employees of small businesses a workplace retirement plan. .. 401kWire.com - Friday, March 21, 2014
It's Time to Shoot for the Stars! The MFEA has opened up nominations for the 2014 STAR Awards. The awards now include expanded categories for retirement... MutualFundWire.com - Friday, March 21, 2014
RIA Manager Now Also Handles DC I-O for Wells Matthew Straut previously handled RIAs and strategic relationships for Wells... MutualFundWire.com - Friday, March 21, 2014
A Public-Sector RKer's Head Honcho Plans to Retire One CEO's 2015 New Year's resolution? Work less. Position up for grabs. .. 401kWire.com - Friday, March 21, 2014 - Reader Rating: 4
Lincoln Has a New Regional Biz Dev Director for Retirement Distribution Sean Duncan heads up distribution in the northeast following a promotion. .. 401kWire.com - Friday, March 21, 2014
An Advisor Tools Specialist Enters the RFP Support Biz A new database and search tool is designed to help advisors show plan sponsors provider info and then issue RFPs... 401kWire.com - Friday, March 21, 2014
This New England 401k Advisor Shares His Multi-Year Growth Plans Over the next two to three years he could be adding a second CRM, an education specialist, an investment analyst and even other advisors... 401kWire.com - Friday, March 21, 2014
Is Doug Hodge the Best Grownup for Pimco? We get it, Gross is grumpy and El-Erian is going. What do we know about Hodge?.. MutualFundWire.com - Friday, March 21, 2014
RBC, BlueBay Team Up for Alternative Credit Funds Credit and alternatives specialist, BlueBay Asset Management is gradually offering more of its hedge funds in mutual fund or UCITS forms, with a little help from its new parent, RBC, and an expanding retail sales force... MutualFundWire.com - Friday, March 21, 2014
Seen and Heard at the ICI Mutual Fund and Investment Management Conference Four days of networking and fun in the sun in GEATER Palm Springs... MutualFundWire.com - Thursday, March 21, 2013
MassMutual Sales Rise The firm is seeing a boost in sales this year... 401kWire.com - Thursday, March 21, 2013 - Reader Rating: 2.33
Retail Direct Channel Outflanks Advisors Cerulli Associates research shows that the retail direct channel is growing at expense of advisors... MutualFundWire.com - Thursday, March 21, 2013
A New York Shop Hires a New Exec in Red Sox Country The new hire is a VP for sales... MutualFundWire.com - Thursday, March 21, 2013
Destination August: Newport Reboots Its Online Platform The Florida shop is mere months away from putting an old platform out to pasture... 401kWire.com - Thursday, March 21, 2013
300 401k and Non-Qual Experts Gather in Orlando A Florida shop kicks off its seventh annual advisor conference... 401kWire.com - Thursday, March 21, 2013 - Reader Rating: 1
ASPire Brings on an ING Alum The new hire will lead the 403(b) and 457 team... 401kWire.com - Thursday, March 21, 2013 - Reader Rating: 1
MarketWatch Columnist Weighs in on White He hopes to see real action from the SEC after her confirmation... MutualFundWire.com - Thursday, March 21, 2013
Not All Tech Funds Take a Big Bite of Apple So writes Barron's resident funds expert Brendan Conway... MutualFundWire.com - Thursday, March 21, 2013
Fink Has a Good Feeling About U.S. Stocks And he isn't worried about Cyprus... MutualFundWire.com - Thursday, March 21, 2013
401(k)s Don't Align With Hartford's 'Sharper Focus' Two top execs explain the insurer's move to divest from a number of businesses, including retirement plans... 401kWire.com - Wednesday, March 21, 2012 - Reader Rating: 3.5
Mother Merrill Speaks the F-Word Updated \| The wirehouse is about to give its retirement plan advisors a new capability... 401kWire.com - Wednesday, March 21, 2012 - Reader Rating: 4.33
Scenes from the ASPPA 401k Summit 2012 The 11th annual ASPPA 401k Summit in pictures... 401kWire.com - Wednesday, March 21, 2012 - Reader Rating: 2.43
Hartford Execs Will "Try to Double" Their Mutual Fund Biz The insurer's CEO and CFO talk about their planned divestments and about the businesses they're hanging onto, like mutual funds... MutualFundWire.com - Wednesday, March 21, 2012
DreamWorks Dreams of Getting into the Fund Biz A recently launched RIA has fund ambitions... MutualFundWire.com - Wednesday, March 21, 2012 - Reader Rating: 5
Demand Spawns a Third Fund Series Trust at Gemini Gemini Fund Services launches a third series trust eight months after unveiling its second... MutualFundWire.com - Wednesday, March 21, 2012
Gastineau Joins OneAmerica He will cover Indiana for the Indianapolis-headquartered plan provider... 401kWire.com - Wednesday, March 21, 2012 - Reader Rating: 2
Hartford's Keeping its Mutual Funds The financial services giant is splitting, but its keeping three core business lines, including its mutual fund unit... MutualFundWire.com - Wednesday, March 21, 2012 - Reader Rating: 5
Vanguard Sells Coffee for 28 Cents Vanguard's At-Cost Cafe makes its first stop in NYC... MutualFundWire.com - Wednesday, March 21, 2012
Hartford Puts Retirement on the Block The financial services giant is splitting up, "pursuing sales or other strategic alternatives" for a number of businesses... 401kWire.com - Wednesday, March 21, 2012 - Reader Rating: 4.2
IndexIQ Unleashes an Agricultural ETF The New York-based mutual fund firm will launch its newest product tomorrow... MutualFundWire.com - Monday, March 21, 2011
Transamerica Officially Welcomes a Southern Region Wholesaler The Los Angeles-based plan provider takes Pride into its sales team... 401kWire.com - Monday, March 21, 2011
Virtus Bets on Alpha and Commodities With Three New Funds The Connecticut-based mutual fund firm unveils a trio of new offerings, one sub-advised... MutualFundWire.com - Monday, March 21, 2011
Newport Opens New Digs in Big D The Newport Group has opened a new office in Dallas... 401kWire.com - Monday, March 21, 2011 - Reader Rating: 1
Spectrum Moves its HQ The consulting firm has moved into new digs... 401kWire.com - Monday, March 21, 2011 - Reader Rating: 1
AUL Officially Unveils its MEP Product There's a new player in the MEP space... 401kWire.com - Monday, March 21, 2011
A TPA Acquirer Goes Private Private equity takes over a national firm based in the Midwest... 401kWire.com - Monday, March 21, 2011 - Reader Rating: 4
An RKing TPA Adds Managed Accounts to its Platform A recordkeeping TPA partners up with a managed account provider... 401kWire.com - Monday, March 21, 2011 - Reader Rating: 1
Lawyers Smite a Jumbo Plan for Trusting its Own Funds Alleged 'corporate self-dealing' in a jumbo plan lands a bank in court... 401kWire.com - Monday, March 21, 2011 - Reader Rating: 4.5
Schwab Gives Brokerage Clients More Options Via a $1B Deal The brokerage giant buys a Midwestern firm... MutualFundWire.com - Monday, March 21, 2011
Newport Seeks a Qualified Plan Techie The Newport Group is looking to boost its retirement technology team down South... 401kWire.com - Monday, March 21, 2011 - Reader Rating: 2
Hartford Unveils an Advisor Tool The new tool is designed to help advisors mitigate risks in retirement plans... 401kWire.com - Monday, March 21, 2011 - Reader Rating: 2
Will Italy Force Pioneer to Stay Italian? The governor of Italy's central bank reportedly intervenes in the auction.. MutualFundWire.com - Monday, March 21, 2011
PIMCO Crosses an Active ETF Milestone A PIMCO actively managed ETF blazes a new trail... MutualFundWire.com - Monday, March 21, 2011
Morningstar Gives Props to Four Small Cap Funds Morningstar's Fund Spy uncovers a quartet of small-cap specialists... MutualFundWire.com - Monday, March 21, 2011
Going for the AmeriPrize Ameriprise is ready to go all the way with third party distribution. Their fund management arm, RiverSource Investments, plans to be up and running by May reports the venerable Ignites. Ameriprise can expect stiff competition from other funds... MutualFundWire.com - Wednesday, March 21, 2007 - Reader Rating: 3
JPMorgan on the Prowl The large plan provider looks to add more relationship managers as it digests an acquisition and readies a combined DB-DC offering. .. 401kWire.com - Wednesday, March 21, 2007 - Reader Rating: 5
Here Comes Utah Utah hates B-shares, ok maybe they don't hate them but they don't want you to sell them either. Ignites says that the Utah Dept. of Commerce's Securities Division is going after First Western Advisors as well as some individual brokers aledging they violated maxium purchase limits. First Western says it will mount a rigorous defense against the charges... MutualFundWire.com - Wednesday, March 21, 2007 - Reader Rating: 3
Utah's Got Your Back In spite of the best efforts of fund companies, B-share abuses still occur by way of circumventing maximum purchase limits the good people at Ignites report. The Utah Department of Commerce�s Securities Division wants to put an end to that by revoking the licenses of First Western and certain individual reps and leveling fines. First Western of course denies they heard of, saw, were privy to, or even know what a B-share is... MutualFundWire.com - Wednesday, March 21, 2007 - Reader Rating: 3
National Rollover Partners A network of retirement plan advisors teams up with a rollover provider. .. 401kWire.com - Wednesday, March 21, 2007 - Reader Rating: 3
Auto Up to the Task A new study by a Midwestern provider finds automatic enrollment and related features improving participation rates, while lifecycle funds take over defaults. .. 401kWire.com - Wednesday, March 21, 2007
Too Little Too Late As we reported in our publication BDInsider on Monday, disgraced, former Fidelity trader Kevin Quinn is starting a hedge fund. Timely... MutualFundWire.com - Wednesday, March 21, 2007 - Reader Rating: 3
Ignites Spreads Terror (Funds) Word In a rare original article Ignites reports that terror-free mutual funds are becoming quite de rigeur. The article is gleaned from a lead in last Thursday's WSJ that a new bill in the House of Representatives will require mutual fund and pension managers to disclose the companies in their portfolios that are doing business in Iran. The only problem is that all the experts they interview agree that the definition of "terror-free" is tricky, and that, although a few more funds of this nature may make it to market, it will probably not be that big of a deal. Great Story... MutualFundWire.com - Wednesday, March 21, 2007 - Reader Rating: 3
Fidelity Bids Adeiu - We Thought You Already Knew Ignites has caught on to an two day old editorial by the Worchester Business Journal about Fidelity closing it's customer phone service operations in Marlboro. We give you the link to the orginal here as it's a much more interesting read than their dumbed-down copy... MutualFundWire.com - Wednesday, March 21, 2007 - Reader Rating: 3
Informa Checks Off Scorecard Informa Investment Solutions is set to aquire Investment Scorecard. Precluding any unforseen pitfalls the aqusition will close in April of this year. What can Scorecard do for Informa? In addition to creating an expanded performance measurement and client reporting offering for IIS, they will offer many powerful components that can be incorporated with legacy products to launch additional value added solutions... MutualFundWire.com - Wednesday, March 21, 2007 - Reader Rating: 3.33
MovING Up ING likes to give a hand to those who have done well. They have promoted Randall Ciccti, Catherine Bonneau, and Kevin Laraia. Ciccti has been promoted to president of ING Advisors Network, Bonneau has been promoted to president of PRIMEVEST Financial Services, and Laraia will become chief operating officer at ING Advisors Network. They also get a free coffee mug with promotion... MutualFundWire.com - Wednesday, March 21, 2007 - Reader Rating: 3
Chutes and Ladders Morgan Stanley substantially increases income by telling reps to get lost... MutualFundWire.com - Wednesday, March 21, 2007 - Reader Rating: 2.85
A New Place to Call Home Phyllis Kay Dryden has joined Nollenberger Capital Partners as an member of its advisory board. Dryden hails from Schwab where she was SVP and general counsel... MutualFundWire.com - Wednesday, March 21, 2007 - Reader Rating: 3
Xpress to the Top optionsXpress Holdings is promotion happy, changing it's management structure to promote continued market leadership. Former CFO, David Fisher, will become the President; Adam DeWitt, formerly vice president of finance, will become the CFO; and, last but not least, Ned Bennett, one of the founders and current COO, will transition to executive vice-chairman... MutualFundWire.com - Wednesday, March 21, 2007 - Reader Rating: 3
A Hedge Fund is Charged with Skimming Funds Eliot Spitzer may have painted mutual funds as the bad guys, but there has long been a school of thought that contended funds were the victims -- not the perpetrators in the fund skimming scandals. Now a U.S. prosecutor is taking a similar stance, reports the WSJ... MutualFundWire.com - Wednesday, March 21, 2007 - Reader Rating: 3
WMSI Scores Another Wealth Management Systems expands its reach with another strategic alliance... 401kWire.com - Tuesday, March 21, 2006
Bohanan Retakes Old Job At Raymond James He filled the post vacated by Dwight Edwards... 401kWire.com - Tuesday, March 21, 2006 - Reader Rating: 3
Invest n Retire To Add PowerShares ETFs The Portland, Oregon-based plan provider is adding 17 funds to its platform... 401kWire.com - Tuesday, March 21, 2006
Four Wholesalers Exit Oppenheimer Four wholesalers at OppenheimerFunds have recently left the firm, a company spokesperson said. .. MutualFundWire.com - Tuesday, March 21, 2006
NRP Picks SoCal As Next Conference Destination The firm is bringing its next conference closer to home... 401kWire.com - Tuesday, March 21, 2006 - Reader Rating: 4.62
Google Joins Financial News Arena The dot-com headline-makers say their new financial portal is only a trial version. Online competitors will watch to see where it goes from here. .. MutualFundWire.com - Tuesday, March 21, 2006
Fidelity Fund Eyes Benchmark Switch Fidelity's Blue Chip Growth Fund is seeking to tie itself to the Russell 1000 Growth Index, according to The Wall Street Journal. The fund, currently benchmarked to the Standard & Poor's 500-stock index, will seek the blessing of shareholders for the switch in May... MutualFundWire.com - Tuesday, March 21, 2006 - Reader Rating: 2
FPA Likes Senate Bill's Take on 401(k) Advice In a letter to House and Senate conferees, the Financial Planning Association has come out on the side of stricter regulations... 401kWire.com - Tuesday, March 21, 2006 - Reader Rating: 2.5
ICI Will Improve Disclosure Through Technology The president of the Investment Company Institute said Monday that his organization will use Internet technology to improve disclosure... MutualFundWire.com - Tuesday, March 21, 2006
What's Going on with Bisys? There is talk of change at the outsourced recordkeeper but is it all talk?. There are more questions than answers... 401kWire.com - Monday, March 21, 2005 - Reader Rating: 3.5
Database Provider Adds Sales Exec Financial Information Group, the provider of Discovery-branded databases of advisors, brokers and other intermediaries, has hired a sales executive..... MutualFundWire.com - Monday, March 21, 2005 - Reader Rating: 2.71
Hewitt Mulls Call Center Move Hewitt Associates has inked letter of intent on new space in North Carolina for workers it acquired in the Exult deal... 401kWire.com - Monday, March 21, 2005
AIG Sunamerica Brings Managed Accounts to VAs AIG SunAmerica and Ibbotson Associates Advisors are teaming up again. This time Ibbotson will be subadvising a family of fund-of-fund variable annuities for the Los Angeles-based provider... 401kWire.com - Monday, March 21, 2005
AXA IM Names Asia Director Anthony Fasso has been named Asia Pacific regional director for AXA Investment Management, according to a release. Fasso, working out of Hong Kong, will oversee AXA IM and AXA Rosenberg's Asia Pacific business, as well as AXA's Hong Kong, Singapore and Australian offices... MutualFundWire.com - Monday, March 21, 2005
HSBC Sells off Aussie Arm A Sydney-based asset management firm part-owned by Australia's wealthiest person announced that it is buying the Australian operations of HSBC Asset Management. Challenger Financial Services Group is snapping up the HSBC Asset Management Ltd. unit for A$21.9 million ($17.4 million)... MutualFundWire.com - Monday, March 21, 2005 - Reader Rating: 1
California Renews Services with Incumbent The recordkeeper of the state's $5.4 billion 401(k) and 457 plan gets a five-year renewal... 401kWire.com - Monday, March 21, 2005
Fund Proxy Firm Hires Two Helen Lo and Sean Butcher have joined the proxy services unit, InvestorConnect, of New York-based Altman Group. Both were previously at Georgeson Shareholder. Lo will focus on open-ended proxy management, while Butcher will concentrate on closed-end fund services... MutualFundWire.com - Monday, March 21, 2005
DoL Files Suit Against Steel Co. Regulators seek to distribute the plan's assets... 401kWire.com - Monday, March 21, 2005
Alaska Considers a DC Move The state's House and Senate are considering bills to end defined benefit plans for new public employees... 401kWire.com - Monday, March 21, 2005
SunGard May be Selling SunGard users are getting a loud wake-up call Monday morning. An LBO consortium is said to be in talks to buy SunGard's software unit in a multi-billion dollar deal... 401kWire.com - Monday, March 21, 2005 - Reader Rating: 4.5
Is Spitzer Circling Back to Retirement Plans? Clark Consulting has joined Eliot Spitzer's "retirement consultants of interest" list... 401kWire.com - Monday, March 21, 2005
SunGard is in Play SunGard Data Systems is in play. The NYSE-listed firm may fetch upwards of $10 billion in a deal with an LBO specialist, reported a paper Monday. .. MutualFundWire.com - Monday, March 21, 2005
Is the Fund Action Curse Reversed? Some in the fund industry may be secretly crossing their fingers for the reawakening of the II Newsletter curse after learning that this year's winner is SEC Chair William Donaldson. In recent years winners of the industry newsletters' annual awards have had a suffered a spate of misfortune. A glance at the list of recent winners and what happened to each after they took home the hardware might have you thanking the editors for overlooking your nomination. .. MutualFundWire.com - Monday, March 21, 2005
OSC Mulls More Rules Canadian regulators are looking at ways to tamp down market timers. David Brown, chair of the Ontario Securities Commission is mulling over changes in compliance procedures to accomplish the goal. The OCS is the equivalent of the SEC in the United States. .. MutualFundWire.com - Monday, March 21, 2005 - Reader Rating: 4
Fund Scandals Help Put Citigroup in the Fed�s Penalty Box Tangling with regulators definitely has its downside. Just at the top dogs at Citi. The Fed has told the bank that it is barred from making acquisitions until it has tightened its internal controls and fixed up its regulatory issues. The list of troubles at the bank includes a scandal in Japan, helping Enron in its shenanigans, and yes, allegedly allowing market timers to work their magic. .. MutualFundWire.com - Monday, March 21, 2005
Brown Walks from SSgA State Street CIO Alan Brown has quit after being passed over for a promotion at the Boston-based bank according to a news report. Brown was passed over as the replacement for ex-SSgA President Russ Koesterich. William Hunt ultimately won the job. Brown had served as co-president of the unit after Timothy Harbert's death last summer. .. MutualFundWire.com - Monday, March 21, 2005
Pru May Partner for Combined DB-DC Product A top executive at the retirement unit sees opportunities in the combined service area, and is eyeing a longer-term objective... 401kWire.com - Friday, March 21, 2003 - Reader Rating: 4.62
Quant Seeks Marketer The firm is seeking to fill its now-empty director of marketing post... MutualFundWire.com - Friday, March 21, 2003
Nicholas-Applegate Exec Returns The former head of managed accounts is back from retirement... MutualFundWire.com - Friday, March 21, 2003
Pacific Life Will Hold Pimco Stake through 2005 Allianz revealed today that the two firms will extend their current working agreement at least another two years... MutualFundWire.com - Friday, March 21, 2003
Kasina Pushing into Europe The consulting firm has a new leader for its foray into Europe... MutualFundWire.com - Friday, March 21, 2003
Skandia Vet Lands at Domini The social investor also finds a sales director from close to home... MutualFundWire.com - Friday, March 21, 2003 - Reader Rating: 4
Franklin & Harvard Settle Row The two sides have worked out an agreement that will leave Franklin managing the two funds... MutualFundWire.com - Friday, March 21, 2003
DST Systems Names New Sales Head A former Morgan Stanley sales executive is tapped as its new national sales manager... 401kWire.com - Friday, March 21, 2003 - Reader Rating: 4
UMB Focuses on Branding The Kansas City firm is getting the word out on its third party services biz. .. MutualFundWire.com - Thursday, March 21, 2002 - Reader Rating: 3
PayMaxx Shifts into Fast Lane The e-provider has allied with Fast401k to provide new 401k service. .. 401kWire.com - Thursday, March 21, 2002 - Reader Rating: 3
Grey Wolf Caps Well The Houston Driller has moved its $18 million plan. .. 401kWire.com - Thursday, March 21, 2002 - Reader Rating: 3
Fund Poises for DC Biz Acquisition buys Convergence market placement... 401kWire.com - Wednesday, March 21, 2001 - Reader Rating: 3
401kExchange.com Ventures Out Firm signs new deal as it seeks injection of capital... 401kWire.com - Wednesday, March 21, 2001 - Reader Rating: 3
Putnam Lightens Load As assets descend, firm cuts staffers... MutualFundWire.com - Wednesday, March 21, 2001 - Reader Rating: 3
Venture Capital Lives! A Georgia benefits outsourcing firm nets $6 million to claim its stake of the biz... 401kWire.com - Wednesday, March 21, 2001 - Reader Rating: 3
Harbor Sale! Hard industrial times force manufacturer to sell funds... MutualFundWire.com - Wednesday, March 21, 2001 - Reader Rating: 3
American Century Shakes off Internet Lag Blues Morningstar Launches New Site ... American Century Shakes off Internet Lag Blues.. MutualFundWire.com - Wednesday, March 21, 2001 - Reader Rating: 3
American Century Shakes off Internet Lag Blues Morningstar Launches New Site ... American Century Shakes off Internet Lag Blues.. 401kWire.com - Wednesday, March 21, 2001 - Reader Rating: 3
Sanborn Leaves Oakmark Fund Helm There's a change at the top of the Harris Associates flagship fund, with Robert Sanborn stepping down... MutualFundWire.com - Tuesday, March 21, 2000 - Reader Rating: 3
Access Data Offers ASP to Financial Services ACCESS DATA, which announced a mid-market ASP with Confluence Technologies in November, is allying with another software provider to offer ASP services to financial services firms... MutualFundWire.com - Tuesday, March 21, 2000 - Reader Rating: 3
Growth Spurt at Nationwide The Columbus, Ohio, vendor is expanding its marketing and regional sales force... 401kWire.com - Tuesday, March 21, 2000 - Reader Rating: 3
Carving a Place on the Pyramid There are a quite a number of new faces at Pyramid Digital Solutions, the Birmingham, Alabama-headquartered retirement services technology firm... 401kWire.com - Tuesday, March 21, 2000 - Reader Rating: 3
New Hartford COO New management moves at the Hartford firm include a promotion to COO and the hiring of a new head of investment products... MutualFundWire.com - Tuesday, March 21, 2000 - Reader Rating: 3
Tax Managed Funds Are Not Alike Putnam's Gordon Forrester weighs in on tax-managed mutual funds and what the best methods are to save... MutualFundWire.com - Tuesday, March 21, 2000 - Reader Rating: 3
Odd Lots, March 21, 2000 Pilgrim Baxter to set sail? ... American Century adapts ... Vanguard Capital Opportunity to close... 401kWire.com - Tuesday, March 21, 2000 - Reader Rating: 3
Odd Lots, March 21, 2000 Pilgrim Baxter to set sail? ... American Century adapts ... Vanguard Capital Opportunity to close... MutualFundWire.com - Tuesday, March 21, 2000 - Reader Rating: 3
New Hartford COO Thomas Marra has been named chief operating officer of Hartford Life. Marra will also the title of president of the life insurance subsidiaries... 401kWire.com - Tuesday, March 21, 2000 - Reader Rating: 3

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2007:	Q4	Q3	Q2	Q1
2006:	Q4	Q3	Q2	Q1
2005:	Q4	Q3	Q2	Q1
2004:	Q4	Q3	Q2	Q1
2003:	Q4	Q3	Q2	Q1
2002:	Q4	Q3	Q2	Q1

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