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News Stories Archives - Since 1998
Hueler and NISA Form DC Plan Alliance The two companies are teaming up to tackle defined contributions and promote retirement savings... 401kWire.com - Tuesday, May 16, 2017
Sullivan Anoints Sales and Marketing Chiefs at Legg One exec shifts, three join the executive committee, one leaves and one no longer shares his role. .. MutualFundWire.com - Tuesday, May 16, 2017
Voya Gives Back This recordkeeper is giving back to local communities..... 401kWire.com - Tuesday, May 16, 2017
Envestnet Offers Help With Fiduciary Responsibilities The new fiduciary standard requiring conflict-free advice on retirement accounts is pushing the planning field toward providing broader services..... 401kWire.com - Tuesday, May 16, 2017 - Reader Rating: 4.5
Follow the Fundsters - May 16, 2017 Hires, fires, and the like!.. MutualFundWire.com - Tuesday, May 16, 2017
Eight in Ten Plan Participants Who Roll Their Assets Into an IRA Seek Advice Eight in 10 of DC plan participants who roll their assets into an IRA seek advice before making the switch... 401kWire.com - Tuesday, May 16, 2017
These Fund Firms and B-Ds Are Seen as Great Employers A host of familiar names land on new lists of the best midsize and large companies to work for in the U.S... MutualFundWire.com - Tuesday, May 16, 2017
Tennessee Health Provider Creates New 401k Plan in Spinoff The new 401(k) plan closely resembles that of the former plan sponsor... 401kWire.com - Monday, May 16, 2016
Seven Months and Counting: Vanguard Is Still On Top M* releases mutual fund flows estimates for April 2016... MutualFundWire.com - Monday, May 16, 2016
A 100k-Member Educational Agency Chooses a DC Provider A national educational service agency, chooses a new 403b/457 provider... 401kWire.com - Monday, May 16, 2016 - Reader Rating: 3
Voya Hands Over $300k Green In OrangeHouse Sweepstakes Voya surprises the winner for its Orange House Sweepstakes campaign and Voya's COO, Alan Karaoglan, chats with 401kWire... 401kWire.com - Monday, May 16, 2016 - Reader Rating: 3.33
Envestnet Summit Kicks Off in Chicago This years advisor summit is delivering a national champion head coach as its keynote speaker. .. 401kWire.com - Monday, May 16, 2016
The WSJ Tackles Falling 401k Fees The pub talks to Callan, Groom, a KPA and plan sponsors. .. 401kWire.com - Monday, May 16, 2016 - Reader Rating: 4
LPL Adds a KPA Trio in PA This group of KPAs is part of a larger group of advisors to join LPL in the first quarter of 2016. .. 401kWire.com - Monday, May 16, 2016 - Reader Rating: 4.5
As Manning Seals the Deal, a Top Rainier Exec Departs The acquisition closed this month... MutualFundWire.com - Monday, May 16, 2016
Echoes of Third Avenue? A hedger warns that more junk bond funds may face the same pain that killed the now-infamous Third Avenue Focused Credit Fund... MutualFundWire.com - Monday, May 16, 2016
A $600MM 401k Win Puts Putnam in Good Spirits The Boston-based 401k plan provider landed RKing for a New York-based wine, beer and spirits company. .. 401kWire.com - Friday, May 16, 2014
Meet Your New Analyst Brian Bedell is coming back to cover asset management stocks after a 12-year hiatus. .. MutualFundWire.com - Friday, May 16, 2014
Axel Merk Starts a Gold ETF And this one can distribute gold bars or coins instead of shares... MutualFundWire.com - Friday, May 16, 2014
Pru Wins RKing for a $491MM 401k The bundled plan provider will be the new RKer for the 401k of a Salt Lake City-based natural gas company. .. 401kWire.com - Friday, May 16, 2014
Uncashed Checks Got You Down? A Rollover Specialist Has Solutions Uncashed retirement distribution checks are a problem, and the DoL and IRS don't seem to be helping much. The co-founder of Inspira offers up solutions in a new white paper. .. 401kWire.com - Friday, May 16, 2014 - Reader Rating: 4.5
Lincoln's Cornelio Hires a Finance and Strategy Head Who got a promotion at Lincoln Financial Group? Drumroll please� .. 401kWire.com - Friday, May 16, 2014
An Online RKer Partners With a Provider Vet Mark Gutrich has a new alliance with an online recordkeeper for plans with less than $1.5 million in assets. .. 401kWire.com - Friday, May 16, 2014
Gundlach Hires Three to Do Some Thinking Out Loud Let your bond fund lover know that DoubleLine has hired three execs... MutualFundWire.com - Friday, May 16, 2014
Principal Loses a Director to a Spanish Titan Exec now runs mutual fund distribution for Spanish firm, which is rumored to be target of U.S. private investors... MutualFundWire.com - Thursday, May 16, 2013
Vanguard Wins the Month, Again M* data shows that Index giant continues to kick everyone's ass... MutualFundWire.com - Thursday, May 16, 2013
Two Legislators Talk Retirement The briefing was held in DC today... 401kWire.com - Thursday, May 16, 2013 - Reader Rating: 1.03
Fidelity's Hodge Joins a Board The retirement plan advisor-focused 401(k) exec aligns with a trade group based in Connecticut... 401kWire.com - Thursday, May 16, 2013 - Reader Rating: 1.13
Retail Alternatives Will Cross $1T by 2017 Citi Prime forecasts rapid growth in the U.S... MutualFundWire.com - Thursday, May 16, 2013
A Beantown Market Research Shop Sells An industry consulting firm changes hands and stays intact... MutualFundWire.com - Thursday, May 16, 2013
Cogent Sells, Yet Its Brand Will Live On The Beantown consulting firm that works with asset managers and retirement plan providers is becoming part of a larger shop... 401kWire.com - Thursday, May 16, 2013
Fido Wins a $116MM Plan from VALIC The Boston RKer has won a California 403(b) plan... 401kWire.com - Thursday, May 16, 2013 - Reader Rating: 1
Don't Worry About ING's Underwhelming IPO P&I says low pricing is not a harbinger for rest of year... MutualFundWire.com - Thursday, May 16, 2013
Pimco Had a $52B Quarter The shop had record deposits... MutualFundWire.com - Thursday, May 16, 2013
Can Old Fundster Dogs Learn New ETF Tricks? Brendan Conway does video on the active ETF wannabes... MutualFundWire.com - Thursday, May 16, 2013
Barron's and AdvisorShares Diss Berkowitz The Fairholme Fund is pointed out as a example of mutual fund faults... MutualFundWire.com - Thursday, May 16, 2013
Scribes Take Note of Fido's Active ETF Splash News on Fido is spreading quickly through the industry... MutualFundWire.com - Thursday, May 16, 2013
An Investing Pub Highlights BlackRock and WisdomTree A few fund firms see some pixels... MutualFundWire.com - Thursday, May 16, 2013
Fragmented Global Markets are Slowing Growth Say ICI Panelists The world market for asset management services would be growing faster if not for fragmentation... MutualFundWire.com - Wednesday, May 16, 2012
Vanguard Sails into the Classroom Vanguard rolled out a new program to teach kids early lessons about the importance of saving... MutualFundWire.com - Wednesday, May 16, 2012
Great-West Adds to Harmon's Team The new wholesaler for Great-West Retirement will be based in Madison... 401kWire.com - Wednesday, May 16, 2012 - Reader Rating: 3
Fallon-Walsh Takes a Directors' Chair Former Vanguard retirement head was elected this week... 401kWire.com - Wednesday, May 16, 2012 - Reader Rating: 1
Naddaff Starts His Post Citi Gig An former Citi Fund Services executive has landed at a new firm... MutualFundWire.com - Wednesday, May 16, 2012
Goldman Sachs Completes its Stable Value Buy Updated \| The deal for the Vermont-based specialist in stable value assets is done. .. 401kWire.com - Wednesday, May 16, 2012 - Reader Rating: 2
Borzi Attacks Hutcheson Separately The DoL suit follows federal charges filed on April 10... 401kWire.com - Wednesday, May 16, 2012 - Reader Rating: 2
RREEF Won't Satisfy Walter's Appetite Bloomberg profiles the man leading Guggenheim Partners and his thirst for buying other asset managers... MutualFundWire.com - Wednesday, May 16, 2012
InvestmentNews: Vanguard Wins the Tiebreaker The fee-focused fund giant gains more ink for its growing market share. .. MutualFundWire.com - Wednesday, May 16, 2012
Mairs & Powers Fund Does Well Despite Missing Apple Mairs & Powers and Harris' Oakmark mutual funds are two blend funds picked by a Morningstar analyst... MutualFundWire.com - Wednesday, May 16, 2012
A Fund CEO's Name Crops Up as a Possible Candidate for Top IMF Gig The CEO's name surfaces as among the potential candidates for the top spot at the International Monetary Fund... MutualFundWire.com - Monday, May 16, 2011
Blair, Gross to Grace the Impact Stage Schwab unveils its slate of keynote speakers at this year's Impact conference... MutualFundWire.com - Monday, May 16, 2011
Loomis Sayles Shutters a Stock Fund The Boston firm liquidated the 11-year-old fund last week... MutualFundWire.com - Monday, May 16, 2011
A Top Advisor Joins Hancock's Sales Force The advisor- and TPA-centric provider brings a large market retirement plan advisor on board for a brand new field position... 401kWire.com - Monday, May 16, 2011 - Reader Rating: 2
William Blair to Close a $1.1 Billion Fund to New Investors The change will take place at the end of next month... MutualFundWire.com - Monday, May 16, 2011
Wilmington Trust Officially Changes Hands It's not clear what the sale means for Wilmington's retirement unit... 401kWire.com - Monday, May 16, 2011
Nationwide Fills a Southeast Sales Post A long-time wholesaler has left the plan provider... 401kWire.com - Monday, May 16, 2011 - Reader Rating: 5
Schwartz Wins Over a Law Firm Updated \| The Michigan-based advisory firm adds a new client... 401kWire.com - Monday, May 16, 2011
Aon Hewitt Unveils New Co-CEOs Russ Fradin is taking on the top job at SunGard... 401kWire.com - Monday, May 16, 2011 - Reader Rating: 5
Fidelity, Vanguard CEOs Have Something to Say in the WSJ The chiefs of the two largest mutual fund companies speak out against proposed regulations for the money market industry... MutualFundWire.com - Monday, May 16, 2011
Bob Reynolds: The Ship Has Definitely Turned The Boston Globe checks in on the progress of Bob Reynolds' turnaround efforts... MutualFundWire.com - Monday, May 16, 2011 - Reader Rating: 1
A Trade Pub Names the Highest-Paid Money Management Execs After Larry Fink, who are the highest paid execs?.. MutualFundWire.com - Monday, May 16, 2011
Janus Looks to Ease Inflation Concerns with its New Fund Its new fund is hedging against inflation... MutualFundWire.com - Monday, May 16, 2011
West VA Annuity Lands AIG VALIC in Court A lawsuit alleges that AIG VALIC agents misled participants in the West Virginia Teachers Defined Contribution Plan to invest in its annuities in the 90s... 401kWire.com - Friday, May 16, 2008
Vanguard Adds Fourth Subadvisor For its International Fund The new addition joins AllianceBernstein, Laxard Asset Management and Hansberger Global in running the $9.3 billion fund... MutualFundWire.com - Friday, May 16, 2008
NRP Expands its Executive Team The Southern California-based firm brings in two C-level execs from outside the retirement industry. .. 401kWire.com - Friday, May 16, 2008 - Reader Rating: 3
JPMorgan Fund Services Eyes Expansion JPMorgan Fund Services plans to expand its Boston operations in the next few years... MutualFundWire.com - Friday, May 16, 2008 - Reader Rating: 5
Genworth Touts the Plusses of Embedding Guaranteed Income into QDIAs Genworth execs unveiled findings from a study on the impact of adding guaranteed income to QDIAs on retirement income... 401kWire.com - Friday, May 16, 2008
TD Ameritrade Names its Next CEO Current CEO Joe Maglia will become chairman in October. .. MutualFundWire.com - Friday, May 16, 2008 - Reader Rating: 3
Bagby Bows Out The former CEO of A.G. Edwards has retired from the company. .. MutualFundWire.com - Friday, May 16, 2008 - Reader Rating: 3
Standard Alum Hopes to Inspira Few Rollovers A Pennsylvania firm unveils a private label IRA solution for retirement plan vendors. .. 401kWire.com - Friday, May 16, 2008 - Reader Rating: 5
Wachovia Appoints Retirement and Investment Products Chief The Charlotte firm has tapped an insider to replace Bob Reid. .. 401kWire.com - Friday, May 16, 2008
U.S. Global Investors Seeks to take Advantage of a Hot Fund The San Antonio company is slashing fees to lure new money... MutualFundWire.com - Friday, May 16, 2008
Janus Forms New Relationships The Denver-based fund firm has hired a Putnam vet and an AllianceBernstein vet for its strategic relationship management team... MutualFundWire.com - Friday, May 16, 2008
Wave of Water ETFs Not Near Crest Don't accuse the Friday WSJ Fund Track of being dry. The paper takes a look at ETFs that invest in the surging water business... MutualFundWire.com - Friday, May 16, 2008 - Reader Rating: 1
Keller Rohrback Pursues Plan Fiduciaries, While Jones Day Announces New Hires Attorneys at two major firms are working hard to litigate against ERISA violators. .. 401kWire.com - Wednesday, May 16, 2007
Dow's Departure from Merrill Creates Opportunity for Others In a surprise move, Dow Kim, head of global markets and investment banking has left Merrill Lynch to strike out on his own... MutualFundWire.com - Wednesday, May 16, 2007
Schwab Awards First of Multiple Mandates on Stable Value Fund The folks at Schwab have chosen a new subadvisor in less than four weeks. The good news is that they are still looking for others to manage the fund... 401kWire.com - Wednesday, May 16, 2007
Class Action Lawsuit Threatens Allianz Life Four hundred thousand claim that Allianz Life broke its promist to senior citizens... MutualFundWire.com - Wednesday, May 16, 2007
SEC Charges Three with Registration and Reporting Violations The SEC has charged three brokers with iolations of the broker-dealer registration and reporting requirements... MutualFundWire.com - Wednesday, May 16, 2007
A Payout Nears for Janus and Invesco Shareholders Janus and Invesco investors may soon see a part of the combined $425 million the two companies agreed to pay to regulators to settle abusive trading charges... MutualFundWire.com - Wednesday, May 16, 2007
Seen and Heard at the ICI GMM The 49th annual membership meeting drew 1200 industry execs to Washington, D.C. last week... MutualFundWire.com - Wednesday, May 16, 2007 - Reader Rating: 3.17
Niche Provider Tells Fido to Divest From Sudan The firm's top executive is ecstatic to hear about the Boston Behemoth's recent holdings change. .. 401kWire.com - Wednesday, May 16, 2007 - Reader Rating: 5
Allianz AIMS for Retirement Income Allianz Life's retirement income startup is banking on producing new products.. MutualFundWire.com - Wednesday, May 16, 2007
Pimco's Gross Gets An Advantage (and Greenspan's Attention) Alan Greenspan has signed on for a gig in the mutual fund business. The ex-Fed Chairman will advise Pimco bond manager Bill Gross... MutualFundWire.com - Wednesday, May 16, 2007
Fidelity Sells Most of its PetroChina Stake Could the "Fidelity Out of Sudan" movement have worked?.. MutualFundWire.com - Wednesday, May 16, 2007 - Reader Rating: 5
SEC Commish Resigns; Donohue Sworn In Monday marked a day of transition at the SEC. As commissioner Cynthia Glassman announced her resignation, former Merrill Lynch attorney Andrew "Buddy" Donohue was sworn in as head of the body's Division of Investment Management, in which position he will oversee regulation of the mutual fund industry... MutualFundWire.com - Tuesday, May 16, 2006
Employees Making Better 401(k) Choices, Thanks to Companies� Help A study has found improvements thanks to automatic enrollment, but sees lots of room for improvement... 401kWire.com - Tuesday, May 16, 2006
Mesirow Lures Ex-Ibbotson Consultants to Small Plans Fund choice consulting for small plan sponsors is just one of several services planned for a newly-launched investment strategy business from Chicago-based Mesirow. The plan is to leverage staff members' analytical research experience in a range of potential markets... 401kWire.com - Tuesday, May 16, 2006
Advice is Not in Vain, Finds Study Employees who received in-person investment advice earned 2.5 percent more annually, according to new research... 401kWire.com - Tuesday, May 16, 2006 - Reader Rating: 4
The Principal Expands Large Plan Sales Team The global financial company also looks to further deepen channel expansion... 401kWire.com - Tuesday, May 16, 2006
MI Bank Announces DB Freeze An enhanced 401(k) program will offer standard company contributions representing 4 percent of eligible pay. .. 401kWire.com - Tuesday, May 16, 2006
GE Asset Management Picks New CEO Current president and CEO John Myers will leave the Stamford, Connecticut-based subsidiary of GE... MutualFundWire.com - Tuesday, May 16, 2006
PFPC Unveils 22c-2 Product PFPC has launched its own Web-based tool designed to help fund companies comply with the Securities and Exchange Commission's Rule 22c-2... MutualFundWire.com - Tuesday, May 16, 2006
Schwab Plans New International Fund Showing confidence in small- and mid-cap international stocks, Charles Schwab Investment Management has announced it wills soon launch the Laudus Rosenberg International Discovery Fund, which, company representatives say, will choose investments underrepresented in other international portfolios... MutualFundWire.com - Tuesday, May 16, 2006
Swiss Bank Subsidiary Expands U.S. Fund Offerings Julius Baer Investment Management LLC, the New York-based money manager subsidiary of Julius Baer Holding AG, has filed with the SEC to add four mutual funds � the Julius Baer U.S. Microcap Fund, the , the Julius Baer U.S. Midcap Fund, and the Julius Baer U.S. Multicap Fund... MutualFundWire.com - Tuesday, May 16, 2006 - Reader Rating: 5
Takeover Rumors Lift Janus Shares Unconfirmed rumors that Janus Capital is a takeover target boosted Monday's trading volume and price ..... MutualFundWire.com - Monday, May 16, 2005
Industry Group Spreads the Auto Enrollment Gospel Providers are also joining in to lobby key legislators... 401kWire.com - Monday, May 16, 2005
Study: Cross Sales Are Low-Hanging Fruit A new report suggests that providers should at least take another look at the cross-sale opportunity... 401kWire.com - Monday, May 16, 2005
Plan Consulting: Rife with Conflicts of Interest? The SEC weighs in on what it takes to be a good plan consultant... 401kWire.com - Monday, May 16, 2005 - Reader Rating: 4.5
New York State Deferred Compensation Plan The mega-plan rehires one consultant and brings another on board... 401kWire.com - Monday, May 16, 2005
Lord Abbett Closes Two Funds to New Money Lord Abbett's Mid-Cap Value and Small-Cap Value funds will be closed to new retirement plan and advisory account investors effective July 29, 2005 ..... MutualFundWire.com - Monday, May 16, 2005 - Reader Rating: 4
Lawyers File Suit on Behalf of Putnam B-Share Investors Putnam is facing yet another class action, but this time its not against the adviser..... MutualFundWire.com - Monday, May 16, 2005
Strong Given More Time to Divest Stake The SEC is giving Richard Strong another three months to sell his stake in Strong Capital Management ..... MutualFundWire.com - Monday, May 16, 2005
Another Advice Vendor Targets Managed Accounts This Palo Alto-based investment-advice services provider is developing a user-friendly managed account program as it eyes further growth with an integrated approach... 401kWire.com - Friday, May 16, 2003 - Reader Rating: 5
Newkirk Upgrades Enrollment Pub System The new features target small- to mid-size third party administrators... 401kWire.com - Friday, May 16, 2003 - Reader Rating: 2
Mine Your Shareholder Data Bisys is tapping some virtual grey matter to help fund firms identify at risk clients and cross-selling opportunities... MutualFundWire.com - Friday, May 16, 2003 - Reader Rating: 5
El Paso Reinstates DC Match The company returns to its matching ways, albeit at a lower ratio... 401kWire.com - Friday, May 16, 2003
Evergreen Goes After SubAdvisory Opps The Wachovia fund unit has hired a new executive to oversee its efforts in placing its investment capabilities with other financial firms... MutualFundWire.com - Friday, May 16, 2003
Bjurman Opens One, Closes Another The West Coast manager is moving up from micro-cap stocks... MutualFundWire.com - Friday, May 16, 2003
FleetBostonHancock? The deal that was not has Boston talking and likely puts both firms in play... MutualFundWire.com - Friday, May 16, 2003
Nationwide Pitches New 457 Education Approach The behavior-based approach from Nationwide Retirement Solutions uses adult-learning concepts to encourage participant action... 401kWire.com - Friday, May 16, 2003 - Reader Rating: 5
Tag Team A software developing firm and a communications firm join forces... 401kWire.com - Wednesday, May 16, 2001 - Reader Rating: 3
UPI Gets On Track Firms revamps its online investment planning product... 401kWire.com - Wednesday, May 16, 2001 - Reader Rating: 3
Portfolio Managers Get Strong Strong Capital Management has hired two new portfolio managers. Their old employer will begin a search to replace them... MutualFundWire.com - Wednesday, May 16, 2001 - Reader Rating: 3
Mellon Man at Axa A Mellon exec goes to Axa ... Bank One tapped for currency overlay... 401kWire.com - Wednesday, May 16, 2001 - Reader Rating: 3
Mellon Man at Axa A Mellon exec goes to Axa ... Bank One tapped for currency overlay... MutualFundWire.com - Wednesday, May 16, 2001 - Reader Rating: 3
Employees Like Retirement Plans 'Tis the season for surveys, and a new one released today concludes that employees in small businesses work harder if they have a retirement savings plan... 401kWire.com - Wednesday, May 16, 2001 - Reader Rating: 3
Surprise Turn for Folio The tech start-up will be picking up some new dance steps... MutualFundWire.com - Wednesday, May 16, 2001 - Reader Rating: 3
NASD Fines Scudder Kemper $100K for Ads Scudder Kemper's distribution arm has settled with NASD Regulation for running inaccurate ads in 1997... MutualFundWire.com - Tuesday, May 16, 2000 - Reader Rating: 3
Not So Fast, IRS American Century finds that word has spread about taxes and penalties... 401kWire.com - Tuesday, May 16, 2000 - Reader Rating: 3
Bogle Speaks Out Jack Bogle is not resting much in retirement, but continues to pound the table about the issues he cares about... MutualFundWire.com - Tuesday, May 16, 2000 - Reader Rating: 3
The Automatic Fix The gospel according to Martha Priddy Patterson... 401kWire.com - Tuesday, May 16, 2000 - Reader Rating: 3
UAM Names New Boss Boston's United Asset Management has named a replacement for its retiring CEO after the departure of intended replacement Charles Haldeman to Lincoln Financial Group... MutualFundWire.com - Tuesday, May 16, 2000 - Reader Rating: 3
May 16, 2000 Schwab adds sector funds ... Bogle Not Retired Yet ... Eaton who? ... Pioneer to vote... MutualFundWire.com - Tuesday, May 16, 2000 - Reader Rating: 3

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