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News Stories Archives - Since 1998
An $84B-AUM Firm Adds Three ETFs The new funds are all subadvised by a familiar ally... MutualFundWire.com - Tuesday, January 11, 2022
Near Gotham, a KPA Aggregator's Parent Buys a TPA The deal closed last month and brings a new SVP to the insurance brokerage's retirement arm... 401kWire.com - Tuesday, January 11, 2022
With a PEP, a TPA Targets Under-70-Employee Firms A Keystone State firm's team is rolling out a new product for smaller employers... 401kWire.com - Tuesday, January 11, 2022
Harmon Picks a Diverse Markets Segment Leader At Voya The freshly promoted executive joined the provider a year and a half ago... 401kWire.com - Tuesday, January 11, 2022 - Reader Rating: 1
SoftBank Bets $146MM On an AI Shop Powering U.S. ETFs, And ... The quant firm's team also recently anointed a new chief for their U.S. business ahead of expansion... MutualFundWire.com - Tuesday, January 11, 2022
An Insurance Brokerage Sees an Opp In a Small-Market Retirement GPS The firm and its allies have already landed about 25 plans on their new offering for the under-$20 million marketplace... 401kWire.com - Tuesday, January 11, 2022
A Georgia Shop Preps Two More ETFs One of the new funds will replace the firm's sole traditional mutual fund... MutualFundWire.com - Monday, January 11, 2021 - Reader Rating: 3
A MassMutual Managed Account Exec Exits He joined the provider back in 2019... 401kWire.com - Monday, January 11, 2021 - Reader Rating: 1
Lincoln Teams Up to Launch AMAs A familiar ally will help power the new RIA-friendly offering from the provider... 401kWire.com - Monday, January 11, 2021
A Chi-Town DC I-O Vet Joins Pentegra The new hire will cover the upper Midwest and Kansas City for the Empire State firm... 401kWire.com - Monday, January 11, 2021
Week In Preview, January 11 - January 18 This week, the ASPPA and WiPN teams are hosting online events, and nominations for a client award are due... 401kWire.com - Monday, January 11, 2021
Week In Preview, January 11 - January 18 This week, the teams at ALFI, MFDF, and NICSA will host online events... MutualFundWire.com - Monday, January 11, 2021
A Biotech Vet Enters the ETF Biz Watch for his startup to launch more indices, ETFs and even mutual funds... MutualFundWire.com - Friday, January 11, 2019
Goldstein Hunts After a Shift The NYC-area KPA recently aligned with Resources Investment Advisors... 401kWire.com - Friday, January 11, 2019
A Texas RKer Launches a Small Plan Product The new offering, soft-launched in the fall, bundles in 3(16) and 3(38) services, has a lineup powered by Expand, and includes offerings from DFA, Stadion, and Tandem... 401kWire.com - Friday, January 11, 2019
The World's Biggest Asset Manager Is Cutting ... But Still Growing 500 jobs will be cut in the coming weeks. That translates into about 3.4 percent of the company's total workforce... MutualFundWire.com - Friday, January 11, 2019
Ruble Plans Further Hiring After Expanding His Advisory Board The Custodia chief expects to increase his team's size by about two-thirds this year... 401kWire.com - Friday, January 11, 2019 - Reader Rating: 4
Tax Reform Credited For a Midwestern Bank's 401k Boost A major midwestern bank has joined the ranks of several other companies that have increased retirement and overall financial incentives in the wake of tax reform... 401kWire.com - Thursday, January 11, 2018 - Reader Rating: 5
Should You Offer Participant Advice, Too? Though many KPAs have long used retirement plan work as a way to connect with individual participants, other specialists have preferred to focus exclusively at the plan and plan sponsor level. As a regulator renews its interest in the space, KPAs have several factors to consider... 401kWire.com - Thursday, January 11, 2018
The DST Sale Accelerates a Move Into the Retirement Biz An acquisitive software giant is buying the publicly traded back office shop... 401kWire.com - Thursday, January 11, 2018 - Reader Rating: 4.5
BSGI and OneAmerica Gather KPAs in the Midwest A TPA and an RKer are teaming up for a symposium tonight to talk 403bs and 457s... 401kWire.com - Thursday, January 11, 2018 - Reader Rating: 5
Should You Customize Products Based On Investor Experience? New data sheds light on how misconceptions and attitude affect individuals investment decision... MutualFundWire.com - Thursday, January 11, 2018
New TDFs Combine Active, Passive, Alts, and SmartBeta A publicly traded asset manager now offers two series of target date funds... 401kWire.com - Thursday, January 11, 2018
The Fidelity Johnsons Still Hold Four Spots Here The mutual fund industry's East Coast Johnsons continue to dominate this top ten list... MutualFundWire.com - Thursday, January 11, 2018
Epstein Accelerates Digitally The 401(k) coach has created an online coaching program for financial advisors. .. 401kWire.com - Thursday, January 11, 2018 - Reader Rating: 2
Eu Anoints a New Allianz Product Chief Allianz's previous head of US products stepped down at the end of 2016. .. MutualFundWire.com - Wednesday, January 11, 2017
A Pair of 457 Plan Execs Exit Empower The Government Markets Segments specialists have departed the company. .. 401kWire.com - Wednesday, January 11, 2017 - Reader Rating: 4.5
Follow the Fundsters - January 11, 2017 Hirings, firings and the like!.. MutualFundWire.com - Wednesday, January 11, 2017
Ascensus Updates Its Website For 2017 Ascensus unveiled a technology enhanced and updated corporate website. .. 401kWire.com - Wednesday, January 11, 2017 - Reader Rating: 4.5
TRA Acquires a Pittsburgh-based TPA The Retirement Advantage has acquired Pittsburgh-based TPA, Benefit Planning & Administration. .. 401kWire.com - Wednesday, January 11, 2017
Mercer Advisors Acquires a NYC RIA Mercer Advisors acquires Novos Planning Associates. .. 401kWire.com - Wednesday, January 11, 2017
Joe Lee Joins a New DC I-O Effort The BlackRock veteran and DoubleLine alum is aligning with another Gotham firm... 401kWire.com - Wednesday, January 11, 2017
Labor Secretary Confirmation is Delayed The Health, Education, Labor, and Pensions committee has moved the confirmation hearing date for labor secretary nominee Andy Puzder. .. 401kWire.com - Wednesday, January 11, 2017 - Reader Rating: 5
SSgA Scales the Great Wall The Beantown asset management giant is making moves into China in the new year... MutualFundWire.com - Wednesday, January 11, 2017
DCREC Names New Leadership New committee co-chairs and new officers of the Defined Contribution Real Estate Council are named for 2017. .. 401kWire.com - Wednesday, January 11, 2017
Have Shifting Mutual Fund Flows Reached a Tipping Point? Per Broadridge's Access Data folks, the hottest intermediary channel for long-term mutual fund inflows is ..... MutualFundWire.com - Monday, January 11, 2016
DCS Stays Entrenched Updated \| A 20 year relationship seems to be growing stronger with recent retention... 401kWire.com - Monday, January 11, 2016
A Private Banking Gatekeeper Vet Joins an NY Fund Firm The mutual fund shop also added a DC I-O wholesaling chief... MutualFundWire.com - Monday, January 11, 2016
Voya Brings On A GE Marketer Will this newly appointed VP achieve desired results in the digital space?.. 401kWire.com - Monday, January 11, 2016 - Reader Rating: 5
Pru Makes a Case For More Stable Value Prudential expands the case for stable value offerings..... 401kWire.com - Monday, January 11, 2016 - Reader Rating: 4.56
This West Coast KPA Joins A New Shop A 401(k) plan advisor (KPA) joins a new firm. .. 401kWire.com - Monday, January 11, 2016
Gundersen Hires a Thornburg DC I-O Vet The new hire will lead MainStay's DC I-O "wholesaling specialist effort" and cover the central region... 401kWire.com - Monday, January 11, 2016
Spangler Prepares to Move 100 Nationwide Funds Jobs The insurer's mutual fund arm is reportedly closing an office and transferring the positions to its headquarters in the Buckeye State... MutualFundWire.com - Monday, January 11, 2016
How Do Fido's and T.Rowe's Active ETF Plans Compare? MFWire examines the active ETF SEC filings for both firms... MutualFundWire.com - Friday, January 11, 2013
American Funds Hires a Senior 401k Ops Vet Updated \| The SoCal mutual fund giant's retirement arm welcomes a top defined contribution industry insider... 401kWire.com - Friday, January 11, 2013
Vanguard Pays Tribute to Sauter The mutual fund titan profiles its departing CIO... MutualFundWire.com - Friday, January 11, 2013
Execs from Great-West, MassMutual, OneAmerica and TIAA-CREF Win Big With an RIA An advisory group honored superior performance at providers... 401kWire.com - Friday, January 11, 2013 - Reader Rating: 3.5
An RIA Builds a New Take On 401k Education A California shop launches an online service to help teach participants about their 401k plans work... 401kWire.com - Friday, January 11, 2013
Cassler Wants Fundsters Who Are Like James Bond ... And Q The John Hancock exec plans to do some mutual fund sales hiring in 2013, but he only wants candidates who know their subjects cold and are comfortable crossing silos... MutualFundWire.com - Friday, January 11, 2013
A Texas Plan Sponsor Pumps Out Its Company Stock Fund The company says best practices led to the change... 401kWire.com - Friday, January 11, 2013
Vanguard Hits $2 Trillion McNabb thanks investors for help with the milestone... MutualFundWire.com - Friday, January 11, 2013
An ETF Shop Hunts for a Strategic Partner The shop wants help with distribution and marketing... MutualFundWire.com - Friday, January 11, 2013
Get Ready to Bid on a Fundster's $30MM Mansion The 22-acre property is outside New York City... MutualFundWire.com - Friday, January 11, 2013
A Tennessee Shop Launches Its First Fund in 15 Years The global fund will invest 40 percent of assets outside U.S... MutualFundWire.com - Friday, January 11, 2013
Forbes Details the ETF Landscape Whats next in the space?.. MutualFundWire.com - Friday, January 11, 2013
Stock Funds Had a Great Week Barron's says investors are getting off the sidelines... MutualFundWire.com - Friday, January 11, 2013
J.P. Morgan and Fidelity Join a Money Fund Bandwagon. What About Vanguard? The number of daily NAV reporters continues to grow. But trustees of one major fund firm call the reforms "perverse.".. MutualFundWire.com - Friday, January 11, 2013
Reuters Details Active Management Woes More on the difficulty PMs faced last year... MutualFundWire.com - Friday, January 11, 2013
Cassidy Retirement Hires in Phoenix A Bay State retirement plan consulting firm adds a new consulting actuary to its ranks... 401kWire.com - Wednesday, January 11, 2012 - Reader Rating: 3.5
60 Fund Firms Had At Least Double-Digit Organic Growth in '11 More fund shops chalked up organic growth of at least 10 percent in 2011 compared to 2010... MutualFundWire.com - Wednesday, January 11, 2012
Table: 60 Fastest Growing Fund Firms Here are the 60 fastest growing fund firms in 2011... MutualFundWire.com - Wednesday, January 11, 2012 - Reader Rating: 4
BlackRock Buys Claymore Canada The move is meant to deepen its Canadian operations... MutualFundWire.com - Wednesday, January 11, 2012 - Reader Rating: 5
Franklin Unveils a Multi-Asset Real Return Fund The San Mateo, California-based fund firm brings its latest product to market... MutualFundWire.com - Wednesday, January 11, 2012
Ascensus Arm Signs a Lincoln Vet An Ascensus subsidiary hires an operations chief... 401kWire.com - Wednesday, January 11, 2012
SunTrust Banks on a New Consulting Service The bank follows in the footsteps of another shop looking to make its mark in the retirement space... 401kWire.com - Wednesday, January 11, 2012
An Ex-Mutual of Omaha Exec Takes on Another Gig Mike Ziccardi is keeping busy post-Mutual of Omaha... 401kWire.com - Wednesday, January 11, 2012 - Reader Rating: 5
Gross Expects TRXT to Be World's Biggest ETF He is working on "large expectations" for the still in utero ETF... MutualFundWire.com - Wednesday, January 11, 2012
'Plan Sponsors Would Shoot Us.' Fund Supermarts Worry Fund supermarkets will overwhelm 401k fee disclosure... MutualFundWire.com - Wednesday, January 11, 2012
Pimco's Kashkari Calls Dividends a Great Strategy The Pimco equity head is taking the wraps off two dividend-focused mutual funds. .. MutualFundWire.com - Wednesday, January 11, 2012
Et Tu Schwab? New 401k Shuts Out Active Funds Schwab is touting the benefits of low-cost indexing against paying up for actively managed mutual funds. .. MutualFundWire.com - Wednesday, January 11, 2012
Hankin Pushes New Funds at Brown Advisory Mutual funds are a key piece of the growth push at Brown Advisory... MutualFundWire.com - Wednesday, January 11, 2012
Legg Mason Hires a Pioneer Alum The Baltimore-based asset manager has a new face on its DC I-O team... 401kWire.com - Tuesday, January 11, 2011
Plan Wins in 2010 Bring $20 Billion of DC Assets to Mercer Last year, Mercer won 14 new mandates with a DC component... 401kWire.com - Tuesday, January 11, 2011 - Reader Rating: 3.33
Schroders Bulks Up, Eyes More Hires The New York firm with roots in the UK has added five people in the last six weeks and plans to make additional hires... MutualFundWire.com - Tuesday, January 11, 2011
School Districts Reup with VALIC VALIC starts its new year reacquainting with a couple of old clients... 401kWire.com - Tuesday, January 11, 2011
Kasina Adds Three Consultants The consulting firm is boosting its staff in anticipation for growth... MutualFundWire.com - Tuesday, January 11, 2011
A Schwab EVP is Among Those Charged by the SEC in Bond Fund Case The SEC alleges that the exec and another individual committed fraud in connection with the sale and management of YieldPlus. The SEC also charged two Schwab entities with making misleading statements. The two entities agreed to settle for more than $118 million. Meanwhile, the case against the current and former execs continues. .. MutualFundWire.com - Tuesday, January 11, 2011
McDonald's Scopes Out Its 401k The jumbo plan sponsor turns to an industry research firm for help evaluating its plan... 401kWire.com - Tuesday, January 11, 2011 - Reader Rating: 4.2
Eagle Launches its First Ad Campaign The mutual fund firm owned by Raymond James takes an unconventional approach to branding at it reaches out to advisors... MutualFundWire.com - Tuesday, January 11, 2011
Fido to Sponsor Field Trips Fidelity will sponsor 37 field trips in the next five months... MutualFundWire.com - Tuesday, January 11, 2011
Pimco Woos the Retail Crowd in Canada The California-based mutual fund giant is making a foray into the Canadian retail market... MutualFundWire.com - Tuesday, January 11, 2011
SmartMoney Names the Best Mutual Fund Managers in America The pub reveals its top manager picks in four categories... MutualFundWire.com - Tuesday, January 11, 2011
Hancock Follows Dreyfus into the Apple Store Hancock has equipped its wholesalers with iPads... MutualFundWire.com - Tuesday, January 11, 2011
Fidelity Questions the Money Fund Bank Federated, JPMorgan and Vanguard all line up to support a new proposed backstop for the money market mutual fund business... MutualFundWire.com - Tuesday, January 11, 2011
Jeff Gundlach Hits Back at TCW Four days after his former employer TCW filed suit against him, Jeff Gundlach sends out a letter saying TCW has 'disseminated certain smears and innuendoes.'.. MutualFundWire.com - Monday, January 11, 2010
Kasina Advises Fund Firms to Adjust Internal Wholesaler Comp In a recent report, the New York City-based consulting firm says internals' bonus comp should make up 15 percent of total compensation... MutualFundWire.com - Monday, January 11, 2010
Schwab Gives Boston an Advantage Schwab scraps a TPA conference set for May and folds it into a bigger confab scheduled for October in Boston... 401kWire.com - Monday, January 11, 2010
Fink Updates His Mutual Fund History Book Former ICI president Matthew Fink is putting together a new edition of his book, The Rise of Mutual Funds... MutualFundWire.com - Monday, January 11, 2010 - Reader Rating: 3
AUL Creates and Fills a New DC Executive Post Bill Yoerger handpicks a product strategist for his retirement team... 401kWire.com - Monday, January 11, 2010 - Reader Rating: 1
Four Move Up at Thornburg The Santa Fe, New Mexico-based investment manager promotes four employees to managing directors... MutualFundWire.com - Monday, January 11, 2010
Winston and Strawn Taps an Acclaimed ERISA Lawyer The new hire will cover ERISA and benefits litigation from a West Coast office... 401kWire.com - Monday, January 11, 2010 - Reader Rating: 4
A Niche Provider Startup Finds Target Date and Target Risk Partners An ETF-centric vendor unveils new models for its clients and offers investment management services... 401kWire.com - Monday, January 11, 2010 - Reader Rating: 3
Gorman Joins an Indexer Peter Gorman has taken a job as a senior relationship manager at a New York firm... MutualFundWire.com - Monday, January 11, 2010
Supremes Ask Obama What to Do With Janus Will the highest court in the land review a case lost by the Denver fund firm?.. MutualFundWire.com - Monday, January 11, 2010
The Bluff Point Keiretsu Gains Another Tie to an RKer A 401k and IRA provider taps into an outside trust accounting system... 401kWire.com - Monday, January 11, 2010
A TPA Polishes its Brand A Midwestern firm unrolls its new brand identity.. 401kWire.com - Monday, January 11, 2010 - Reader Rating: 3.5
The DoL Offers a New E-Filing System EBSA has revealed a new filing system for the 5500 forms... 401kWire.com - Monday, January 11, 2010
Foster Friess Awaits a Warm Reception for DailyCaller.com The famed portfolio manager for the Brandywine Fund is the man behind the Web's newest political news site... MutualFundWire.com - Monday, January 11, 2010
The TCW-Gundlach Divorce: A Timeline The MFWire pieces together a timeline based on news reports, press releases and allegations contained in TCW's lawsuit... MutualFundWire.com - Monday, January 11, 2010 - Reader Rating: 4
Merrill Beats Back a 401k Fee Suit The Wal-Mart case may be back from the dead, but an attack on a different plan run by Mother Merrill appears to be down for the count, at least for now... 401kWire.com - Monday, January 11, 2010 - Reader Rating: 3
WSJ Picks Up on Goldman's ETF Ambitions In the Monday edition of Fund Track, the WSJ writes about Goldman Sach's plans to launch ETFs... MutualFundWire.com - Monday, January 11, 2010
ETFs Win Out in a Slow December USA Today dissects new mutual fund offerings from December... MutualFundWire.com - Monday, January 11, 2010
Catalyst Sparked Equity Funds' Sprint Past the S&P Will Catalyst Funds become a household name by the time the calendar flips to 2011? The odds are against it, but ..... MutualFundWire.com - Monday, January 11, 2010
Echavarria Preps Release of Digital Education Products The first batch of products from Christian Echavarria's new firm will be soon be launched... 401kWire.com - Friday, January 11, 2008
NRP Models ... For Non-Participants First The Golden State advisory network gets into the asset allocation game... 401kWire.com - Friday, January 11, 2008 - Reader Rating: 5
Cool Cali Jobs This week California is the focus of the jobs columns... MutualFundWire.com - Friday, January 11, 2008
Pru Kicks Off its Search for a Chief Marketing Officer Christine Marcks has created a CMO role at the New Jersey provider... 401kWire.com - Friday, January 11, 2008
Puritan Gives Birth to a B-D Subsidiary There's a new brokerage in town. Puritan Financial Companies, the main holding company for insurance company Puritan Financial Group , is launching a new b-d subsidiary... MutualFundWire.com - Friday, January 11, 2008 - Reader Rating: 3.29
Hudson Scoops Up ETrade Defector David Scialabba has been hired by Hudson Holding Corporation... MutualFundWire.com - Friday, January 11, 2008 - Reader Rating:* 3
Desmarais Unloads Power Stock Most Canadians know the name Desmarais, but few Americans do and those in the mutual fund industry had better... MutualFundWire.com - Friday, January 11, 2008
Aston Bets on a Fund of ETFs The Chitown-headquartered asset manager has launched a Smart Portfolios-subadvised mutual fund of ETFs... MutualFundWire.com - Friday, January 11, 2008
Merrill Write-Down to Exceed Expectations John Thain is staring down a $15 billion write-down at Merrill... MutualFundWire.com - Friday, January 11, 2008 - Reader Rating: 3.29
Hancock Readies the Launch of its Guaranteed Income 401k Product Executives at the Boston-based insurer are gearing up for an end-January launch of the product... 401kWire.com - Friday, January 11, 2008 - Reader Rating: 5
Fido Fits In a 130/30 Fund Fidelity is reportedly planning to unveil a 130/30 fund in February or March... MutualFundWire.com - Friday, January 11, 2008
Life After Janus Janus' hometown paper checks in with ex-employees of the fund firm... MutualFundWire.com - Friday, January 11, 2008
Wasatch Fund Managers Go on a Rescue Mission Not a portfolio manager? You may want to skip today's WSJ Fund Track... MutualFundWire.com - Friday, January 11, 2008 - Reader Rating: 5
Are Fund Firms' Ads Up to Snuff? Morningstar's Scott Berry provides a critique of ads from five fund firms... MutualFundWire.com - Friday, January 11, 2008
Indiana Firm Mulls Addition of Target-Date Funds A manufacturer of electronic components and sensors is looking into the possibility of adding lifecycle funds... 401kWire.com - Thursday, January 11, 2007
DAC Gets Its First External Sales Chief The Yellowhammer State outsourced recordkeeper promotes a regional sales consultant from within. .. 401kWire.com - Thursday, January 11, 2007 - Reader Rating: 2.67
IRS Puts Out Guidance on Distributions The IRS has released guidance on the distribution provisions contained in the PPA... 401kWire.com - Thursday, January 11, 2007 - Reader Rating: 3
Orange County Targets Another Provider The local sheriff's office is after revenue sharing again. .. 401kWire.com - Thursday, January 11, 2007
Communications Provider Adds Gap Analysis An Empire State firm has boosted its lineup of participant communications materials... 401kWire.com - Thursday, January 11, 2007
Target Dates Target Religious A Christian-based fund firm launches five lifecycle funds. .. 401kWire.com - Thursday, January 11, 2007 - Reader Rating: 1
1Points Lawyer to the Door The arrested founder of the now-defunct TPA wants to ditch his attorney for a federal defender. .. 401kWire.com - Thursday, January 11, 2007
Prudential Hires MetLife Exec The New Jersey-based retirement plan provider has tapped a new sales SVP for DC, DB and non-qualified plans... 401kWire.com - Wednesday, January 11, 2006 - Reader Rating: 2
Restaurant Franchisee Selects RolloverSystems A Pizza Hut franchisee has tapped RolloverSystems to provide rollover services to its employees... 401kWire.com - Wednesday, January 11, 2006
Prinicpal Enhances Plan Management for Sponsors The bundled plan provider has added to its services for plan sponsors... 401kWire.com - Wednesday, January 11, 2006
Ameriprise Study Finds Boomers' Glass Half Full Nearly half of baby boomers say they are on track for retirement -- the other half say they are not... 401kWire.com - Wednesday, January 11, 2006
Dalbar Names Winners of Customer Service Awards Dalbar has unveiled the winners of its Customer Service Awards for 2005. Putnam Investments, Hartford Life and Seligman Funds are among the perennial awardees, whose inclusion to the 2005 list brings the number of times they were cited for the award to 14, 10 and 9, respectively... MutualFundWire.com - Wednesday, January 11, 2006
Diamond Hill Adds Fund Diamond Hill Investment Partners has signed on a stock picker to head a newly launched fund. Chris Welch will co-manage the new Small-Mid Cap Fund with Chris Bingaman and Tom Schindler... MutualFundWire.com - Wednesday, January 11, 2006
AUL Expands Fund Lineup Lord Abbett is one of four fund firms winning slots in AUL's retirement plan lineup... 401kWire.com - Tuesday, January 11, 2005
Which Funds Took Home the Bacon in 2004? Vanguard may have opened 29 funds in 2004, but even the second largest fund firm couldn't draw investors to some funds... MutualFundWire.com - Tuesday, January 11, 2005 - Reader Rating: 4
Morningstar's Founder Explains its Retirement Business Acknowledging questions raised by the SEC and NYAG, Joe Mansueto offers a public explanation of how Morningstar operates it 401k business... 401kWire.com - Tuesday, January 11, 2005 - Reader Rating: 4
More Sponsors are Easing Eligibility Requirements A just-released survey finds that the number of plans allowing new hires to join is continuing to grow... 401kWire.com - Tuesday, January 11, 2005
Mellon HR & IS Adds HSAs to its Mix The total retirement provider makes an alliance in order to bring health savings accounts to employers... 401kWire.com - Tuesday, January 11, 2005 - Reader Rating: 3
Principal Awards Edgar Contract The bundled plan provider taps a software firm to provide electronic access to fund prospectuses... 401kWire.com - Tuesday, January 11, 2005
401k Impersonator Sentenced There are plenty of stupid criminal stories, but rarely do they involve 401(k) plans. This one from the does. It also provides a lesson for plan administrators on why they need to keep on their toes... 401kWire.com - Tuesday, January 11, 2005
Fido Searches for RIA Group Head The head of Fidelity's brokerage will take the RIA group reins while the firm searches for a replacement... 401kWire.com - Tuesday, January 11, 2005 - Reader Rating: 2
California Pension Reform: "An Uphill Battle" Although some doubt whether Governor Arnold Schwarzenegger will succeed in reforming the state's pension system, a California legislator sees reform happening one way or other... 401kWire.com - Tuesday, January 11, 2005
Fido Searches for RIA Group Head Twenty-five year Fidelity veteran Jay Lanigan, head of firm's RIA group, is calling it quits. Lanigan will leave Fidelity on January 21, reported Reuters. The firm is "undertaking a thorough executive search," said Vin Loporchio, Fidelity spokesman, adding that the firm is "towards the beginning" of the search process... MutualFundWire.com - Tuesday, January 11, 2005
Canary Fallout Continues, More Than One Year Later Two former brokers at a Boca Raton, Florida-based BD have finally reached a settlement with the feds... MutualFundWire.com - Tuesday, January 11, 2005
Delaware Offers eDocuments The fund firm is the latest to use the Web to cut costs... MutualFundWire.com - Friday, January 11, 2002 - Reader Rating: 3
Bush Installs Scalia The President uses a way around the Senate to seat the new DoL Solicitor... 401kWire.com - Friday, January 11, 2002 - Reader Rating: 3
GSAM Names Public Funds Head Goldman Snags AllianceBernstein Exec ... Tarheel 529 Sports New Funds ... Wanger Grabs Scudder Manager... 401kWire.com - Friday, January 11, 2002 - Reader Rating: 3
Hartford Moves Enrollment Online The bundled vendor expects higher participation rates with Web-based signups. .. 401kWire.com - Friday, January 11, 2002 - Reader Rating: 3
January 11, 2001 Fund Fees Much Higher Now, Says SEC ... Fund Firms Downplay Exposure to Calif. Utilties ... Europeans Like Tech Funds... 401kWire.com - Thursday, January 11, 2001 - Reader Rating: 3
January 11, 2001 Fund Fees Much Higher Now, Says SEC ... Fund Firms Downplay Exposure to Calif. Utilties ... Europeans Like Tech Funds... MutualFundWire.com - Thursday, January 11, 2001 - Reader Rating: 3
Teeing Off to College Young golfers to get scholarships from Enterprise... MutualFundWire.com - Thursday, January 11, 2001 - Reader Rating: 3
Web-Friendly LA fund family changes name, launches Web site to aid branding... MutualFundWire.com - Thursday, January 11, 2001 - Reader Rating: 3
Ring for Service Wechsler revamps customer relations with pair of execs... MutualFundWire.com - Thursday, January 11, 2001 - Reader Rating: 3
An Asian Virtual Roadshow Launching a tech fund? Why not add a little tech to the launch by creating a "virtual roadshow.".. MutualFundWire.com - Tuesday, January 11, 2000 - Reader Rating: 3
Riggs Adds Four Funds In a move that nearly doubles its number of available funds, Washington, D.C.-based Riggs Bank added four new funds to its existing family, on December 20... 401kWire.com - Tuesday, January 11, 2000 - Reader Rating: 3
Union Picks Provider Flushing, New York-based Local 14-14B of the International Union of Operating Engineers tapped Cigna Retirement & Investment Services for its new member-directed retirement plan. The union is converting its annuity plan to a defined contribution plan. The annuity plan has $180 million in assets and 1,800 participants... 401kWire.com - Tuesday, January 11, 2000 - Reader Rating: 3
Harvester Funds on the Horizon Seligman Advisors launched a series of funds designed for investors who are seeking goals in a particular time horizon... MutualFundWire.com - Tuesday, January 11, 2000 - Reader Rating: 3
Odd Lots January 11, 2000 SEC puts a snag in Kansas City spin-off ... AOL Time Warner boosts Janus ... Are Internet funds necessary?.. MutualFundWire.com - Tuesday, January 11, 2000 - Reader Rating: 3
Aetna Hires 401a Leader Aetna Financial Services said it has appointed Scott K. Baker as national director, 401(a) strategic development... 401kWire.com - Tuesday, January 11, 2000 - Reader Rating: 3
Merrill Swaps 401k Heads Kevin O'Hanlon has replaced Donna Winn as head of the 401(k) unit at Merrill Lynch, a spokesperson told the 401kWire.com. O'Hanlon will work on the larger segment of the market as Winn did, but he will not be in charge of the vendor's efforts in the smaller end of the market... 401kWire.com - Monday, January 11, 1999 - Reader Rating: 3
T.O. Richardson Introduces First Mutual Fund Connecticut-based investment management firm launches the first no-load sector rotation mutual fund... MutualFundWire.com - Monday, January 11, 1999 - Reader Rating: 3
Ohio Selects Stable Value Manager The Ohio Public Employees Deferred Compensation Program has chosen Bankers Trust to serve as asset manager for a stable-value fund for its 457 plan, Eric Kirsch, managing director, head of structured fixed income group, told the 401kWire.com. The vendor will have approximately $350 million in assets under management, but the vendor expects that figure to reach 40% of the entire $1.8 billion Guaranteed Return Option... 401kWire.com - Monday, January 11, 1999 - Reader Rating: 3
Save All You Can Save It's not often that a new plan covering 1.4 million potential participants is launched. Yet, this is how big a plan covering the Armed Forces would be if the Republicans get their way, according to a report in Legi-Slate, a news service covering legislation for Capital Hill insiders... 401kWire.com - Monday, January 11, 1999 - Reader Rating: 3
CIGNA and First National Bank Ally CIGNA Financial Services of Hartford, Connecticut and First National Bank of New England have formed a strategic alliance. The bank will provide CIGNA with a distribution channel for its discount brokerage and defined contribution products... 401kWire.com - Monday, January 11, 1999 - Reader Rating: 3
Week of January 11, 1998 Reports written on stories in the general media that are available to participants on the topic of 401(k) plans during the past week... 401kWire.com - Sunday, January 11, 1998 - Reader Rating: 3

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