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News Stories Archives - Since 1998
Voya Adds a New Product Chief
A new head of product has been hired at Voya.....
401kWire.com - Tuesday, June 20, 2017
Lacusky Consolidates Stadion's Sales Teams
Watch for the retail team to talk retirement too.....
MutualFundWire.com - Tuesday, June 20, 2017
Condos Lands at Lincoln
After recently leaving Voya, the stable value vet joins Lincoln. ..
401kWire.com - Tuesday, June 20, 2017 - Reader Rating: 5
KPA Shop Unveils a New Fiduciary-Friendly Tool
A new advisor-centered fiduciary navigation tool was just unveiled today.....
401kWire.com - Tuesday, June 20, 2017
LPL is Integrating Its Business
The largest independent broker-dealer is evolving in a big way...
401kWire.com - Tuesday, June 20, 2017
CFP to Update Code of Conduct
The CFP board recently approved its updated guidelines for public comment. ..
401kWire.com - Tuesday, June 20, 2017
Investment Transparency Drives Broadridge's Latest Alliance
Broadridge Financial Solutions will add MSCI's ESG Fund Metrics Research to the Global Market Intelligence platform. ..
MutualFundWire.com - Tuesday, June 20, 2017
Follow the Fundsters - June 20, 2017
Hires, fires, and the like!..
MutualFundWire.com - Tuesday, June 20, 2017
Are Millennials Who Save Doing it Right?
In a recent study, Pentegra Retirement Services looked at millennials and their retirement saving practices... ..
401kWire.com - Tuesday, June 20, 2017
20 Months Later, Trump Might Pick a Familiar SEC Nominee
To fill one of the two open spots on the commission, word is that the President is likely to choose an academic who worries about the consolidating B-D world and the DoL rule...
MutualFundWire.com - Tuesday, June 20, 2017
A BlackRock DC Distro Vet Changes Roles
Amy Healy is expanding her reach in the institutional market. ..
401kWire.com - Tuesday, June 20, 2017 - Reader Rating: 5
Congress Readies Hail Mary to Override President's Anti-Fiduciary Rule Veto
A vote could come this week...
401kWire.com - Monday, June 20, 2016 - Reader Rating: 4
Federated's Insti National Sales Manager Rises
A longtime employee of more than 30 years moves up. ..
401kWire.com - Monday, June 20, 2016
Atlanta 401k Plan Renews RK Contract Amid Lower Fees
Post Properties also plans to replace an equity fund this summer. ..
401kWire.com - Monday, June 20, 2016
MassMutual Reaches Settlement in 401k Lawsuit
The plan sponsor calls the suit a distraction. ..
401kWire.com - Monday, June 20, 2016 - Reader Rating: 5
A DC KPA Joins RayJay
An FA team in our nation's capital switches B-Ds...
401kWire.com - Monday, June 20, 2016
Why Are Most Millennials Worried About Their Financial Future?
A social, finance app surveys millennials about their retirement readiness...
401kWire.com - Monday, June 20, 2016
Deloitte Gobbles Up an Asset Management Consultancy
The deal is a function of an evolving asset management industry...
MutualFundWire.com - Monday, June 20, 2016
Financial Wellness Demand Prompts BofA ML Expansion
Matt Leckrone joins the retirement and personal wealth solutions group...
401kWire.com - Monday, June 20, 2016 - Reader Rating: 4
El-Erian Warns That Conventional Asset Management Wisdom Will Turn Upside Down
The Allianz economic guru talks to the press in the Big Apple about the T-junction that he sees the world economy facing...
MutualFundWire.com - Monday, June 20, 2016 Views
Murphy Calls for 401(k) Unity
The industry should agree on an agenda before the next President takes office, Empowers chief tells Spark members...
401kWire.com - Monday, June 20, 2016 - Reader Rating: 4.86
Will Franklin or T. Rowe Buy This ETF Shop? An Analyst Wonders
An analyst covering asset managers sees this shop as being most valuable for these two shops, at least in the U.S...
MutualFundWire.com - Monday, June 20, 2016 Views
A SoCal KPA Sells
Integro just acquired a Newport Beach, California-based employee benefits firm...
401kWire.com - Friday, June 20, 2014
J.P Morgan Links With Participants On the Go
The provider's new app allows participant's to look at their retirement plans...
401kWire.com - Friday, June 20, 2014 - Reader Rating: 2
Strategic Insight Finds a Buyer
The mutual fund data giant's parent, Asset International, was bought by a PE shop out of San Francisco. ..
MutualFundWire.com - Friday, June 20, 2014 Views
Asness Upstages Gross at Friday's M* Keynote
The AQR founder entertains the audience and shares some views on the Efficient Market Hypothesis at a keynote on Friday...
MutualFundWire.com - Friday, June 20, 2014 Views
Fido Takes a Sweet, $860MM Slice From the Large Market
Fidelity is back for a second helping as recordkeeper for the world's leading baking company...
401kWire.com - Friday, June 20, 2014 - Reader Rating: 3.5
Casella Finds a Buyer for PlanSponsor
Austin Ventures has sold PlanSponsor's parent, Asset International, to a San Francisco PE shop. ..
401kWire.com - Friday, June 20, 2014
Lockton Hires an ERISA Attorney
The Show-me state insurance brokerage adds an attorney.....
401kWire.com - Friday, June 20, 2014
"Every Hedge Fund Firm Is Working On a Liquid Alternative Product"
Reuters ponders the rise of liquid alternative mutual funds...
MutualFundWire.com - Friday, June 20, 2014 Views
Financial Finesse's Davidson Calls for More Projections
A financial helpline will help prevent the lack of retirement projections among employees, according to a financial education firm. ..
401kWire.com - Friday, June 20, 2014
The Next Gig for the Week of June 20, 2013
Looking for your next gig? Find here the latest industry openings...
MutualFundWire.com - Thursday, June 20, 2013 Views
DailyAccess Takes On Two
DailyAccess, has hired Jared Coker and Michael Murphy. ..
401kWire.com - Thursday, June 20, 2013
Paone's Hiring For Two Teams at Lord Abbett
The new retirement plan chief at the DC I-O shop talks about the reorg and his expansion plans...
401kWire.com - Thursday, June 20, 2013 - Reader Rating: 2
Rekenthaler Longs For EM Stock Funds To Become Unpopular Again
John Rekenthaler writes about burgeoning unpopularity of emerging-market stock funds...
MutualFundWire.com - Thursday, June 20, 2013 Views
The Standard Makes a Hiring Sweep
The Standard announces two more big hires. ..
401kWire.com - Thursday, June 20, 2013 - Reader Rating: 3
Dreyfus Launches a Fixed Income Fund
Dreyfus Corporation launched an emerging markets debt fund that will invest across debt classes such as local and hard currency...
MutualFundWire.com - Thursday, June 20, 2013 Views
WMSI Pages Call Center
In an effort to make its functions more convenient,Wealth Management Systems(WMSI) has launched a web-based call center platform for its retirement plan participants...
401kWire.com - Thursday, June 20, 2013
SEC Launches a Money Fund Site
Website offers resources and information related to money fund reforms...
MutualFundWire.com - Thursday, June 20, 2013 Views
An Ex-RKing Chief Expands His Team
An Empire State executive joins a shop that specializes in connecting banks and trust companies with strategic partners in the retirement plan space...
401kWire.com - Thursday, June 20, 2013 - Reader Rating: 3.5
New PMs Are Added to Great-West Funds
Sam Moyn and Jeffrey Smith have been added as assistant PMs to the Great-West U.S. Government Mortgage Securities Fund, Great-West Bond Index Fund, and the Great-West Short Duration Bond Fund. [SEC Filing:U.S. Government Mortgage Securities] [SEC Filing:Bond Index] [SEC Filing:Short Duration]...
MutualFundWire.com - Thursday, June 20, 2013
A BlackRock Exec Is Leaving To...Teach?
Peter Fisher, head of fixed income at BlackRock takes a position as a senior fellow at Dartmouth College...
MutualFundWire.com - Thursday, June 20, 2013 Views
Litman Gregory Has a New Trustee
The board of trustees of the Litman Gregory's [profile] Funds Trust is pleased to announce that it has appointed Julie Allecta as an independent trustee of the trust. [SEC Filing]...
MutualFundWire.com - Thursday, June 20, 2013
Gross Hammers the Fed. The Fed Hammers Gross
The Pimco bond fund guru thinks the Fed's policy will change next year, even as Bernanke talking about the Fed phasing out QE pummels Total Return's returns...
MutualFundWire.com - Thursday, June 20, 2013 Views
A Columbia Fund Changes its Name
On or about August 5, 2013, the Columbia [profile] Energy and Natural Resources Fund's name will change to Columbia Global Energy and Natural Resources Fund.[SEC Filing]...
MutualFundWire.com - Thursday, June 20, 2013 Views
There's a New PM for A Victory Fund
As of June 1, 2013, Gregory H. Ekizian has been appointed as co-PM of the Victory Portfolio Special Value Fund along with Leslie Z. Globits, lead PM, and Kirk A. Schmitt, co-PM. [SEC Filing]...
MutualFundWire.com - Thursday, June 20, 2013
RidgeWorth Replaces a PM
Brian Nold no longer serves as PM to the RidgeWorth [profile] High Income Fund or the Seix High Yield Fund. He has been replaced by James FitzPatrick. [SEC Filing]...
MutualFundWire.com - Thursday, June 20, 2013
Dreyfus Adds a PM to a Global Real Estate Fund
E. Todd Briddell has been added as a co-PM to the Dreyfus [profile] Global Real Estate Securities Fund. Briddell will co-manage the fund with Dean Frankel. [SEC Filing]...
MutualFundWire.com - Thursday, June 20, 2013
Shop Brings Another Hedge Fund into '40 Act Country
Launch follows recent hiring of a new business development exec and wholesaler search...
MutualFundWire.com - Thursday, June 20, 2013 Views - Reader Rating: 5
Retirees Are Doing Worse Than They Expected
Though investors are looking more optimistic than they have in recent years, many retirees are facing hard times, and for others, worry hangs in the air. ..
401kWire.com - Thursday, June 20, 2013
Why Invesco Launched A Short-Term High Yield Bond ETF
Invesco launched a short-dated junk ETF that should lessen the effect of inflation on existing bond prices. ..
MutualFundWire.com - Thursday, June 20, 2013
Legg Mason's Joe Sullivan Talks About Making an Acquisition "Every Day"
InvestmentNews interviews Joe Sullivan about his acquisition plans. ..
MutualFundWire.com - Thursday, June 20, 2013 Views
BMO's New Accounts Director Speaks
The $125B asset managers' new hire outlines sales vision for his channel, including an important new twist for one product category...
MutualFundWire.com - Thursday, June 20, 2013 Views
Mainstay Funds' Execs Sharpen Retirement Focus
Mainstay Investments homes in on the retirement market with several R6 share offerings...
401kWire.com - Thursday, June 20, 2013 - Reader Rating: 5
Hedger Invests Nearly $10B in Three ETFs
Exchange traded products have become important to world's largest hedge fund...
MutualFundWire.com - Thursday, June 20, 2013 Views
iShares Launching Equity ETF Focused on Columbia
iShares will launch the U.S. third equity ETF focused on Columbian companies. Index Universe sees how it stacks up against the competition...
MutualFundWire.com - Thursday, June 20, 2013 Views
An Alts Shop Longs For Mutual Fund Biz
A new player launches its first mutual fund...
MutualFundWire.com - Wednesday, June 20, 2012 Views - Reader Rating: 1
A Top Exec Leaves SunGard
The 20-year SunGard veteran is looking at other opportunities, according to the company...
401kWire.com - Wednesday, June 20, 2012 - Reader Rating: 3.67
A Fund Shop Accesses Insider Trading
Insiders know best when it comes to company performance, Miller says..
MutualFundWire.com - Wednesday, June 20, 2012 Views - Reader Rating: 5
Bundled Providers' DC I-O Brands Still Dominate
Yet favorable impression rates fell overall in the latest edition of an annual study...
401kWire.com - Wednesday, June 20, 2012 - Reader Rating: 5
A Florida RKer Hires in the Midwest
The Cincinnati-based hire previously worked at Fifth Third...
401kWire.com - Wednesday, June 20, 2012 - Reader Rating: 1
An ING Exec Will Lead NIPA's Board
The TPA trade group names its 2012-2012 officers and board members...
401kWire.com - Wednesday, June 20, 2012
Erdoes Creates a New JPAM Unit
Seth Bernstein will head up the solutions group...
MutualFundWire.com - Wednesday, June 20, 2012 Views
Deutsche Execs Conclude Their Strategic Review
The fate of the U.S. arm of DWS hangs in the balance...
MutualFundWire.com - Wednesday, June 20, 2012 Views
Schreiber Amps Up the Principal's TPA Support
New tool set will help TPA's service their clients and expand their business...
401kWire.com - Wednesday, June 20, 2012
Bateman Greenlights Huntington's ETF Debut
The asset manager's debut ETF will focus on environmentally friendly companies..
MutualFundWire.com - Wednesday, June 20, 2012 Views
Mike Falcon Teams Up With Charlie Nelson
Newest offering will provide recordkeeping solutions to small and mid-sized retirement plans..
401kWire.com - Wednesday, June 20, 2012
Ned Johnson Fights the "Shadow Banking" Label For Money Funds
In a comment letter, objects to the European Commission's paper on the funds..
MutualFundWire.com - Wednesday, June 20, 2012 Views
Waltman Expands Virtus' Lineup By Five
The Connecticut mutual fund shop debuts more products...
MutualFundWire.com - Wednesday, June 20, 2012 Views
The SSgA Team Debuts Two More SPDRs
New ETFs have already been listed on NYSE Arca..
MutualFundWire.com - Wednesday, June 20, 2012 Views
Ultimus' Chiefs Do a Private Equity Deal
LLR Partners takes a noncontrolling stake in themid-market mutual-fund servicer..
MutualFundWire.com - Wednesday, June 20, 2012 Views
Who Makes Best Use of Their Shareholder Letters?
Morningstar looks at how funds communicate with their investors...
MutualFundWire.com - Wednesday, June 20, 2012 Views
Hamich Brings Van Eck to Australia
The ETF shop takes a majority stake in Australian Index Investments..
MutualFundWire.com - Wednesday, June 20, 2012 Views
Private Equity Players Circle TCW
A wire service reports that at least three private equity firms are bidding for the SoCal-based Societe Generale subsidiary...
MutualFundWire.com - Wednesday, June 20, 2012 Views
RPAG Solidifies Another B-D Partnership
The NFP subsidiary inks a deal with an insurer's network of advisors...
401kWire.com - Monday, June 20, 2011 - Reader Rating: 2.5
A Sunshine State 403b Firm Acquires
A Midwestern insurer gets out of the non-profit DC business...
401kWire.com - Monday, June 20, 2011 - Reader Rating: 2
RidgeWorth Ramps Up its Retail Sales Team
A pair of wholesalers join the Atlanta-based fund firm...
MutualFundWire.com - Monday, June 20, 2011 Views
Sentinel Crows About a New Subadvisor
The Green Mountain State mutual fund hires a firm in Massachusetts...
MutualFundWire.com - Monday, June 20, 2011 Views - Reader Rating: 5
Highland Combines Two Bank-Loan Funds
The Lone Star State mutual fund firm merges two funds under a brand new label...
MutualFundWire.com - Monday, June 20, 2011 Views
Neuberger Berman Expands its DC I-O Team
The new additions include MFS, Standard and Fidelity alums...
401kWire.com - Monday, June 20, 2011 - Reader Rating: 2
A 401k Recordkeeper Changes Hands
The deal will close within 60 days...
401kWire.com - Monday, June 20, 2011 - Reader Rating: 3.83
Hancock Adds Three I-O Wholesalers
The mutual fund arm of the insurer recruits both within and outside the firm for its retirement plan distribution team...
401kWire.com - Monday, June 20, 2011 - Reader Rating: 2.5
Is Pimco Total Return the 'Stupid Investment of the Week?'
Chuck Jaffe attacks Bill Gross' flagship product as too big to succeed...
MutualFundWire.com - Monday, June 20, 2011 Views - Reader Rating: 2
Fewer Than Half of PMs Eat Their Own Cooking
Most of those who do are stock fund managers, according to Morningstar data picked up by InvestmentNews...
MutualFundWire.com - Monday, June 20, 2011 Views
Fundsters, Brace For Congressional Questions on Greece
The Capital Markets and Government Sponsored Enterprises Subcommittee of the House Financial Services Committee will discuss 'Oversight of the Mutual Fund Industry' on Friday...
MutualFundWire.com - Monday, June 20, 2011 Views
Gabelli, Fink Named NY's Highest Paid CEOs
Some guys have to eat too...
MutualFundWire.com - Monday, June 20, 2011 Views
American Funds Preps Fourth 401k Platform
The top-selling fund group is adding a new platform to complement its existing Recordkeeper Direct, Recordkeeper Connect and Plan Premier platforms. ..
401kWire.com - Friday, June 20, 2008
Research Affiliates Takes Aim at 401k Fundamentals
Bob Arnott -- the creator of fundamental indexing -- has signed on a 401k veteran with expertise in collective funds. ..
401kWire.com - Friday, June 20, 2008
I-O Team Hunts for a Marketing Manager
A West Coast investment manager looks for someone to handle marketing for its retirement services unit...
401kWire.com - Friday, June 20, 2008
Goldman Sachs Taps Two to Run Investment Management
Goldman Sachs has two new executives at the helm of its investment management division...
MutualFundWire.com - Friday, June 20, 2008 Views
AIG Advisor Group Taps LPL Exec to Head Up Two B-Ds
AIG Advisor Group has chosen an LPL executive to be head up two of its broker-dealers...
MutualFundWire.com - Friday, June 20, 2008
Natixis Sales Vet Takes Talents North
A small New Hampshire fund shop has made a big hire...
MutualFundWire.com - Friday, June 20, 2008 Views - Reader Rating: 5
Strategic Insight Sees Across the Board Inflows in May
Strategic Insight has complied a state of the market report for the mutual fund industry. ..
MutualFundWire.com - Friday, June 20, 2008 Views - Reader Rating: 4
Evergreen to Liquidate its Ultra Short Fund
A five-year-old fund at the Wachovia unit is the latest to fall victim to subprime flu...
MutualFundWire.com - Friday, June 20, 2008 Views - Reader Rating: 2
WSJ Makes Offering to International Fund Managers
Skip the latest WSJ Fund Track column unless international fund management strikes your fancy...
MutualFundWire.com - Friday, June 20, 2008 Views
Janus Exec Outlines Overseas Ambitions
The top international exec of the Denver-based fund firm said overseas AUM could double over the next five years...
MutualFundWire.com - Friday, June 20, 2008 Views
The Winning NASD-NYSE Combo Name is..
Drumroll please, the new name for the NYSE-NASD combined regulatory organization has been chosen...
MutualFundWire.com - Wednesday, June 20, 2007
Northern Funds Links Up with PFPC Portal
Northern Funds, managed by Northern Trust, have joined the AdvisorCentral portal, operated by PFPC...
MutualFundWire.com - Wednesday, June 20, 2007 Views - Reader Rating: 3
Ex-Pioneer Chief Climbs the NYLIM Ladder
Less than six months after his move, Osbert Hood is getting a promotion. ..
MutualFundWire.com - Wednesday, June 20, 2007 Views - Reader Rating: 2
The Winning NASD-NYSE Combo Name is..
Drumroll please, the new name for the NYSE-NASD combined regulatory organization has been chosen...
MutualFundWire.com - Wednesday, June 20, 2007 Views
The Auto TSP Rolls Closer
The board for the federal DC plan says yes to automatic enrollment, no to divestment and maybe to Roth. ..
401kWire.com - Wednesday, June 20, 2007 - Reader Rating: 5
Plan Sponsors Increasingly Embrace the Roth
A new study found that more than a third of sponsors have added or are planning to add the Roth 401(k) option to their plans...
401kWire.com - Wednesday, June 20, 2007
Fund Fees Hit 26-Year Low
Mutual fund fees in 2006 were at their lowest level since since 1980, according to a new research by the ICI...
MutualFundWire.com - Wednesday, June 20, 2007 Views - Reader Rating: 5
Global Wealth Management Industry Posts Big Numbers
The global wealth management industry posted a 14 percent median increase in assets under management in base currency terms, according to a new study...
MutualFundWire.com - Wednesday, June 20, 2007 - Reader Rating: 4
StanCorp Hunts for CFO
Invesmart's parent has kicked off a search for a new chief numbers cruncher...
401kWire.com - Wednesday, June 20, 2007 - Reader Rating: 5
Forward Steps Up with Two New Board Members
Toby Rosenblatt and Jeffrey P. Cusack have joined the board of directors at Forward Management...
MutualFundWire.com - Wednesday, June 20, 2007 Views - Reader Rating: 3
Northern Trust Adds Three to Sales Team
Donald DeBolt, Gwyn Koepke and Lisa Bruce have joined Northern Trust's asset servicing sales team...
MutualFundWire.com - Wednesday, June 20, 2007 Views
SEC Gives Thumbs Up to XBRL
The SEC has voted on Chairman Cox's pet XBRL project and the results are unanimous, just the way Cox likes them...
MutualFundWire.com - Wednesday, June 20, 2007 Views - Reader Rating: 3
Nuveen Execs Discuss Company's Future
Nuveen's Timothy Schwertfeger and John Amboian hosted a conference call this morning to discuss the company's sale to a private equity group...
MutualFundWire.com - Wednesday, June 20, 2007 Views - Reader Rating: 3
UPDATE 3 | Nuveen Sells
A private equity firm has scooped up the mutual fund advisor and asset manager...
MutualFundWire.com - Wednesday, June 20, 2007 Views - Reader Rating: 2.91
Gallagher Retirement Adds a Consultant On Each Coast
The insurance brokerage firm fills two new positions and prepares for more hirings...
401kWire.com - Wednesday, June 20, 2007 - Reader Rating: 1
Who is Madison Dearborn Partners?
The ChiTown private equity firm just purchased Nuveen Investments.....
MutualFundWire.com - Wednesday, June 20, 2007 Views - Reader Rating: 3.4
More ETF Issuers Pull Stars off of the Quad
Academic stars are becoming increasingly popular on the exchange-traded fund circuit. Their theories are one way for new funds to stand out ... if the aura rubs off...
MutualFundWire.com - Wednesday, June 20, 2007 Views - Reader Rating: 3
Overheard at the SEC 12b-1 Roundtable
Mutual fund industry insiders spent all day Tuesday hashing out the role and history of the 12b-1 fee. There was no consensus, but there were some memorable quotes...
MutualFundWire.com - Wednesday, June 20, 2007 Views - Reader Rating: 3
Suit Takes Issue With Fund Fees Paid
Why didn't you buy us cheaper funds? That's the demand implicit in a class action suit being launched against Bank of America...
MutualFundWire.com - Tuesday, June 20, 2006 Views
Garden State Recordkeeper Teams Up With TPA and Doctors
The partnership creates a retirement plan program for more than 18,000 physician members...
401kWire.com - Tuesday, June 20, 2006 - Reader Rating: 3
Lincoln Taps WMSI Exec
The new hire is looking to recruit 30 sales people by September...
401kWire.com - Tuesday, June 20, 2006
Tar Heel State Employees Get Roth 401K
They will be the first public employees in America to get such a feature...
401kWire.com - Tuesday, June 20, 2006
DoL Zaps Ex Tech Exec
The department wants to recover nearly $150,000...
401kWire.com - Tuesday, June 20, 2006
DOE Backs Down From DB Policy Change
The implementation of a policy favoring DC plans over DB plans has been suspended for a year...
401kWire.com - Tuesday, June 20, 2006
401k Day is Sept. 8
The PSCA gears up for the celebration...
401kWire.com - Tuesday, June 20, 2006
Tennessee Wholesaler Promotes New Sales VP
The new executive vice president will also serve as director of national accounts...
401kWire.com - Tuesday, June 20, 2006
Form 5500 Comes Alive Online
A Midwestern DC provider now gives its customers an electronic copy to review and file...
401kWire.com - Tuesday, June 20, 2006 - Reader Rating: 1
Marketocracy Takes Novel Approach, But Seeks Staying Power
Not very long before Ken Kam left Firsthand Capital Management, the company he co-founded with Kevin Landis in 1993, the Firsthand Technology Value Fund achieved top ratings nationally for the five-year period ended September 1999.Now that Marketocracy, the company Kam founded next, is approaching its own five-year milestone, he believes its inventive method of choosing stock-pickers from among the great unwashed is finally coming into its own...
MutualFundWire.com - Tuesday, June 20, 2006 Views
Old Numbers Make New Story
Check the expiration date on those survey numbers before you pass them along. A trend from PlanSponsor.com is a year out of date...
401kWire.com - Tuesday, June 20, 2006
PIMCO Exec's Trial Begins
A former CEO of PIMCO Advisors Fund Management and PIMCO Advisors Distributors is in U.S. District Court in Manhattan this week, charged with approving undisclosed market-timed trades on behalf of Canary Capital Partners...
MutualFundWire.com - Tuesday, June 20, 2006
New Firm Digs Industry-Wide for Sales Staff
As reported last week by the MFWire, newly launched ETF specialist WisdomTree Investments has been building its staff with significant imports from several top firms...
MutualFundWire.com - Tuesday, June 20, 2006 Views
Franklin Sees Global Prospects
Franklin Templeton Investments has boosted its cosmopolitan quotient with a new offering, unveiled Monday...
MutualFundWire.com - Tuesday, June 20, 2006 Views
Russell Inks Managed Account Deal
Schwab Institutional will now offer Russell Investment Group's managed account products to registered investment advisors custodying assets with Schwab...
MutualFundWire.com - Monday, June 20, 2005 Views
Contrarian to Manage New Scudder Fund
David Dreman, contrarian investor, author and portfolio manager, will co-manage a fourth Scudder Investments fund called the Scudder-Dreman Concentrated Value Fund .....
MutualFundWire.com - Monday, June 20, 2005 Views - Reader Rating: 4
Keller Rohrback Targets Ferro for Co Stock Losses
The lawyers at Seattle's Keller Rohrback have yet another plan sponsor in their sites...
401kWire.com - Monday, June 20, 2005 - Reader Rating: 3
ICMA Rebrands: From Experts to Builders
The non-profit stays in the public sector, but refocuses its image...
401kWire.com - Monday, June 20, 2005 - Reader Rating: 2
AUL Hires Exec to Double Sales
The new hire will try to boost assets through new sales and deferrals...
401kWire.com - Monday, June 20, 2005 - Reader Rating: 2
Hewitt Searches for CFO
The company has just begun the hunt...
401kWire.com - Monday, June 20, 2005
New Courses at Scudder U.
The DeAm unit has expanded its course book for participants seeking to learn more about investing...
401kWire.com - Monday, June 20, 2005 - Reader Rating: 4
Judges Consider Consolidated Civil Suit in Fund Trading Cases
Lawyers in both sides of the consolidated civil mutual fund suit argued their case in front of a three-judge panel in a two-day hearing in the U.S. District in Baltimore on Thursday and Friday of last week .....
MutualFundWire.com - Monday, June 20, 2005
Ameritrade Near Deal for TD Waterhouse
Ameritrade may be wrapping up a deal in which it will purchase TD Waterhouse. The New York Times reports that the two discount brokers were close to a deal Sunday night. The talks between the two firms have been reported for the past month...
MutualFundWire.com - Monday, June 20, 2005 Views - Reader Rating: 2.33
Morningstar Founder Eyes Business Magazines
Joe Mansueto may be adding two magazines to his nascent media empire. The Morningstar founder will reportedly pay more than $40 millon for two G+J titles...
MutualFundWire.com - Monday, June 20, 2005 Views
Ivy Funds Get New CIO
Waddell & Reed promoted two insiders to top investment management posts .....
MutualFundWire.com - Monday, June 20, 2005 Views
Skandia Offers $95 MM to Settle Timing Charges
Skandia, the parent to American Skandia, has approved a $95 million settlement with the SEC and the NY Attorney General's office related to an investigation into market timing by investors in the firm's former fund family .....
MutualFundWire.com - Monday, June 20, 2005
Federal Thrift Plan Settles Suits
The deal ends two years of court battles. Both sides will make payments...
401kWire.com - Friday, June 20, 2003 - Reader Rating: 3
Kravitz Adds to DC Team
The Southern California-located TPA has added to its defined contribution team...
401kWire.com - Friday, June 20, 2003 - Reader Rating: 1.5
NIPA Recognizes Kirgan
The Principal employee contributed to the APA and APR programs...
401kWire.com - Friday, June 20, 2003
Mellon Names Outsourcing Chief
The firm lands an executive from Towers Perrin...
401kWire.com - Friday, June 20, 2003
Portland Fund Family Opens Seattle Office
The new office is part of a growth story told by the fund firm...
MutualFundWire.com - Friday, June 20, 2003 Views
Newspaper Publisher Suspends Match
Reporters around the country will get a first hand glimpse of the latest trend among plan sponsors...
401kWire.com - Friday, June 20, 2003 - Reader Rating: 4
Ex-Fido President Joins Hartford Board
Professor Gail McGovern takes a seat on the board of the insurer...
MutualFundWire.com - Friday, June 20, 2003 Views
Hancock Rakes in Assets for Closed-End Fund
Investors poured $675 million into the NYSE-listed fund...
MutualFundWire.com - Friday, June 20, 2003 Views
Harbor Fund Closes Small Cap Growth Doors
A doubling of assets proves too much to handle...
MutualFundWire.com - Friday, June 20, 2003 Views
401k Day is Sept 3
Mark your calendars, September 3 is the next 401(k) day...
401kWire.com - Thursday, June 20, 2002
The Advice is Up and The Battery is Down
A New York City sponsor is seeking advice services...
401kWire.com - Thursday, June 20, 2002
May Blossoms
Mutual fund flows picked were strong in May says researcher...
MutualFundWire.com - Thursday, June 20, 2002 Views
Staying on the Straight and Narrow
There is a new service to help investors stick to their long-term strategy...
MutualFundWire.com - Thursday, June 20, 2002 Views
SunStar Adds to Family
The public relations firm has added two new executives to its team...
MutualFundWire.com - Thursday, June 20, 2002 Views - Reader Rating: 3
FleetBoston Confirms Talks
FleetBoston Financial is indeed negotiating with executives from its Robertson Stephens unit to complete a management buyout...
MutualFundWire.com - Thursday, June 20, 2002 Views - Reader Rating: 3
Harvard Says No to Pozen
The former Fidelity honcho will not be able to use his own book in his class at Harvard Business...
MutualFundWire.com - Thursday, June 20, 2002 Views
Blowing the REIT Horn
Leo Wells of Wells Real Estate Funds is out tooting the potential of REITs...
401kWire.com - Wednesday, June 20, 2001 - Reader Rating: 3
Phoenix Rising
Phoenix's IPO ... UBS acquisition ... Gomez study ... TD Waterhouse partnering ... Mellon's board...
401kWire.com - Wednesday, June 20, 2001 - Reader Rating: 3
Phoenix Rising
Phoenix's IPO ... UBS acquisition ... Gomez study ... TD Waterhouse partnering ... Mellon's board...
MutualFundWire.com - Wednesday, June 20, 2001 - Reader Rating: 3
A New Outsourcing Option
NewRiver hopes its product can close more call centers...
MutualFundWire.com - Wednesday, June 20, 2001 - Reader Rating: 3
Building a Better Mousetrap
The vendor has made improvements to its web offering...
401kWire.com - Wednesday, June 20, 2001 - Reader Rating: 3
Shifting at Merrill
Frank McAleer has a new post at the Bull...
MutualFundWire.com - Wednesday, June 20, 2001 - Reader Rating: 3
InvestLink Busts a Move
The firm launches new software for plan sponsors...
401kWire.com - Wednesday, June 20, 2001 - Reader Rating: 3
American Funds Gets Some More Class
Four platforms have picked up the new no-load share class...
MutualFundWire.com - Wednesday, June 20, 2001 - Reader Rating: 3
Alliance Snaps Up Bernstein
Another European financial services conglomerate is shopping in America. This time the total price tag is $3.5 billion. ..
MutualFundWire.com - Tuesday, June 20, 2000 - Reader Rating: 3
Alliance Snaps Up Bernstein
Another European financial services conglomerate is shopping in America. This time the total price tag is $3.5 billion. ..
401kWire.com - Tuesday, June 20, 2000 - Reader Rating: 3
Dot-Com Directors
InvestorForce.com names two to its board of directors; TeamVest names two to its investment advisory board...
401kWire.com - Tuesday, June 20, 2000 - Reader Rating: 3
New DAM Institutional Salespeople
Deutsche Asset Management adds three salespeople targeting the retirement plan market...
MutualFundWire.com - Tuesday, June 20, 2000 - Reader Rating: 3
New DAM Institutional Salespeople
Deutsche Asset Management adds three salespeople targeting the public plan market...
401kWire.com - Tuesday, June 20, 2000 - Reader Rating: 3
Calvert Hires Marketing Head
The SRI family has a new senior vice president of marketing...
MutualFundWire.com - Tuesday, June 20, 2000 - Reader Rating: 3
What's Old Mutual's Plan for UAM?
Wonder what UAM's acquirer has planned for the Boston company? See what the two company's top brass have to say...
MutualFundWire.com - Tuesday, June 20, 2000 Views - Reader Rating: 3
DAC Allies With Eaton Vance
Eaton Vance funds will now be offered in all of DailyAccess.com's bundled plans...
401kWire.com - Tuesday, June 20, 2000 - Reader Rating: 3
June 20, 2000
Tiger Fund roars thanks to Old Mutual ... And the winning report writers are .....
401kWire.com - Tuesday, June 20, 2000 - Reader Rating: 3
June 20, 2000
Tiger Fund roars thanks to Old Mutual ... And the winning report writers are .....
MutualFundWire.com - Tuesday, June 20, 2000 - Reader Rating: 3
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