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News Stories Archives - Since 1998
An Active Giant Sails Into the Translucent ETF Biz
Their journey began almost a decade ago...
MutualFundWire.com - Tuesday, July 07, 2020
An Ex RKer CEO Vaults Into a Startup Role
He previously held senior roles at Fidelity, Scudder, and T. Rowe...
401kWire.com - Tuesday, July 07, 2020 - Reader Rating: 3
After 30 Years With a Multinational, a Fin Wellness Chief Departs
Yet he writes that he's "not quite done yet."..
401kWire.com - Tuesday, July 07, 2020
Aggregators Adapt Amid Waxing and Waning Reopenings
KPA allies talk about their efforts as the coronavirus crisis continues...
401kWire.com - Tuesday, July 07, 2020
A TIAA Collaboration Yields a Student Debt Solution
The team at TIAA teams up to help participants with student debt...
401kWire.com - Tuesday, July 07, 2020
Virtus Adopts a $23B-AUM U.S. Biz
The adopter will keep the other asset manager on a subadvisor to the mutual funds and retail SMAs. The deal could boost the multiboutique's mutual fund AUM by 40 percent...
MutualFundWire.com - Tuesday, July 07, 2020 Views
More Small Biz 401ks Took a COVID-19 Hit
Recent data finds that the global pandemic has affected small businesses worse than larger businesses...
401kWire.com - Tuesday, July 07, 2020 - Reader Rating: 5
As a PM Retires, a Familiar Small Cap Subadvisor Steps Up
The old subadvisor's president is retiring 17 years after founding his firm and 10 years after launching his only fund. ..
MutualFundWire.com - Friday, July 07, 2017 Views - Reader Rating: 5
America's Best 401k Expands
401(k) plan advisory shop is expanding its practice...
401kWire.com - Friday, July 07, 2017
The Golden State is Looking for a Program Consultant
California is getting the ball rolling with this RFP. ..
401kWire.com - Friday, July 07, 2017
One of John Hancock's NSM Departs
After three years with John Hancock, this vet departs. ..
401kWire.com - Friday, July 07, 2017 - Reader Rating: 4
Filings for Fundsters - July 7, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Friday, July 07, 2017 Views
The Wagner Law Group Adds a New Partner
A widely recognized top ERISA lawyer, Marcia Wagner, managing director of ERISA law firm The Wagner Law Group has just added a new partner to the firm!..
401kWire.com - Friday, July 07, 2017
BlackPebble Or BlackRock?
Steve Schwarzman says that BlackRock's name is intentionally close to that of its initial parent...
MutualFundWire.com - Friday, July 07, 2017 Views
DoL's Action in TX Court Surfaces in Minnesota
A DoL Suit in Texas Makes a Splash in the Land of 10,000 Lakes..
401kWire.com - Friday, July 07, 2017
Disney Gets Sued Over a DC Plan Fund
The Sequoia Fund was heavily exposed to a risky pharma stock, the lawsuit alleges. ..
401kWire.com - Thursday, July 07, 2016
John Hancock Slashes TDF Fees
The investment manager also lowered fees on some other mutual funds. ..
MutualFundWire.com - Thursday, July 07, 2016 Views
LIMRA Names 25 Rising Industry Stars: Did You Make The Cut?
LIMRA announces that names for its 25 rising industry stars contest...
401kWire.com - Thursday, July 07, 2016 - Reader Rating: 5
Stork and Reaper -- July 7, 2016
MFWire brings you some of the latest SEC filings! ..
MutualFundWire.com - Thursday, July 07, 2016 Views
Ascensus SVP Foresees Growth Past $1B in Assets
Ascensus' senior vice president of strategic business support services chats with 401kwire...
401kWire.com - Thursday, July 07, 2016
House Dems Sponsor Retirement Option For All Employees
House democrats introduce a retirement option bill for all employees across the nation...
401kWire.com - Thursday, July 07, 2016 - Reader Rating: 4
Chicago KPA Bolsters Its Relationship Management Team
Sheridan Road also hired a marketing professional...
401kWire.com - Thursday, July 07, 2016
Is Davey Done Flexing Hartford's Acquisition Muscles?
More than a decade after its first acquisition in the mutual fund business, this insurer is at again, twice in a few weeks. What's next?..
MutualFundWire.com - Thursday, July 07, 2016 Views
SWPA Luvs Empower Retirement
The airline is uniting all of its DC plans on one platform for the first time this century...
401kWire.com - Tuesday, July 07, 2015 - Reader Rating: 4
Building Out an Empire State Fund Shop's Brand
The strategic accounts chief at a Northeastern mutual fund shop sits down with MFWire...
MutualFundWire.com - Tuesday, July 07, 2015 Views
Two Industry Veterans Join BNY Mellon Retirement
BNY expands its retirement team to counter business growth...
401kWire.com - Tuesday, July 07, 2015
LPL's Reich Welcomes a Retirement Plan Advisory Shop
A retirement plan advisory and consulting firm just joined LPL.....
401kWire.com - Tuesday, July 07, 2015
A Top MainStay Distro Exec Departs
Updated | The change comes after several shifts in the leadership of MainStay's parent, New York Life...
MutualFundWire.com - Tuesday, July 07, 2015 Views
Bloomberg Says Trump's 401k Isn't the Classiest, Most Luxurious Plan Out There
Before signing up, participants might want to check out the long-form 5500. ..
401kWire.com - Tuesday, July 07, 2015 - Reader Rating: 1.5
An Ex-Wirehouse KPA Defects To RayJay
This 401(k) plan advisor left Wells Fargo advisors to license with Raymond James...
401kWire.com - Tuesday, July 07, 2015
With Friends of Active Management Like These ...
John Rekenthaler warns fundsters against a so-called "defense" of active management just published by the author of "The Loser's Game."..
MutualFundWire.com - Tuesday, July 07, 2015 Views
Finance Execs Want DB-Like Outcomes From DC
...according to a new report issued by Prudential...
401kWire.com - Monday, July 07, 2014
MassMutual and a DC I-O Partner on Asset Allocation
The recordkeeper and DC I-O giant forged a new partnership for an asset allocation service in MassMutual's advisor-sold market. ..
401kWire.com - Monday, July 07, 2014 - Reader Rating: 5
A $2.3B Sponsor Manufactures a New 401k and Zaps Its Stock Fund
A jumbo sponsor based in Silicon Valley is creating a new 401k plan following a company spinoff. ..
401kWire.com - Monday, July 07, 2014
BMO Boosts DC I-O Cred With Retirement Hire
BMO's Phil Enochs has hired a national sales director for retirement services, and that is going to upgrade the competitiveness of his fund operations considerably...
MutualFundWire.com - Monday, July 07, 2014 Views
An Ex-Lord Abbett Partner Bumps Up BPV's Distro
Mike West's firm is building up its distribution with a new senior hire, plans more distribution hires, and plans to bump up its fund production...
MutualFundWire.com - Monday, July 07, 2014 Views
SPARK's Chief Remains Critical of TDF Disclosure
Bob Wuelfing's comment to the DoL finds TDFs being unduly discriminated against...
401kWire.com - Monday, July 07, 2014 - Reader Rating: 4.5
LPL Announces Its Financial Telesis-Chetney Deal
The giant indie B-D debuted its deal with Financial Telesis and former retirement partners head Bill Chetney today. ..
401kWire.com - Monday, July 07, 2014 - Reader Rating: 1
Williams Finds Financial Telesis' Perfect Marriage
The indie B-D chief explains the deal that rocked the retirement plan business this Independence Day weekend...
401kWire.com - Monday, July 07, 2014
Putnam Parent Great-West Aims for More U.S. Acquisitions
The Canadian financial giant aims to bolster its U.S. asset presence, and gain momentum in the retirement place. ..
MutualFundWire.com - Monday, July 07, 2014 Views
A CFDD Partnership Incentivizes Conference Attendance
NAPLIA discounts for this year's conference are worth more than the price of entry, according to Phil Chiricotti...
401kWire.com - Monday, July 07, 2014
EBRI and the ICI Come to Auto-Enrollment's Defense
A think tank and a trade group react to an article in the Wall Street Journal...
401kWire.com - Thursday, July 07, 2011 - Reader Rating: 5
Dreman Hires a National Accounts Pro from Alger
The new hire takes on a newly created post at Dreman...
MutualFundWire.com - Thursday, July 07, 2011 Views - Reader Rating: 4
A New York TPA Sells
A New England firm buys near the Big Apple again...
401kWire.com - Thursday, July 07, 2011
Meeder Rolls Out a Total Return Fund
The new offering will also hold securities in its portfolio...
MutualFundWire.com - Thursday, July 07, 2011 Views
Sponsors and Participants Embrace Target-Date Funds
A new survey confirms the popularity of target-date and lifestyle funds...
401kWire.com - Thursday, July 07, 2011
Artio Goes to Australia
The New York City-based opens its third overseas office...
MutualFundWire.com - Thursday, July 07, 2011 Views
TCW Expects Value From a Fund Merger
The LA-based mutual fund firm plans to combine two offerings...
MutualFundWire.com - Thursday, July 07, 2011 Views
TPA-Driven 403bs are on the Rise
A new survey examines the third-party-administrator-serviced side of the defined contribution business for non-profits and schools...
401kWire.com - Thursday, July 07, 2011
Who Offers the Best Service and Support, According to Plan Sponsors?
An industry consulting firm releases a new report on DC providers' brands...
401kWire.com - Thursday, July 07, 2011 - Reader Rating: 2.6
The WSJ Attacks Auto-Enrollment
The national paper worries that even automatic enrollment plus automatic escalation may not be enough...
401kWire.com - Thursday, July 07, 2011
Great West Hires an M&I Wholesaler
Jamie Cahn's sales team is minus one after a recent defection...
401kWire.com - Thursday, July 07, 2011 - Reader Rating: 3
Federated Chairman's Stock Sale Catches Barron's Eye
Federated watchers say the move is not cause for alarm...
MutualFundWire.com - Thursday, July 07, 2011 Views
Activist Investing Isn't Berkowitz's Cup of Tea
The Fairholme chief talks about St. Joe's woes...
MutualFundWire.com - Thursday, July 07, 2011 Views
Neuberger Berman Brings In Barnes
Neuberger Berman turns to a Janus alum to serve as an SVP in its institutional distribution team...
MutualFundWire.com - Wednesday, July 07, 2010 Views
Hartford Taps an Ex-Neuberger PM
Hartford Investment Management Company adds a Neuberger alum to its portfolio management team...
MutualFundWire.com - Wednesday, July 07, 2010 Views
Fund Openings: July 7, 2010
A roundup of fund launches...
MutualFundWire.com - Wednesday, July 07, 2010 Views
Highland Hires a Wamco Vet
The Denver firm fills a newly created post...
MutualFundWire.com - Wednesday, July 07, 2010 Views
A Wachovia Alum Joins Hancock's I-O Team
Hancock hires in the Southeast...
401kWire.com - Wednesday, July 07, 2010
Nuveen Makes a DC I-O Sales Hire
The Chicago firm taps a Van Kampen alum as senior vice president...
401kWire.com - Wednesday, July 07, 2010
Associated Banc-Corp Forms an RIA
The newly formed RIA targets DC plans, among other clients...
401kWire.com - Wednesday, July 07, 2010 - Reader Rating: 2
Hancock Takes Advisors into the 'Coach's Corner'
The Boston-based plan provider wants to coach advisors with its new online tool...
401kWire.com - Wednesday, July 07, 2010 - Reader Rating: 1
Lincoln's New 401k Sales Chief Plans to Expand His Team
Lincoln is looking to boost its 401k sales force by more than 50 percent...
401kWire.com - Wednesday, July 07, 2010 - Reader Rating: 2
Pioneer's Fate Hinges on Regs
UniCredit's financial chief talks about the factors that would drive the decision of whether to sell all or some of Pioneer Investments...
MutualFundWire.com - Wednesday, July 07, 2010 Views
Fidelity Frowns Upon the USPS Proposal
The Boston Behemoth is part of a group of firms fighting the proposed postal rate increase...
MutualFundWire.com - Wednesday, July 07, 2010 Views
Nigam Sees More Active ETF Launches in the Second Half
Shishir Nigam of Active ETFs in Focus outlines four predictions for the second half of 2010...
MutualFundWire.com - Wednesday, July 07, 2010 Views
Ellison Moves Up at Corporate Insight
Michael Ellison has a new title at the New York City-based research firm...
MutualFundWire.com - Wednesday, July 07, 2010 Views
Glass is Half Full for a Value Investor
"I'm not a harbinger of doom [but] I'm not Pollyanna, either."..
MutualFundWire.com - Wednesday, July 07, 2010 Views
A Recordkeeping TPA X-Rays Plans For Advisors
A New Jersey-based firm unveils a new tool for its intermediary partners...
401kWire.com - Tuesday, July 07, 2009
CIF Marketplace Gains a TPA Distribution Partner
A New York recordkeeper expands its investment lineup...
401kWire.com - Tuesday, July 07, 2009
Calamos is Hiring in Texas
The Illinois-based firm is looking for a regional sales director to cover Texas...
MutualFundWire.com - Tuesday, July 07, 2009 Views
Hennion & Walsh Hunts for Wholesalers
The New Jersey-based firm is expanding the sales team focused on its line of fund-of-ETFs...
MutualFundWire.com - Tuesday, July 07, 2009 Views
HighMark Taps a TCW Alum to Run its Equities Group
HighMark turned to a 12-year TCW vet to serve as its director of equities...
MutualFundWire.com - Tuesday, July 07, 2009 Views
Franklin's Mutual Series Turns 60
Franklin is celebrating the 60th birthday of its Mutual Shares fund...
MutualFundWire.com - Tuesday, July 07, 2009 Views - Reader Rating: 1
New York Life Embarks on an I-O Wholesaler Search
New York Life Investment Management is looking to fill a DC I-O sales post...
401kWire.com - Tuesday, July 07, 2009 - Reader Rating: 2
Goldleaf Hires in the Southwest
The Midwestern TPA adds a sales director to its team...
401kWire.com - Tuesday, July 07, 2009
ERISA Advisory Council Will Hear Testimony on Stable Value
The Council sets the schedule for its next hearings...
401kWire.com - Tuesday, July 07, 2009
Wilmington Deems Two Risk Strategies Similar Enough to Become One
Wilmington plans to reorganize its moderate allocation fund into its conservative allocation fund...
MutualFundWire.com - Tuesday, July 07, 2009 Views
MassMutual Hires Two DC Sales Vets on the East Coast
Updated | The provider fills a pair of posts...
401kWire.com - Tuesday, July 07, 2009
Hartford Pilots a New Combo Plan
Updated | The provider releases a new cash balance program which also intergrates 401k plans in the mix...
401kWire.com - Tuesday, July 07, 2009 - Reader Rating: 5
Synapses Prepares Participants for Recovery
In the wake of recent market turmoil, a DC education provider unveils a new offering...
401kWire.com - Tuesday, July 07, 2009
Morgan Stanley Moves On SEC Money Fund Proposals
A new metric will be added to money market disclosure documents...
MutualFundWire.com - Tuesday, July 07, 2009 Views - Reader Rating: 5
Fundsters See High-Yield Bond Fund Returns Dropping to Normal Levels
Fund managers expect returns on high-yield bond funds to return to normal in the coming months...
MutualFundWire.com - Tuesday, July 07, 2009 Views
Fund Launches are Down By More than Half in '09
Launches are down by 57 percent in the first six months of the year...
MutualFundWire.com - Tuesday, July 07, 2009 Views
Direxion Slows the Tempo for 17 Funds
The leveraged index specialists plan to change the time horizon for most of their non-ETF offerings. Their ETFs appear unaffected by the move...
MutualFundWire.com - Tuesday, July 07, 2009 Views
Alger Switches its Branding Tactics
The New York City-based fund firm unveils a new brand identity, logo and slogan...
MutualFundWire.com - Tuesday, July 07, 2009 Views
Fitch and S&P Take Different Paths on Rating Money Funds
Two major money fund raters are reviewing how they assign ratings to the funds while a third keeps mum...
MutualFundWire.com - Tuesday, July 07, 2009 Views
Little Oceanstone Fund Posts a Big Gain
The tiny fund is this year's top performer so far, with a gain of 128 percent...
MutualFundWire.com - Tuesday, July 07, 2009 Views
Seligman Finds a Buyer
The New York City fund firm is changing hands...
401kWire.com - Monday, July 07, 2008
Seligman Sells
One of the original bidders has won the top prize...
MutualFundWire.com - Monday, July 07, 2008 Views
Fidelity Touts Usage of its Retirement Income Tool
The Boston Behemoth releases figures on advisor usage of its retirement income planning tool...
401kWire.com - Monday, July 07, 2008
An ABG Firm Makes an Acquisition
The Alliance Benefit Group firm seals a cross-Carolina acquisition, and has two more deals in the works...
401kWire.com - Monday, July 07, 2008 - Reader Rating: 5
Former Bear Big Plans Entrance to the U.S. Fund Business
James O'Shaughnessy is mulling mutual funds at his new namesake firm...
MutualFundWire.com - Monday, July 07, 2008 Views - Reader Rating: 5
Three Former Brokers Face a Fresh Trial on Fraud Charges
After a mistrial the first time around, the three will again answer accusations they let another firm listen to their squawk boxes...
MutualFundWire.com - Monday, July 07, 2008
Lincoln Execs Make the Move to the 'Burbs
The top executives of Lincoln Employer Markets, together with some employees, recently moved from Philadelphia to a new building in a nearby suburb...
401kWire.com - Monday, July 07, 2008 - Reader Rating: 3.5
Loudoun County Public Schools Go with a Single 403b Provider
The single-vendor system will take effect by November...
401kWire.com - Monday, July 07, 2008
Piedmont Investment Advisors Launches its First Mutual Fund
The Durham, North Carolina-based firm has opened a new mutual fund...
MutualFundWire.com - Monday, July 07, 2008 Views
Schwab Retirement Income Fund is in the Crosshairs of Another Law Firm
Another law firm is looking into whether Schwab misled investors about the diversification and underlying risks of the fund...
401kWire.com - Monday, July 07, 2008
Fido Acquires Surprise Assets
In a rare move, Fidelity is taking over funds from a bank. ..
MutualFundWire.com - Monday, July 07, 2008 Views - Reader Rating: 2
Paychex Beefs Up its Technology
The Rochester, New York-based payroll firm is in the midst of some tech moves aimed at plan sponsors and RIAs...
401kWire.com - Monday, July 07, 2008 - Reader Rating: 1
Pricey Sector ETFs are Weighing on the Average
Expensive new sector ETFs are raising the average price for all ETFs...
MutualFundWire.com - Monday, July 07, 2008 Views - Reader Rating: 2
Thain is Close to a BlackRock Decision
Two pubs are reporting a decision or a meeting may come this week...
MutualFundWire.com - Monday, July 07, 2008 Views
Alger Branding Move Gets WSJ Play
In the Monday edition of the Fund Track column, the WSJ picks up on the June 27 announcement by Fred Alger that it is consolidating its no-load funds under a single brand...
MutualFundWire.com - Monday, July 07, 2008 Views
American Funds To Debut New Compensation Scheme For Plan Premier
The Los Angeles-based fund giant is readying a new payout system that will take effect next month...
401kWire.com - Friday, July 07, 2006 - Reader Rating: 1
Comerica In Hiring Mode
Sales are up 140 percent at the Detroit-based bank's retirement services unit...
401kWire.com - Friday, July 07, 2006 - Reader Rating: 4
California Wealth Management Firm Expands Focus On 401ks
The Claremont-based firm ended fiscal year '06 with $196 million in 401(k) advised assets...
401kWire.com - Friday, July 07, 2006 - Reader Rating: 1
A Revolution in Indexing?
Index funds have gained popularity on the wings of the idea that, since you can't beat the market, cost is the only difference that matters. Accept this, and you're left with little room for competitive maneuvering -- but Rob Arnott and his associates at Research Affiliates, LLC have mounted a significant challenge to the received archetype...
MutualFundWire.com - Friday, July 07, 2006 Views
No Laptop Missing, But Where's the Data?
In a departure from the recent spate of stolen data incidents, one payroll firm admits it gave away information on tens of thousands of investors...
MutualFundWire.com - Friday, July 07, 2006 Views - Reader Rating: 4
Alleluia, Short-Term Savings
A fund family that screens investments based on the teachings of the Roman Catholic Church has rolled out a new option for investors seeking liquidity...
MutualFundWire.com - Friday, July 07, 2006 Views
EU Fund Industry Snagged By 'Onerous' Regs
A regulatory framework adopted by the European Community in the '80s has helped develop the fund industry in the European Union's member states, but these days it's holding companies back...
MutualFundWire.com - Friday, July 07, 2006 Views
Latest on Sale of Michigan Fund Company
Comerica Inc. may offload its mutual fund division to a private equity firm, reports suggest...
MutualFundWire.com - Friday, July 07, 2006 Views
IXIS Creates New DC Sales Role
The new hire jumps ship from Dreyfus...
401kWire.com - Thursday, July 07, 2005
Fiserv Goes Electro
The provider takes the next step in electronic processing...
401kWire.com - Thursday, July 07, 2005 - Reader Rating: 2.5
Spitzer Will Retry Sihpol
The AG signs up for another bout. Will he get KO'd again?..
MutualFundWire.com - Thursday, July 07, 2005 - Reader Rating: 4
Small Plan Provider Sniffs for Deals
A Midwest-headquartered provider is looking for a book of business...
401kWire.com - Thursday, July 07, 2005 - Reader Rating: 1.5
American Funds Adds Another Wholesaler
The new hire marks the fund firm's fifth new hire in 12 months...
401kWire.com - Thursday, July 07, 2005 - Reader Rating: 2
Nationwide Names Distribution Heads
The firm announces another wave of promotions as a part of a larger corporate overhaul...
MutualFundWire.com - Wednesday, July 07, 2004 Views
Nationwide Continues Retirement Biz Reorg
The firm names two distribution channel presidents...
401kWire.com - Wednesday, July 07, 2004 - Reader Rating: 4
JPMorgan Exec Expands Duties
The head of JPMorgan institutional Americas moves up to oversee all asset management business in the region...
401kWire.com - Wednesday, July 07, 2004
Can AMEX Convince Someone to Take the Leap?
The American Stock Exchange may have an idea for an actively-managed ETF in the works, but will anyone bite?..
MutualFundWire.com - Wednesday, July 07, 2004 Views
JPMorgan-Bank One Combo Set Sights High
The mega-merged banks name an Americas CEO for the asset management business, aim to be number one...
MutualFundWire.com - Wednesday, July 07, 2004 Views
New Amsterdam Lands Portion of Calvert Fund Assets
The socially responsible fund group fires Brown Capital Management...
MutualFundWire.com - Wednesday, July 07, 2004 Views
Bank Fund Firm Offers R-Shares
First American Funds is targeting the small to mid-sized retirement plan market...
401kWire.com - Wednesday, July 07, 2004
Overture Hires Four Sales Execs
They will focus on SMA and financial advisors for the New York City-based fund firm...
MutualFundWire.com - Monday, July 07, 2003 Views
Turning X-Ray Tools Against Funds
Advisors may find some of their fund analysis tools turned against them in litigation...
MutualFundWire.com - Monday, July 07, 2003 Views - Reader Rating: 5
Big Apple Hospital Unifies Plans
The hospital holding company selects a new administrator for its 403(b) and defined benefit programs...
401kWire.com - Monday, July 07, 2003 - Reader Rating: 4
401(k) Co. Enhances Sponsor Web
Plan sponsors get a host of new features designed to make administering their plan easier...
401kWire.com - Monday, July 07, 2003 - Reader Rating: 3.75
Pioneer Seeks Acquisition Targets
Large Cap funds and registered hedge funds top its shopping list...
MutualFundWire.com - Monday, July 07, 2003 Views - Reader Rating: 5
Outsourced Recordkeer Raises More Funds
The startup firm has tapped into venture capitalists for an additional $7 million...
401kWire.com - Monday, July 07, 2003 - Reader Rating: 4.5
The Week In Searches
July 3 - July 7

We take our weekly look at searches reported elsewhere...
401kWire.com - Friday, July 07, 2000 - Reader Rating: 3
SVA July 7, 2000
..
401kWire.com - Friday, July 07, 2000 - Reader Rating: 3
GoldK Gets Approval For Its Broker-Dealer Division
NASD gives the go-ahead...
401kWire.com - Friday, July 07, 2000 - Reader Rating: 3
Small Bytes: New Funds, New Buildings
Dreyfus and Aetna launch funds; Invesco breaks ground; Enterprise and Rockefeller team up...
MutualFundWire.com - Friday, July 07, 2000 - Reader Rating: 3
Retirees: Out of Sight, Out of Mind
A sponsor-filled panel at Mornginstar's recent retirement coference explored ways to head of litigation...
401kWire.com - Friday, July 07, 2000 - Reader Rating: 3
July 7, 2000
Barclays & AMEX respond to ETF criticism..
401kWire.com - Friday, July 07, 2000 - Reader Rating: 3
July 7, 2000
Barclays & AMEX respond to ETF criticism...
MutualFundWire.com - Friday, July 07, 2000 - Reader Rating: 3
Atlantic Data Services Names New HR Director
Quincy, Massachusetts-located Atlantic Data Services, Inc. (Nasdaq: ADSC), an IT strategy consulting and systems integration firm, has named Frank Ruggieri as its new director of human resources. Part of Ruggieri's area of responsibility includes the company's benefits area...
401kWire.com - Wednesday, July 07, 1999 - Reader Rating: 3
Putnam and Thomas H. Lee Partner for High-Net-Worth Market
The Boston fund giant and Thomas H. Lee will partner to form a new venture for the distribution of alternative investments for institutions and the high-net-worth market...
MutualFundWire.com - Wednesday, July 07, 1999 Views - Reader Rating: 3
Fido Inaugurates Index Fund of Funds
Fidelity Investments will be launching the Fidelity Four-in-One Index Fund, a new fund offering four index diversification in one portfolio, on July 7, 1999, a spokesperson with the firm told the 401kWire.com. The fund will be available to defined contribution clients that request it...
401kWire.com - Wednesday, July 07, 1999 - Reader Rating: 3
Berger Buys Tech Fund
Denver-based Berger Associates is adding a solidly-performing tech fund to its family, acquired from asset manager Bay Isle in San Francisco...
MutualFundWire.com - Wednesday, July 07, 1999 - Reader Rating: 3
Odd Lots, July 7, 1999
Gabelli puts his eggs in fewer baskets ... Diversification pays off ... No lunch, no guests ... Merrill on the prowl for new managers...
MutualFundWire.com - Wednesday, July 07, 1999 - Reader Rating: 3
Excel Shuts Door on 401k Plan
Los Angeles, California-headquartered, Excel Electric terminated their 401(k) plan while liquidating all components of the company. Bisys Plan Services was their provider. The plan had 200 participants and over $12 million in assets...
401kWire.com - Wednesday, July 07, 1999 - Reader Rating: 3
Hargadon Resigns SVIA Post
Cynthia Hargadon is stepping down from her post as the president of the Stable Value Investment Association (SVIA). Founded in 1990 and formerly known as the GIC Association, the SVIA is a Washington-based non-profit association which has acted as the trade organization for the stable value industry. ..
401kWire.com - Tuesday, July 07, 1998 - Reader Rating: 3
IRS Looking for Public Response
They're at it again. No one said they didn't keep things interesting. The Internal Revenue Service and the Department of Treasury is once again examining 401(k)'s and how they are administered. As if providers and sponsors didn't have enough to worry about, the IRS has issued Announcement 98-62. And there was much rejoicing...
401kWire.com - Tuesday, July 07, 1998 - Reader Rating: 3
The Teamsters Consider Additions
Washington, DC-based International Brotherhood of Teamsters, the trucker's union, has added two investment options for its membership at UPS, Charles Rader (director, office of benefits at the union) told the 401kWire. The plan has approximately $2 billion in assets with 200,000 participants...
401kWire.com - Tuesday, July 07, 1998 - Reader Rating: 3
TAG on: Discrimination Testing
This week TAG examines the issue of discrimination testing, how it is done, and how it can be passed...
401kWire.com - Tuesday, July 07, 1998 - Reader Rating: 3
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