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Rating:A Fund Legal Expert Returns to U.S. Bancorp Not Rated 0.0 Email Routing List Email & Route  Print Print
Friday, March 25, 2011

A Fund Legal Expert Returns to U.S. Bancorp

Reported by Neil Anderson, Managing Editor

U.S. Bancorp Fund Services just brought a legal administrator back to its team. Today the Milwaukee-based back-office provider confirmed the return of Angie Pingel as vice president and legal compliance officer.

Pingel, who has worked in the worlds of both law firms and of RIAs and broker-dealers, previously served as assistant vice president and senior counsel at the U.S. Bancorp unit from 2004 to 2007. She then spent almost two and a half years as vice president and securities counsel at Marshall & Ilsley Trust Company and secretary of M&I's Marshall Funds [see profile].

Jeannine Bajczyk, senior vice president and director of U.S. Bancorp Fund Services' legal administration department, praised Pingel for "her depth of experience and knowledge."

According to U.S. Bancorp Fund Services, the firm now works with $450 billion in 1,658 portfolios for 286 fund families.

Company Press Release

MILWAUKEE (March 25, 2011) — U.S. Bancorp Fund Services, LLC, an industry- leading mutual fund and alternative investment service provider, named Angie Pingel vice president and legal compliance officer. Pingel will specialize in registered proprietary fund and multiple series trust regulation and provide counsel on the Investment Company Act of 1940 and related securities laws to clients. “Angie brings more than 15 years of experience in the mutual fund and general securities industries to U.S. Bancorp Fund Services. Her depth of experience and knowledge will provide additional support and expertise to our clients,” said Jeanine Bajczyk, senior vice president and director of the Legal Administration department at U.S. Bancorp Fund Services. Pingel rejoined U.S. Bancorp Fund Services after serving as vice president and securities counsel at a registered investment adviser where she also served as secretary of a $10 billion mutual fund complex. From 2004 to 2007, Pingel was a senior member of the U.S. Bancorp Fund Services Legal Administration department. Prior to her tenure with U.S. Bancorp Fund Services, Pingel spent two years representing financial companies at a Milwaukee law firm and nine years as vice president and director of investment operations at a mid-size investment adviser and broker-dealer. Pingel received her Juris Doctor from Marquette University Law School in Milwaukee and a Bachelor of Arts degree in accounting and business administration from Lakeland College in Sheboygan, Wisconsin. Pingel currently holds Series 7, 24, and 63 licenses. About U.S. Bancorp Fund Services, LLC Headquartered in Milwaukee since 1969, U.S. Bancorp Fund Services, LLC provides services to 286 fund families comprised of 1,658 portfolios with $450 billion in client assets. U.S. Bancorp Fund Services combines industry- leading technology with high-quality customer service to provide clients with the best solutions available. For more information about their comprehensive suite of mutual fund and alternative investment product services, call 800- 300-3863 or visit www.usbfs.com. 

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