The MFWire
Manage Email Alerts | Sponsorships | About MFWire | Who We Are

Subscribe to MFWire.com's News Alerts [click]

Rating:SEC's Karpati Taps Two to Fill Kaplan's Shoes at AMU Not Rated 0.0 Email Routing List Email & Route  Print Print
Wednesday, June 06, 2012

SEC's Karpati Taps Two to Fill Kaplan's Shoes at AMU

News summary by MFWire's editors

The SEC has promoted two enforcement attorneys to serve as deputy chiefs of its asset management unit, which investigates mutual funds and hedge funds, as reported in Reuters.

These appointments follow last week's departure of the unit's co-chief, Rob Kaplan, for a job at Debevoise and Plimpton.

New deputy chiefs Julie Riewe and Marshall Sprung will report to Kaplan's former co-chief, Bruce Karpati, who will oversee the whole unit.

Karpati told the newswire, "Julie and Marshall have been with the unit since day one and have been a key part of its success."

The task of the specialized asset management unit is to investigate cases filed against mutual funds and private funds. It was created in 2010 in an SEC shakeup as a response to the agency's failure to detect Bernie Madoff's Ponzi scheme.  

Edited by: HFD

Stay ahead of the news ... Sign up for our email alerts now

 Do You Recommend This Story?

Return to Top
 News Archives
2019: Q4Q3Q2Q1
2018: Q4Q3Q2Q1
2017: Q4Q3Q2Q1
2016: Q4Q3Q2Q1
2015: Q4Q3Q2Q1
2014: Q4Q3Q2Q1
2013: Q4Q3Q2Q1
2012: Q4Q3Q2Q1
2011: Q4Q3Q2Q1
2010: Q4Q3Q2Q1
2009: Q4Q3Q2Q1
2008: Q4Q3Q2Q1
2007: Q4Q3Q2Q1
2006: Q4Q3Q2Q1
2005: Q4Q3Q2Q1
2004: Q4Q3Q2Q1
2003: Q4Q3Q2Q1
2002: Q4Q3Q2Q1
 Subscribe via RSS:
Add to My Yahoo!
follow us in feedly

©All rights reserved to InvestmentWires, Inc. 1997-2019
14 Wall Street | 20th Floor | New York, NY 10005 | P: 212-331-8968 | F: 212-331-8998
Privacy Policy :: Terms of Use