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Rating:An ETF Strategist Adds a CCO and Replaces an EVP Not Rated 0.0 Email Routing List Email & Route  Print Print
Friday, May 13, 2016

An ETF Strategist Adds a CCO and Replaces an EVP

Reported by Neil Anderson, Managing Editor

An ETF strategist just hired a new chief compliance officer and replaced a business development executive.

Steve McCoy
3D Asset Management
Chief Executive Officer
3D Asset Management CEO Steve McCoy confirms that Drew Lucich recently joined as CCO. McCoy also confirms that Sheryl O'Connor, executive vice president of corporate development, recently left the East Hartford, Connecticut-based ETF strategist. Mark Schaffer joined in February as a retirement income specialist, taking over O'Connor's duties.

3D president and chief operating officer John O'Connor previously wore the CCO hat. Yet now Lucich, McCoy says, is "fully dedicated to the compliance function."

"We felt it was important to have someone that was dedicated to that function," McCoy tells MFWire.

Schaffer is an alumnus of Central Connecticut State University and the American College of Financial Services. Prior to joining 3D he worked at several financial advisory and planning firms, including Coleman Financial Advisory Group, United Northeast Financial Advisors, and Edelman Financial Services.

O'Connor is an alumnus of UConn. She joined 3d in 2006 after working with the Hartford and MassMutual. 

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