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Tuesday, November 15, 2016

Filings for Fundsters - November 15, 2016

by: Ashley McHugh-Chiappone


On December 1, the Neuberger Berman Strategic Income Fund will update its contractual investment advisory fee rate.

Brian Buenneke
Pantheon Ventures

Investment Strategy

As of November 15, Neuberger Berman Investment Advisers has added the Fundamental U.S. Equity Long/Short strategy of Lazard Asset Management LLC for the Neuberger Berman Long Short Multi-Manager Fund.


New and Upcoming Funds

BlackRock Fund Advisors is launching the BlackRock LifePath Dynamic Retirement Fund, the BlackRock LifePath Dynamic 2020 Fund, the BlackRock LifePath Dynamic 2025 Fund, the BlackRock LifePath Dynamic 2030 Fund, the BlackRock LifePath Dynamic 2035 Fund, the BlackRock LifePath Dynamic 2040 Fund, the BlackRock LifePath Dynamic 2045 Fund, the BlackRock LifePath Dynamic 2050 Fund and the BlackRock LifePath Dynamic 2055 Fund.



On January 1, 2017, the Praxis Small Cap Fund will undergo a name change and become the Praxis Small Cap Index Fund. The new fund will also update its management fee.

On January 23, 2017, the PIMCO Floating Income Fund will be renamed the PIMCO Low Duration Income Fund. The fund will also be updating its investment objective on the aforementioned date.


Fund Mergers and Liquidations

On November 10, the Loomis Sayles Emerging Markets Opportunities Fund was terminated and liquidated.


Portfolio Managers

Cori Johnson no longer serves as a PM to the Nuveen Multi-Asset Income Fund or the Nuveen Multi-Asset Income Tax-Aware Fund.

Russell Lucas no longer serves as a PM to the Sterling Capital Long/Short Equity Fund.

As of September 30, Brett Johnson no longer serves as PM to the AMG Pantheon Fund or the AMG Pantheon Master Fund. Brian Buenneke has replaced Johnson as PM of both funds.


Check our last Filings For Fundsters column (previously called Stork and Reaper) for more SEC filing updates. For the latest new hires and fund launches, explore our People on the Move and New Fund Fuss columns. If you have a fund filing, a mutual fund launch, a product change or a new hire that you would like to announce, please contact the MFWire team at editors@investmentwires.com. 

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