| Tricia Rothschild|
Chief Product Officer
Company: Morningstar, Inc
Promotion and Addition: Tricia Rothschild
, Danny Dunn
Rothschild has been appointed
chief product officer. Previously, she served as head of global advisor solutions for the investment research firm. Dunn has been hired as Morningstar's first chief revenue officer. Previously, he served as vice president of IBM
's midwest enterprise unit.
Company: Graystone Consulting
Addition: Kelli Schrade
the firm's Stephans Van Liew and Oiler Group
as a senior partner leading the teamís manager assessment and due diligence efforts. Previously, she served as chair of the traditional and alternative investment manager committees at Marquette Associates
Company: Advisors Asset Management
Addition: Glenn Lotenberg
Lotenberg has been hired
as managing director, business development group. Previously, he served as managing director of the structured products trading/market linked products wealth management solutions at Incapital
Company: Thompson Hine LLP
Promotions: Cassandra Borchers
, Eric Heyer
Borchers is now a partner
in the corporate transactions & securities practice group in Cincinnati. Heyer is now a partner in the business litigation practice group in Washington D.C, assisting mutual fund firms with securities offerings, private equity issues, formation, mergers and acquisitions.
Company: Semper Capital Management
Promotion: Zach Cooper
Cooper has been appointed
chief investment officer. Previously, he served as Semper's deputy chief investment officer. Cooper replaces Jay Menozzi
, who has retired from the industry.
Company: K&L Gates LLP
Addition: Michael Dyson
Dyson has been appointed
partner in the government enforcement practice of its Washington, D.C., office. Previously, he served as FINRA
's senior counsel.
Company: PGIM Fixed Income
Addition: Gary Stromberg
Stromber has joined the investment business of Prudential Financial
as the a principal and high yield credit analyst overseeing high yield energy research. Previously, he served as senior high yield energy analyst and head of US high yield research at Barclays
Check back as we keep an eye on people moves in the future and see our previous Follow the Fundsters (previously known as People on the Move) column here. For the latest SEC filings and fund launches, explore our Filings For Fundsters (formerly Stork and Reaper) and New Fund Fuss columns. For job opportunities in the industry, explore our The Next Gig column. If you have a fund filing, a mutual fund launch, a product change or a new hire that you would like to announce, please contact the MFWire team at firstname.lastname@example.org.
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