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Rating:Follow the Fundsters - January 31, 2017 Not Rated 0.0 Email Routing List Email & Route  Print Print
Tuesday, January 31, 2017

Follow the Fundsters - January 31, 2017

Reported by Ashley McHugh-Chiappone

Tom Taylor
Cetera Advisor Networks LLC
Chief Operations Officer
Company: Cetera Financial Group

Promotion: Thomas Taylor

Taylor has been appointed president of Cetera Advisor Networks. Previously, he served as senior vice president and chief operating officer. Taylor is replacing Douglas King who is leaving the firm to pursue "entrepreneurial ventures."

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Company: Aon P.L.C.

Departure: Steve McGill

McGill is leaving his position as group president and chairman and CEO of the brokerage’s risk solutions business to explore new opportunities. McGill joined Aon in 2005.

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Company: AlphaCore Capital

Additions: Tricia Zehr, Marc Seward, Chris Ricciardi, Lisa Zard, Tonya Dupree

AlphaCore has acquired a San Diego-based registered investment advisor, and has added 5 team members. Zehr is being brought on as deputy chief compliance officer. Seward is being brought on as a senior wealth manager. Ricciardi is being brought on as a vice president, intermediate distribution. Zard is being brought on as a regional director. Dupree is being brought on as a client relationship manager.

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Company: Clough Capital Partners L.P.

Departure: Eric Brock

Brock is leaving his role as founding partner and portfolio manager to pursue other opportunities. Brock has spent 17 years at the investment advisory firm.

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Company: Securities and Exchange Commission

Departure: Jeffery Heslop

Heslop is leaving his position of chief operating officer in February. Kenneth Johnson, CFO, will serve as acting COO.

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Company: Clark Capital Management Group

Promotion: Brendan Clark

Clark has been promoted to chief executive officer. Brendan Clark succeeds Harry Clark, who will take on the role of executive chairman. Prior to his promotion, Brendan Clark served as president of the firm.

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Company: Fund Architects LLC

Addition: William Davis

Davis has been appointed chief marketing officer and a member of the firm's investment committee. He previously served as primary content provider for the DST Systems' financial services business.

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Check back as we keep an eye on people moves in the future and see our previous Follow the Fundsters (previously known as People on the Move) column here. For the latest SEC filings and fund launches, explore our Filings For Fundsters (formerly Stork and Reaper) and New Fund Fuss columns. For job opportunities in the industry, explore our The Next Gig column. If you have a fund filing, a mutual fund launch, a product change or a new hire that you would like to announce, please contact the MFWire team at editors@investmentwires.com. 

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