| Tom Taylor|
Cetera Advisor Networks LLC
Chief Operations Officer
Company: Cetera Financial Group
Promotion: Thomas Taylor
Taylor has been appointed
president of Cetera Advisor Networks. Previously, he served as senior vice president and chief operating officer. Taylor is replacing Douglas King
who is leaving the firm to pursue "entrepreneurial ventures."
Company: Aon P.L.C.
Departure: Steve McGill
McGill is leaving
his position as group president and chairman and CEO of the brokerage’s risk solutions business to explore new opportunities. McGill joined Aon in 2005.
Company: AlphaCore Capital
Additions: Tricia Zehr
, Marc Seward
, Chris Ricciardi
, Lisa Zard
, Tonya Dupree
AlphaCore has acquired
a San Diego-based registered investment advisor, and has added 5 team members. Zehr is being brought on as deputy chief compliance officer. Seward is being brought on as a senior wealth manager. Ricciardi is being brought on as a vice president, intermediate distribution. Zard is being brought on as a regional director. Dupree is being brought on as a client relationship manager.
Company: Clough Capital Partners L.P.
Departure: Eric Brock
Brock is leaving
his role as founding partner and portfolio manager to pursue other opportunities. Brock has spent 17 years at the investment advisory firm.
Company: Securities and Exchange Commission
Departure: Jeffery Heslop
Heslop is leaving
his position of chief operating officer in February. Kenneth Johnson
, CFO, will serve as acting COO.
Company: Clark Capital Management Group
Promotion: Brendan Clark
Clark has been promoted
to chief executive officer. Brendan Clark succeeds Harry Clark
, who will take on the role of executive chairman. Prior to his promotion, Brendan Clark served as president of the firm.
Company: Fund Architects LLC
Addition: William Davis
Davis has been appointed
chief marketing officer and a member of the firm's investment committee. He previously served as primary content provider for the DST Systems
' financial services business.
Check back as we keep an eye on people moves in the future and see our previous Follow the Fundsters (previously known as People on the Move) column here. For the latest SEC filings and fund launches, explore our Filings For Fundsters (formerly Stork and Reaper) and New Fund Fuss columns. For job opportunities in the industry, explore our The Next Gig column. If you have a fund filing, a mutual fund launch, a product change or a new hire that you would like to announce, please contact the MFWire team at firstname.lastname@example.org.
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