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Rating:Week In Preview, November 2-8 Not Rated 0.0 Email Routing List Email & Route  Print Print
Monday, November 2, 2020

Week In Preview, November 2-8

Reported by Neil Anderson, Managing Editor

Starting at 12:45pm tomorrow, the Mutual Fund Directors Forum (MFDF) team will continue their director discussion series with an open forum, via Zoom, for independent directors and chief compliance officers based in California. On Wednesday, starting at 11:15am eastern, the MFDF team will host a similar forum for folks in the Atlanta area. Then the MFDF team will host one on Thursday at 3:15pm, for folks in the Denver area.

Dalia Osman Blass
U.S. Securities and Exchange Commission
Director of the Division of Investment Management
Also tomorrow afternoon, after the market closes, the team at PGIM's parent, Prudential Financial, will release their Q3 2020 earnings report. Senior management will host an earnings call on Wednesday at 11am eastern.

Also on Wednesday, after the market closes in the afternoon, the Voya Financial team will release their Q3 2020 earnings report. Management will host an earnings call at 12pm eastern on Thursday.

Also on Wednesday after the market closes, the team at MFS' parent, Sun Life Financial, will release their Q3 2020 earnings report. Management will host an earnings call on Thursday at 10am eastern.

Also on Wednesday, starting at 10am eastern, the Nicsa team will host a webinar, entitled "A Guide to LIBOR Transition." The event is sponsored by the Association of the Luxembourg Fund Industry (ALFI). Then on Thursday, starting at 2pm eastern, the Nicsa team will host part 2 of their "Listen, Learn & Lead" webinar series on authentic allyship. The event is sponsored by Northern Trust.

On Thursday morning, starting at 9am eastern, the Securities and Exchange Commission's (SEC's) Asset Management Advisory Committee (AMAC) will host a special meeting on "COVID-19-related operational issues." The remote event is open to the public and will be webcast live.

The nomination deadline for Nicsa's NOVA Awards has been extended to Friday.

This week, on the defined contribution side of the industry, the teams at Advisor2X, ASPPA, the Spark Institute, and That401kSite.com are hosting online events. Our sister publication, 401kWire, has more details

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  1. MFDF webinar - AI and Third-Party Oversight, November 10
  2. 2025 Nicsa Asset & Wealth Management Summit, Nov 11-12
  3. IDC Director Segment Meeting - Directors of Alternative Investment Products, November 11
  4. IMEA webinar - The Evolving RIA Marketplace & Increasing Use of Active ETFs, November 12
  5. ALFI Roadshow to Miami, November 12
  6. MFDF webinar - Mutual Fund CCO Compensations: The MPI Annual Survey Update, November 13
  7. ALFI Roadshow to Houston, November 13
  8. 2025 Expect Miracles In Boston Gala, November 13
  9. WE Washington DC - Fall Happy Hour, November 13
  10. 2025 MMI Legal & Compliance Virtual Forum, November 13
  11. Citywire Private Assets Retreat 2025, Nov 13-14
  12. IMEA Institutional Roundtable, November 18
  13. WE South - Offshore 360: the Macro View, November 19
  14. IDC Director Segment Meeting - Directors at Small Fund Complexes, November 19
  15. Nicsa ETF Share Classes Operational Considerations, November 19
  16. MFDF webinar - ETF Dual-Class Relief Impacts on Board Oversight, November 19
  17. ICI Retail Alternatives and Closed-End Funds Conference, November 20
  18. ICI Securities Law Developments Conference, November 20
  19. MFDF webinar - Essential Strategies in Board Oversight of AI, Cybersecurity, and Emerging Technology Risks, December 1
  20. MFDF In Focus - Gartenberg Factors, December 2
  21. MFDF webinar - Digital Assets Regulatory Updates & Trends in the Industry, December 3
  22. MFDF webinar - Fixed Income Insights: Navigating Market Trends & Opportunities, December 9
  23. MFDF webinar - Navigating Co-Investment Relief for Fund Boards, December 16
  24. MFDF webinar - 2025 Fair Valuation Pricing Survey Update, December 18
  25. MFDF 2026 Directors' Institute, January 26 - 28, 2026
  26. MFDF 2026 Fund Governance & Regulatory Insights Conference, March 5 - 6, 2026




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