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Rating:Week In Preview, November 2-8 Not Rated 0.0 Email Routing List Email & Route  Print Print
Monday, November 2, 2020

Week In Preview, November 2-8

Reported by Neil Anderson, Managing Editor

Starting at 12:45pm tomorrow, the Mutual Fund Directors Forum (MFDF) team will continue their director discussion series with an open forum, via Zoom, for independent directors and chief compliance officers based in California. On Wednesday, starting at 11:15am eastern, the MFDF team will host a similar forum for folks in the Atlanta area. Then the MFDF team will host one on Thursday at 3:15pm, for folks in the Denver area.

Dalia Osman Blass
U.S. Securities and Exchange Commission
Director of the Division of Investment Management
Also tomorrow afternoon, after the market closes, the team at PGIM's parent, Prudential Financial, will release their Q3 2020 earnings report. Senior management will host an earnings call on Wednesday at 11am eastern.

Also on Wednesday, after the market closes in the afternoon, the Voya Financial team will release their Q3 2020 earnings report. Management will host an earnings call at 12pm eastern on Thursday.

Also on Wednesday after the market closes, the team at MFS' parent, Sun Life Financial, will release their Q3 2020 earnings report. Management will host an earnings call on Thursday at 10am eastern.

Also on Wednesday, starting at 10am eastern, the Nicsa team will host a webinar, entitled "A Guide to LIBOR Transition." The event is sponsored by the Association of the Luxembourg Fund Industry (ALFI). Then on Thursday, starting at 2pm eastern, the Nicsa team will host part 2 of their "Listen, Learn & Lead" webinar series on authentic allyship. The event is sponsored by Northern Trust.

On Thursday morning, starting at 9am eastern, the Securities and Exchange Commission's (SEC's) Asset Management Advisory Committee (AMAC) will host a special meeting on "COVID-19-related operational issues." The remote event is open to the public and will be webcast live.

The nomination deadline for Nicsa's NOVA Awards has been extended to Friday.

This week, on the defined contribution side of the industry, the teams at Advisor2X, ASPPA, the Spark Institute, and That401kSite.com are hosting online events. Our sister publication, 401kWire, has more details

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  1. Nicsa webinar - New research by Alex Edmans and the Diversity Project - The Power of diverse thinking: How the best teams make decisions, July 1
  2. MFDF Director Discussion Series - Open Forum, July 9
  3. MFDF webinar - Mid-Year Tax Update for Registered Investment Companies, July 10
  4. MFDF Director Discussion Series - Open Forum (Philadelphia), July 15
  5. 2025 MMI Women in Advisory Solutions Forum, Jul 15-16
  6. Nicsa webinar - How Trusted GenAI is Transforming Data Access in Asset Management, July 16
  7. MFDF webinar - M&A and Consolidation in Asset Management, July 16
  8. MFDF webinar - ETF Conversions, July 17
  9. MFDF Director Discussion Series - Open Forum (New York), July 22
  10. MFDF Ask Anything webinar - AI Edition, July 24
  11. MFDF webinar - Use of Derivatives by RICs, July 29
  12. MFDF Director Discussion Series - Open Forum (Columbus, Ohio), August 20
  13. Samfund Soiree Boston 2025, August 21
  14. MFDF webinar - The Audit Committee Chair's Guide to Balancing Duties and Emerging Issues, September 3
  15. ICI ETF Conference, Sep 8-10
  16. Nicsa webinar - Reimagining Reconciliation: AI, Regulation, and Capital Markets Transformation, September 10
  17. MFDF webinar - Series Trust Funds - Compliance and Board Reporting, September 10
  18. MFDF In Focus - Board Oversight of DEI in Current Landscape, September 11
  19. MFDF webinar - MFDF 15(c) White Paper Webinar Series: Part 4 – Enforcement Action Takeaways, September 16
  20. MFDF webinar - Latest in Closed-End Funds Litigations, September 23
  21. MFDF webinar - Fixed Income Insights: Navigating Market Trends & Opportunities, September 24
  22. MFDF webinar - Risk Management Essentials for RICs and Boards, September 29
  23. MFDF webinar - Diligent - Tools for Fund Board Book, October 1
  24. 10th annual Fuse Forum, October 8
  25. MFDF webinar - Essential Strategies in Board Oversight of Operational Risk Management, October 14
  26. 2025 MMI Annual Conference, Oct 15-17




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