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News Stories Archives - Since 1998
Filings For Fundsters - September 25, 2017
The latest mutual fund industry filings with the SEC...
MutualFundWire.com - Monday, September 25, 2017
Week In Preview, September 25-October 1
eMoney Advisor, FIASI, Fund Intelligence, the ICI, informa, LPL, NAGDCA, the PSCA, and WiPN are all hosting events this week...
MutualFundWire.com - Monday, September 25, 2017
New Fund Fuss - September 22, 2017
A roundup of recent launches and other industry news...
MutualFundWire.com - Friday, September 22, 2017
Fortune Recognizes the Power of Abby and Two Other Fundsters
The publication releases its 2017 list of the 50 most powerful women in business, and fundsters are on the rise...
MutualFundWire.com - Friday, September 22, 2017
One of Fundsters' Biggest Fears Came True, But How Much?
SEC Chairman Clayton shared potentially scary news yesterday but was light on the details...
MutualFundWire.com - Thursday, September 21, 2017
T. Rowe PMs and Wells Fargo's AM Chief Woo Reporters in Gotham
Executives from two big asset managers came to the Big Apple today. In the one case, PMs came to talk about a growing unit, and in the other, leadership shared new research...
MutualFundWire.com - Wednesday, September 20, 2017
Week In Preview, September 18-24
The fall event season is in full swing...
MutualFundWire.com - Monday, September 18, 2017
New Fund Fuss - September 15, 2017
A roundup of recent fund launches and other industry news...
MutualFundWire.com - Friday, September 15, 2017
LPL Adds Strategists and Builds Towards a UMA Platform
The giant indie B-D's home office team is expanding a core platform in several key ways. And fundsters, they're still adding strategists...
MutualFundWire.com - Thursday, September 14, 2017
Filings For Fundsters - September 13, 2017
The latest mutual fund industry filings with the SEC .....
MutualFundWire.com - Wednesday, September 13, 2017
Filings For Fundsters - September 11, 2017
The latest mutual fund industry filings .....
MutualFundWire.com - Monday, September 11, 2017
Week In Preview, September 11-17
A 401(k) conference gets delayed as Irma batters Florida and Houston recovers from Harvey...
MutualFundWire.com - Monday, September 11, 2017
A Mutual Fund Legal Eagle Falls at 72
A prominent investment management industry lawyer who once helped run a piece of the SEC died over Labor Day weekend after a fall...
MutualFundWire.com - Friday, September 08, 2017 Views
Three More Shops Can't Resist ETFs' Allure
An ETF critic, a cryptocurrency-friendly startup, and an ETF strategist are all launching their own offerings...
MutualFundWire.com - Friday, September 08, 2017
Filings For Fundsters - September 7, 2017
The latest mutual fund industry filings .....
MutualFundWire.com - Thursday, September 07, 2017
Why Did Fidelity Come to Rhode Island? Because a Famous Bulldog Backed Down
The death of a high-profile Ocean State power player brings up a two-decade-old story about how Ned Johnson ended up bringing the Boston Behemoth to another state...
MutualFundWire.com - Thursday, September 07, 2017
Filings For Fundsters - September 5, 2017
The latest mutual fund filings .....
MutualFundWire.com - Tuesday, September 05, 2017
TA Puts a New Chief In Charge of Russell
The new hire succeeds Len Brennan, who will become a strategic advisor to the firm next year...
MutualFundWire.com - Tuesday, September 05, 2017
Week In Preview, 9/5-10
It's almost 401(k) day!..
MutualFundWire.com - Tuesday, September 05, 2017
New Fund Fuss - September 1, 2017
A roundup of recent fund launches and other industry news...
MutualFundWire.com - Friday, September 01, 2017
Filings For Fundsters - August 31, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Thursday, August 31, 2017
A Robo Focused on Women Raises $32.5MM
The firm is led by a former wirehouse chief...
MutualFundWire.com - Thursday, August 31, 2017
Turner Buys Into the ETF Biz
While shuttering its old mutual funds, the PA mutual fund shop is acquiring a Midwestern ETF startup. Meanwhile, an affiliated fintech company makes a key alliance...
MutualFundWire.com - Wednesday, August 30, 2017 Views - Reader Rating: 5
Will B-Ds Kill or Keep Direct Fund Biz? Is There a Third Way?
Two firms are teaming up to help broker-dealers and their FAs adapt to a changing environment, without shifting their mutual fund only clients into traditional brokerage accounts...
MutualFundWire.com - Tuesday, August 29, 2017 - Reader Rating: 5
A Fund Firm Triples the Ante With Its Attack on the Pharmaceutical Enron
A Garden State mutual fund is attacking a beleaguered, infamous drug company, alleging $80 billion in investor losses...
MutualFundWire.com - Tuesday, August 29, 2017
Week In Preview, August 28-September 4
The summer is winding down...
MutualFundWire.com - Monday, August 28, 2017
Filings For Fundsters - August 25, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Friday, August 25, 2017
Muzinich, KraneShares, and Chilton Rise Up!
An analysis of the fund flow report for firms with AUMs under $1 billion for the month of July...
MutualFundWire.com - Friday, August 25, 2017
Hang Out With MFWire!
Beat the heat and catch up with MFWire and your fellow fundsters...
MutualFundWire.com - Friday, August 25, 2017
New Fund Fuss - August 24, 2017
A roundup of recent fund launches and other industry news...
MutualFundWire.com - Thursday, August 24, 2017
ETC Breaks $1B and Nationwide Shines
An analysis of $1B to $10B AUM fund flow data for July 2017...
MutualFundWire.com - Thursday, August 24, 2017
The Invesco-Guggenheim Deal Talk Narrows
The scope of Marty Flanagan and Mark Walter's rumored deal has shifted to a single piece of business...
MutualFundWire.com - Thursday, August 24, 2017 - Reader Rating: 4
Filings for Fundsters - August 23, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Wednesday, August 23, 2017
Baird, Oakmark, and AB Bern the Rest!
An analysis of fund flow data for all firms with AUMs between $10 billion and $100 billion for the month of July...
MutualFundWire.com - Wednesday, August 23, 2017
In October, an Ex-Eaton Vance PM Will Go to Prison
After pleading guilty to securities fraud, the former VP at the fund firm is scheduled to start a 1.5-year sentence in federal prison. He's also been ordered to pay more than $1.5 million in restitution...
MutualFundWire.com - Wednesday, August 23, 2017 - Reader Rating: 5
Vanguard and BlackRock Eclipse the Competition, Again
An analysis on the flows of the top 50 fund firms in the industry. ..
MutualFundWire.com - Monday, August 21, 2017
Filings for Fundsters - August 21, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Monday, August 21, 2017
Week In Preview, August 21-27
The official mutual fund industry calendar is pretty light for eclipse week...
MutualFundWire.com - Monday, August 21, 2017
Filings for Fundsters - August 18, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Friday, August 18, 2017
MFWire Summer Thursdays - 8/24
Cool off after work and catch up with MFWire and your fellow fundsters...
MutualFundWire.com - Friday, August 18, 2017
Retail Mutual Funds In a Big 401k? A Federal Court Smites
A federal judge rules against a large employer that has been attacked in court for using retail mutual fund shares instead of institutional ones...
MutualFundWire.com - Friday, August 18, 2017
New Fund Fuss - August 17, 2017
Fund launches and changes for the week!..
MutualFundWire.com - Thursday, August 17, 2017
Filings for Fundsters - August 16, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Wednesday, August 16, 2017
Booth and Butler Find Their Next DFA Co-Pilot
For the second time in six months, a new co-CEO is rising from within the Texas-based fund firm...
MutualFundWire.com - Wednesday, August 16, 2017 - Reader Rating: 5
Be Careful What You Blog, and When
An ETF shop gains attention for publicly criticizing an asset class just one day before filing for a new ETF that would invest in the very same asset class...
MutualFundWire.com - Tuesday, August 15, 2017
Filings for Fundsters - August 14, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Monday, August 14, 2017
Week In Preview, August 14-20
This week there are 401k events in the Rockies and in Georgia, a pension actuaries event in Chicago, and a fundster networking event in the Big Apple...
MutualFundWire.com - Monday, August 14, 2017
Filings for Fundsters - August 11, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Friday, August 11, 2017
MFWire Networking Returns to Grand Central
Don't let commuting in the Summer of Hell get you down. Come network with your fellow fundsters!..
MutualFundWire.com - Friday, August 11, 2017
Plaintiffs Back Off One Fund Firm As Another Warns of an Investigation
The SEC is investigating asset allocation errors involving a multinational's U.S. mutual fund business. Separately, a fee lawsuit ends against a private-equity-backed fund firm...
MutualFundWire.com - Friday, August 11, 2017
Brace For 18 More Months of Fiduciary Reg Limbo
Alex Acosta's DoL has proposed pushing back the final pieces of the controversial conflict of interest rule and related exemptions...
MutualFundWire.com - Thursday, August 10, 2017
Filings for Fundsters - August 9, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Wednesday, August 09, 2017
Is Invesco Becoming a Mini-BlackRock?
The WSJ ponders the reported deal talk between Invesco and Guggenheim...
MutualFundWire.com - Tuesday, August 08, 2017
Filings for Fundsters - August 7, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Monday, August 07, 2017
Week In Preview, August 7-13
Retirement plan industry insiders are working out in Beantown and fundsters are networking in Gotham. And a big 401(k) industry conference is just around the corner...
MutualFundWire.com - Monday, August 07, 2017
MFWire Networking Next Thursday
Come network with your fellow fundsters!..
MutualFundWire.com - Friday, August 04, 2017
Filings for Fundsters - August 4, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Friday, August 04, 2017
PE Doubles Down on a Liquid Alts Shop
The owners have decided to further growth within the company rather than sell it.....
MutualFundWire.com - Thursday, August 03, 2017
Is Flanagan About to Make His 2nd Big Buy of 2017?
Invesco is reportedly in talks to acquire another ETF shop, this time on this side of the pond...
MutualFundWire.com - Thursday, August 03, 2017
Filings for Fundsters - August 2, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Wednesday, August 02, 2017
LPL's Cyborg Advisor Program Is Almost Here
It's been two years since Dan Arnold first revealed that the giant indie B-D was working on an advisor-friendly robo solution...
MutualFundWire.com - Wednesday, August 02, 2017
Kelly Clarkson Rocks LPL While Fundsters Talk Merger
Meanwhile, LPL chief Dan Arnold will take the stage this morning at the giant conference in Beantown...
MutualFundWire.com - Monday, July 31, 2017
Filings for Fundsters - July 31, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Monday, July 31, 2017
Why CICC is Buying a U.S. Asset Manager
Elaine La Roche, senior advisor at CICC, talks to MFWire about the acquisition of KraneShares.....
MutualFundWire.com - Friday, July 28, 2017
Filings for Fundsters - July 28, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Friday, July 28, 2017
Filings for Fundsters - July 26, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Wednesday, July 26, 2017
Meet MFWire In Boston!
Next week MFWire will be be in Beantown for the giant LPL Focus 2017 conference...
MutualFundWire.com - Wednesday, July 26, 2017
Sullivan Wants to Stack Legg's Non-Traditional Wins
Nearly half of the multi-boutique's gross retail sales last fiscal year came from products other than traditional mutual funds. Watch for SMAs and ETFs to play a bigger role for the firm...
MutualFundWire.com - Wednesday, July 26, 2017
ETC, Chiron, and KraneShares Go Up Once Again!
An analysis of the under $1B fund flow data for June 2017...
MutualFundWire.com - Tuesday, July 25, 2017
Follow the Fundsters - July 18, 2017
The latest hires, fires, and more!..
MutualFundWire.com - Tuesday, July 25, 2017
An I-Bank Slows Down One ETF Biz But Amps Up Another
A Wall Street giant is reportedly pulling back from its lead market maker efforts even as it doubles down on its own ETFs...
MutualFundWire.com - Tuesday, July 25, 2017
Carroll Joins a $47.1B Shop
The former Allianz GI retail chief joins another asset manager in the Big Apple...
MutualFundWire.com - Monday, July 24, 2017
Filings for Fundsters - July 24, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Monday, July 24, 2017
USCF and Edgewood Had a Fantastic June!
An analysis of $1B to $10B AUM fund flow data for June 2017...
MutualFundWire.com - Monday, July 24, 2017
Week In Preview, July 24-30
In less than a week, thousands of FAs and fundsters will converge in Beantown...
MutualFundWire.com - Monday, July 24, 2017
Guggenheim and Bridge Builder Are On a Roll!
An analysis of $10B to $100B AUM fund flow data for June 2017...
MutualFundWire.com - Friday, July 21, 2017
Is the DoL Rule's Biggest Foe Entering the White House For Real This Time?
Today is reportedly the day that President Trump will name this former hedge fundster to a White House staff position. Yet it's not the first time that this high profile fiduciary reg critic seemed poised to gain a White House post...
MutualFundWire.com - Friday, July 21, 2017
Vanguard and BlackRock Stay on Top While SSgA's Flow Woe Reverses
M* releases fund flow data for June 2017...
MutualFundWire.com - Thursday, July 20, 2017
B-Ds Are Shifting Away From Direct Fund Biz
As the DoL's possible final implementation date approaches, direct or so-called "check-and-app" mutual fund business is out of favor at broker-dealers...
MutualFundWire.com - Wednesday, July 19, 2017
A Long-Short Fund Firm Ties Into Two More Platforms
Watch for the fund to become available on a third new platform in the next couple of weeks...
MutualFundWire.com - Monday, July 17, 2017
Filings for Fundsters - July 17, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Monday, July 17, 2017
Week In Preview, July 17-23
401k plan advisors are pulling a Jimmy Stewart and going to Washington...
MutualFundWire.com - Monday, July 17, 2017
Filings for Fundsters - July 14, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Friday, July 14, 2017
Bigger Isn't Better? Don't Be So Sure
New research pushes back against the idea that mutual fund scale (both at the fund and industry levels) is a good thing for mutual fund investors. MFWire is skeptical...
MutualFundWire.com - Thursday, July 13, 2017
A $2.2 B Fund Firm's Distro Expansion Continues
This fund firm is keeping good on their promise to double their distro team and they have plans to expand another team.....
MutualFundWire.com - Wednesday, July 12, 2017
Filings for Fundsters - July 12, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Wednesday, July 12, 2017
Layoffs After Voluntary Buyouts? More Fido Rumors Swirl
The Boston Behemoth reportedly cuts hundreds of jobs, less than two weeks after more than 1,500 employees accepted a voluntary buyout offer...
MutualFundWire.com - Wednesday, July 12, 2017
Broadridge Buys an Institutional Asset Management Data Specialist
Broadridge expands to combine retail and institutional data analytics. ..
MutualFundWire.com - Tuesday, July 11, 2017
Post-Pioneer, Amundi Freezes Hiring and Plans Cuts
Yet it's not clear what effect the cost-savings initiative will have on this side of the pond...
MutualFundWire.com - Tuesday, July 11, 2017
Week In Preview, July 10-16
Mutual fund and retirement industry insiders are trekking across an island in the Pacific, while fintech folk are gathering in Gotham...
MutualFundWire.com - Monday, July 10, 2017
Are Index Funds Uncaring? McNabb Fires Back
The Vanguard chief takes to the pages of the WSJ to defend passive investing's honor against academic accusations of bad corporate governance...
MutualFundWire.com - Thursday, July 06, 2017
Filings for Fundsters - July 5, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Wednesday, July 05, 2017
Three Percent of Fidelity Employees Say Goodbye
More than 1,500 people reportedly took the Boston Behemoth's buyout package offer for older, longer-tenured employees. Most of those who accepted left by the week before Independence Day...
MutualFundWire.com - Wednesday, July 05, 2017 Views
A 36-Year-Old Fund Closes After Death of Its Advisor
Billy Oates died in February and his fund will be closing at the end of the month...
MutualFundWire.com - Monday, July 03, 2017 Views
Follow the Fundsters - July 3, 2017
Hires, fires, and the like!..
MutualFundWire.com - Monday, July 03, 2017
Week In Preview - Happy Fourth of July!
It's looking to be a quiet week for events in the advisor-sold asset management business...
MutualFundWire.com - Monday, July 03, 2017
Filings for Fundsters - June 30, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Friday, June 30, 2017
Vanguard Retakes the Lead, and Schwab and Oakmark Also Rake It In
M* release fund flow data for May 2017...
MutualFundWire.com - Thursday, June 29, 2017 Views
Has Trump Picked Someone For That Final SEC Commish Spot?
A Columbia law professor is reportedly the "leading contender" for the open Democratic seat atop the regulatory agency...
MutualFundWire.com - Thursday, June 29, 2017
Filings for Fundsters - June 28, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Wednesday, June 28, 2017
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