Quantcast
The MFWire
Manage Email Alerts | Sponsorships | About MFWire | Who We Are



All our 23,130 stories are here...Call 212-331-8995 to add to the pile
Get MFWire Alerts
MFWire Search Results
Results 1 to 100 of 100 results for national AND sales AND manager. (0.969 seconds)
Hartford Funds [view profile ]
5 Radnor Corporate Center  100 Matsonford Road, Suite 300  Radnor  PA  19087  ph: 610-386-7414 

http://www.hartfordfunds.com  -  SEC Filings
Fund Profiles
News Stories Archives - Since 1998
A Retired Fidelity Ops Vet Dies at 73
A Massachusetts native who worked at the Boston Behemoth for a decade passed away earlier this month...
MutualFundWire.com - Friday, November 17, 2017
Fewer Fundsters and RIAs Faced the SEC's Wrath This Year
The regulatory agency's enforcement division releases its report for FY 2017...
MutualFundWire.com - Thursday, November 16, 2017
Impact, Day 3 — Awards, Leon Bridges, and More
The 12th annual Impact Awards, a former prime minister, and the final night party are on the agenda today for the giant, RIA-focused conference...
MutualFundWire.com - Thursday, November 16, 2017
T. Rowe Price PMs Look Ahead to 2018
The Baltimore-based asset manager hosts reporters in New York City...
MutualFundWire.com - Wednesday, November 15, 2017
After Selling Half Its Biz, a Subadvised Fund Firm Rebuilds and Reinvests
What's next for this Big Apple shop after its biggest subadvisor and half of its team head to another firm as part of a deal?..
MutualFundWire.com - Tuesday, November 14, 2017
Asset Management Bonuses Will Rise, Without Leading the Pack
Investment bankers in underwriting and private equity execs will see bigger bonus increases this year than their fundster counterparts, according to a boutique compensation consulting firm...
MutualFundWire.com - Tuesday, November 14, 2017
Harris Combines Three Big BNY Mellon Shops
The combined business will have more than $560 billion in AUM. Yet Dreyfus should be unaffected by the merger...
MutualFundWire.com - Monday, November 13, 2017
Week In Preview, 11/13 - 11/19
This week the Charles Schwab, Investments & Wealth Institute, Osney, and T. Rowe Price teams will host events...
MutualFundWire.com - Monday, November 13, 2017
A DFA Vet Plans a Niche ESG Buildout
The startup already has an ESG real estate fund. Watch for them to push into emerging markets or niche bond funds next...
MutualFundWire.com - Friday, November 10, 2017
Hodge Is Out
A year and a month after passing the reins, the former Pimco CEO will retire from the fixed income giant...
MutualFundWire.com - Friday, November 10, 2017
Fitzpatrick Extends NICSA's Reach
With help from a key new hire, the trade group's chief is looking broaden NICSA's appeal beyond its traditional base of mutual fund industry operations executives...
MutualFundWire.com - Thursday, November 09, 2017
How a Women-Run Asset Manager Launched Its First Green ETF
A women-run asset manager realizes a product opportunity for millennials and women interested in social impact...
MutualFundWire.com - Wednesday, November 08, 2017
Franklin's New Global Distro Chief Hunts for a Key Hire
A top executive at the publicly traded mutual fund shop plans to retire next year...
MutualFundWire.com - Tuesday, November 07, 2017
Another Gotham Giant Shifts, This Time to the West
The pivot provides an excuse for an update on successor possibilities at this big asset manager...
MutualFundWire.com - Tuesday, November 07, 2017
Week In Preview, November 6-12
Baron Funds, DST kasina, the Expect Miracles Foundation, an ETF startup, the ICI, InvestmentNews, the MFEA, and the New York Financial Writers' Association are all hosting events this week...
MutualFundWire.com - Monday, November 06, 2017
A Ten-Year Neuberger Vet Takes Over Biz Dev For an Alts Shop
An alternative asset manager, based in the Midwest and with $13 billion in AUM, just hired a top key accounts exec...
MutualFundWire.com - Friday, November 03, 2017
Four Reasons Tax Reform Could Make Fundsters Smile
Congressional Republicans finally introduced their 2017 tax reform bill yesterday, and fundsters may have some reasons to celebrate...
MutualFundWire.com - Friday, November 03, 2017
A $250B Alts Shop Buys Most of a Mutual Fund Biz
The multi-part deal amps up the institutional asset manager's liquid offerings and distribution. Meanwhile, one of the sellers will reinvest in its biz to build out again...
MutualFundWire.com - Thursday, November 02, 2017
The Curse of Common Names
In the age of Google and social media, it's become harder to hide if you have a unique name. Yet it's also become easier to get mistaken for someone else if you have a common name, as an FA in the Midwest discovered this week...
MutualFundWire.com - Thursday, November 02, 2017
DFA Powers an ESG's Startup's First Mutual Fund
The Texas-based asset manager subadvises a new offering from a San Francisco-based shop...
MutualFundWire.com - Wednesday, November 01, 2017
FAs Gain a Tool For Comparing Your Liquid Alts
M* takes a year-old tool up a notch by adding it to Morningstar Direct...
MutualFundWire.com - Wednesday, November 01, 2017
Lytle Shares Macquarie's Potential Acquisition Dreams
The Australian multinational is on the hunt for deals, both in the U.S. and abroad...
MutualFundWire.com - Tuesday, October 31, 2017 - Reader Rating: 5
Are Your FA Allies About to Get Less Mobile?
A wirehouse giant is dropping out of a 13-year-old treaty that opened the door to less-litigious advisor movement. Will other big B-Ds follow this wire's lead?..
MutualFundWire.com - Tuesday, October 31, 2017
Week In Preview, October 30-November 5
Transamerica, Macquarie, Inside ETFs, and the Philadelphia Fund Alliance are all hosting events this week...
MutualFundWire.com - Monday, October 30, 2017
A Cross-Border Market Entry Solutions Team Forms at State Street
State Street Advisors acts on client demand for market entry solutions...
MutualFundWire.com - Friday, October 27, 2017 - Reader Rating: 5
WSJ vs M*'s Stars, Round 3
The most prominent business paper in the U.S. again takes on the investment research titan's mutual fund ratings system, this time in an expose-length feature. Yet unanswered questions remain...
MutualFundWire.com - Thursday, October 26, 2017 - Reader Rating: 3
How a No-Load Giant Is Making a Push With Advisors
InvestmentNews digs into the shift being made by a well-known, publicly-traded asset manager...
MutualFundWire.com - Wednesday, October 25, 2017
Week In Preview - October 23-29
DST kasina, Eaton Vance, FIASI, IDC, Informa, MFEA, M*, and Opal Group are all hosting events this week...
MutualFundWire.com - Monday, October 23, 2017
ESG ETF Entreprenuers Plan a Whole List of Strats and Some Ambitious Growth
A startup debuted its first ETF last week. Watch for them to build out a whole suite of products...
MutualFundWire.com - Thursday, October 19, 2017
Lovell Minnick Buys a Midwestern Asset Manager
Watch for the private equity shop to back further M&A by the acquiree once the deal closes...
MutualFundWire.com - Wednesday, October 18, 2017
Luxembourg Minister of Finance Tells US Asset Managers What's Next For Europe
The Association of Luxembourg Fund Industry (ALFI) chairman and partners present solutions for raising capital in Luxembourg and beyond as apart of a U.S. Roadshow...
MutualFundWire.com - Wednesday, October 18, 2017
Filings For Fundsters - October 17, 2017
The latest mutual fund industry filings with the SEC...
MutualFundWire.com - Tuesday, October 17, 2017
Fink Predicts Continued Double-Digit Growth for Tech and Risk Management
BlackRock released Q3 earnings and provided insight into their Aladdin offerings including Aladdin Risk for Wealth Management and Provider Aladdin...
MutualFundWire.com - Tuesday, October 17, 2017
TD's NTF ETF Platform Expands, Minus a Giant
The online brokerage and RIA custodian is nearly tripling the number of ETFs available through its commission-free platform. Yet one of the big three ETF shops is no longer a part of the program...
MutualFundWire.com - Tuesday, October 17, 2017
Week In Preview, October 16-22
Fall conference season continues this week...
MutualFundWire.com - Monday, October 16, 2017
Irish Funds Talks Brexit Uncertainty
Irish Funds visits New York to provide Brexit insight for third-party asset managers...
MutualFundWire.com - Friday, October 13, 2017
Follow the Fundsters - October 12, 2017
Keep track of the latest people moves in the mutual fund business...
MutualFundWire.com - Thursday, October 12, 2017
Filings For Fundsters October 11, 2017
The latest mutual fund industry filings with the SEC...
MutualFundWire.com - Wednesday, October 11, 2017
Will a Pimco Alum Take Over the Fed?
Gundlach's betting on him, and Gross likes him, yet he didn't make the widely covered short list...
MutualFundWire.com - Wednesday, October 11, 2017
Week In Preview, October 9-15
AIMSE, Carson Group Coaching, Expect Miracles, Irish Funds, and Tiburon are all hosting events this week...
MutualFundWire.com - Monday, October 09, 2017
Roberge Consolidates MFS Distro Under a Single Chief
Meanwhile, a 30-year company veteran is stepping back at the Beantown mutual fund shop owned by SunLife...
MutualFundWire.com - Friday, October 06, 2017
Will Tax Reform Hurt Asset Manager M&A?
One proposal could dramatically change the business models of some of fundsters' most frequent acquirers...
MutualFundWire.com - Thursday, October 05, 2017
Will a $2,700 Mistake Cost BlackRock $37MM?
The moral of the story may be: asset managers that do any work for state or local governments should keep their execs' dollars out of politics, even national politics...
MutualFundWire.com - Wednesday, October 04, 2017
Follow the Fundsters - October 3, 2017
Keep track of the latest people moves in the mutual fund business...
MutualFundWire.com - Tuesday, October 03, 2017
As Axa Deal Rumors Swirl, What About AB?
Word is that the French multinational insurance company is working on a big asset management deal...
MutualFundWire.com - Tuesday, October 03, 2017
Filings For Fundsters - October 2, 2017
The latest mutual fund industry filings with the SEC...
MutualFundWire.com - Monday, October 02, 2017
Week In Preview, October 2-8
Managed accounts execs gather in Chitown while fundsters converge on Beantown and KPAs meet outside LA...
MutualFundWire.com - Monday, October 02, 2017
For $1.2B, Marty Flanagan Does It Again
As long rumored, Invesco is buying another ETF business, this time in the U.S...
MutualFundWire.com - Thursday, September 28, 2017 Views
Will Another Japanese Giant Buy Into U.S. Asset Management?
A life insurance company on the other side of the Pacific reportedly could shell out hundreds of millions of dollars for a slice of an American mutual fund shop...
MutualFundWire.com - Thursday, September 28, 2017
Filings For Fundsters - September 27, 2017
The latest mutual fund industry filings with the SEC...
MutualFundWire.com - Wednesday, September 27, 2017
Filings For Fundsters - September 25, 2017
The latest mutual fund industry filings with the SEC...
MutualFundWire.com - Monday, September 25, 2017
Week In Preview, September 25-October 1
eMoney Advisor, FIASI, Fund Intelligence, the ICI, informa, LPL, NAGDCA, the PSCA, and WiPN are all hosting events this week...
MutualFundWire.com - Monday, September 25, 2017
A Gotham FA Moves Ahead of a CEF Transformation
This financial advisor chose to up and leave rather than cry over spilt half-an-half at Calton & Associates...
MutualFundWire.com - Friday, September 22, 2017
New Fund Fuss - September 22, 2017
A roundup of recent launches and other industry news...
MutualFundWire.com - Friday, September 22, 2017
Axsater Hunts For a Connector
The Wells Fargo Asset Management strategic business segments chief and institutional DC I-O veteran is creating a new key position...
MutualFundWire.com - Thursday, September 21, 2017
One of Fundsters' Biggest Fears Came True, But How Much?
SEC Chairman Clayton shared potentially scary news yesterday but was light on the details...
MutualFundWire.com - Thursday, September 21, 2017
T. Rowe PMs and Wells Fargo's AM Chief Woo Reporters in Gotham
Executives from two big asset managers came to the Big Apple today. In the one case, PMs came to talk about a growing unit, and in the other, leadership shared new research...
MutualFundWire.com - Wednesday, September 20, 2017
How Much Will That SRI Deal Cost?
Pax World's buyer reveals pricing details and more about the impending acquisition...
MutualFundWire.com - Wednesday, September 20, 2017
An ETF Shop Bets on Blockchain
A publicly traded asset manager in Texas makes a strategic investment into a firm north of the border...
MutualFundWire.com - Tuesday, September 19, 2017
Follow the Fundsters - September 18, 2017
Hires, fires and the like!..
MutualFundWire.com - Monday, September 18, 2017
A UK SRI Specialist Buys a $4.5B U.S. Shop
A London-based asset manager is buying an ally on this side of the pond...
MutualFundWire.com - Monday, September 18, 2017
Week In Preview, September 18-24
The fall event season is in full swing...
MutualFundWire.com - Monday, September 18, 2017
What Advisors Want - Jeff Fishman
An FA to the behind-the-camera folks in Hollywood talks about how asset managers can best work with his firm...
MutualFundWire.com - Friday, September 15, 2017
New Fund Fuss - September 15, 2017
A roundup of recent fund launches and other industry news...
MutualFundWire.com - Friday, September 15, 2017
In Other Industries, This Would Just Be Bad PR
Another regulator smites another distributor, this time to the tune of $1.1MM, over improper use of mutual fund share classes...
MutualFundWire.com - Friday, September 15, 2017
AUM Update - September 14, 2017
The latests assets under management figures and other metrics for industry players...
MutualFundWire.com - Thursday, September 14, 2017
LPL Adds Strategists and Builds Towards a UMA Platform
The giant indie B-D's home office team is expanding a core platform in several key ways. And fundsters, they're still adding strategists...
MutualFundWire.com - Thursday, September 14, 2017
As Passive Dominates, There's Another Asset Shift Going On
M* digs into another mutual fund industry trend that has implications for all the active managers out there...
MutualFundWire.com - Thursday, September 14, 2017 Views
Stein Opens Betterment's Doors to Two More Asset Managers
Vanguard's ETFs will no longer be the only stuff underlying portfolios at the largest independent roboadvisor...
MutualFundWire.com - Wednesday, September 13, 2017
John Hancock Investments Shifts
Manulife puts its U.S. mutual fund arm within a newly created unit, led by a soon-to-be promoted exec...
MutualFundWire.com - Tuesday, September 12, 2017 Views
Follow the Fundsters - September 12, 2017
Hires, fires and the like!..
MutualFundWire.com - Tuesday, September 12, 2017
Moninger Brings a Top RidgeWorth Alum to Eaton Vance
The new hire will focus on the independent broker-dealer channel for the Beantown mutual fund shop...
MutualFundWire.com - Monday, September 11, 2017 - Reader Rating: 5
Filings For Fundsters - September 11, 2017
The latest mutual fund industry filings .....
MutualFundWire.com - Monday, September 11, 2017
Week In Preview, September 11-17
A 401(k) conference gets delayed as Irma batters Florida and Houston recovers from Harvey...
MutualFundWire.com - Monday, September 11, 2017
New Fund Fuss - September 8, 2017
A roundup of recent fund launches and other industry news...
MutualFundWire.com - Friday, September 08, 2017
A Mutual Fund Legal Eagle Falls at 72
A prominent investment management industry lawyer who once helped run a piece of the SEC died over Labor Day weekend after a fall...
MutualFundWire.com - Friday, September 08, 2017 Views
Sorry, Fundsters: Fees and Wholesalers Don't Sway RIAs
New research sheds light into what matters, and what doesn't, when it comes to winning advisors over to your asset managers' wares...
MutualFundWire.com - Thursday, September 07, 2017 Views
Follow the Fundsters - September 6, 2017
Hires, fires and the like!..
MutualFundWire.com - Wednesday, September 06, 2017
Filings For Fundsters - September 5, 2017
The latest mutual fund filings .....
MutualFundWire.com - Tuesday, September 05, 2017
TA Puts a New Chief In Charge of Russell
The new hire succeeds Len Brennan, who will become a strategic advisor to the firm next year...
MutualFundWire.com - Tuesday, September 05, 2017
Week In Preview, 9/5-10
It's almost 401(k) day!..
MutualFundWire.com - Tuesday, September 05, 2017
New Fund Fuss - September 1, 2017
A roundup of recent fund launches and other industry news...
MutualFundWire.com - Friday, September 01, 2017
Gerstein Fisher Says Goodbye to a 401k Sales Vet
A distribution executive is moving on from the Gotham quant shop...
MutualFundWire.com - Friday, September 01, 2017
Filings For Fundsters - August 31, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Thursday, August 31, 2017
Turner Buys Into the ETF Biz
While shuttering its old mutual funds, the PA mutual fund shop is acquiring a Midwestern ETF startup. Meanwhile, an affiliated fintech company makes a key alliance...
MutualFundWire.com - Wednesday, August 30, 2017 Views - Reader Rating: 5
Will B-Ds Kill or Keep Direct Fund Biz? Is There a Third Way?
Two firms are teaming up to help broker-dealers and their FAs adapt to a changing environment, without shifting their mutual fund only clients into traditional brokerage accounts...
MutualFundWire.com - Tuesday, August 29, 2017 - Reader Rating: 5
Follow the Fundsters - August 29, 2017
Hires, fires and the like!..
MutualFundWire.com - Tuesday, August 29, 2017
A Freshly Rebranded Boutique Hunts For 10
Most of the new positions at the 45-person, SRI-focused asset manager will be on the distribution side...
MutualFundWire.com - Monday, August 28, 2017
Filings For Fundsters - August 25, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Friday, August 25, 2017
Muzinich, KraneShares, and Chilton Rise Up!
An analysis of the fund flow report for firms with AUMs under $1 billion for the month of July...
MutualFundWire.com - Friday, August 25, 2017
New Fund Fuss - August 24, 2017
A roundup of recent fund launches and other industry news...
MutualFundWire.com - Thursday, August 24, 2017
The Invesco-Guggenheim Deal Talk Narrows
The scope of Marty Flanagan and Mark Walter's rumored deal has shifted to a single piece of business...
MutualFundWire.com - Thursday, August 24, 2017 Views - Reader Rating: 4
Filings for Fundsters - August 23, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Wednesday, August 23, 2017
In October, an Ex-Eaton Vance PM Will Go to Prison
After pleading guilty to securities fraud, the former VP at the fund firm is scheduled to start a 1.5-year sentence in federal prison. He's also been ordered to pay more than $1.5 million in restitution...
MutualFundWire.com - Wednesday, August 23, 2017 - Reader Rating: 5
In Texas, a $5B Shop Crosses Off One Brand For Another
The move comes thirty years after the firm's founding...
MutualFundWire.com - Tuesday, August 22, 2017 - Reader Rating: 5
Follow the Fundsters - August 22, 2017
Hires, fires and the like!..
MutualFundWire.com - Tuesday, August 22, 2017
American Century Preps a Pair of Acquisitions
Jonathan Thomas tells a trade pub that the Midwestern asset manager is about to seal a debt deal to finance purchasing a quantitative equity shop and a fixed income shop...
MutualFundWire.com - Tuesday, August 22, 2017 Views
Filings for Fundsters - August 21, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Monday, August 21, 2017
Week In Preview, August 21-27
The official mutual fund industry calendar is pretty light for eclipse week...
MutualFundWire.com - Monday, August 21, 2017
Advisors Still Use More Active Than Passive
MFWire digs into new research from FUSE...
MutualFundWire.com - Friday, August 18, 2017
 News Archives
2017: Q4Q3Q2Q1
2016: Q4Q3Q2Q1
2015: Q4Q3Q2Q1
2014: Q4Q3Q2Q1
2013: Q4Q3Q2Q1
2012: Q4Q3Q2Q1
2011: Q4Q3Q2Q1
2010: Q4Q3Q2Q1
2009: Q4Q3Q2Q1
2008: Q4Q3Q2Q1
2007: Q4Q3Q2Q1
2006: Q4Q3Q2Q1
2005: Q4Q3Q2Q1
2004: Q4Q3Q2Q1
2003: Q4Q3Q2Q1
2002: Q4Q3Q2Q1
 Subscribe via RSS:
Raw XML
Add to My Yahoo!
follow us in feedly




©All rights reserved to InvestmentWires, Inc. 1997-2017
40 Wall Street | 28th Floor | New York, NY 10005 | P: 212-331-8968 | F: 212-331-8998
Privacy Policy :: Terms of Use