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Hartford Funds [view profile ]
5 Radnor Corporate Center  100 Matsonford Road, Suite 300  Radnor  PA  19087  ph: 610-386-7414 

http://www.hartfordfunds.com  -  SEC Filings
Fund Profiles
News Stories Archives - Since 1998
A New Player Squeezes into the ETF Market
A Connecticut-based firm powers its first ETF...
MutualFundWire.com - Friday, March 24, 2017
Filings for Fundsters - March 24, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Friday, March 24, 2017
In Rare Move, American Century Lifts Out
Though the mutual fund shop's PMs are typically homegrown, they're making an exception for a key team...
MutualFundWire.com - Wednesday, March 22, 2017
An Investment Bank Buys a SoCal ETF Strategist
The 13-year-old acquiree has $1.1B in AUA and 11 employees...
MutualFundWire.com - Wednesday, March 22, 2017
Chiron Execs Meet the Press
A Leawood, Kansas-based startup hosts its first press luncheon...
MutualFundWire.com - Tuesday, March 21, 2017
Cooper Finds a Diamond and Shakes Up a Putnam PM Team
PMs are joining, rising, and departing. And the team's approach is changing, too...
MutualFundWire.com - Tuesday, March 21, 2017
A Maryland Shop Shoots For Distro Expansion
After three years of revamping his products, this mutual fund and ETF entrepreneur is looking to add wholesalers. And he has more funds in the hopper, too...
MutualFundWire.com - Monday, March 20, 2017
Filings for Fundsters - March 20, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Monday, March 20, 2017
A Fund-Selector-Focused Startup Comes A-Knockin'
This European tool could provide an upgrade to how fund selectors in the U.S. perform due diligence...
MutualFundWire.com - Friday, March 17, 2017
Truscott Shifts Columbia's RIA Distro
The move comes as a 30-year company veteran is preparing to leave the Ameriprise subsidiary...
MutualFundWire.com - Thursday, March 16, 2017
Follow the Fundsters - March 15, 2017
Hires, fires, and the like!..
MutualFundWire.com - Wednesday, March 15, 2017
This SEC Unit Shifts Towards Asset Managers and Other RIAs
A key arm of the regulatory agency has redirected staff towards registered investment advisor firms ... and it's having an impact...
MutualFundWire.com - Tuesday, March 14, 2017
Blass Highlights an Emerging Threat to Fund Firms
The ICI general counsel delivers his opening remarks in Southern California at the trade group giant annual legal conference. ..
MutualFundWire.com - Monday, March 13, 2017
A Year-Old RIA Acquires a $4B Shop
The freshly combined shop may create its own mutual funds...
MutualFundWire.com - Friday, March 10, 2017 - Reader Rating: 5
Elite Fundsters Dine and Discuss Atop Manhattan
An investing publication gathers execs from its key asset management allies...
MutualFundWire.com - Friday, March 10, 2017
Fund Rationalization Fever Spreads Beyond the Wires
Watch for smaller B-Ds to make some tough lineup choices, too, even as fiduciary reg limbo continues...
MutualFundWire.com - Thursday, March 09, 2017
An Acquisitive Gotham Asset Manager Sells
The buyer, also in the Big Apple, is a specialty fixed income broker-dealer. The deal also involves the asset manager's sister company...
MutualFundWire.com - Wednesday, March 08, 2017
Who Are the Best Marketers in Asset Management?
As the industry gets more competitive, small firms need to find a marketing focus...
MutualFundWire.com - Wednesday, March 08, 2017
Faust Backs a "Spectacular" Beantown Summer Tradition
Eaton Vance signs on as the key sponsor of a big hometown event, for the next three years...
MutualFundWire.com - Wednesday, March 08, 2017
Recognize the Mutual Fund Industry's 2017 STARs!
The annual asset management award ceremony will take place in the fall of 2017. Nominations are now open...
MutualFundWire.com - Tuesday, March 07, 2017
Follow the Fundsters - March 7, 2017
Hires, fires, and the like!..
MutualFundWire.com - Tuesday, March 07, 2017
Hold the T Shares?
Fiduciary reg limbo is shaking things up when it comes to the future of mutual fund distribution...
MutualFundWire.com - Tuesday, March 07, 2017
Filings for Fundsters - March 6, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Monday, March 06, 2017
Cryan Plans to Sell A Piece of DeAM
Deutsche plans to sell off a minority stake in its asset management arm as part of a broader restructuring...
MutualFundWire.com - Monday, March 06, 2017
Steinmetz Does a $2.7B Deal
OpFunds is acquiring a West Coast fixed income shop...
MutualFundWire.com - Monday, March 06, 2017 Views
For $4.6B, One British Giant Buys Another
Yet on this side of the pond, one side has a mutual fund biz and the other is purely institutional...
MutualFundWire.com - Monday, March 06, 2017
Putnam Wins a Charitable Victory, On Ice
Five Beantown asset managers recently competed in a hockey tournament...
MutualFundWire.com - Saturday, March 04, 2017
A 16-Year Goldman Due Diligence Vet Exits
A Goldman gatekeeper has left the firm...
MutualFundWire.com - Friday, March 03, 2017
2016: The Beginning of the End?
2016 was not kind to the mutual fund...
MutualFundWire.com - Friday, March 03, 2017
This Exec Might Buy Your Shop and Bolt It On to a British Giant
A multinational insurer just hired a Goldman alum as M&A chief. Watch for him to do asset management deals here in the U.S...
MutualFundWire.com - Friday, March 03, 2017
Moran Shifts Two BNY Mellon IM Channels
The asset manager's boutiques take over a piece of distribution while the advisor wholesaling force takes over another...
MutualFundWire.com - Thursday, March 02, 2017
Filings for Fundsters - March 2, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Thursday, March 02, 2017
An Asset Management Titan Trims Bonuses
News of the move comes a day after another giant made its first-ever broad, voluntary buyout offer to its employees...
MutualFundWire.com - Thursday, March 02, 2017
Four Managers Leave Allianz's Retail Team
The departures from two channels at the multinational asset manager's U.S. arm...
MutualFundWire.com - Wednesday, March 01, 2017
Look Out for This Model Portfolio Program Reaching 19,000 Advisors
This risk alignment tool is turning itself into a distribution platform for third-party strategists and asset managers...
MutualFundWire.com - Wednesday, March 01, 2017
Trump Asks a Fido Vet For Advice
The exec is also an alumnus of SIFMA and a former Congressional staffer...
MutualFundWire.com - Wednesday, March 01, 2017
Top Low-Cost Educational Resources for Fund Marketers
A veteran asset management industry ally gathers a list of publications, trade groups, and more...
MutualFundWire.com - Tuesday, February 28, 2017 - Reader Rating: 5
The Mutual Fund Fuzz Eyes a Bank
An annual report reveals that the SEC's enforcement division is investigating possible fraud around use of share classes that include 12b-1 fees...
MutualFundWire.com - Tuesday, February 28, 2017
AmericaFirst Launches A Sixth Fund and Ponders the Next Move
A small Roseville, CA-based firm celebrates its sixth fund launch, and says distro staff and product expansions might be on the horizon...
MutualFundWire.com - Monday, February 27, 2017
The $4T Firm and the $1T Biz
A pair of industry giants cross critical milestones...
MutualFundWire.com - Monday, February 27, 2017
DeAM's ETF Biz Is Focused on Two Big Opps
The U.S. passive arm of the multinational asset manager added people and product in 2016...
MutualFundWire.com - Friday, February 24, 2017
Jensenís Distro Head Retires
The managing director of sales, marketing, and client services will retire on February 28...
MutualFundWire.com - Thursday, February 23, 2017
Deutsche and Franklin Execs Meet the Press
Today the two asset managers are each holding media events in the Big Apple...
MutualFundWire.com - Thursday, February 23, 2017
Filings for Fundsters - February 22, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Wednesday, February 22, 2017
Brooks Shakes Up a Key Deutsche AM Channel
It's not clear how many staff were affected by the changes...
MutualFundWire.com - Tuesday, February 21, 2017
Has Joe Sullivan Found a Buyer For Legg?
The publicly-traded mutual fund shop's shares jumped a bit yesterday after a report that someone is bidding...
MutualFundWire.com - Tuesday, February 21, 2017 Views
Amundi and Pioneer Face Post-Merger Cuts, But ...
Amundi's chief talks about his plans for finding cost synergies at the asset managers once they combine. Yet it's unclear what that means for Pioneer's U.S. business...
MutualFundWire.com - Tuesday, February 21, 2017
Institutional Shares Now Utterly Dominate This NTF Platform
Two and a half years into a big push, an RIA custodian has seen flows completely transform...
MutualFundWire.com - Friday, February 17, 2017 - Reader Rating: 5
The Man Who Would Rescue the Anti DoL Rule Fight
A day after Andy Puzder withdrew from consideration, Donald Trump nominates someone else for Secretary of Labor. If the new nominee is confirmed by the Senate, he will be the one to carry any fiduciary reg delay, change, or repeal across the finish line...
MutualFundWire.com - Friday, February 17, 2017
Fidelity Dishes Out a Serving of Rationalization-Lite
Fidelity streamlines its third-party fund offerings...
MutualFundWire.com - Thursday, February 16, 2017
Sloane Expands USAA's Key Account and Investment Resource Teams
The Texas mutual fund shop's third-party distro chief welcomes two more people to his team...
MutualFundWire.com - Thursday, February 16, 2017
Follow the Fundsters - February 15, 2017
Hirings, firings and the like!..
MutualFundWire.com - Wednesday, February 15, 2017
This Category King Plans to Stay Focused
Tarkio funds plans to maintain one and only one fund...
MutualFundWire.com - Tuesday, February 14, 2017 - Reader Rating: 5
The Original Money Fund Guru Dies
A prominent industry watcher and fundster entrepreneur dies at the age of 75...
MutualFundWire.com - Tuesday, February 14, 2017
Masom Picks a Legg National Accounts Chief, For Now
A key distro exec heads to Morgan Stanley and another rises. Stay tuned for more info later this year...
MutualFundWire.com - Monday, February 13, 2017
A Beantown Shop's N. America Distro Chief Departs
An 11-year company veteran is moving on from the firm...
MutualFundWire.com - Friday, February 10, 2017 - Reader Rating: 1
Filings for Fundsters - February 10, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Friday, February 10, 2017
Hailer Passes the Baton at Natixis
The multinational asset manager has new chiefs on both sides of the pond...
MutualFundWire.com - Thursday, February 09, 2017 Views
The New Fund Fuss - February 9, 2017
The latest funds making their grand debut!..
MutualFundWire.com - Thursday, February 09, 2017
Filings for Fundsters - February 8, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Wednesday, February 08, 2017
Is Smart Beta Overcrowded?
Bloomberg ponders the rise of quantitative factor investing, especially in ETFs...
MutualFundWire.com - Wednesday, February 08, 2017
Follow the Fundsters - February 7, 2017
Hirings, firings and the like!..
MutualFundWire.com - Tuesday, February 07, 2017
A PE Shop Buys Foreside
The Portland, ME-based fund service provider will now be majority PE-owned...
MutualFundWire.com - Tuesday, February 07, 2017 Views
A Quant Shop Flies Into ETFs
A Colorado firm launches their first suite of ETFs!..
MutualFundWire.com - Monday, February 06, 2017
Fink Calls For a More Global, Diverse, and Inclusive BlackRock
The chief of the world's largest asset manager reminds his employees what they stand for...
MutualFundWire.com - Monday, February 06, 2017 - Reader Rating: 5
A Fidelity Platform Exec Heads to Voya
The vice president of Fidelity FundsNetwork has left for Voya...
MutualFundWire.com - Friday, February 03, 2017 Views
Filings for Fundsters - February 3, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Friday, February 03, 2017
Fiduciary Reg-Less?
U.S. President Donald Trump is reportedly poised to tell the DoL to hold and reevaluate the controversial DoL rule...
MutualFundWire.com - Friday, February 03, 2017
An RIA Custodial Giant Creates a "Have Your Cake and Eat It, Too" Fund Platform
Word on the asset management street is that one of the big three RIA custodians has created a new investment platform that combines institutional and NTF properties...
MutualFundWire.com - Thursday, February 02, 2017 Views
Nally Offers Strategists and Asset Managers a Deeper Way to Connect With TD-Aligned RIAs
The TD Ameritrade Institutional team is creating a new platform that ties in with a flagship, integrated technology offering now used by more than 10,000 individuals from more than 2,500 RIAs...
MutualFundWire.com - Thursday, February 02, 2017
Filings for Fundsters - February 1, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Wednesday, February 01, 2017
New Management Revamps Quakers' Business Model
A Berwyn, PA-based firm tweaks its distribution approach and launches a new business model...
MutualFundWire.com - Wednesday, February 01, 2017
Hunting For Pimco's Future, Without an Allianz Global Investors Merger
In an interview with Bloomberg, the boss of Pimco's new boss drops hints as to where she wants the fixed income giant to go next...
MutualFundWire.com - Wednesday, February 01, 2017
Follow the Fundsters - January 31, 2017
Hirings, firings and the like!..
MutualFundWire.com - Tuesday, January 31, 2017
Though Passive Dominates Advisor Flows, Active's Still Pulling in Ten of Billions
New data shows that active asset management is not down for the count in the retail intermediary channels...
MutualFundWire.com - Tuesday, January 31, 2017
TD's Nally Gathers a Record Crowd in SoCal
The RIA custodian estimates that more 3,200 RIAs and their allies will converge on San Diego this week for its 21st annual conference...
MutualFundWire.com - Tuesday, January 31, 2017
Eye for Earnings - January 30, 2017
The latest earnings releases are here!..
MutualFundWire.com - Monday, January 30, 2017
Two Natural Resources Specialists Launch Their First Fund
An Empire State shop enters the mutual fund biz...
MutualFundWire.com - Monday, January 30, 2017 - Reader Rating: 5
A 3,000-Advisor B-D Promotes a Key Fund Ally
The seven-year company veteran now serves as vice president of due diligence and product services...
MutualFundWire.com - Friday, January 27, 2017
Filings for Fundsters - January 27, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Friday, January 27, 2017
Virtus Raises RidgeWorth Cash, and a Hedge Fundster Speaks Out
The publicly-traded mutual fund shop is selling $200 million in stock to help finance the deal. Meanwhile, an activist investor is begging Virtus not rely on cash for the deal...
MutualFundWire.com - Friday, January 27, 2017
WE Celebrates 3 Years and 2,500 Members
Women in ETFs (WE) held a breakfast celebration at Inside ETFs for its third anniversary...
MutualFundWire.com - Thursday, January 26, 2017
Dodge & Cox, Fido, Harris, and T. Rowe Win Big
M* reveals the winners of its four manager of the year awards for 2016...
MutualFundWire.com - Wednesday, January 25, 2017
Even the WSJ Prefers Index Funds
Active management's PR problem is pervasive...
MutualFundWire.com - Wednesday, January 25, 2017
A Midwestern Fund Firm Ramps Up Distro Hiring
A Minneapolis-based firm seeks to double its distribution staff in the coming year...
MutualFundWire.com - Wednesday, January 25, 2017 Views
The SEC Opens the Door to a Share Class Revolution
Even as the DoL rule's fate is unclear, a new kind of mutual fund share class gets another regulatory agency's blessing...
MutualFundWire.com - Tuesday, January 24, 2017 Views - Reader Rating: 5
Follow the Fundsters - January 24, 2017
Hirings, firings and the like!..
MutualFundWire.com - Tuesday, January 24, 2017
A $900B Asset Manager Rebrands, Again
The move comes 11 months after the asset manager's parent streamlined its own brand...
MutualFundWire.com - Tuesday, January 24, 2017
GMO's Interim CEO Will Hand Over the Reins Next Month
The Beantown-based, privately held asset manager's board anoints a new chief...
MutualFundWire.com - Monday, January 23, 2017
AlphaCore Doubles in Size With Acquisition
In a single acquisition, the La Jolla-based firm doubles its assets and staff...
MutualFundWire.com - Monday, January 23, 2017
A 27-Year American Century Vet Departs
A top distro exec has left the firm...
MutualFundWire.com - Friday, January 20, 2017 Views
Filings for Fundsters - January 20, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Friday, January 20, 2017
Will You Help Elizabeth Warren Save the Fiduciary Reg?
The outspoken populist politician is trying to rally big B-Ds, mutual fund shops, banks, and insurers to fight an expected delay or retraction of the rule after President-elect Donald Trump takes office today...
MutualFundWire.com - Friday, January 20, 2017
So Long, Mary Jo
When Barack Obama passes the presidential baton to Donald Trump tomorrow, Obama's SEC chief will also leave...
MutualFundWire.com - Thursday, January 19, 2017
Filings for Fundsters - January 18, 2017
A compilation of the latest SEC filings!..
MutualFundWire.com - Wednesday, January 18, 2017
Alger Buys in Beantown
The Gotham mutual fund shop is buying a small-mid cap growth equity shop with $819 million in AUM...
MutualFundWire.com - Wednesday, January 18, 2017 Views
The DoL Rule's Biggest Foe, "The Mooch," Is Entering the White House
A hedge fundster who has voiced extreme opposition to the fiduciary reg is taking a key role with President-elect Donald Trump's administration...
MutualFundWire.com - Wednesday, January 18, 2017
Follow the Fundsters - January 17, 2017
Hirings, firings and the like!..
MutualFundWire.com - Tuesday, January 17, 2017
A Multinational Asset Manager Freezes Pay For Its Top Earners
The move comes after a year of outflows and declining profits...
MutualFundWire.com - Tuesday, January 17, 2017 Views
An Asset Management Recruiting Boutique Sells
RSR Partners secures Higdon Partners, a 30-year-old industry leader focusing on asset management recruiting...
MutualFundWire.com - Friday, January 13, 2017
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