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Hartford Funds [view profile ]
5 Radnor Corporate Center  100 Matsonford Road, Suite 300  Radnor  PA  19087  ph: 610-386-7414 

http://www.hartfordfunds.com  -  SEC Filings
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News Stories Archives - Since 1998
Active Will Be Back Says Gorman
Not only is there a place for active, but MS CEO Gorman wonders why consumers would go with a no name robo over his firm...
MutualFundWire.com - Tuesday, May 22, 2018
After Two Key Hires, a Liquid Alts Distro Expansion
A Gotham fundster entrepreneur expects to continue building out his sales team...
MutualFundWire.com - Monday, May 21, 2018
Week In Preview, May 21-28
The teams at FINRA, the ICI, and the MFDF are all hosting events this week...
MutualFundWire.com - Monday, May 21, 2018
The Fund Firm With the Best Advisor Rep Is ...
An industry distribution research specialist and an FA website team up to dig into what advisors think of their asset manager allies...
MutualFundWire.com - Friday, May 18, 2018
Horizon Shines In the Big Easy
Eight shops win a recently rebranded series of awards at an industry conference...
MutualFundWire.com - Friday, May 18, 2018
Should Stromberg Do a $5B Deal?
Some T. Rowe-watching analysts argue that it's time for the Baltimore fund firm to make an acquisition...
MutualFundWire.com - Thursday, May 17, 2018
For Needles' Fourth Deal, Resolute Backs a New Startup
Watch for American Beacon's parent to continue adopting or launching funds and investing in boutique asset managers...
MutualFundWire.com - Wednesday, May 16, 2018
With a $10B War Chest, a Multinational Targets U.S. Asset Managers
A publicly traded, family-controlled giant could be doing a lot of dealmaking over the next five years, especially here in the United States...
MutualFundWire.com - Wednesday, May 16, 2018
So Ends a Tale of a Fundster's Divorce, a Fake Picasso, and a $36.9MM Auction
A "private Asian collector" now owns a painting that features strangely in the breakup of a famed PM's marriage...
MutualFundWire.com - Tuesday, May 15, 2018
Redell Restructures DoubleLine's Distro Team
He's on the hunt for several new hires...
MutualFundWire.com - Monday, May 14, 2018
Week In Preview, May 14-20
The teams at Capital Link, Capital Market Strategies, Envestnet, ETFGI, Fund Intelligence, Irish Funds, the MFEA, and the NYSE are all hosting events. ..
MutualFundWire.com - Monday, May 14, 2018
The World's Two Most Powerful Fundsters Are ...
A pair of familiar mutual fund industry faces land on Forbes' ninth annual list of the most powerful people...
MutualFundWire.com - Thursday, May 10, 2018
With DST, an Alts Admin Giant Makes a Liquid Push
After SS&C's DST purchase closed last month, the new DST chief talked to MFWire about what's next...
MutualFundWire.com - Wednesday, May 09, 2018
A Canadian Multinational Keeps Hunting For U.S. Asset Managers
Yet the publicly traded firm's chief insists that he's in no rush...
MutualFundWire.com - Wednesday, May 09, 2018
Bye, Bye, Piwowar
This Republican SEC commissioner, appointed by Obama, is leaving the regulatory agency...
MutualFundWire.com - Tuesday, May 08, 2018
Week In Preview, May 7-13
Updated | This week the teams at Franklin Templeton, the Investments & Wealth Institute, and the MFDF are all hosting events...
MutualFundWire.com - Monday, May 07, 2018
Mobius Is Back, But ...
So much for retirement! Three months after leaving Franklin Templeton, the famed EM PM is starting a new shop with a pair of ex-colleagues...
MutualFundWire.com - Friday, May 04, 2018
Understanding Bernstein's $70MM AB HQ Move
The Axa-controlled Gotham asset manager is shifting south, though it's not leaving the Big Apple behind entirely...
MutualFundWire.com - Thursday, May 03, 2018
And the March Fund Flows Victory Goes to ... a Roboadvisor?
M* updates mutual fund and ETF flows data for March 2018...
MutualFundWire.com - Wednesday, May 02, 2018
Is Virtus Taking an M&A Break?
George Aylward talks to analysts about the New England-based firm's Q1 2018 results...
MutualFundWire.com - Wednesday, May 02, 2018
By 2021, a $500B AUM Shop Will Move to Music City
Nashville won out over NYC and at least two other Southern cities, Charlotte and San Antonio...
MutualFundWire.com - Wednesday, May 02, 2018
Aberdeen Standard Secures a $2.8B ETF Biz
The Scottish multinational asset manager makes an acquisition on this side of the pond...
MutualFundWire.com - Tuesday, May 01, 2018
A Multi-Boutique's Chief Expects Elevated M&A
The CEO of an acquisitive, publicly traded asset manager talks about the firm's Q1 2018 results...
MutualFundWire.com - Monday, April 30, 2018
Week in Preview, April 30-May 6
This week the teams at AAII NYC, AIMSE, Big Brothers Big Sisters of Massachusetts Bay, Broadridge, Cogent, InvestmentNews, the Investments & Wealth Institute, and Joint Venture Events Group are all hosting events...
MutualFundWire.com - Monday, April 30, 2018
Americas Outflows Drove an Asset Manager's Rough IPO Quarter, But ...
This side of the pond accounted for half of the firm's net outflows in Q1 2018...
MutualFundWire.com - Friday, April 27, 2018
As an 18-Year Lord Abbett Vet Retires, Two Bernards Rise
A partner departs the Garden State mutual fund shop...
MutualFundWire.com - Thursday, April 26, 2018
This Asset Manager's Public Parent Is Still On the Hunt
The chief of a multinational asset manager's publicly traded parent confirms that he is still searching for acquisitions...
MutualFundWire.com - Wednesday, April 25, 2018
A Fixed Income Titan Will Roost Next in Bat City
A big asset manager officially unveils the location of its planned third U.S. office, expected to open this summer...
MutualFundWire.com - Wednesday, April 25, 2018
Where One $20B Asset Manager Sees Strategic Opps
Fresh off of a private equity deal, a Midwestern shop's chief strategy officer talks about where the firm looks to develop products or do M&A...
MutualFundWire.com - Tuesday, April 24, 2018
Week In Preview, April 23-29
The teams at 3EDGE, AIMSE, DoubleLine, the FPA, FRA, and Sohn are all hosting events this week...
MutualFundWire.com - Monday, April 23, 2018
NYSE Move, SSgA
More than a year later, a famous Gotham public art piece (sponsored by the Beantown asset manager) continues to capture the attention of the public, and the media...
MutualFundWire.com - Friday, April 20, 2018
Hung Hires a U.S. Distro Chief
The new hire will oversee DC I-O, relationship management, third-party distribution, and more...
MutualFundWire.com - Thursday, April 19, 2018
A Value Fund Entrepreneur Dies at 93
An AMG team mourns its founder, who died on Monday night...
MutualFundWire.com - Wednesday, April 18, 2018
The 401k Industry Takes Nashville
More than 2,200 defined contribution industry insiders, including more than 1,100 FAs, have converged on Music City...
MutualFundWire.com - Monday, April 16, 2018
Week In Preview, April 16-22
The teams at ALFI, InvestmentNews, MFDF, and MFEA are all hosting events this week...
MutualFundWire.com - Monday, April 16, 2018
CLS and Gemini's PE-Backed Parent Buys a TAMP
This is the firm's first acquisition since a private equity giant bought in three years ago...
MutualFundWire.com - Friday, April 13, 2018
For $351MM, Federated Buys an ESG Shop
Chris Donahue's publicly traded U.S. fund firm has agreed to take a 60-percent stake in an asset manager across the pond...
MutualFundWire.com - Friday, April 13, 2018
In Georgia, an ETF Entrepreneur Favors Hiring and Alliances
Yet this uncommonly structured asset management shop's chief is less interested in acquisitions...
MutualFundWire.com - Thursday, April 12, 2018
Resolute's New Prez Shares Hiring Plans
The multi-boutique asset manager now has about 125 employees, including its majority-owned affiliates...
MutualFundWire.com - Wednesday, April 11, 2018
Active Share Catches a Regulator's Eye
The New York Attorney General is a fan of the metric, and 13 big mutual fund shops have agreed to disclose the metric about all of their actively managed equity funds...
MutualFundWire.com - Wednesday, April 11, 2018
What Is American Beacon's Parent Searching For?
The multi-boutique is "still very active" in M&A, its new president tells MFWire...
MutualFundWire.com - Tuesday, April 10, 2018
The Tale of Casey Quirk
A trade pub profiles John Casey and his consulting shop to asset managers...
MutualFundWire.com - Tuesday, April 10, 2018
Week In Preview, April 9-15
Invesco closes a deal, while the teams at AAII NYC, Eaton Vance's Calvert, Tiburon, and Tortoise all host events in the Big Apple...
MutualFundWire.com - Monday, April 09, 2018
Dimon Shares Some Index Fund and ETF Worries
The CEO of J.P. Morgan Chase mentions exchange-traded funds three times in his annual letter to shareholders of the giant bank...
MutualFundWire.com - Friday, April 06, 2018
Rising AUM? Declining Shares Outstanding? Time to Plug the Leak
A consultant to asset managers ponders active asset managers' growth challenges...
MutualFundWire.com - Thursday, April 05, 2018 - Reader Rating: 5
Needles Promotes a Key Am Beacon Vet
The exec adds titles at both the subadvised mutual fund shop and its parent...
MutualFundWire.com - Thursday, April 05, 2018
How Will Asset Management Change By 2020?
Morgan Stanley and Oliver Wyman ponder the global future of asset management and wholesale banking...
MutualFundWire.com - Thursday, April 05, 2018
As Flows Slowed, This Multi-Manager Fund Family Won, Proportionately,
M* updates Morningstar Direct data on mutual fund and ETF flows in February...
MutualFundWire.com - Wednesday, April 04, 2018
How Do Fundsters Support FA's Social Media Savvy?
Putnam continues to track the rising importance of social media networks to financial advisors...
MutualFundWire.com - Tuesday, April 03, 2018
In Defense of M*'s Stars, Take 42
Don Phillips compares the investment research giant's ubiquitous, 33-year-old ratings system to the grades students receive in school...
MutualFundWire.com - Tuesday, April 03, 2018
Week In Preview, April 2-8
The Young Professionals Expect Miracles group is hosting a Gotham event this week...
MutualFundWire.com - Monday, April 02, 2018
Meet the Latest Fund Evaluation Complexities: LUP and LOP
M* has thrown yet another potential wrench into the way investors and FAs evaluate actively managed mutual funds and other investment products. Expect questions!..
MutualFundWire.com - Tuesday, March 27, 2018
An FA Software Shop Doubles Its Asset Manager Ally List
Watch for more than a dozen more asset managers to team up with the Chi-Town firm in the coming months...
MutualFundWire.com - Monday, March 26, 2018
Franklin Makes a Not-So-Random Hedge Fund Shop Deal
The publicly traded, Bay Area asset manager buys a nearby startup to help see the forest for the fixed income trees...
MutualFundWire.com - Friday, March 23, 2018 - Reader Rating: 1
J.P. Morgan's Board Adds an Asset Manager's Prez
A high profile fundster joins the giant bank's board of directors today...
MutualFundWire.com - Wednesday, March 21, 2018 Views - Reader Rating: 5
What a $64B Multi-Boutique's Chief Looks For
This asset manager's president talks M&A and distribution expansion...
MutualFundWire.com - Monday, March 19, 2018 - Reader Rating: 5
Week In Preview, March 19-25
The teams at Crane Data, ETF.com FRA, ICI, and MMI are all hosting industry events this week, and a multinational asset manager is expected to IPO...
MutualFundWire.com - Monday, March 19, 2018
Wholesalers Are Improving in Wirehouse and Indie FAs' Eyes, But ...
New research sheds light on how advisors see wholesalers and what they want...
MutualFundWire.com - Friday, March 16, 2018
Where Will Roman Bring Pimco Next?
The chief of the SoCal-based fixed income asset management giant is reportedly considering adding another big U.S. office with about 200 employees. Which city will win?..
MutualFundWire.com - Friday, March 16, 2018
Macquarie IM Keeps M&A Hunting Amid Thoughtful Expansion in the U.S.
Shawn Lytle talks about what's next after the multinational asset manager's latest acquisition...
MutualFundWire.com - Thursday, March 15, 2018
Gamco Sues One of Its Own Distro Execs
A fight over mutual fund distribution commissions spills over into federal court...
MutualFundWire.com - Thursday, March 15, 2018 Views
A Japanese Giant Banks on Buying a Slice of Another Big Asset Manager
For the second time in less than four months, this Japanese insurer is poised to buy a sizable minority stake in a multinational asset manager with a big U.S. presence and 12 figures of AUM...
MutualFundWire.com - Wednesday, March 14, 2018 Views
Manning Passes the Reins to a Triumvirate
A trio of top executives will take over as co-CEOs of the publicly traded asset manager in upstate New York...
MutualFundWire.com - Tuesday, March 13, 2018
Natixis and Vanguard Win Active Praise
The multinational, multi-boutique asset manager and the low-cost colossus both earn praise for their overall family performance...
MutualFundWire.com - Tuesday, March 13, 2018
The Power Behind Delaware Buys a $4.49B-AUM Shop
The Australian multinational's asset management arm acquires a value investing shop in continental Europe...
MutualFundWire.com - Monday, March 12, 2018 - Reader Rating: 5
Week In Preview, March 12-18
Crain, the ICI, Informa, and Irish Funds are all hosting events this week...
MutualFundWire.com - Monday, March 12, 2018
The Three Impacts of Fintech, According to a Retired Fundster Chief
The former chief of a asset management titan talks to MFWire about why he's joined a VC firm part-time...
MutualFundWire.com - Friday, March 09, 2018
A $2.5B Asset Manager IPO Nears
Watch for the IPO to take place in the coming weeks...
MutualFundWire.com - Thursday, March 08, 2018 Views
Brandes Without Brandes
44 years after founding his eponymous asset management shop and 16 years after passing the CEO reins, Charles Brandes is retiring...
MutualFundWire.com - Wednesday, March 07, 2018
Machine Learning Comes to Fund Ratings
M* chief Kunal Kapoor and his team add a third leg to their mutual fund ratings system...
MutualFundWire.com - Wednesday, March 07, 2018
Meet Doug Hodge, VC
The former Pimco chief catches fintech fever and joins a firm in San Francisco...
MutualFundWire.com - Tuesday, March 06, 2018
Reuters Attacks a $224B Fidelity Product Suite
The news service takes the Boston Behemoth to task over performance woes, strategy changes, and risk. The article provides a case-in-point of the catch 22 that active managers often find themselves in when it comes to performance...
MutualFundWire.com - Tuesday, March 06, 2018 Views
Fundsters, Help Bash Myths About Advisors
A veteran industry data exec is writing his first book, and he wants input from executives like you...
MutualFundWire.com - Monday, March 05, 2018
Week In Preview, March 5-11
In the final week before Daylight Savings Time 2018 kicks in, the MFDF, MFEA, RBC CApital Markets, and the SEC are all hosting events. This week is also the beginning of the fourth "Ring the Bell for Gender Equality" movement...
MutualFundWire.com - Monday, March 05, 2018
Two Single-Fund ETF Shops Won January, Proportionately
M* updates Morningstar Direct data on mutual fund and ETF flows in January...
MutualFundWire.com - Friday, March 02, 2018
George Walker Shares the Scope of His Unhurried M&A Strategy
The FT interviews the chief of a $295-billion, employee-owned asset manager...
MutualFundWire.com - Friday, March 02, 2018
Two Top RBC GAM U.S. Execs Depart
The team at the Canadian multinational's asset management arm is saying goodbye to a pair of executives south of the border...
MutualFundWire.com - Thursday, March 01, 2018
An ETF-In-a-Box Shop Wins January
M* updates Morningstar Direct with the latest monthly fund flows data...
MutualFundWire.com - Thursday, March 01, 2018
Nuveen, Vanguard, T. Rowe, and Fidelity Dominate in the Big Apple
Yesterday about 180 fundsters gathered in midtown Manhattan for the 16th annual edition of an industry awards bash...
MutualFundWire.com - Wednesday, February 28, 2018 Views - Reader Rating: 5
Enochs Continues BMO GAM's Transformation Journey
MFWire talks with the multinational asset manager's U.S. chief about acquisitions, distribution, and more...
MutualFundWire.com - Friday, February 23, 2018
Will HSBC GAM Find Its Pioneer?
The new chief at the multinational bank puts asset management M&A options on the table...
MutualFundWire.com - Friday, February 23, 2018
UMB's Quill and Fischer Explain Their New Foci
MFWire talks to the two execs about their new roles and about UMB Fund Services' recent shift...
MutualFundWire.com - Thursday, February 22, 2018
Flanagan Consolidates Invesco's Brands
The publicly traded, multinational asset manager's chief is streamlining the image that the company shows to the world...
MutualFundWire.com - Thursday, February 22, 2018
TCW Pushes Back Against a Sexual Harassment Suit
The fixed income giant and two of its top execs respond to a $30-million lawsuit filed last month by a recently fired PM...
MutualFundWire.com - Wednesday, February 21, 2018
Week In Preview, February 20-25
The ABA, Cohen & Steers, and PGIM are all hosting events this week...
MutualFundWire.com - Tuesday, February 20, 2018
As Cetera Reorgs, the Platform Remains Unchanged and an Ex-Fundster Departs
The chief of the indie B-D network is making big changes...
MutualFundWire.com - Friday, February 16, 2018 Views
Quill Takes Over as UMBFS Shifts
The 22-year company veteran takes the reins of UMB Fund Services from Tony Fischer...
MutualFundWire.com - Thursday, February 15, 2018 Views
Portrait of a Direct-Sold MF Marketing Campaign
A local paper profiles an accidental fund firm that still avoids platforms and only sells its mutual fund directly to investors, with a single share class...
MutualFundWire.com - Thursday, February 15, 2018 Views
What Will Ed Bernard's Retirement Mean For T. Rowe?
As a 30-year veteran prepares to depart, Bill Stromberg makes several key changes at the top of the publicly traded asset manager...
MutualFundWire.com - Wednesday, February 14, 2018
A $122B Multinational Asset Manager Buys a Fast-Growing U.S. ETF Shop
The combined firm will have $30 billion in ETF AUM worldwide...
MutualFundWire.com - Wednesday, February 14, 2018 Views
A Gotham ETF Strategist Startup Focuses Distro
The new shop is targeting two channels after launching its debut offerings, in SMA form...
MutualFundWire.com - Tuesday, February 13, 2018 Views
What a Shifting Super-OSJ Wants From You
MFWire talks to the president of a shop that is aligning with an indie B-D giant...
MutualFundWire.com - Monday, February 12, 2018 - Reader Rating: 1
Week In Preview, February 12-18
Credit Suisse and Schroders are both hosting events this week...
MutualFundWire.com - Monday, February 12, 2018
Through a Transformative Shift, an Alts Tech Company Enters the Mutual Fund Biz
Meet the Big Apple startup that is merging with Altegris...
MutualFundWire.com - Friday, February 09, 2018
Victory IPOs On a Rough Day
The private-equity-backed, multi-boutique asset manager listed its shares on the Nasdaq yesterday...
MutualFundWire.com - Friday, February 09, 2018 Views
Altegris Merges Into a Tech Ally
The combined firm will have 100 people servicing more than $3 billion in assets...
MutualFundWire.com - Thursday, February 08, 2018
Two Big Asset Managers Expand Time Off Policies
One titan offers staff unlimited time off, while another offers more benefits to new and would-be parents...
MutualFundWire.com - Thursday, February 08, 2018 Views
An ESG Specialist Starts Partnering With Other RIAs
A Gotham shop with nearly $1 billion in AUM is experimenting with distributing its models through other FAs...
MutualFundWire.com - Wednesday, February 07, 2018
As Westcore Funds Sells, a Vet Will Help Run a TPM
A third-party sales and marketing agency for fund firms welcomes a president...
MutualFundWire.com - Tuesday, February 06, 2018
Asset Managers Feel Mister Market's Two Days of Pain
With the S&P 500 down more than six percent and the Dow down more than seven percent, publicly traded mutual fund firms have seen their shares fall. Yet the pain has not been evenly spread...
MutualFundWire.com - Tuesday, February 06, 2018
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