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5 Radnor Corporate Center  100 Matsonford Road, Suite 300  Radnor  PA  19087  ph: 610-386-7414 

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News Stories Archives - Since 1998
Week In Preview January 16-21
BofA Merrill, CFA Society New York, Crane Data, FIASI, informa, the Investments & Wealth Institute, KraneShares, and SSgA are all hosting events this week...
MutualFundWire.com - Tuesday, January 16, 2018
A $61.8B-AUM Fund Firm Prepares to IPO
After spinning out from a bank five years ago, this asset manager is now filing with the SEC to go public and raise up to $100 million...
MutualFundWire.com - Friday, January 12, 2018 - Reader Rating: 4
With a $7.3B-AUM Deal, a Chi-Town Shop's Team Doubles
After absorbing a Denver-based asset manager, the combined firm's new AUM will increase to nearly $20 billion. ..
MutualFundWire.com - Friday, January 12, 2018
T. Rowe, Fido, and Pimco Lead This Awards Race
A research giant highlights the PMs behind 16 funds from 15 firms. Which four funds' PMs will win?..
MutualFundWire.com - Friday, January 12, 2018
Should You Customize Products Based On Investor Experience?
New data sheds light on how misconceptions and attitude affect individuals investment decision...
MutualFundWire.com - Thursday, January 11, 2018
A Long-time GE and Ex-BlackRock CMO Joins NYLIM
The 10-year GE Vet will now lead NYLIM and MainStay Investments' marketing team...
MutualFundWire.com - Wednesday, January 10, 2018
Putting a Price On How Much Fundsters Like Tax Reform
A publicly traded asset manager reveals expected benefits of the recently passed, giant federal tax bill...
MutualFundWire.com - Wednesday, January 10, 2018
Seven Shops Add to Schwab ETF OneSource
The brokerage and custodial giant adds 12 more ETFs to their commission-free platform...
MutualFundWire.com - Friday, January 05, 2018
Greg Johnson Bids Adieu to a Franklin Legend
On January 31, a star emerging markets PM is retiring from the publicly traded, multinational asset manager...
MutualFundWire.com - Friday, January 05, 2018
Buckley Took Over Vanguard. What's Next?
The FT and the WSJ ponder Vanguard's recordbreaking growth as Buckley takes the baton from McNabb...
MutualFundWire.com - Friday, January 05, 2018
Morrison Evaluates Next Leadership Steps For Fido's Stockpickers
The chief of the Boston Behemoth's equity division is reportedly shifting over to the personal investing division...
MutualFundWire.com - Thursday, January 04, 2018
A 30-Year Columbia Vet Helps Launch a Private Wealth Group
He's now part of annuity giant's first efforts in the private wealth and trust channel...
MutualFundWire.com - Wednesday, January 03, 2018
The Times Versus Ron Baron
The New York Times attacks the billionaire Baron Capital founder over mutual fund fees...
MutualFundWire.com - Wednesday, January 03, 2018 - Reader Rating: 5
A 30-Year-Old Asset Manager Kicks the Tires on M&A
Watch for this freshly rebranded shop to make some acquisitions or do liftouts...
MutualFundWire.com - Tuesday, January 02, 2018
Will Pru and MetLife Buy U.S. Asset Managers?
The WSJ ponders insurers' hunger for acquiring asset managers and points to several likely acquirers...
MutualFundWire.com - Tuesday, January 02, 2018
2017's Most Popular MFWire Stories
Here are our most read stories of the year...
MutualFundWire.com - Friday, December 29, 2017
A Series Trust Soars to the Top
MFWire analyzes M* fund flows data to compare fund firms with between $1 billion and $10 billion in AUM...
MutualFundWire.com - Thursday, December 28, 2017
Has the ETF Flood Spilled Beyond Traditional Beta?
Smart beta ETFs, active ETFs, and ESG ETFs all continue to get lots of attention, but can they catch the truly big kahunas of the space?..
MutualFundWire.com - Wednesday, December 27, 2017
Meet Dow Jones' First Wealth and Asset Management Chief
Alma Latour creates a brand new unit, led by a Barron's veteran who should be familiar to many fundsters...
MutualFundWire.com - Friday, December 22, 2017
Rosenberg Will Expand Am Century's ETF Team Quickly
The Midwestern mutual fund shop's ETF chief talks about hiring, product development plans, and more...
MutualFundWire.com - Tuesday, December 19, 2017
Will 2018 Be a BYOA and Smart Beta Year?
ETF.com's chief offers his predictions for the new year...
MutualFundWire.com - Tuesday, December 19, 2017
This MF Startup Aims For 50 People By the End of 2018
A year and a half in, they now work with $10 billion in AUM, including about $1 billion in mutual fund AUM...
MutualFundWire.com - Monday, December 18, 2017
#MeToo Comes to Asset Management
An increasing number of female fundsters report sexist behavior or even harassment in the workplace...
MutualFundWire.com - Monday, December 18, 2017
For 2018, a Liquid Alts Entrepreneur Plans Hiring and Explores Income
This employee-owned, private equity-backed mutual fund shop has a team of 30 and offers 11 strategies...
MutualFundWire.com - Friday, December 15, 2017
Under Its First CMO, PGIM Investments Will Take a More Customized, Targeted Approach
Last month Prudential's retail asset management unit hired its first chief marketing officer. Stay tuned for changes...
MutualFundWire.com - Thursday, December 14, 2017 - Reader Rating: 5
Nevermind Passive. Are Tech Giants Coming For Your Biz?
Time for fundsters, like people in countless other industries, to again freak out about the possibility that titans like Alphabet, Amazon, Apple, or Facebook might try to dive into asset and wealth management...
MutualFundWire.com - Thursday, December 14, 2017
An 11-Year Gemini Vet Returns
After nine months outside the asset management industry, an executive comes back to the mutual fund back-office shop in a new, key role...
MutualFundWire.com - Wednesday, December 13, 2017
Meet Michelle Seitz, Russell's New Chief
The FT takes a personal look at the 30-year industry veteran who took over the manager of managers in September...
MutualFundWire.com - Wednesday, December 13, 2017
Thompson Continues Building Out Allianz's RIA Channel
She's on the hunt for two more external wholesalers...
MutualFundWire.com - Tuesday, December 12, 2017
Mutual Funds Partially Dodge an Investor Tax Hit
Yet there are still many pieces of the tax reform that fundsters should keep an eye on...
MutualFundWire.com - Tuesday, December 12, 2017
Andrew Rogers Returns, Leading a Fintech Company
The former Gemini chief is teaming up with a familiar investor and taking over a shop that's trying to bring SMAs to the masses...
MutualFundWire.com - Monday, December 11, 2017
Bond Is Back ... In the ETF Biz
Bruce Bond and John Southard have taken over a Midwestern ETF startup and are building it out...
MutualFundWire.com - Friday, December 08, 2017
ETF Shops' Stocks Beat the Market ... So What?
Fundsters, be warned that the public continues to be confused about your firms' valuations when the good times keep rolling...
MutualFundWire.com - Friday, December 08, 2017
Three Tips For Fundsters, Courtesy of a Super-OSJ
MFWire sits down with the chief of a shop that supports more than 100 FAs across 18 branches...
MutualFundWire.com - Thursday, December 07, 2017
Will Eaton Vance or Federated Acquire Across the Pond?
They are rumored to be two of the four bidders for a British asset manager...
MutualFundWire.com - Thursday, December 07, 2017
Beware Fee Cuts Beyond the Point of Deal Viability
An acquisitive fundster leading a publicly traded company sees lots more industry M&A, but he worries that the industry's reaction to Vanguardization has gone too far and may stifle deals...
MutualFundWire.com - Tuesday, December 05, 2017
For Deutsche AM, It's Back to the Future
Deutsche Bank is bringing back an old brand as it prepares to IPO its asset management arm as early as the first half of next year...
MutualFundWire.com - Tuesday, December 05, 2017
An ETF Strategist Transforms Into an Expanding FinTech Firm
The startup is looking to power model portfolios for B-Ds and asset managers that can be customized by individual FAs...
MutualFundWire.com - Monday, December 04, 2017
Week In Preview, December 4-10
The AAII, Highland, the ICI, informa, the Investments & Wealth Institute, MarketCounsel, Natixis, and the SEC are all holding events this week...
MutualFundWire.com - Monday, December 04, 2017
Fewer Asset Managers Channelize National Accounts
FUSE Research expects hiring for national account managers to remain at high levels. ..
MutualFundWire.com - Friday, December 01, 2017
Carlyle Sells a Piece of TCW and Gives Up Control
The PE giant reduces its stake in the $200B-AUM asset manager, whose management is stepping up as an overseas buyer steps in...
MutualFundWire.com - Friday, December 01, 2017
Is Indexing Distorting Prices?
A BlackRock co-founder publicly pushes back against another criticism of index funds and ETFs...
MutualFundWire.com - Wednesday, November 29, 2017
Waddell's Herrmann Passes His Final Hat
Next spring the former chief will say goodbye after 46 years with the Midwestern B-D and asset manager...
MutualFundWire.com - Tuesday, November 28, 2017
At $50B and Counting, a Fund-in-a-Box Shop Phases In a New Effort
A mutual fund series trust and back-office provider has formed a relationship management team to give its clients a day-to-day point of contact...
MutualFundWire.com - Friday, November 24, 2017
Fischer Advances a More Holistic View of Schwab's Platforms
A new but familiar face now leads both the mutual fund and ETF OneSource platforms at the RIA custody and discount brokerage giant. Watch for her to find more ways to break down the walls between Schwab's mutual fund and ETF platforms...
MutualFundWire.com - Wednesday, November 22, 2017
Can an Online Giant Grow This Roboadvisor Seed Into a Tree?
Mass-market scale has been a key challenge for roboadvisors so far, even robos offered by asset management giants with millions of existing customers. Yet one robo now has access to more 218 million active customers of an online financial services titan...
MutualFundWire.com - Wednesday, November 22, 2017
A Liquid Alts Shop and Its ETF Sibling Are Hunting
A fundster entrepreneur is building out the teams at two of his firms and looking for more allies...
MutualFundWire.com - Tuesday, November 21, 2017
Schwab's Hanson Shifts
The RIA custody giant's mutual fund OneSource supermarket is in new but familiar hands...
MutualFundWire.com - Monday, November 20, 2017
Raby Fine-Tunes Natixis' Brand
The multinational, multiboutique asset manager has a partly new name and a new tagline...
MutualFundWire.com - Monday, November 20, 2017
A Retired Fidelity Ops Vet Dies at 73
A Massachusetts native who worked at the Boston Behemoth for a decade passed away earlier this month...
MutualFundWire.com - Friday, November 17, 2017 Views
Fewer Fundsters and RIAs Faced the SEC's Wrath This Year
The regulatory agency's enforcement division releases its report for FY 2017...
MutualFundWire.com - Thursday, November 16, 2017
Impact, Day 3 — Awards, Leon Bridges, and More
The 12th annual Impact Awards, a former prime minister, and the final night party are on the agenda today for the giant, RIA-focused conference...
MutualFundWire.com - Thursday, November 16, 2017
T. Rowe Price PMs Look Ahead to 2018
The Baltimore-based asset manager hosts reporters in New York City...
MutualFundWire.com - Wednesday, November 15, 2017
After Selling Half Its Biz, a Subadvised Fund Firm Rebuilds and Reinvests
What's next for this Big Apple shop after its biggest subadvisor and half of its team head to another firm as part of a deal?..
MutualFundWire.com - Tuesday, November 14, 2017 Views
Asset Management Bonuses Will Rise, Without Leading the Pack
Investment bankers in underwriting and private equity execs will see bigger bonus increases this year than their fundster counterparts, according to a boutique compensation consulting firm...
MutualFundWire.com - Tuesday, November 14, 2017
Harris Combines Three Big BNY Mellon Shops
The combined business will have more than $560 billion in AUM. Yet Dreyfus should be unaffected by the merger...
MutualFundWire.com - Monday, November 13, 2017
Week In Preview, 11/13 - 11/19
This week the Charles Schwab, Investments & Wealth Institute, Osney, and T. Rowe Price teams will host events...
MutualFundWire.com - Monday, November 13, 2017
A DFA Vet Plans a Niche ESG Buildout
The startup already has an ESG real estate fund. Watch for them to push into emerging markets or niche bond funds next...
MutualFundWire.com - Friday, November 10, 2017
Hodge Is Out
A year and a month after passing the reins, the former Pimco CEO will retire from the fixed income giant...
MutualFundWire.com - Friday, November 10, 2017
Fitzpatrick Extends NICSA's Reach
With help from a key new hire, the trade group's chief is looking broaden NICSA's appeal beyond its traditional base of mutual fund industry operations executives...
MutualFundWire.com - Thursday, November 09, 2017
How a Women-Run Asset Manager Launched Its First Green ETF
A women-run asset manager realizes a product opportunity for millennials and women interested in social impact...
MutualFundWire.com - Wednesday, November 08, 2017
Franklin's New Global Distro Chief Hunts for a Key Hire
A top executive at the publicly traded mutual fund shop plans to retire next year...
MutualFundWire.com - Tuesday, November 07, 2017
Another Gotham Giant Shifts, This Time to the West
The pivot provides an excuse for an update on successor possibilities at this big asset manager...
MutualFundWire.com - Tuesday, November 07, 2017
Week In Preview, November 6-12
Baron Funds, DST kasina, the Expect Miracles Foundation, an ETF startup, the ICI, InvestmentNews, the MFEA, and the New York Financial Writers' Association are all hosting events this week...
MutualFundWire.com - Monday, November 06, 2017
A Ten-Year Neuberger Vet Takes Over Biz Dev For an Alts Shop
An alternative asset manager, based in the Midwest and with $13 billion in AUM, just hired a top key accounts exec...
MutualFundWire.com - Friday, November 03, 2017
Four Reasons Tax Reform Could Make Fundsters Smile
Congressional Republicans finally introduced their 2017 tax reform bill yesterday, and fundsters may have some reasons to celebrate...
MutualFundWire.com - Friday, November 03, 2017
A $250B Alts Shop Buys Most of a Mutual Fund Biz
The multi-part deal amps up the institutional asset manager's liquid offerings and distribution. Meanwhile, one of the sellers will reinvest in its biz to build out again...
MutualFundWire.com - Thursday, November 02, 2017
The Curse of Common Names
In the age of Google and social media, it's become harder to hide if you have a unique name. Yet it's also become easier to get mistaken for someone else if you have a common name, as an FA in the Midwest discovered this week...
MutualFundWire.com - Thursday, November 02, 2017
DFA Powers an ESG's Startup's First Mutual Fund
The Texas-based asset manager subadvises a new offering from a San Francisco-based shop...
MutualFundWire.com - Wednesday, November 01, 2017
FAs Gain a Tool For Comparing Your Liquid Alts
M* takes a year-old tool up a notch by adding it to Morningstar Direct...
MutualFundWire.com - Wednesday, November 01, 2017
Lytle Shares Macquarie's Potential Acquisition Dreams
The Australian multinational is on the hunt for deals, both in the U.S. and abroad...
MutualFundWire.com - Tuesday, October 31, 2017 - Reader Rating: 5
Are Your FA Allies About to Get Less Mobile?
A wirehouse giant is dropping out of a 13-year-old treaty that opened the door to less-litigious advisor movement. Will other big B-Ds follow this wire's lead?..
MutualFundWire.com - Tuesday, October 31, 2017
Week In Preview, October 30-November 5
Transamerica, Macquarie, Inside ETFs, and the Philadelphia Fund Alliance are all hosting events this week...
MutualFundWire.com - Monday, October 30, 2017
A Cross-Border Market Entry Solutions Team Forms at State Street
State Street Advisors acts on client demand for market entry solutions...
MutualFundWire.com - Friday, October 27, 2017 - Reader Rating: 5
WSJ vs M*'s Stars, Round 3
The most prominent business paper in the U.S. again takes on the investment research titan's mutual fund ratings system, this time in an expose-length feature. Yet unanswered questions remain...
MutualFundWire.com - Thursday, October 26, 2017 Views - Reader Rating: 3
How a No-Load Giant Is Making a Push With Advisors
InvestmentNews digs into the shift being made by a well-known, publicly-traded asset manager...
MutualFundWire.com - Wednesday, October 25, 2017
Week In Preview - October 23-29
DST kasina, Eaton Vance, FIASI, IDC, Informa, MFEA, M*, and Opal Group are all hosting events this week...
MutualFundWire.com - Monday, October 23, 2017
ESG ETF Entreprenuers Plan a Whole List of Strats and Some Ambitious Growth
A startup debuted its first ETF last week. Watch for them to build out a whole suite of products...
MutualFundWire.com - Thursday, October 19, 2017
Lovell Minnick Buys a Midwestern Asset Manager
Watch for the private equity shop to back further M&A by the acquiree once the deal closes...
MutualFundWire.com - Wednesday, October 18, 2017
Luxembourg Minister of Finance Tells US Asset Managers What's Next For Europe
The Association of Luxembourg Fund Industry (ALFI) chairman and partners present solutions for raising capital in Luxembourg and beyond as apart of a U.S. Roadshow...
MutualFundWire.com - Wednesday, October 18, 2017
Filings For Fundsters - October 17, 2017
The latest mutual fund industry filings with the SEC...
MutualFundWire.com - Tuesday, October 17, 2017
Fink Predicts Continued Double-Digit Growth for Tech and Risk Management
BlackRock released Q3 earnings and provided insight into their Aladdin offerings including Aladdin Risk for Wealth Management and Provider Aladdin...
MutualFundWire.com - Tuesday, October 17, 2017
TD's NTF ETF Platform Expands, Minus a Giant
The online brokerage and RIA custodian is nearly tripling the number of ETFs available through its commission-free platform. Yet one of the big three ETF shops is no longer a part of the program...
MutualFundWire.com - Tuesday, October 17, 2017
Week In Preview, October 16-22
Fall conference season continues this week...
MutualFundWire.com - Monday, October 16, 2017
Irish Funds Talks Brexit Uncertainty
Irish Funds visits New York to provide Brexit insight for third-party asset managers...
MutualFundWire.com - Friday, October 13, 2017
Follow the Fundsters - October 12, 2017
Keep track of the latest people moves in the mutual fund business...
MutualFundWire.com - Thursday, October 12, 2017
Filings For Fundsters October 11, 2017
The latest mutual fund industry filings with the SEC...
MutualFundWire.com - Wednesday, October 11, 2017
Will a Pimco Alum Take Over the Fed?
Gundlach's betting on him, and Gross likes him, yet he didn't make the widely covered short list...
MutualFundWire.com - Wednesday, October 11, 2017
Week In Preview, October 9-15
AIMSE, Carson Group Coaching, Expect Miracles, Irish Funds, and Tiburon are all hosting events this week...
MutualFundWire.com - Monday, October 09, 2017
Roberge Consolidates MFS Distro Under a Single Chief
Meanwhile, a 30-year company veteran is stepping back at the Beantown mutual fund shop owned by SunLife...
MutualFundWire.com - Friday, October 06, 2017
Will Tax Reform Hurt Asset Manager M&A?
One proposal could dramatically change the business models of some of fundsters' most frequent acquirers...
MutualFundWire.com - Thursday, October 05, 2017
Will a $2,700 Mistake Cost BlackRock $37MM?
The moral of the story may be: asset managers that do any work for state or local governments should keep their execs' dollars out of politics, even national politics...
MutualFundWire.com - Wednesday, October 04, 2017 Views
Follow the Fundsters - October 3, 2017
Keep track of the latest people moves in the mutual fund business...
MutualFundWire.com - Tuesday, October 03, 2017
As Axa Deal Rumors Swirl, What About AB?
Word is that the French multinational insurance company is working on a big asset management deal...
MutualFundWire.com - Tuesday, October 03, 2017 Views
Filings For Fundsters - October 2, 2017
The latest mutual fund industry filings with the SEC...
MutualFundWire.com - Monday, October 02, 2017
Week In Preview, October 2-8
Managed accounts execs gather in Chitown while fundsters converge on Beantown and KPAs meet outside LA...
MutualFundWire.com - Monday, October 02, 2017
For $1.2B, Marty Flanagan Does It Again
As long rumored, Invesco is buying another ETF business, this time in the U.S...
MutualFundWire.com - Thursday, September 28, 2017 Views
Will Another Japanese Giant Buy Into U.S. Asset Management?
A life insurance company on the other side of the Pacific reportedly could shell out hundreds of millions of dollars for a slice of an American mutual fund shop...
MutualFundWire.com - Thursday, September 28, 2017 Views
Filings For Fundsters - September 27, 2017
The latest mutual fund industry filings with the SEC...
MutualFundWire.com - Wednesday, September 27, 2017
Filings For Fundsters - September 25, 2017
The latest mutual fund industry filings with the SEC...
MutualFundWire.com - Monday, September 25, 2017
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