Quantcast
The MFWire
Manage Email Alerts | Sponsorships | About MFWire | Who We Are



All our 23,130 stories are here...Call 212-331-8995 to add to the pile
Get MFWire Alerts
MFWire Search Results
Results 1 to 100 of 100 results for ria AND channel. (0.215 seconds)
Huber Capital Management, LLC [view profile ]
10940 Wilshire Boulevard  Suite 925  Los Angeles   CA  90024  ph: 888-482-3726 

http://www.hubercap.com/  -  SEC Filings
Fund Profiles
News Stories Archives - Since 1998
A New Player Squeezes into the ETF Market
A Connecticut-based firm powers its first ETF...
MutualFundWire.com - Friday, March 24, 2017
Truscott Shifts Columbia's RIA Distro
The move comes as a 30-year company veteran is preparing to leave the Ameriprise subsidiary...
MutualFundWire.com - Thursday, March 16, 2017
Follow the Fundsters - March 15, 2017
Hires, fires, and the like!..
MutualFundWire.com - Wednesday, March 15, 2017
A Year-Old RIA Acquires a $4B Shop
The freshly combined shop may create its own mutual funds...
MutualFundWire.com - Friday, March 10, 2017 - Reader Rating: 5
Fund Rationalization Fever Spreads Beyond the Wires
Watch for smaller B-Ds to make some tough lineup choices, too, even as fiduciary reg limbo continues...
MutualFundWire.com - Thursday, March 09, 2017
Who Are the Best Marketers in Asset Management?
As the industry gets more competitive, small firms need to find a marketing focus...
MutualFundWire.com - Wednesday, March 08, 2017
Steinmetz Does a $2.7B Deal
OpFunds is acquiring a West Coast fixed income shop...
MutualFundWire.com - Monday, March 06, 2017 Views
A 16-Year Goldman Due Diligence Vet Exits
A Goldman gatekeeper has left the firm...
MutualFundWire.com - Friday, March 03, 2017
Moran Shifts Two BNY Mellon IM Channels
The asset manager's boutiques take over a piece of distribution while the advisor wholesaling force takes over another...
MutualFundWire.com - Thursday, March 02, 2017
Four Managers Leave Allianz's Retail Team
The departures from two channels at the multinational asset manager's U.S. arm...
MutualFundWire.com - Wednesday, March 01, 2017
Follow the Fundsters - February 28, 2017
Hirings, firings and the like!..
MutualFundWire.com - Tuesday, February 28, 2017
A Midwestern Startup Builds Out Focused, Channel-Agnostic Distro
Watch for this "quantamental" shop to add two more externals. And they'll be expanding their internal force, too...
MutualFundWire.com - Tuesday, February 28, 2017
Top Low-Cost Educational Resources for Fund Marketers
A veteran asset management industry ally gathers a list of publications, trade groups, and more...
MutualFundWire.com - Tuesday, February 28, 2017 - Reader Rating: 5
Brooks Shakes Up a Key Deutsche AM Channel
It's not clear how many staff were affected by the changes...
MutualFundWire.com - Tuesday, February 21, 2017
Institutional Shares Now Utterly Dominate This NTF Platform
Two and a half years into a big push, an RIA custodian has seen flows completely transform...
MutualFundWire.com - Friday, February 17, 2017 Views - Reader Rating: 5
Fidelity Dishes Out a Serving of Rationalization-Lite
Fidelity streamlines its third-party fund offerings...
MutualFundWire.com - Thursday, February 16, 2017
Sloane Expands USAA's Key Account and Investment Resource Teams
The Texas mutual fund shop's third-party distro chief welcomes two more people to his team...
MutualFundWire.com - Thursday, February 16, 2017
A Deep Dive Into Fidelity's New Platform
MFWire reveals pricing and possible participants for the new "iNTF program". More than 30 firms and 1,100 CUSIPs are already available, and Carolyn Clancy says they're looking to add even more...
MutualFundWire.com - Wednesday, February 15, 2017 Views
A Niche TAMP Seeks International ETFs
A factor investing-focused model portfolio shop looks to add new funds to its platform...
MutualFundWire.com - Wednesday, February 08, 2017 - Reader Rating: 5
A Quant Shop Flies Into ETFs
A Colorado firm launches their first suite of ETFs!..
MutualFundWire.com - Monday, February 06, 2017
An RIA Custodial Giant Creates a "Have Your Cake and Eat It, Too" Fund Platform
Word on the asset management street is that one of the big three RIA custodians has created a new investment platform that combines institutional and NTF properties...
MutualFundWire.com - Thursday, February 02, 2017 Views
Nally Offers Strategists and Asset Managers a Deeper Way to Connect With TD-Aligned RIAs
The TD Ameritrade Institutional team is creating a new platform that ties in with a flagship, integrated technology offering now used by more than 10,000 individuals from more than 2,500 RIAs...
MutualFundWire.com - Thursday, February 02, 2017
Though Passive Dominates Advisor Flows, Active's Still Pulling in Ten of Billions
New data shows that active asset management is not down for the count in the retail intermediary channels...
MutualFundWire.com - Tuesday, January 31, 2017
TD's Nally Gathers a Record Crowd in SoCal
The RIA custodian estimates that more 3,200 RIAs and their allies will converge on San Diego this week for its 21st annual conference...
MutualFundWire.com - Tuesday, January 31, 2017
A 3,000-Advisor B-D Promotes a Key Fund Ally
The seven-year company veteran now serves as vice president of due diligence and product services...
MutualFundWire.com - Friday, January 27, 2017
WE Celebrates 3 Years and 2,500 Members
Women in ETFs (WE) held a breakfast celebration at Inside ETFs for its third anniversary...
MutualFundWire.com - Thursday, January 26, 2017
Follow the Fundsters - January 24, 2017
Hirings, firings and the like!..
MutualFundWire.com - Tuesday, January 24, 2017
AlphaCore Doubles in Size With Acquisition
In a single acquisition, the La Jolla-based firm doubles its assets and staff...
MutualFundWire.com - Monday, January 23, 2017
A 27-Year American Century Vet Departs
A top distro exec has left the firm...
MutualFundWire.com - Friday, January 20, 2017 Views
RIAs Look for Organic Growth in 2017
A survey released today finds that RIAs plan to invest in marketing and technology to fuel growth in the coming year...
MutualFundWire.com - Tuesday, January 10, 2017
Allianz's Eu Picks Carroll's Successor
The German multinational asset manager's U.S. chief makes some changes in his distribution leadership...
MutualFundWire.com - Friday, January 06, 2017
Principal Cuts a Fund Channel on NYE
An entire dedicated channel was eliminated at the end of the year, MFWire has learned. ..
MutualFundWire.com - Thursday, January 05, 2017 Views
From Acquisitive Fund Firm to FinTech Startup
A Tennessee asset manager transforms and exits the mutual fund biz...
MutualFundWire.com - Tuesday, January 03, 2017
This Institutional Asset Manager Is Now Two-Thirds Intermediary-Sold
In the past eight years, this shop has ramped up its work with advisors and other intermediaries ... yet it still has no wholesalers in the field...
MutualFundWire.com - Friday, December 23, 2016 Views
FTSE Russell Hires an ETF Distro Vet
The LSE's indexing arm brings on board a mutual fund and ETF industry distribution veteran to work with RIAs and FAs...
MutualFundWire.com - Wednesday, December 14, 2016
Amundi's Vision for Pioneer
Amundi has big plans for its latest purchase, but integration details remain vague...
MutualFundWire.com - Tuesday, December 13, 2016
Who is Amundi?
Meet Europe's largest asset manager and the buyer of UniCredit's asset management business...
MutualFundWire.com - Monday, December 12, 2016
Peter Lee Plans a Mirae Distro Expansion
The Korean multinational asset manager's new U.S. chief talks to MFWire about his plans...
MutualFundWire.com - Wednesday, December 07, 2016
Pioneer's Jones Finds an Interim Successor for Spina
Laura Palmer is now interim head of U.S. intermediary distribution...
MutualFundWire.com - Tuesday, December 06, 2016
Turner Strategically Builds Out a Full Menu
Fresh from a merger, the 30-year asset management industry veteran is transforming his eponymous firm from a focused growth equity manager into something much more...
MutualFundWire.com - Friday, December 02, 2016 Views
Hancock's Cassler Hires a Pair of Specialists
John Hancock Investments' expands its institutional sales team welcomes two new hires to promote ETF and UCITS growth...
MutualFundWire.com - Monday, November 28, 2016
For Advisors, It's All About Your Brand
Firm image ranks as one of the most important criteria for advisors when selecting an active fund..
MutualFundWire.com - Monday, November 28, 2016
Abby Succeeds Ned One Last Time
The Fidelity scion is taking yet another hat from her dad...
MutualFundWire.com - Tuesday, November 22, 2016 - Reader Rating: 1
The Next Gig for the Week of November 21, 2016
Plenty of mutual fund firms are for hiring for sales and product development positions. ..
MutualFundWire.com - Monday, November 21, 2016
How Social Are Asset Managers?
Though many asset managers are adopting social media as a marketing tool, others are hesitant...
MutualFundWire.com - Friday, November 18, 2016
Fund Marketers in Manhattan, 401k Folks in Florida, and Entrepreneurs In Texas
Fundsters are gathering for at least three conferences around the country today...
MutualFundWire.com - Monday, November 07, 2016 Views
A Lone Star RIA Shutters Its Mutual Fund
The large growth fund will liquidate at the end of the week...
MutualFundWire.com - Wednesday, November 02, 2016
An OpFunds Channel Chief Plans to Hire In These Areas
MFWire sits down with a senior distribution executive from the MassMutual-backed mutual fund shop...
MutualFundWire.com - Thursday, October 27, 2016
JPMAM Pitches RIAs On Solving For the Long Term
The bank's asset management arm kicks off a multi-pronged branding campaign at Schwab IMPACT 2016...
MutualFundWire.com - Wednesday, October 26, 2016
Having the Right Conversation With Walt Bettinger
The Schwab chief takes the stage at IMPACT and talks about the DoL reg, RIA industry growth, custodian competition, the independent roboadvisor fad, and more...
MutualFundWire.com - Tuesday, October 25, 2016
Brace For Schwab's IMPACT 2016
This afternoon Bernie Clark and his team will kick off the brokerage's giant annual conference for its RIA allies...
MutualFundWire.com - Monday, October 24, 2016 Views
Aberdeen and OpFunds Win Big in Chicago
Fundsters gathered last night in the Windy City for an industry trade group's annual awards bash...
MutualFundWire.com - Wednesday, October 19, 2016 Views
People on the Move - October 12, 2016
The latest hirings, firings, and the like!..
MutualFundWire.com - Wednesday, October 12, 2016
For 361's First Deal, Florence Buys a Quant Shop
The liquid alts shop acquires one of its former subadvisors...
MutualFundWire.com - Wednesday, October 05, 2016
Cap Group's O'Connor Hires a BlackRock Vet For a Key Role
The new hire will take on a top distribution role at the power behind American Funds...
MutualFundWire.com - Thursday, September 22, 2016 Views
Pru's Devaney Takes Over a Channel
A channel chief says goodbye to Prudential Investments after nine years with the firm...
MutualFundWire.com - Tuesday, September 20, 2016
A $2.2B Breakaway RIA Plans Its Own Mutual Fund
A Midwestern team recently broke away from a wirehouse, and they plan to launch their own fund in 2017...
MutualFundWire.com - Tuesday, September 20, 2016 Views
A CO Separate Account Shop Preps Its Own ETFs
A three-year-old ETF strategist is developing ETFs-of-ETFs...
MutualFundWire.com - Tuesday, September 13, 2016
AQR Says Goodbye to a Channel Chief After Two Years
A distribution channel chief left the $159B asset manager earlier this summer...
MutualFundWire.com - Monday, September 12, 2016 Views
Virtus Brings a Post-MPT Shop Into the ETF Biz
A Midwestern ETF strategist is powering a new ETF offered by the Northeastern subadvised mutual fund shop...
MutualFundWire.com - Friday, September 09, 2016 Views - Reader Rating: 5
Mansueto Passes the Torch
Updated | The M* founder names a new CEO but stays on as executive chairman...
MutualFundWire.com - Tuesday, September 06, 2016 Views
Can Pershing and Lockwood Kickstart FAs' Offerings For Smaller Investors?
With the DoL's fiduciary reg looming, the clearing and custody giant's affiliate unveils new ETF-based portfolios that B-Ds' and RIAs' advisors can use for balances as small as $10,000...
MutualFundWire.com - Tuesday, August 30, 2016
A Midwestern ETF Strategist Tests the Waters With Its Own Mutual Fund
A 13-year-old shop teams up with Ultimus to enter the mutual fund business...
MutualFundWire.com - Friday, August 26, 2016 Views - Reader Rating: 5
Two Execs Join Victory in a Key Channel
The additions come after the PE-backed mutual fund shop closed on its purchase of RS...
MutualFundWire.com - Thursday, August 25, 2016
When Will This Serial RIA-Backer Go Public?
The WSJ reports that a PE- and VC-backed shop that specializes in helping advisors go independent has confidentially filed for an IPO...
MutualFundWire.com - Monday, August 22, 2016
An SRI Shop's Distro Chief Takes Over
The mutual fund shop's previous chief left this week...
MutualFundWire.com - Thursday, August 18, 2016
Advisors Account For Half of ETF AUM
ETF.com digs into the different channels where ETFs are used...
MutualFundWire.com - Wednesday, August 10, 2016
After 29 Years and $222MM, a Midwestern Mutual Fund Shop Exits
This RIA will liquidate its four mutual funds by the end of Q1 2017...
MutualFundWire.com - Tuesday, August 09, 2016 Views
With Two Alliances, an ETF Entrepreneur Steps on the Gas
A SoCal startup teams up with a third-party marketing firm and a third-party distribution firm...
MutualFundWire.com - Monday, August 08, 2016 Views
PE Acquires as a Founding Fundster Retires
An industry veteran makes his first acquisition, buying a majority stake in a mutual fund shop with $1.7 billion in client assets (AUM plus AUA)...
MutualFundWire.com - Tuesday, August 02, 2016 Views
Why This Bank Is Buying an NYC Fund Firm
Inorganic growth is still on the table for this New England-based bank's wealth management arm. Will that inorganic growth include more mutual fund shops?..
MutualFundWire.com - Tuesday, July 26, 2016 Views
A $3B NYC RIA With a Fund Arm Sells
A 174-year-old bank in New England buys a $3B Gotham quant shop...
MutualFundWire.com - Thursday, July 21, 2016 Views
Galvin Worries About Advisors Using Robos
The MA politician previously expressed concerns that roboadvisors might not really be able to be RIAs in his state. And now he has something to say about other advisors who team up with robos...
MutualFundWire.com - Monday, July 18, 2016
NextShares Gains Wirehouse Distro
TA multinational bank's U.S. wirehouse arm has signed on to making Eaton Vance's new kind of fund structure available next year through the wirehouse's B-D and RIA platforms...
MutualFundWire.com - Wednesday, July 13, 2016
A 15-Year Victory Vet Departs
The distro exec moves on as the Ohio-based mutual fund shop is buying another firm...
MutualFundWire.com - Monday, July 11, 2016 Views
Bob Turner Unveils Merger of Equals
Turner Investments is merging with Veracen, LP. An expansion regionally and of talent will follow. ..
MutualFundWire.com - Wednesday, July 06, 2016 Views - Reader Rating: 3
A Key Channel Chief Leaves GMO
The Boston-based value asset manager says goodbye to a five-year company veteran...
MutualFundWire.com - Tuesday, July 05, 2016 Views
The Brexit Freeze, Roboadvisor Style
The biggest independent roboadvisor in the business suspended trading for more than two hours. RIAs were notified, but individual investors weren't...
MutualFundWire.com - Monday, June 27, 2016 Views
Moninger Refines Channels and Key Accounts at Eaton Vance
The publicly-traded, Beantown-based asset manager's retail sales chief recently sat down with MFWire...
MutualFundWire.com - Thursday, June 23, 2016 Views
Havener Helps an N.J. Shop Climb Into the Mutual Fund Biz
A four-year-old Garden State SMA firm debuts its first mutual fund...
MutualFundWire.com - Tuesday, June 21, 2016 Views
Roboadvisors Gather in the Big Apple
The second annual In|Vest conference kicks off today in New York City...
MutualFundWire.com - Thursday, June 16, 2016 Views
Greg Johnson Expects More Mid-Size Asset Manager Mergers
The Franklin chief talks to the FT...
MutualFundWire.com - Thursday, June 09, 2016 Views
These Two Trends Now Dominate Flows On Pershing's FundVest
On the sidelines of Pershing INSITE, Rich Calvario talks about trends on the B-D and RIA custodian's NTF mutual fund platform...
MutualFundWire.com - Wednesday, June 08, 2016 Views
Pershing Reveals Roboadvice Options: Build Your Own or Off-the-Shelf
The B-D and RIA support giant unveils its approach to the roboadvisor question...
MutualFundWire.com - Tuesday, June 07, 2016 Views
1200 FAs Gather in Orlando
Pershing's 18th annual conference will kick off tomorrow morning...
MutualFundWire.com - Monday, June 06, 2016 Views
Fisher Consolidates MainStay's FA Sales Under One Chief
A top exec moves on from the New York Life subsidiary, and another expands his role...
MutualFundWire.com - Friday, June 03, 2016 Views
Dasher Transforms Schroders' U.S. Distro With a Key Partnership
The publicly-traded British multinational's North American arm is teaming up with a subadvised mutual fund shop...
MutualFundWire.com - Thursday, June 02, 2016 Views
Where Is This Peter Lynch Protege Now?
A former Fido PM runs an RIA that supports HNW individual investors...
MutualFundWire.com - Tuesday, May 24, 2016 Views
Most FAs Expect Robos to Help Them Scale
FUSE issues its first "Advisor Top Trends" report from its Advisor Trend Monitor series...
MutualFundWire.com - Friday, May 20, 2016
The Down-Low on Schwab's Break Up With A Shares
The discount brokerage giant is no long offering A shares to its own clients...
MutualFundWire.com - Wednesday, May 18, 2016
Envestnet, Natixis, and UBS Win in D.C.
A trade group presents its eight annual industry awards at its annual conference...
MutualFundWire.com - Wednesday, May 04, 2016
Delaware's Wright Hires In Florida
An MFS alum joins the Philly asset manager's wirehouse-focused team...
MutualFundWire.com - Monday, May 02, 2016 Views
ETFs Gain Ground In Five Distro Channels While Backsliding In Two
Broadridge shares AccessData's fund flows information for Q1 2016...
MutualFundWire.com - Friday, April 29, 2016 Views
Schwab Drops A Shares, But How Much?
The WSJ breaks the news about the brokerage giant's move away from load mutual funds, but the devil could be in the details...
MutualFundWire.com - Thursday, April 28, 2016 Views
The Most Successful Money Managers Are Actually Something Else
A prominent watcher of the business, wonders if the largest asset manager in the world will come to be known as a financial technology company...
MutualFundWire.com - Wednesday, April 20, 2016 Views
Schultz Hires a Chief For a Core Component of American Century's Distro
The new addition to the team previously worked with BNY Mellon Investment Management...
MutualFundWire.com - Thursday, April 07, 2016 Views
The Morning After the Fiduciary Reg
How are people reacting to the revised proposal on regulating retirement plans and IRAs?..
MutualFundWire.com - Thursday, April 07, 2016 Views
A Pure ETF Startup Is Building a Sales Force
The Gotham shop now has six funds and a growing research department. Can you HACK it?..
MutualFundWire.com - Monday, March 21, 2016 Views
Ross Revamps and Refocuses Highland's Distro
The Highland Funds president builds out another channel for the Lone State mutual fund and alternatives shop...
MutualFundWire.com - Monday, March 21, 2016 Views
Nobody Puts TD Ameritrade In an Advertising Corner
The online brokerage giant and RIA custodian beats part of a Hollywood lawsuit...
MutualFundWire.com - Friday, March 18, 2016
 News Archives
2017: Q2Q1
2016: Q4Q3Q2Q1
2015: Q4Q3Q2Q1
2014: Q4Q3Q2Q1
2013: Q4Q3Q2Q1
2012: Q4Q3Q2Q1
2011: Q4Q3Q2Q1
2010: Q4Q3Q2Q1
2009: Q4Q3Q2Q1
2008: Q4Q3Q2Q1
2007: Q4Q3Q2Q1
2006: Q4Q3Q2Q1
2005: Q4Q3Q2Q1
2004: Q4Q3Q2Q1
2003: Q4Q3Q2Q1
2002: Q4Q3Q2Q1
 Subscribe via RSS:
Raw XML
Add to My Yahoo!
follow us in feedly




©All rights reserved to InvestmentWires, Inc. 1997-2017
40 Wall Street | 28th Floor | New York, NY 10005 | P: 212-331-8968 | F: 212-331-8998
Privacy Policy :: Terms of Use