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Huber Capital Management, LLC [view profile ]
10940 Wilshire Boulevard  Suite 925  Los Angeles   CA  90024  ph: 888-482-3726 

http://www.hubercap.com/  -  SEC Filings
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News Stories Archives - Since 1998
Schwab's Hanson Shifts
The RIA custody giant's mutual fund OneSource supermarket is in new but familiar hands...
MutualFundWire.com - Monday, November 20, 2017
Impact 2017 Recap
Last week more than 2,000 advisors and their allies gathered in Chitown for Schwab's 27th annual RIA conference...
MutualFundWire.com - Monday, November 20, 2017
Impact, Day 3 — Awards, Leon Bridges, and More
The 12th annual Impact Awards, a former prime minister, and the final night party are on the agenda today for the giant, RIA-focused conference...
MutualFundWire.com - Thursday, November 16, 2017
A Ten-Year Neuberger Vet Takes Over Biz Dev For an Alts Shop
An alternative asset manager, based in the Midwest and with $13 billion in AUM, just hired a top key accounts exec...
MutualFundWire.com - Friday, November 03, 2017
A $250B Alts Shop Buys Most of a Mutual Fund Biz
The multi-part deal amps up the institutional asset manager's liquid offerings and distribution. Meanwhile, one of the sellers will reinvest in its biz to build out again...
MutualFundWire.com - Thursday, November 02, 2017
The Curse of Common Names
In the age of Google and social media, it's become harder to hide if you have a unique name. Yet it's also become easier to get mistaken for someone else if you have a common name, as an FA in the Midwest discovered this week...
MutualFundWire.com - Thursday, November 02, 2017
Lytle Shares Macquarie's Potential Acquisition Dreams
The Australian multinational is on the hunt for deals, both in the U.S. and abroad...
MutualFundWire.com - Tuesday, October 31, 2017 - Reader Rating: 5
Are Your FA Allies About to Get Less Mobile?
A wirehouse giant is dropping out of a 13-year-old treaty that opened the door to less-litigious advisor movement. Will other big B-Ds follow this wire's lead?..
MutualFundWire.com - Tuesday, October 31, 2017
Despite a Delay, Nally Sticks to His NTF ETF Guns
TD Ameritrade is giving RIAs more time to brace for the removal of some popular ETFs from the commission-free platform. Yet the end result will remain the same...
MutualFundWire.com - Tuesday, October 24, 2017
TD's NTF ETF Platform Expands, Minus a Giant
The online brokerage and RIA custodian is nearly tripling the number of ETFs available through its commission-free platform. Yet one of the big three ETF shops is no longer a part of the program...
MutualFundWire.com - Tuesday, October 17, 2017
OpFunds Teams Up With a PE Giant
The MassMutual-backed mutual fund giant in Gotham is creating a joint venture to give high net worth investors access to a growing, but less-liquid investment space...
MutualFundWire.com - Monday, October 16, 2017
A 28-Year-Old Administrator Is Now On Base With ETFs
A fund administrator, accountant, and transfer agent launches an advisory shop and debuts its first ETFs...
MutualFundWire.com - Tuesday, October 10, 2017
Roberge Consolidates MFS Distro Under a Single Chief
Meanwhile, a 30-year company veteran is stepping back at the Beantown mutual fund shop owned by SunLife...
MutualFundWire.com - Friday, October 06, 2017
For $1.2B, Marty Flanagan Does It Again
As long rumored, Invesco is buying another ETF business, this time in the U.S...
MutualFundWire.com - Thursday, September 28, 2017 Views
An Oregon Fund Firm Expands Its Tech Team
A mutual fund entrepreneur in the Pacific Northwest is leaning on technology more than traditional wholesalers...
MutualFundWire.com - Monday, September 25, 2017
Week In Preview, September 25-October 1
eMoney Advisor, FIASI, Fund Intelligence, the ICI, informa, LPL, NAGDCA, the PSCA, and WiPN are all hosting events this week...
MutualFundWire.com - Monday, September 25, 2017
Follow the Fundsters - September 18, 2017
Hires, fires and the like!..
MutualFundWire.com - Monday, September 18, 2017
Week In Preview, September 18-24
The fall event season is in full swing...
MutualFundWire.com - Monday, September 18, 2017
What Advisors Want - Jeff Fishman
An FA to the behind-the-camera folks in Hollywood talks about how asset managers can best work with his firm...
MutualFundWire.com - Friday, September 15, 2017
Follow the Fundsters - September 12, 2017
Hires, fires and the like!..
MutualFundWire.com - Tuesday, September 12, 2017
Moninger Brings a Top RidgeWorth Alum to Eaton Vance
The new hire will focus on the independent broker-dealer channel for the Beantown mutual fund shop...
MutualFundWire.com - Monday, September 11, 2017 - Reader Rating: 5
Week In Preview, September 11-17
A 401(k) conference gets delayed as Irma batters Florida and Houston recovers from Harvey...
MutualFundWire.com - Monday, September 11, 2017
Sorry, Fundsters: Fees and Wholesalers Don't Sway RIAs
New research sheds light into what matters, and what doesn't, when it comes to winning advisors over to your asset managers' wares...
MutualFundWire.com - Thursday, September 07, 2017 Views
Remember F-Squared? The SEC Just Attacked an Old Client
Three years after the highflying ETF strategist's fall from grace, the regulatory agency is accusing an RIA of fraud in its F-Squared-powered book of business...
MutualFundWire.com - Friday, September 01, 2017 Views - Reader Rating: 4
Will B-Ds Kill or Keep Direct Fund Biz? Is There a Third Way?
Two firms are teaming up to help broker-dealers and their FAs adapt to a changing environment, without shifting their mutual fund only clients into traditional brokerage accounts...
MutualFundWire.com - Tuesday, August 29, 2017 - Reader Rating: 5
Follow the Fundsters - August 29, 2017
Hires, fires and the like!..
MutualFundWire.com - Tuesday, August 29, 2017
Advisors Still Use More Active Than Passive
MFWire digs into new research from FUSE...
MutualFundWire.com - Friday, August 18, 2017
A Thematic Startup Sports Its First ETF Launch
The Bay-area shop plans to create more products, too...
MutualFundWire.com - Wednesday, August 02, 2017
Should Fundsters Sweat Fidelity's Rationalization-Lite?
New MFWire research sheds light on how the industry is reacting to big changes at the RIA custodian and broker-dealer clearing giant...
MutualFundWire.com - Thursday, July 20, 2017 Views
Nally Expands a TDA Institutional MD's Role
Two other TDA institutional execs are also on the rise.....
MutualFundWire.com - Wednesday, July 19, 2017
AllianzGI Hires a NSM For Retail Distro
The company has announced the hire of a Nationwide alum.....
MutualFundWire.com - Wednesday, July 19, 2017 Views
T. Rowe Expands NTF Distro Through a Key Platform
The Baltimore-based mutual fund shop adds its Investor Class shares to a mutual fund supermarket...
MutualFundWire.com - Tuesday, July 18, 2017 Views
Post-Strategic Review, Beaulieu Brings Three Senior Execs to Altegris
The liquid alts shop expands its leadership team as part of its evolving strategic priorities.....
MutualFundWire.com - Thursday, July 13, 2017
Broadridge Buys an Institutional Asset Management Data Specialist
Broadridge expands to combine retail and institutional data analytics. ..
MutualFundWire.com - Tuesday, July 11, 2017
The Myth of Indexing
As Burton Malkiel himself lends his weight to a new smart beta player, it's worth remembering that investors aren't really passive, even when they own index funds...
MutualFundWire.com - Friday, June 30, 2017 Views
Levinson Brings a Cohen and Steers Alum to Hartford
The new hire will be focused on growing and strengthening Hartford's B-D relationships.....
MutualFundWire.com - Thursday, June 29, 2017
These 7 ETF Shops Are Teaming Up With Pershing. Here's Why.
MFWire talks to the firms on new NTF ETF Platform. ..
MutualFundWire.com - Friday, June 23, 2017 Views
McDonough Builds Out a New OpFunds Institute
The Gotham mutual fund shop's distribution and marketing chief is also hiring in several areas and looking at artificial intelligence...
MutualFundWire.com - Monday, June 19, 2017 Views
What Will Aaron Rodgers Tell FAs and Fundsters?
After the Pershing team and attendees took over a whole San Diego block last night, this NFL star will take the main stage this morning for the final session of Insite 2017...
MutualFundWire.com - Friday, June 16, 2017
Seven ETF Shops Power a New NTF Platform
A key ally to broker-dealers and RIAs is creating a platform with 120 ETFs out of the gate...
MutualFundWire.com - Thursday, June 15, 2017
Pershing Insite 2017 Begins!
The broker-dealer and RIA clearing and custody ally is gathering FAs and fundsters for its annual conference, this time in SoCal...
MutualFundWire.com - Wednesday, June 14, 2017
Broadridge Makes an Asset Management Data Alliance
The partnership will bring together global retail and institutional asset management data...
MutualFundWire.com - Monday, June 12, 2017 Views
Week In Preview, June 12-18
Fundsters in Berlin and SoCal, 401(k) folks in the Big Apple, and deadlines for applying for two awards...
MutualFundWire.com - Monday, June 12, 2017
A Third-Party Marketing Firm Launches a Mutual Fund Newsletter
This company focuses on helping the underdogs in the world of mutual fund investing. Now they aim to take a new approach to helping clients...
MutualFundWire.com - Thursday, June 01, 2017
Four Veteran Sales Execs Join An Alts Distro Startup
S2K Financial hires four financial veterans to join their team. Steven Kantor, the former global head of Credit Suisse Capital Markets and current CEO of S2K, plans to take product distribution by storm with his team's new approach...
MutualFundWire.com - Thursday, June 01, 2017 Views
A 27-Year-Old Fixed Income Shop Is Looking For Wholesalers
A San Diego-based firm enters the intermediary market...
MutualFundWire.com - Wednesday, May 31, 2017 Views
Family Offices Bet $25MM on a Cyborg Advisor Alliance
Forget roboadvice! With $25 million in a funding, a Silicon Valley startup teams up with a Midwestern advisory firm to create a hybrid...
MutualFundWire.com - Friday, May 26, 2017
What Will We See From Putnam in Q3?
The Beantown fund firm teams up with a nearby ally and preps a liquid alts trio.....
MutualFundWire.com - Wednesday, May 24, 2017 - Reader Rating: 4
Sullivan Anoints Sales and Marketing Chiefs at Legg
One exec shifts, three join the executive committee, one leaves and one no longer shares his role. ..
MutualFundWire.com - Tuesday, May 16, 2017 Views
Follow the Fundsters - May 16, 2017
Hires, fires, and the like!..
MutualFundWire.com - Tuesday, May 16, 2017 Views
Brady Hires Thornburg's First Global Distro Chief
An intermediary distribution veteran returns to the mutual fund biz in a top role for the New Mexico-based mutual fund shop...
MutualFundWire.com - Monday, May 15, 2017 Views
After Adding Two Third-Party Strategists, Pershing Hunts For More
Yet don't expect the BNY Mellon subsidiary to become a supermarket of strategists. ..
MutualFundWire.com - Wednesday, May 10, 2017 Views
This Week In Preview, May 8-14
Events this week include: an MFEA council in Baltimore; ALFI, MMI, and Sohn events in NYC; and P&I events in Dallas and San Francisco...
MutualFundWire.com - Monday, May 08, 2017
Betterment's Co-Founder Talks to Fundsters
A Betterment cofounder takes the ICI GMM main stage alongside a private bank chief, a mutual fund chief, and a wirehouse bigwig...
MutualFundWire.com - Friday, May 05, 2017
Will This Empire State MF Shop Transform Instead of Exiting?
A TBD product launch accompanies a mutual fund close. ..
MutualFundWire.com - Monday, May 01, 2017
Axa Replaces Kraus and Shakes Up AB's Board
AB's CEO and chairman says goodbye, and a new duo fills his shoes. And the publicly-traded asset manager's board is transforming, too...
MutualFundWire.com - Monday, May 01, 2017 Views
TD Ameritrade Makes a Strategic Deal With DFA
The RIA custodian dramatically cuts the price of trading shares of one mutual fund shop...
MutualFundWire.com - Thursday, April 27, 2017 Views
M* Is Creating a New Asset Manager Marketplace
Kunal Kapoor gives advisors and fundster a glimpse of what the investment research giant is working on next...
MutualFundWire.com - Wednesday, April 26, 2017 Views
A Midwestern Advisory Firm Enters the Retail Fund Biz
Chicago-based Hedeker Wealth Management launched its first mutual fund...
MutualFundWire.com - Wednesday, April 26, 2017
A Hays Alum Teams Up With an Asset Allocation Specialist
This vet will have a similar role in his new position, and he's looking for move folks to team up with..
MutualFundWire.com - Friday, April 21, 2017
A 7-Year-Old RIA Launches its First Mutual Fund
This RIA chose to work with Ultimus Solutions to enter the mutual fund business...
MutualFundWire.com - Wednesday, April 19, 2017
TCA Hunts for More ETF Allies
The independent, Denver-based RIA custodian launched an NTF-like ETF platform...
MutualFundWire.com - Tuesday, April 18, 2017 - Reader Rating: 5
A Beantown Shop Builds Advisor Distro
LMCG Investments just hired a managing director of national accounts...
MutualFundWire.com - Wednesday, April 12, 2017 Views
ProShares Makes the First Move Away From This Platform
The ETF shop is the first to voluntarily removed itself from Schwab's NTF platform...
MutualFundWire.com - Friday, April 07, 2017 Views
Follow the Fundsters - April 4, 2017
Hires, fires, and the like!..
MutualFundWire.com - Tuesday, April 04, 2017 Views
T. Rowe's Larson Triples Down on National Accounts
The platform services chief expands his team with two new hires...
MutualFundWire.com - Thursday, March 30, 2017 Views
A New Player Squeezes into the ETF Market
A Connecticut-based firm powers its first ETF...
MutualFundWire.com - Friday, March 24, 2017 Views
Truscott Shifts Columbia's RIA Distro
The move comes as a 30-year company veteran is preparing to leave the Ameriprise subsidiary...
MutualFundWire.com - Thursday, March 16, 2017 Views
Follow the Fundsters - March 15, 2017
Hires, fires, and the like!..
MutualFundWire.com - Wednesday, March 15, 2017 Views
A Year-Old RIA Acquires a $4B Shop
The freshly combined shop may create its own mutual funds...
MutualFundWire.com - Friday, March 10, 2017 Views - Reader Rating: 5
Fund Rationalization Fever Spreads Beyond the Wires
Watch for smaller B-Ds to make some tough lineup choices, too, even as fiduciary reg limbo continues...
MutualFundWire.com - Thursday, March 09, 2017 Views
Who Are the Best Marketers in Asset Management?
As the industry gets more competitive, small firms need to find a marketing focus...
MutualFundWire.com - Wednesday, March 08, 2017 Views
Steinmetz Does a $2.7B Deal
OpFunds is acquiring a West Coast fixed income shop...
MutualFundWire.com - Monday, March 06, 2017 Views
A 16-Year Goldman Due Diligence Vet Exits
A Goldman gatekeeper has left the firm...
MutualFundWire.com - Friday, March 03, 2017 Views
Moran Shifts Two BNY Mellon IM Channels
The asset manager's boutiques take over a piece of distribution while the advisor wholesaling force takes over another...
MutualFundWire.com - Thursday, March 02, 2017 Views
Four Managers Leave Allianz's Retail Team
The departures from two channels at the multinational asset manager's U.S. arm...
MutualFundWire.com - Wednesday, March 01, 2017 Views
Follow the Fundsters - February 28, 2017
Hirings, firings and the like!..
MutualFundWire.com - Tuesday, February 28, 2017 Views
A Midwestern Startup Builds Out Focused, Channel-Agnostic Distro
Watch for this "quantamental" shop to add two more externals. And they'll be expanding their internal force, too...
MutualFundWire.com - Tuesday, February 28, 2017 Views
Top Low-Cost Educational Resources for Fund Marketers
A veteran asset management industry ally gathers a list of publications, trade groups, and more...
MutualFundWire.com - Tuesday, February 28, 2017 Views - Reader Rating: 5
Brooks Shakes Up a Key Deutsche AM Channel
It's not clear how many staff were affected by the changes...
MutualFundWire.com - Tuesday, February 21, 2017 Views
Institutional Shares Now Utterly Dominate This NTF Platform
Two and a half years into a big push, an RIA custodian has seen flows completely transform...
MutualFundWire.com - Friday, February 17, 2017 Views - Reader Rating: 5
Fidelity Dishes Out a Serving of Rationalization-Lite
Fidelity streamlines its third-party fund offerings...
MutualFundWire.com - Thursday, February 16, 2017 Views
Sloane Expands USAA's Key Account and Investment Resource Teams
The Texas mutual fund shop's third-party distro chief welcomes two more people to his team...
MutualFundWire.com - Thursday, February 16, 2017 Views
A Deep Dive Into Fidelity's New Platform
MFWire reveals pricing and possible participants for the new "iNTF program". More than 30 firms and 1,100 CUSIPs are already available, and Carolyn Clancy says they're looking to add even more...
MutualFundWire.com - Wednesday, February 15, 2017 Views
A Niche TAMP Seeks International ETFs
A factor investing-focused model portfolio shop looks to add new funds to its platform...
MutualFundWire.com - Wednesday, February 08, 2017 Views - Reader Rating: 5
A Quant Shop Flies Into ETFs
A Colorado firm launches their first suite of ETFs!..
MutualFundWire.com - Monday, February 06, 2017 Views
An RIA Custodial Giant Creates a "Have Your Cake and Eat It, Too" Fund Platform
Word on the asset management street is that one of the big three RIA custodians has created a new investment platform that combines institutional and NTF properties...
MutualFundWire.com - Thursday, February 02, 2017 Views
Nally Offers Strategists and Asset Managers a Deeper Way to Connect With TD-Aligned RIAs
The TD Ameritrade Institutional team is creating a new platform that ties in with a flagship, integrated technology offering now used by more than 10,000 individuals from more than 2,500 RIAs...
MutualFundWire.com - Thursday, February 02, 2017 Views
Though Passive Dominates Advisor Flows, Active's Still Pulling in Ten of Billions
New data shows that active asset management is not down for the count in the retail intermediary channels...
MutualFundWire.com - Tuesday, January 31, 2017 Views
TD's Nally Gathers a Record Crowd in SoCal
The RIA custodian estimates that more 3,200 RIAs and their allies will converge on San Diego this week for its 21st annual conference...
MutualFundWire.com - Tuesday, January 31, 2017 Views
A 3,000-Advisor B-D Promotes a Key Fund Ally
The seven-year company veteran now serves as vice president of due diligence and product services...
MutualFundWire.com - Friday, January 27, 2017 Views
WE Celebrates 3 Years and 2,500 Members
Women in ETFs (WE) held a breakfast celebration at Inside ETFs for its third anniversary...
MutualFundWire.com - Thursday, January 26, 2017 Views
Follow the Fundsters - January 24, 2017
Hirings, firings and the like!..
MutualFundWire.com - Tuesday, January 24, 2017 Views
AlphaCore Doubles in Size With Acquisition
In a single acquisition, the La Jolla-based firm doubles its assets and staff...
MutualFundWire.com - Monday, January 23, 2017 Views
A 27-Year American Century Vet Departs
A top distro exec has left the firm...
MutualFundWire.com - Friday, January 20, 2017 Views
RIAs Look for Organic Growth in 2017
A survey released today finds that RIAs plan to invest in marketing and technology to fuel growth in the coming year...
MutualFundWire.com - Tuesday, January 10, 2017 Views
Allianz's Eu Picks Carroll's Successor
The German multinational asset manager's U.S. chief makes some changes in his distribution leadership...
MutualFundWire.com - Friday, January 06, 2017 Views
Principal Cuts a Fund Channel on NYE
An entire dedicated channel was eliminated at the end of the year, MFWire has learned. ..
MutualFundWire.com - Thursday, January 05, 2017 Views
From Acquisitive Fund Firm to FinTech Startup
A Tennessee asset manager transforms and exits the mutual fund biz...
MutualFundWire.com - Tuesday, January 03, 2017 Views
This Institutional Asset Manager Is Now Two-Thirds Intermediary-Sold
In the past eight years, this shop has ramped up its work with advisors and other intermediaries ... yet it still has no wholesalers in the field...
MutualFundWire.com - Friday, December 23, 2016 Views
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