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Rating:Utah's Got Your Back Not Rated 3.0 Email Routing List Email & Route  Print Print
Wednesday, March 21, 2007

Utah's Got Your Back

by: Erin Kello

In spite of the best efforts of fund companies, B-share abuses still occur by way of circumventing maximum purchase limits the good people at Ignites report. The Utah Department of Commerce’s Securities Division wants to put an end to that by revoking the licenses of First Western and certain individual reps and leveling fines. First Western of course denies they heard of, saw, were privy to, or even know what a B-share is. 

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