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Rating:Save Those E-mails Not Rated 0.0 Email Routing List Email & Route  Print Print
Tuesday, May 7, 2002

INVESTIGATION
Save Those E-mails

by: Tony Pennino

Apparently some Wall Street firms are not complying with federal regulations and saving e-mails sent by stock brokers. Firms are required to save those correspondence for three years. The National Association of Securities Dealers Regulation is seeking those e-mails in cases involving possible conflicts of interest, according to The New York Times. The paper reports that Salomon Smith Barney is one firm that failed to produce the e-mails. 

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