New and Upcoming Funds
TrimTabs Asset Management
the TrimTabs Float Shrink ETF
, as reported by MFWire
Cohen & Steers
the Cohen & Steers Active Commodities Strategy Fund
the Seafarer Overseas Growth and Income Fund
and the Seafarer Overseas Value Fund
the Dunham Alternative Dividend Fund
the Virtus Enhanced U.S. Equity ETF
. It will follow the Rampart Enhanced U.S. Equity Index
Mergers & Liquidations
On October 18, the VanEck Vectors Gulf States Index ETF
and the VanEck Vectors Indonesia Small-Cap ETF
will terminate and liquidate
On September 30, the Davlin Philanthropic Fund
will cease operations
On September 30, the All Terrain Opportunity Fund
's Class I shares will be liquidated
. These shares may be converted into institutional class shares. Also, the fund decided against liquidating its Class A shares, which was scheduled for September 9, and has decided to re-designate the Class A shares to institutional class shares effective September 16.
On September 13, the KraneShares Zacks New China ETF
a two-for-one share split.
As of September 1, the Gotham Absolute 500 Fund
their annual investment advisory fee by 15 bps. They also reduced their expense limitation by 25 bps.
On September 16, the The Financial Select Sector SPDR Fund
will eliminate and transfer
its real estate stocks (REITS) to the Real Estate Select Sector SPDR Fund
in exchange for some of its shares.
On November 1, various portfolios in the HC Capital Trust
will undergo investment strategy changes
On November 1, the iShares Real Estate 50 ETF
the FTSE NAREIT Equity REITs Index
, as opposed to the FTSE NAREIT Real Estate 50 Index
, which it previously followed.
As of September 1, Columbia
Management will be
the new investment advisor for the EGShares Beyond BRICs ETF
, the EGShares EM Core ex-China ETF
, the EGShares EM Quality Dividend ETF
, the EGShares EM Strategic Opportunities ETF
, the EGShares Emerging Markets Consumer ETF
, the EGShares Emerging Markets Core ETF
, EGShares India Consumer ETF
, EGShares India Infrastructure ETF
, and the EGShares India Small Cap ETF
. Columbia Threadneedle, as reported by MFWire
, just acquired EGA.
As of September 1, Joshua Rowe
and Ian Goltra
as additional PMs to the Orinda Income Opportunities Fund
As of September 1, Christopher Lo
and Frank Vallario
co-PMs of the Columbia Sustainable Global Equity Income ETF
, the Columbia Sustainable International Equity Income ETF
and the Columbia Sustainable U.S. Equity Income ETF
As of September 1, Yulin Long
will no longer serve
as PM of American Century
's International Value Fund
or NT International Value Fund
. Vinod Chandrashekaran
and Elizabeth Xie
will take over
On December 31, Christopher J. Olson
as co-PM of the Columbia Thermostat Fund
and as vice president of the Columbia Acorn Trust.
Closings and Reopenings
As of September 1, Voya
the JPMorgan Mid Cap Value Portfolio
to all investors.
Money Fund Reform
On October 10, the Dreyfus Institutional Cash Advantage Fund
the way it calculates its NAV and the way it handles redemptions.
On October 7, the HSBC Prime Money Market Fund
will merge with and into
the HSBC U.S. Government Money Market Fund
In December, shareholders will vote
on the merger of the Wells Fargo Municipal Money Market Fund
into the Wells Fargo National Tax-Free Money Market Fund
On October 14, restrictions will be placed
on the Morgan Stanley Institutional Fund Trust
, specifically for those wanting to move their money from Morgan Stanley funds into Morgan Stanley money funds.
On October 5, the Cavanal Hill U.S. Large Cap Equity Fund
shareholders will be voting on renaming
the fund to the Multi Cap Equity Income Fund
. If approved, the investment objective will shift also from "to seek growth of capital and, secondarily, income" to "to seek dividend income," effective December 31.
On September 12, the Babson Capital Funds Trust
a name change to the Barings Funds Trust
Beginning October 14, the Dreyfus Prime Money Market Fund
liquidity fees if the weekly liquid assets fall below a certain amount.
As of July 1, the Fidelity Large Cap Value Index Fund
the fund's annual operating expenses for the institutional and institutional premium classes by 20 bps.
Check our last Filings For Fundsters column (previously called Stork and Reaper) for more SEC filing updates. For the latest new hires and fund launches, explore our People on the Move and New Fund Fuss columns. If you have a fund filing, a mutual fund launch, a product change or a new hire that you would like to announce, please contact the MFWire team at email@example.com.
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