Quantcast
The MFWire
Manage Email Alerts | Sponsorships | About MFWire | Who We Are

Subscribe to MFWire.com's News Alerts [click]

Rating:Follow the Fundsters - November 11, 2016 Not Rated 0.0 Email Routing List Email & Route  Print Print
Friday, November 11, 2016

Follow the Fundsters - November 11, 2016

Reported by Ashley McHugh-Chiappone

Phupinder Gill
Chicago Mercantile Exchange
Chief Executive Officer
Company: Chicago Mercantile Exchange (CME)

Retiree: Phupinder Gill

Gill, CEO, will retire at the end of this year. Gill has been with CME since 1988. Terry Duffy, executive chairman, will replace him, starting January of next year.

***


Company: GAMCO Investors, Inc

Appointment: Leslie Daniels

Daniels has been elected to the board of directors. He also serves as operating partner of AE Industrial Partners, LLC.

***


Company: Associated Capital Group, Inc

Promotions: Douglas Jamieson, Agnes Mullady

Jamieson has been named president and CEO of the company. He has replaced Marc Gabelli and Mario Gabelli as president and CEO, respectively. Mario Gabelli will now serve as executive chairman. Marc Gabelli continues his role as a portfolio manager and an executive of GGCP, Inc. Mullady has been named executive vice president. She also serves as president and COO of the Gabelli Funds Division, and she will remain as SVP of GAMCO Investors.

***


Company: The Financial Industry Regulatory Authority (FINRA)

Promotion: Stephen Cutler

Cutler has been appointed large form governor. Cutler also serves as vice chairman of JPMorgan Chase & Co. Cutler succeeds Gregory Fleming in his new role.

***


Company: Prudential Investments

Promotion: Yanela Frias

Frias has been named head of Prudential Retirement’s structured settlements business. Previously, she served as chief financial officer for Prudential Annuities.

***


Company: Altegris

Death: Jack Rivkin

On Tuesday, Altegris CEO, Jack Rivkin passed away from cancer. Prior to his death, he served as chief executive officer and chief investment strategist for Altegris.

***


Company: American Century Investments

Award Recipient: Peter Cieszko

Cieszko and American Century were presented the Legacy of Hope Award at the 14th Annual Hope & Heroes Dinner. The honor is given to "those whose commitment, now and in the future, to the eradication of pediatric cancer is exemplary."

***


Company: Goldman Sachs

Promotions: Kathleen Hughes, Kathryn Koch, Brendan McGovern, Larry Restieri

Goldman has released this years class of partners, totaling 84, which include Koch, Hughes, McGovern, and Restieri, who all work in Goldman Sachs Asset Management (GSAM).

***


Company: Nuveen Investments

Departure: Douglas White

White has departed his role as PM to the Nuveen Minnesota Municipal Income Fund. Christopher Drahn will replace him as lead PM.

***


Company: Piper Jaffray Companies

Addition: C.K. Lee

Lee has been appointed a managing director in its financial institutions group (FIG). Previously, he served as a managing director of the financial institutions group of Commerce Street Capital, LLC.

***


Check back as we keep an eye on people moves in the future and see our previous Follow the Fundsters (previously know as People on the Move) column here. For the latest SEC filings and fund launches, explore our Filings For Fundsters (formerly Stork and Reaper) and New Fund Fuss columns. If you have a fund filing, a mutual fund launch, a product change or a new hire that you would like to announce, please contact the MFWire team at editors@investmentwires.com. 

Stay ahead of the news ... Sign up for our email alerts now
CLICK HERE

0.0
 Do You Recommend This Story?



GO TO: MFWire
Return to Top
 News Archives
2025: Q4Q3Q2Q1
2024: Q4Q3Q2Q1
2023: Q4Q3Q2Q1
2022: Q4Q3Q2Q1
2021: Q4Q3Q2Q1
2020: Q4Q3Q2Q1
2019: Q4Q3Q2Q1
2018: Q4Q3Q2Q1
2017: Q4Q3Q2Q1
2016: Q4Q3Q2Q1
2015: Q4Q3Q2Q1
2014: Q4Q3Q2Q1
2013: Q4Q3Q2Q1
2012: Q4Q3Q2Q1
2011: Q4Q3Q2Q1
2010: Q4Q3Q2Q1
2009: Q4Q3Q2Q1
2008: Q4Q3Q2Q1
2007: Q4Q3Q2Q1
2006: Q4Q3Q2Q1
2005: Q4Q3Q2Q1
2004: Q4Q3Q2Q1
2003: Q4Q3Q2Q1
2002: Q4Q3Q2Q1
 Subscribe via RSS:
Raw XML
Add to My Yahoo!
follow us in feedly


  1. MFDF webinar - AI and Third-Party Oversight, November 10
  2. 2025 Nicsa Asset & Wealth Management Summit, Nov 11-12
  3. IDC Director Segment Meeting - Directors of Alternative Investment Products, November 11
  4. IMEA webinar - The Evolving RIA Marketplace & Increasing Use of Active ETFs, November 12
  5. ALFI Roadshow to Miami, November 12
  6. MFDF webinar - Mutual Fund CCO Compensations: The MPI Annual Survey Update, November 13
  7. ALFI Roadshow to Houston, November 13
  8. 2025 Expect Miracles In Boston Gala, November 13
  9. WE Washington DC - Fall Happy Hour, November 13
  10. 2025 MMI Legal & Compliance Virtual Forum, November 13
  11. Citywire Private Assets Retreat 2025, Nov 13-14
  12. IMEA Institutional Roundtable, November 18
  13. WE South - Offshore 360: the Macro View, November 19
  14. IDC Director Segment Meeting - Directors at Small Fund Complexes, November 19
  15. Nicsa ETF Share Classes Operational Considerations, November 19
  16. MFDF webinar - ETF Dual-Class Relief Impacts on Board Oversight, November 19
  17. ICI Retail Alternatives and Closed-End Funds Conference, November 20
  18. ICI Securities Law Developments Conference, November 20
  19. MFDF webinar - Essential Strategies in Board Oversight of AI, Cybersecurity, and Emerging Technology Risks, December 1
  20. MFDF In Focus - Gartenberg Factors, December 2
  21. MFDF webinar - Digital Assets Regulatory Updates & Trends in the Industry, December 3
  22. MFDF webinar - Fixed Income Insights: Navigating Market Trends & Opportunities, December 9
  23. MFDF webinar - Navigating Co-Investment Relief for Fund Boards, December 16
  24. MFDF webinar - 2025 Fair Valuation Pricing Survey Update, December 18
  25. MFDF 2026 Directors' Institute, January 26 - 28, 2026
  26. MFDF 2026 Fund Governance & Regulatory Insights Conference, March 5 - 6, 2026




©All rights reserved to InvestmentWires, Inc. 1997-2025
14 Wall Street | 20th Floor | New York, NY 10005 | P: 212-331-8968 | F: 212-331-8998
Privacy Policy :: Terms of Use