Today
Robert Cook and the Financial Industry Regulatory Authority (
Finra) team will
kick off the 2018
Finra Annual Conference. The three-day conference is being held at the Marriott Marquis in Washington, D.C. and features an
opening-night reception tonight at the Smithsonian National Portrait Gallery.
SEC Chairman
Jay Clayton, Cook (Finra's president and CEO), and SEC trading and markets division director
Brett Redfearn are all
scheduled to speak.
Tomorrow Investment Company Institute (
ICI) chief
Paul Schott Stevens and the ICI team will
kick off the mutual fund industry trade group's 2018 General Membership Meeting (
GMM). The three-day event will be held at the Washington Hilton Hotel in Washington, D.C., and also features three parallel ICI conferences: one on operations and technology, one on compliance, and one for fund directors. Featured speakers will include:
Rupal Bhansali, chief investment officer of international and global equities at
Ariel;
Maria Chandoha, president and CEO of
Charles Schwab Investment Management;
Jillian DelSignore, head of ETF distribution at
Morgan Stanley;
Tom Eck, chief technology officer for industry platforms at
IBM;
Marty Flanagan, president and CEO of
Invesco;
James Gorman, chairman and CEO of Morgan Stanley;
Amy Herman, art historian;
Yie-Hsin Hung, CEO of New York Life Investment Management (
NYLIM);
David Hunt, president and CEO of
PGIM;
Adam Jonas, managing director at Morgan Stanley;
Sarah Ketterer, CEO and co-founder of
Causeway Capital Management;
Teresa Kong, PM at
Matthews Asia;
Jerry Linenger, NASA astronaut;
Jon Meacham, presidential historian;
Kirk Moore, head of global research at
Columbia Threadneedle;
Matthew O'Connor, president of
American Funds Distributors at
Capital Group;
Michael Piwowar, outgoing SEC Commissioner;
Stuart Parker, president and CEO of PGIM Investments and chairman of the GMM planning committee;
Chad Renfro, head of enterprise cybersecurity at
Fidelity;
David Rubenstein, co-founder and co-executive chairman of the
Carlyle Group;
David Semaya, executive advisor to
Sumitomo Mitsui Trust Asset Management; Stevens himself, president and CEO of the ICI;
Ted Truscott, CEO of Columbia Threadneedle and chairman of the ICI; and
Andreas Utermann, CEO of
Allianz Global Investors. The conference will feature a dinner reception Wednesday night at the Smithsonian Institution National Museum of African American History and Culture, as well as a media dinner tommorrow night at Darlington House and
FUSE's annual
Strategic Networking Symposium (also tomorrow night) at Buffalo Billiards. Sponsors of the 2018 GMM include:
BNY Paribas, Brown Brothers Harriman (
BBH),
Citi,
Dechert,
FIS,
J.P. Morgan,
Linedata,
Temenos' Multifonds,
Northern Trust, PGIM Investments,
PwC,
RSM, and
Workiva.
Also tomorrow,
Susan Wyderko and her Mutual Fund Directors Forum (
MFDF) team will
continue their
MFDF Director Discussion Series with an open forum at
Ropes & Gray's offices in Chicago.
Next Monday, May 28,
MFWire will be closed in observance of the Memorial Day market holiday. Enjoy the beginning of summer!
This week on the defined contribution side of the industry, the National Institute of Pension Administrators (
NIPA) team is hosting a conference. Our sister publication,
401kWire, has more details. 
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