Quantcast
The MFWire
Manage Email Alerts | Sponsorships | About MFWire | Who We Are



All our 23,130 stories are here...Call 212-331-8995 to add to the pile
Get MFWire Alerts
MFWire: Guggenheim Funds, Rydex Target Beta Funds, CurrencyShares, BulletShares
MUTUAL FUND FAMILY PROFILES [BETA]
To Update this information contact Editors@InvestmentWires.com or call Armie Lee at 212-331-8995 x111.

Guggenheim Investments
2455 Corporate West Drive
Lisle, IL  60532
Google Maps

Contact
Main Phone: 630-577-2243
Web Site: http://www.guggenheimfunds.com

Mutual Fund Brand(s)
Guggenheim Funds, Rydex Target Beta Funds, CurrencyShares, BulletShares

Research Links
  • SEC Fund Filings by CIK

  • Background:
    On April 9, 2014, John Klein had left his position as Guggenheim president.

    On February 28, 2012, Deutsche Bank confirmed that it is now in "exclusive negotiations" to sell much of its global asset management business, including the DWS [profile] mutual fund business in the U.S., to Guggenheim. Yet Guggenheim and Deutsche ended the negotiations in May 2012 for all save the alternatives business.

    Guggenheim Partners acquired Claymore Securities, an ETF-specialist, in 2009 and re-branded the firm with the Guggenheim moniker in September 2010. Meanwhile, in February 2010 Guggenheim Partners led a coalition to snap up Security Benefit for $400 million. That deal brought SGI | Security Global Investors and Rydex | SGI [profile] into the Guggenheim fold.

    The Security Benefit deal closed in August 2010, and in September 2011 Guggenheim Partners combined its 11 asset management arms, including the former Claymore and Rydex ETF and leveraged- and inverse-mutual fund businesses, into a single, new, $119-billion-AUM subsidiary; Guggenheim Investments. At the time, Guggenheim planned to keep the Rydex brand alive only for the Rydex Target Beta funds.

    In November 2011, Guggenheim's Canadian unit is reportedly a strategic target for a pair of local banks, Bank of Montreal and Royal Bank of Canada, and Invesco PowerShares Capital Management.

    As of March 31, 2017, the firm has a total AUM of $260 billion.
    Sponsored Opportunities



    Key People:
    Jerry Miller
    President, Guggenheim Investments
    Scott Minerd
    Chairman of Investments, Global Chief Investment Officer, Guggenheim Investments
    David Hooten
    CEO and Chairman of the Board, Guggenheim Funds - Claymore Securities, Inc.
    Michael Rigert
    Vice Chairman, Guggenheim Funds - Claymore Securities, Inc.
    Chris Parisi
    Head of U.S Retail, Guggenheim Funds Distributor
    Bruce Albeida
    CFO and Senior Managing Director, Guggenheim Funds
    Kevin Robinson
    General Counsel and Corporate Secretary and Senior Managing Director, Guggenheim Funds - Claymore Securities, Inc.
    Dominick Cogliandro
    Chief Operating Officer and Senior Managing Director, Guggenheim Funds
    Tom Futrell
    Chief Investment Officer and Senior Managing Director, Guggenheim Funds - Claymore Securities
    Anne Kovechar
    Senior Managing Director of Compliance, Guggenheim Funds - Claymore Securities, Inc.
    Anthony DiLeonardi
    Vice Chairman, Guggenheim Funds - Claymore Securities, Inc.
    Charles Stucke
    Chief Investment Officer, Guggenheim Investment Advisors
    Story Archive for Guggenheim Investments
    Published On Story Headline Publication
    10/6/2017 How Does Invesco-Guggenheim Change the ETF Landscape? MFWire.com
    10/3/2017 Credit Suisse and ETC Had a Big Month MFWire.com
    10/2/2017 Filings For Fundsters - October 2, 2017 MFWire.com
    9/28/2017 For $1.2B, Marty Flanagan Does It Again MFWire.com
    9/28/2017 New Fund Fuss - September 28, 2017 MFWire.com
    9/27/2017 Are Invesco and Guggenheim Engaged? MFWire.com
    9/26/2017 Only One Active Shop Passed $1B in Inflows in August MFWire.com
    9/5/2017 Filings For Fundsters - September 5, 2017 MFWire.com
    8/31/2017 Filings For Fundsters - August 31, 2017 MFWire.com
    8/24/2017 ETC Breaks $1B and Nationwide Shines MFWire.com
    8/24/2017 The Invesco-Guggenheim Deal Talk Narrows MFWire.com
    8/21/2017 Vanguard and BlackRock Eclipse the Competition, Again MFWire.com
    8/8/2017 Is Invesco Becoming a Mini-BlackRock? MFWire.com
    8/4/2017 Filings for Fundsters - August 4, 2017 MFWire.com
    8/3/2017 Is Flanagan About to Make His 2nd Big Buy of 2017? MFWire.com
    7/24/2017 Filings for Fundsters - July 24, 2017 MFWire.com
    7/21/2017 Guggenheim and Bridge Builder Are On a Roll! MFWire.com
    7/20/2017 Vanguard and BlackRock Stay on Top While SSgA's Flow Woe Reverses MFWire.com
    7/14/2017 Jerry Miller Returns MFWire.com
    7/13/2017 New Fund Fuss - July 13, 2017 MFWire.com
    7/10/2017 Nine Shops Add ETFs to OneSource MFWire.com
    6/27/2017 After Six Years At Guggenheim, a Senior Managing Director Passes the Reins MFWire.com
    6/23/2017 These 7 ETF Shops Are Teaming Up With Pershing. Here's Why. MFWire.com
    6/15/2017 Custodian Launches ETF Platform MFWire.com
    5/31/2017 Filings for Fundsters - May 31, 2017 MFWire.com
    5/17/2017 Schwab and Guggenheim Had a Huge April, and BlackRock Nudges Past Vanguard MFWire.com
    4/21/2017 ETF Insiders Convene, and SHE Has Another Great Night MFWire.com
    3/24/2017 Vanguard, Nuveen, and Morgan Stanley Win Big in Gotham MFWire.com
    3/17/2017 13 Fund Firms Had a $1B February MFWire.com
    2/10/2017 Punching Above Your ETF Weight MFWire.com
    12/30/2016 The Most Popular MFWire Stories of 2016 MFWire.com
    11/11/2016 Guggenheim Fills a New DC I-O Job 401kWire.com
    10/13/2016 Filings for Fundsters - October 13, 2016 MFWire.com
    10/10/2016 ETF Shops Rake In $6B Per Year MFWire.com
    10/5/2016 Filings for Fundsters - October 5, 2016 MFWire.com
    10/3/2016 Filings for Fundsters - October 3, 2016 MFWire.com
    9/15/2016 The New Fund Fuss - September 15, 2016 MFWire.com
    8/26/2016 Filings for Fundsters - August 26, 2016 MFWire.com
    8/18/2016 Filings For Fundsters - August 18, 2016 MFWire.com
    8/11/2016 People on the Move -- August 11, 2016 MFWire.com
    8/9/2016 Stork and Reaper - August 9, 2016 MFWire.com
    8/1/2016 Rydex Fund Services' Buyer Targets Liquid Alts MFWire.com
    7/28/2016 A Japanese Giant Buys Into U.S. Mutual Fund Services MFWire.com
    6/10/2016 Is the ETF Seeding Cycle Slowing Down? MFWire.com
    3/23/2016 101 Fund Families Win in Gotham MFWire.com
    1/28/2016 Keep an Eye on AB, Guggenheim, and Janus MFWire.com
    9/8/2015 Uh Oh: Galvin Is Digging Into NAVgate MFWire.com
    8/27/2015 No NAVs: BNY Mellon's Fundster Customers Scramble MFWire.com
    8/11/2015 28 Fund Firms Are Paying Morgan Stanley At Least $1MM MFWire.com
    4/1/2015 Cap Group, Fidelity, and Pimco Break Out the Champagne MFWire.com
    11/21/2014 The Ten Biggest Fund Shops Now Control 58 Percent of the Assets MFWire.com
    9/29/2014 Guggenheim Brings a Veteran Mutual Fund Voice to the Big Apple MFWire.com
    4/9/2014 Guggenheim's Klein Is Out MFWire.com
    1/13/2014 These Index Funds Are Not Low Cost MFWire.com
    12/10/2013 WSJ Spotlights the Next Bond Market King MFWire.com
    12/2/2013 Vanguard, Fido, T. Rowe, J.P. Morgan, DFA and OpFunds Take Bigger Slices of the Growing Pie MFWire.com
    11/27/2013 PMs Return to CLOs MFWire.com
    10/31/2013 TCW's Risk Chief Fills Post at Guggenheim MFWire.com
    10/22/2013 Guggenheim's Washington Group Changes an Administration MFWire.com
    9/30/2013 Active ETFs Storm the Regulatory Ramparts MFWire.com
    9/24/2013 Guggenheim Fires Off Two More BulletShares MFWire.com
    8/28/2013 Bloomberg Covers Rags-To-Riches ETFs MFWire.com
    8/26/2013 Guggenheim Switches an Old Claymore ETF's Index MFWire.com
    8/7/2013 ETF Roundup: The SEC Staff Caves to Guggenheim and DWS on Self-Indexing and Transparency MFWire.com
    7/22/2013 A Guggenheim ETF Switches Indexes MFWire.com
    6/18/2013 ETF Daily News Says Target Maturity ETFs Underrated MFWire.com
    5/24/2013 Stork and Reaper for the Week of May 24, 2013 MFWire.com
    5/20/2013 Barron's Shares Its Love for Some Active ETFs MFWire.com
    5/20/2013 Which Funds are the Worst? MFWire.com
    5/15/2013 InvestmentNews Unveils Mutual Fund Losers List MFWire.com
    4/24/2013 The Next Gig for the Week of April 24, 2013 MFWire.com
    4/17/2013 The Next Gig for the Week of April 17, 2013 MFWire.com
    4/2/2013 Forbes Opines on Japan ETFs MFWire.com
    3/26/2013 Is Guggenheim About to Gain a Hollywood Sibling? MFWire.com
    3/13/2013 Guggenheim Cedes a Niche MFWire.com
    2/22/2013 Stork And Reaper for the Week of February 19, 2013 MFWire.com
    1/9/2013 USA Today Honors "Bull Riders" MFWire.com
    12/3/2012 The Money Fund Famine Spurs a Short-Term Bond ETF Feast MFWire.com
    11/21/2012 WSJ Opines on Alt Fund Craze MFWire.com
    11/6/2012 Guggenheim Wanted a Strategist MFWire.com
    10/25/2012 Franklin, Hancock, RidgeWorth and U.S. Global Win Big at MFEA MFWire.com
    10/4/2012 Is It a Bond or Is It an ETF? MFWire.com
    9/20/2012 Benzinga Calls Out "Dreadful" ETFs MFWire.com
    9/14/2012 Investors Like Target-Date Bond ETFs MFWire.com
    8/27/2012 Stork and Reaper for August 27, 2012 MFWire.com
    7/31/2012 Stork and Reaper for July 31, 2012 MFWire.com
    7/20/2012 Guggenheim Focuses On ETFs MFWire.com
    7/19/2012 Schwab Brings In Guggenheim ETF SVP MFWire.com
    5/22/2012 Alts Mutual Fund PMs Woo Reporters MFWire.com
    5/18/2012 Why Did Walter Balk at the DWS Deal? MFWire.com
    5/16/2012 RREEF Won't Satisfy Walter's Appetite MFWire.com
    5/14/2012 Seeking Alpha Adds 20 ETFs to Death Watch MFWire.com
    5/11/2012 The Guggenheim-DWS Deal Falls Apart MFWire.com
    5/7/2012 How Can Active ETFs Gain Traction? MFWire.com
    4/27/2012 Guggenheim Loads Three More Bullets MFWire.com
    4/18/2012 Three Guggenheim Chiefs Leave and Two Rise MFWire.com
    4/11/2012 Parker is Expected to Go With DWS to Guggenheim MFWire.com
    3/28/2012 Guggenheim Targets Advisors with New BulletShares MFWire.com
    2/28/2012 Is Guggenheim About to Seal the DWS Deal? MFWire.com
    2/23/2012 And the Leading DWS Bidders Are MFWire.com
    2/14/2012 Deutsche Shortens its Shortlist for DWS MFWire.com
    2/7/2012 Guggenheim Joins the DWS Sweepstakes MFWire.com
    1/26/2012 Guggenheim, State Street Execs Worry Over ETFs' Rep MFWire.com
    1/25/2012 Guggenheim Opens a Muni Income Fund MFWire.com
    12/7/2011 Guggenheim Expands its Retail Bond Portfolio MFWire.com
    11/21/2011 Guggenheim Officially Preps an ETF Unit Sale MFWire.com
    11/18/2011 Who Will Buy Claymore? MFWire.com
    11/11/2011 An ETF Pioneer is Skeptical of Active ETFs MFWire.com
    9/21/2011 Guggenheim Consolidates, Yet the Rydex Name Lives On MFWire.com
    3/2/2011 Is Guggenheim Combining its ETF Biz? MFWire.com
    10/26/2010 Three Guggenheim Funds Gain One Key Distribution Outlet MFWire.com
    9/27/2010 Claymore Rebrands MFWire.com
    9/3/2010 Claymore Loads Up 9 ETFs and Targets 9 Liquidation Dates MFWire.com
    9/2/2010 Guggenheim Tried to Take Over the Value Line Funds MFWire.com
    6/24/2010 WSJ Tracks Chinese and Asian Focused ETFs MFWire.com
    5/4/2010 Rydex's Parent-To-Be Launches a Trio of Funds MFWire.com
    4/20/2010 Ex-Van Kampen Chief Lands a New Gig MFWire.com
    3/9/2010 Claymore Unveils Three ETFs MFWire.com
    2/26/2010 Post-Deal, a Midwest Firm Appoints a National Sales Manager MFWire.com
    2/17/2010 Rydex | SGI Chief Plans Internal Expansion Post-Merger MFWire.com
    2/16/2010 A $400 Million Deal Sends Rydex to a New Parent MFWire.com
    2/10/2010 Is a BlackRock Exec Heading to Claymore? MFWire.com
    2/1/2010 WSJ: ETFs Not All Sugar and Cream MFWire.com
    12/1/2009 A Mutual Fund Titan Wants in on the Active ETF Action MFWire.com
    11/27/2009 Claymore Puts Four ETFs on the Chopping Block MFWire.com
    11/5/2009 Turner Ups its Wholesaler Count by Five MFWire.com
    7/31/2009 An ETF Provider Changes Hands MFWire.com
     News Archives
    2017: Q4Q3Q2Q1
    2016: Q4Q3Q2Q1
    2015: Q4Q3Q2Q1
    2014: Q4Q3Q2Q1
    2013: Q4Q3Q2Q1
    2012: Q4Q3Q2Q1
    2011: Q4Q3Q2Q1
    2010: Q4Q3Q2Q1
    2009: Q4Q3Q2Q1
    2008: Q4Q3Q2Q1
    2007: Q4Q3Q2Q1
    2006: Q4Q3Q2Q1
    2005: Q4Q3Q2Q1
    2004: Q4Q3Q2Q1
    2003: Q4Q3Q2Q1
    2002: Q4Q3Q2Q1
     Subscribe via RSS:
    Raw XML
    Add to My Yahoo!
    follow us in feedly




    ©All rights reserved to InvestmentWires, Inc. 1997-2017
    40 Wall Street | 28th Floor | New York, NY 10005 | P: 212-331-8968 | F: 212-331-8998
    Privacy Policy :: Terms of Use