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MFWire: Guggenheim Funds, Rydex Target Beta Funds, CurrencyShares, BulletShares
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Guggenheim Investments
2455 Corporate West Drive
Lisle, IL  60532
Google Maps

Contact
Main Phone: 630-577-2243
Web Site: http://www.guggenheimfunds.com

Mutual Fund Brand(s)
Guggenheim Funds, Rydex Target Beta Funds, CurrencyShares, BulletShares

Research Links
  • SEC Fund Filings by CIK

  • Background:
    On April 9, 2014, John Klein had left his position as Guggenheim president.

    On February 28, 2012, Deutsche Bank confirmed that it is now in "exclusive negotiations" to sell much of its global asset management business, including the DWS [profile] mutual fund business in the U.S., to Guggenheim. Yet Guggenheim and Deutsche ended the negotiations in May 2012 for all save the alternatives business.

    Guggenheim Partners acquired Claymore Securities, an ETF-specialist, in 2009 and re-branded the firm with the Guggenheim moniker in September 2010. Meanwhile, in February 2010 Guggenheim Partners led a coalition to snap up Security Benefit for $400 million. That deal brought SGI | Security Global Investors and Rydex | SGI [profile] into the Guggenheim fold.

    The Security Benefit deal closed in August 2010, and in September 2011 Guggenheim Partners combined its 11 asset management arms, including the former Claymore and Rydex ETF and leveraged- and inverse-mutual fund businesses, into a single, new, $119-billion-AUM subsidiary; Guggenheim Investments. At the time, Guggenheim planned to keep the Rydex brand alive only for the Rydex Target Beta funds.

    In November 2011, Guggenheim's Canadian unit is reportedly a strategic target for a pair of local banks, Bank of Montreal and Royal Bank of Canada, and Invesco PowerShares Capital Management.

    As of March 31, 2017, the firm has a total AUM of $260 billion.
    Sponsored Opportunities



    Key People:
    Jerry Miller
    President, Guggenheim Investments
    David Hooten
    CEO and Chairman of the Board, Guggenheim Funds - Claymore Securities, Inc.
    Michael Rigert
    Vice Chairman, Guggenheim Funds - Claymore Securities, Inc.
    Chris Parisi
    Senior Managing Director, Head of Intermediary Distribution, Guggenheim Funds Distributor
    Bruce Albeida
    CFO and Senior Managing Director, Guggenheim Funds
    Kevin Robinson
    General Counsel and Corporate Secretary and Senior Managing Director, Guggenheim Funds - Claymore Securities, Inc.
    Dominick Cogliandro
    Chief Operating Officer and Senior Managing Director, Guggenheim Funds
    Tom Futrell
    Chief Investment Officer and Senior Managing Director, Guggenheim Funds - Claymore Securities
    Anne Kovechar
    Senior Managing Director of Compliance, Guggenheim Funds - Claymore Securities, Inc.
    Anthony DiLeonardi
    Vice Chairman, Guggenheim Funds - Claymore Securities, Inc.
    Charles Stucke
    Chief Investment Officer, Guggenheim Investment Advisors
    Story Archive for Guggenheim Investments
    Published On Story Headline Publication
    4/28/2023 One Month, $362B In Inflows MFWire.com
    3/27/2023 Passive Inflows Drop $76B, and ... MFWire.com
    3/22/2023 31 of the Most Influential Female Fundsters In 2023 MFWire.com
    3/20/2023 BNY Mellon Leads With $2.3B MFWire.com
    2/28/2023 Fidelity's Inflows Rise to $27B MFWire.com
    2/21/2023 Midsize Flows Improve By $36B MFWire.com
    1/20/2023 ProShares Takes the Lead With $15B MFWire.com
    12/28/2022 One of a $285B-AUM Firm's Founders Dies MFWire.com
    11/16/2022 WisdomTree Repeats With $2.068B MFWire.com
    10/26/2022 With $17B, Schwab Leads Again MFWire.com
    10/5/2022 20 Fund Firms Win Big With FAs MFWire.com
    9/14/2022 14 Fund Firms Win Big In NYC MFWire.com
    8/24/2022 Money Funds Rake In $29B MFWire.com
    7/21/2022 ProShares Leads As 17 Percent of Midsize Firms Win Inflows MFWire.com
    4/19/2022 ProShares Three-Peats With $2.59B MFWire.com
    3/22/2022 Inflows Fall $97B, Mostly Due to Active Funds MFWire.com
    3/16/2022 ProShares Repeats Atop Midsize Firms' Shrinking Inflows Pack MFWire.com
    1/20/2022 Despite a Rough Finale, Midsize Inflows Returned In 2021 MFWire.com
    9/16/2020 2020 Inflows Reach 46 Percent of This Shop's AUM MFWire.com
    8/17/2020 For Two-Thirds of Midsize Firms, 2020 Flows Are Still In the Red MFWire.com
    7/17/2020 Two-Thirds of 2020 Outflows Came From Midsize Firms MFWire.com
    7/16/2020 An Advisor Distro Chief In Gotham Passes the Reins MFWire.com
    5/18/2020 Midsize Outflows Plunge 96 Percent MFWire.com
    3/10/2020 The 33 Most Influential Women In the U.S. Fund Biz MFWire.com
    1/23/2020 JPMAM Keeps Its Lead MFWire.com
    1/16/2020 Midsize Firms' Outflows Fell 78 Percent In 2019 MFWire.com
    9/17/2019 14 Asset Managers Win Big In Gotham MFWire.com
    7/22/2019 Pimco and BlackRock Win In June MFWire.com
    3/8/2019 T. Rowe, Fidelity, Pimco and OpFunds Crush It In Gotham MFWire.com
    3/7/2019 2019's Richest Fundsters Are ... MFWire.com
    1/17/2019 Only Two Firms Added More Than $10B In 2018 MFWire.com
    11/20/2018 An Inverse Index Fund Specialist Takes the Lead MFWire.com
    10/17/2018 New Lens: Active vs Passive Winners MFWire.com
    9/17/2018 Bridge Builder's Lead Widens MFWire.com
    6/25/2018 Week In Preview, June 25-July 1 MFWire.com
    6/21/2018 Is Minerd About to Double His Guggenheim Empire? MFWire.com
    6/11/2018 Week In Preview, June 11-17 MFWire.com
    6/11/2018 Week In Preview, June 11-17 401kWire.com
    5/14/2018 Week In Preview, May 14-20 MFWire.com
    5/1/2018 First Trust's Inflows Double MFWire.com
    4/17/2018 The SEC's Guggenheim Investigation is About Real Estate MFWire.com
    4/9/2018 Week In Preview, April 9-15 MFWire.com
    3/12/2018 Week In Preview, March 12-18 MFWire.com
    3/9/2018 2018's Richest Fundsters Are ... MFWire.com
    2/28/2018 Nuveen, Vanguard, T. Rowe, and Fidelity Dominate in the Big Apple MFWire.com
    2/26/2018 Despite a Shift, Passive Titans Still Dominated January Flows MFWire.com
    1/29/2018 Bridge Builder Dominated 2017 MFWire.com
    1/29/2018 Week In Preview, January 29-February 4 MFWire.com
    1/25/2018 Two Fund Firms, One $555B Year MFWire.com
    1/25/2018 SSgA Had a Great December MFWire.com
    1/5/2018 Seven Shops Add to Schwab ETF OneSource MFWire.com
    12/21/2017 Even Vanguard and BlackRock Slowed Down a Bit MFWire.com
    11/28/2017 Five Midsize Firms Join the $1B Flows Club MFWire.com
    11/27/2017 Guggenheim Rocks October as Two Titans Keep Gobbling MFWire.com
    10/6/2017 How Does Invesco-Guggenheim Change the ETF Landscape? MFWire.com
    10/3/2017 Credit Suisse and ETC Had a Big Month MFWire.com
    10/2/2017 Filings For Fundsters - October 2, 2017 MFWire.com
    9/28/2017 For $1.2B, Marty Flanagan Does It Again MFWire.com
    9/28/2017 New Fund Fuss - September 28, 2017 MFWire.com
    9/27/2017 Are Invesco and Guggenheim Engaged? MFWire.com
    9/26/2017 Only One Active Shop Passed $1B in Inflows in August MFWire.com
    9/5/2017 Filings For Fundsters - September 5, 2017 MFWire.com
    8/31/2017 Filings For Fundsters - August 31, 2017 MFWire.com
    8/24/2017 ETC Breaks $1B and Nationwide Shines MFWire.com
    8/24/2017 The Invesco-Guggenheim Deal Talk Narrows MFWire.com
    8/21/2017 Vanguard and BlackRock Eclipse the Competition, Again MFWire.com
    8/8/2017 Is Invesco Becoming a Mini-BlackRock? MFWire.com
    8/4/2017 Filings for Fundsters - August 4, 2017 MFWire.com
    8/3/2017 Is Flanagan About to Make His 2nd Big Buy of 2017? MFWire.com
    7/24/2017 Filings for Fundsters - July 24, 2017 MFWire.com
    7/21/2017 Guggenheim and Bridge Builder Are On a Roll! MFWire.com
    7/20/2017 Vanguard and BlackRock Stay on Top While SSgA's Flow Woe Reverses MFWire.com
    7/14/2017 Jerry Miller Returns MFWire.com
    7/13/2017 New Fund Fuss - July 13, 2017 MFWire.com
    7/10/2017 Nine Shops Add ETFs to OneSource MFWire.com
    6/27/2017 After Six Years At Guggenheim, a Senior Managing Director Passes the Reins MFWire.com
    6/23/2017 These 7 ETF Shops Are Teaming Up With Pershing. Here's Why. MFWire.com
    6/15/2017 Custodian Launches ETF Platform MFWire.com
    5/31/2017 Filings for Fundsters - May 31, 2017 MFWire.com
    5/17/2017 Schwab and Guggenheim Had a Huge April, and BlackRock Nudges Past Vanguard MFWire.com
    4/21/2017 ETF Insiders Convene, and SHE Has Another Great Night MFWire.com
    3/24/2017 Vanguard, Nuveen, and Morgan Stanley Win Big in Gotham MFWire.com
    3/17/2017 13 Fund Firms Had a $1B February MFWire.com
    2/10/2017 Punching Above Your ETF Weight MFWire.com
    12/30/2016 The Most Popular MFWire Stories of 2016 MFWire.com
    11/11/2016 Guggenheim Fills a New DC I-O Job 401kWire.com
    10/13/2016 Filings for Fundsters - October 13, 2016 MFWire.com
    10/10/2016 ETF Shops Rake In $6B Per Year MFWire.com
    10/5/2016 Filings for Fundsters - October 5, 2016 MFWire.com
    10/3/2016 Filings for Fundsters - October 3, 2016 MFWire.com
    9/15/2016 The New Fund Fuss - September 15, 2016 MFWire.com
    8/26/2016 Filings for Fundsters - August 26, 2016 MFWire.com
    8/18/2016 Filings For Fundsters - August 18, 2016 MFWire.com
    8/11/2016 People on the Move -- August 11, 2016 MFWire.com
    8/9/2016 Stork and Reaper - August 9, 2016 MFWire.com
    8/1/2016 Rydex Fund Services' Buyer Targets Liquid Alts MFWire.com
    7/28/2016 A Japanese Giant Buys Into U.S. Mutual Fund Services MFWire.com
    6/10/2016 Is the ETF Seeding Cycle Slowing Down? MFWire.com
    3/23/2016 101 Fund Families Win in Gotham MFWire.com
    1/28/2016 Keep an Eye on AB, Guggenheim, and Janus MFWire.com
    9/8/2015 Uh Oh: Galvin Is Digging Into NAVgate MFWire.com
    8/27/2015 No NAVs: BNY Mellon's Fundster Customers Scramble MFWire.com
    8/11/2015 28 Fund Firms Are Paying Morgan Stanley At Least $1MM MFWire.com
    4/1/2015 Cap Group, Fidelity, and Pimco Break Out the Champagne MFWire.com
    11/21/2014 The Ten Biggest Fund Shops Now Control 58 Percent of the Assets MFWire.com
    9/29/2014 Guggenheim Brings a Veteran Mutual Fund Voice to the Big Apple MFWire.com
    4/9/2014 Guggenheim's Klein Is Out MFWire.com
    1/13/2014 These Index Funds Are Not Low Cost MFWire.com
    12/10/2013 WSJ Spotlights the Next Bond Market King MFWire.com
    12/2/2013 Vanguard, Fido, T. Rowe, J.P. Morgan, DFA and OpFunds Take Bigger Slices of the Growing Pie MFWire.com
    11/27/2013 PMs Return to CLOs MFWire.com
    10/31/2013 TCW's Risk Chief Fills Post at Guggenheim MFWire.com
    10/22/2013 Guggenheim's Washington Group Changes an Administration MFWire.com
    9/30/2013 Active ETFs Storm the Regulatory Ramparts MFWire.com
    9/24/2013 Guggenheim Fires Off Two More BulletShares MFWire.com
    8/28/2013 Bloomberg Covers Rags-To-Riches ETFs MFWire.com
    8/26/2013 Guggenheim Switches an Old Claymore ETF's Index MFWire.com
    8/7/2013 ETF Roundup: The SEC Staff Caves to Guggenheim and DWS on Self-Indexing and Transparency MFWire.com
    7/22/2013 A Guggenheim ETF Switches Indexes MFWire.com
    6/18/2013 ETF Daily News Says Target Maturity ETFs Underrated MFWire.com
    5/24/2013 Stork and Reaper for the Week of May 24, 2013 MFWire.com
    5/20/2013 Barron's Shares Its Love for Some Active ETFs MFWire.com
    5/20/2013 Which Funds are the Worst? MFWire.com
    5/15/2013 InvestmentNews Unveils Mutual Fund Losers List MFWire.com
    4/24/2013 The Next Gig for the Week of April 24, 2013 MFWire.com
    4/17/2013 The Next Gig for the Week of April 17, 2013 MFWire.com
    4/2/2013 Forbes Opines on Japan ETFs MFWire.com
    3/26/2013 Is Guggenheim About to Gain a Hollywood Sibling? MFWire.com
    3/13/2013 Guggenheim Cedes a Niche MFWire.com
    2/22/2013 Stork And Reaper for the Week of February 19, 2013 MFWire.com
    1/9/2013 USA Today Honors "Bull Riders" MFWire.com
    12/3/2012 The Money Fund Famine Spurs a Short-Term Bond ETF Feast MFWire.com
    11/21/2012 WSJ Opines on Alt Fund Craze MFWire.com
    11/6/2012 Guggenheim Wanted a Strategist MFWire.com
    10/25/2012 Franklin, Hancock, RidgeWorth and U.S. Global Win Big at MFEA MFWire.com
    10/4/2012 Is It a Bond or Is It an ETF? MFWire.com
    9/20/2012 Benzinga Calls Out "Dreadful" ETFs MFWire.com
    9/14/2012 Investors Like Target-Date Bond ETFs MFWire.com
    8/27/2012 Stork and Reaper for August 27, 2012 MFWire.com
    7/31/2012 Stork and Reaper for July 31, 2012 MFWire.com
    7/20/2012 Guggenheim Focuses On ETFs MFWire.com
    7/19/2012 Schwab Brings In Guggenheim ETF SVP MFWire.com
    5/22/2012 Alts Mutual Fund PMs Woo Reporters MFWire.com
    5/18/2012 Why Did Walter Balk at the DWS Deal? MFWire.com
    5/16/2012 RREEF Won't Satisfy Walter's Appetite MFWire.com
    5/14/2012 Seeking Alpha Adds 20 ETFs to Death Watch MFWire.com
    5/11/2012 The Guggenheim-DWS Deal Falls Apart MFWire.com
    5/7/2012 How Can Active ETFs Gain Traction? MFWire.com
    4/27/2012 Guggenheim Loads Three More Bullets MFWire.com
    4/18/2012 Three Guggenheim Chiefs Leave and Two Rise MFWire.com
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