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MFWire: NEOS ETFs
MUTUAL FUND FAMILY PROFILES [BETA]
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NEOS Investments
55 Post Road W
Westport, CT  06880
Google Maps

Contact
Main Phone: 203-915-2875
Web Site: https://neosfunds.com/

Mutual Fund Brand(s)
NEOS ETFs

Research Links
  • SEC Fund Filings by CIK Series

  • Background:
    Troy Cates and Garrett Paolella, and Taeyong Lee co-founded NEOS in April 2022. (Paolella and Cates previously worked together at Harvest Volatility Management, Horizons, Recon, and MKM Partners. Lee previously served as global head of ETFs at Mirae Asset, Horizon's parent.)

    Lee also serves as chief global strategy officer at Wavebridge, a South Korean quant firm that is a strategic partner to NEOS. (NEOS is majority-owned by its own employees, but Wavebridge holds a minority stake.)

    NEOS ("Next Evolution of Option Strategies") specializes in a quantitative, systematic approach to asset management. The team debuted their first three ETFs in August 2022. All three of those ETFs are actively managed with traditional, daily disclosures of holdings and feature options-powered strategies intended to generate monthly income; one of the funds is an equities-focused fund, while the others are fixed income-focused funds.
    Sponsored Opportunities



    Key People:
    Troy Cates
    Co-Founder, Managing Partner, NEOS Investments LLC
    Garrett Paolella
    Co-Founder, Managing Partner, NEOS Investments LLC
    Taeyong Lee
    Co-Founder / Chief Global Strategy Officer, NEOS Investments LLC / Wavebridge
    Story Archive for NEOS Investments
    Published On Story Headline Publication
    6/30/2025 Eagle Soars Again, Thanks to a $150MM Month MFWire.com
    6/25/2025 Small Firms' Flows Recover By $1.5B As a CT ETF Shop Repeats MFWire.com
    5/22/2025 Netting $367MM, Neos Pulls Ahead MFWire.com
    4/24/2025 BlackRock, Research Affiliates, and 13 Other AMs Win Big In Gotham MFWire.com
    4/21/2025 Neos Wins Q1 With $1.3B MFWire.com
    4/8/2025 Neos Plans to Shutter a $6MM-AUM ETF MFWire.com
    3/28/2025 Neos Pulls Ahead With a $241MM Inflows Boost MFWire.com
    3/25/2025 A Gotham Startup Preps a Historically Weighted Fund MFWire.com
    2/26/2025 Small Firms' Net Flows Rebound By $2.8B MFWire.com
    1/29/2025 Column Wins 2024 With $4.219B MFWire.com
    1/23/2025 Near NYC, a 3YO ETF Shop Targets Real Estate MFWire.com
    1/2/2025 An Income ETF Shop Targets 20+ Year Treasuries MFWire.com
    12/9/2024 For ETF #6, a Gotham Startup Plugs Into Neos, And ... MFWire.com
    11/26/2024 Small Firms' Net Flows Fall $1.5B From September, But ... MFWire.com
    10/28/2024 With $790MM, PTAM Pulls Ahead MFWire.com
    10/23/2024 For Fund 7, a Quant Shop Combines Bitcoin and Options MFWire.com
    8/28/2024 With $475MM, Alpha Architect Pulls Ahead Again MFWire.com
    7/22/2024 Alpha Architect Takes the Lead With $1.4B MFWire.com
    7/5/2024 A CT AM Launches Its 5th ETF MFWire.com
    6/27/2024 Netting $490MM, Alpha Architect Repeats MFWire.com
    5/17/2024 A Philly Area Firm Leads With $668MM MFWire.com
    3/21/2024 A Crypto-Focused Firm Leads With $949MM MFWire.com
    1/25/2024 Bridge Builder Threepeats As Flows Rebound MFWire.com
    1/25/2024 A Philly Area Firm Leads With $1.1B MFWire.com
    12/15/2023 Bridge Builder Repeats, Netting $127MM Per Fund MFWire.com
    12/14/2023 With $124MM, a Gotham Shop Takes the Lead MFWire.com
    11/27/2023 With $182MM Per Fund, Bridge Builder Regains the Lead MFWire.com
    10/27/2023 Bridge Builder Dominates With $681MM Per Fund MFWire.com
    9/26/2023 Neos Threepeats With $70MM Per Fund MFWire.com
    9/25/2023 YieldMax Repeats, Thanks to $424MM MFWire.com
    8/22/2023 Neos Repeats, Netting $88MM Per Fund MFWire.com
    8/21/2023 YieldMax Takes the Lead With $303MM MFWire.com
    7/26/2023 Neos Takes the Lead With $99MM Per Fund MFWire.com
    7/25/2023 Strive Leads With $102MM MFWire.com
    9/22/2022 An Anti-ESG Startup Wins In August MFWire.com
    9/14/2022 Coming Soon For a Quant Startup: Hiring, Subadvising, and More ETFs MFWire.com
    8/30/2022 A CT Quant Shop Starts With an ETF Triple MFWire.com
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